GENERAL ELECTRIC CO
SC TO-T/A, 2000-10-10
ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP)
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                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549

                                 --------------

                                   SCHEDULE TO
                                 (RULE 14D-100)

            TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
                     OF THE SECURITIES EXCHANGE ACT OF 1934
                                (Amendment No. 5)

                                  -------------

                               SMALLWORLDWIDE PLC
                       (Name of Subject Company (Issuer))

                                 --------------

                         GE POWER SYSTEMS EQUITIES, INC.
                            GENERAL ELECTRIC COMPANY
                                   (Offerors)
        (Names of Filing Persons (identifying status as offeror, issuer
                                or other persons)

                                 --------------

      ORDINARY SHARES, OF (POUND)0.01 EACH, AND AMERICAN DEPOSITARY SHARES,
                      EACH REPRESENTING ONE ORDINARY SHARE
                         (Title of Class of Securities)

                     83168P108 (AMERICAN DEPOSITARY SHARES)
                      (CUSIP Number of Class of Securities)

                                 --------------

                               JAMES M. WATERBURY
                            GENERAL ELECTRIC COMPANY
                              4200 WILDWOOD PARKWAY
                             ATLANTA, GEORGIA 30339
                            TELEPHONE: (770) 859-6378
            (Name, Address and Telephone Number of Person Authorized
       to Receive Notices and Communications on Behalf of Filing Persons)

                                    COPY TO:
                                 MARY A. BERNARD
                                 KING & SPALDING
                           1185 AVENUE OF THE AMERICAS
                            NEW YORK, NEW YORK 10036
                            TELEPHONE: (212) 556-2100

                                -----------------

                            CALCULATION OF FILING FEE

<TABLE>
<CAPTION>
================================================================================
            TRANSACTION VALUATION                AMOUNT OF FILING FEE
--------------------------------------------------------------------------------
<S>                                                    <C>
              $  211,874,900*                          $  42,375
================================================================================
</TABLE>

*   Estimated for purposes of calculating the filing fee only. This calculation
    assumes the purchase of all outstanding ordinary shares, nominal value
    (pound)0.01 per share (the "Ordinary Shares"), and American Depositary
    Shares each representing one Ordinary Share (the "ADSs", and together with
    the Ordinary Shares, the "Shares"), of Smallworldwide plc at a price of
    $20.00 per Share. As of August 17, 2000, there were 10,593,745 Shares
    outstanding, including Shares subject to outstanding stock options. The
    amount of the Filing Fee calculated in accordance with Rule 0-11 of the
    Securities and Exchange Act of 1934, as amended, equals 1/50th of 1% of the
    value of the transaction.

|X| Check the box if any part of the fee is offset as provided by Rule
    0-11(a)(2) and identify the filing with which the offsetting fee was
    previously paid. Identify the previous filing by registration statement
    number, or the Form or Schedule and the date of its filing.

    Amount Previously Paid:   $42,375       Filing Party: GE Power Systems
                                                            Equities, Inc.
                                                          General Electric
                                                            Company
    Form or Registration No.: Schedule TO   Date Filed:   August 24, 2000

|_| Check the box if the filing relates solely to preliminary communications
    made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which the
    statement relates:
    |X| third-party tender offer subject to Rule 14d-1.
    |_| issuer tender offer subject to Rule 13e-4.
    |_| going-private transaction subject to Rule 13e-3.
    |_| Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results
of the tender offer: |_|

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         This Amendment No. 5 amends and supplements the Tender Offer Statement
on Schedule TO originally filed with the Securities and Exchange Commission on
August 24, 2000, as amended by Amendment No. 1 filed on August 25, 2000,
Amendment No. 2 filed on September 25, 2000, Amendment No. 3 filed on October 2,
2000 and Amendment No. 4 filed on October 5, 2000 (as amended, the "Schedule
TO"), by GE Power Systems Equities, Inc., a Delaware corporation (the "Offeror")
and a wholly owned subsidiary of General Electric Company, a New York
corporation ("GE"). The Schedule TO relates to the offer by the Offeror and GE
to purchase all of the outstanding (1) ordinary shares, nominal value of
(pound)0.01 each ("Ordinary Shares"), and (2) American Depositary Shares
("ADSs"), each representing one Ordinary Share and evidenced by American
Depositary Receipts ("ADRs") of Smallworldwide plc, a public limited company
incorporated under the laws of England and Wales ("Smallworld"). The Offer is
subject to the terms and conditions set forth in the Offer to Purchase, dated
August 24, 2000 (the "Offer to Purchase"), a copy of which was filed with the
Schedule TO as Exhibit (a)(1)(A), the related Letter of Transmittal, a copy of
which was filed with the Schedule TO as Exhibit (a)(1)(B) , and the related Form
of Acceptance, a copy of which was filed with the Schedule TO as Exhibit
(a)(1)(C) (which, together with the Offer to Purchase, as amended from time to
time, constitute the "Offer"). The information in the Offer to Purchase is
incorporated by reference herein. Capitalized terms used and not defined herein
shall have the meanings ascribed to such terms in the Offer to Purchase.

         Items 1 and 4 of the Schedule TO, which incorporate by reference the
information contained in the Offer to Purchase, are hereby amended and
supplemented by adding thereto the following:

                  "As a result of the Offeror's purchase of approximately 98% of
         the outstanding Shares on October 3, 2000, all stock options
         outstanding under Smallworld's share option schemes ("Company Options")
         vested and became exercisable. Pursuant to the terms of the Offer, the
         Offer extends to all Shares subject to the Company Options.
         Accordingly, on October 9, 2000, the Offeror sent an offer letter to
         all holders of Company Options, which includes an Election Form,
         instructing holders how to, among other things, accept the Offer and
         cash-out their Company Options. A form of the offer letter is filed
         herewith as Exhibit 99.6 and is incorporated herein by this reference."

ITEM 12. EXHIBITS

         Item 12 of the Schedule TO is hereby amended and supplemented by adding
         thereto the following:

         "99.6   Letter from GE to Smallworld optionholders."
         "99.7   E-mail from GE to Smallworld optionholders."

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                                    SIGNATURE

         After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.


                                         GENERAL ELECTRIC COMPANY


                                         By: /s/ JAMES M. WATERBURY
                                            -------------------------------
                                            Name:  James M. Waterbury
                                            Title: Attorney-in-Fact


                                         GE POWER SYSTEMS EQUITIES, INC.


                                         By: /s/ JAMES M. WATERBURY
                                            -------------------------------
                                            Name:  James M. Waterbury
                                            Title: Attorney-in-Fact

Date: October 9, 2000
<PAGE>

                                  EXHIBIT INDEX

EXHIBIT NO.        DOCUMENT
-----------        --------
*(a)(i)(A)         Offer to Purchase dated August 24, 2000.
*(a)(1)(B)         Form of Letter of Transmittal.
*(a)(1)(C)         Form of Acceptance.
*(a)(1)(D)         Form of Notice of Guaranteed Delivery.
*(a)(1)(E)         Form of Letter from the Information Agent to Brokers,
                   Dealers, Commercial Banks, Trust Companies and Nominees.
*(a)(1)(F)         Form of Letter to Clients for use by Brokers, Dealers,
                   Commercial Banks, Trust Companies and Nominees.
*(a)(1)(G)         Guidelines for Certification of Taxpayer Identification
                   Number on Substitute Form W-9.
*(a)(1)(H)         Press announcement released in the U.K. on August 17, 2000.
                   (incorporated by reference to Exhibit 99(a)(2) to Schedule TO
                   filed by General Electric Company and GE Power Systems
                   Equities, Inc. on August 17, 2000.)
*(a)(1)(I)         Joint press release issued by GE and Smallworld on August 17,
                   2000. (incorporated by reference to Exhibit 99(a)(1) to
                   Schedule TO filed by General Electric Company and GE Power
                   Systems Equities, Inc. on August 17, 2000.)
*(a)(1)(J)         Summary advertisement as published in the U.S. on August 24,
                   2000.
*(a)(2)            Recommendation Statement on Schedule 14D-9.
 (b)               None.
*(d)(1)            Acquisition Agreement dated August 16, 2000 between General
                   Electric Company and Smallworldwide plc (incorporated by
                   reference from Annex B to the Offer to Purchase filed as
                   Exhibit (a)(1)(A) hereto).
*(d)(2)            Form of Irrevocable Undertaking executed by each of Martin
                   Cartwright, Richard Green and Richard Newell and GE Power
                   Systems Equities, Inc.
*(d)(3)            Deed of Irrevocable Undertaking executed by C. Warren
                   Ferguson and GE Power Systems Equities, Inc.
*(d)(4)            Form of Irrevocable Undertaking executed by each of Timothy
                   Cadman and Ronald Posner and GE Power Systems Equities, Inc.
*(d)(5)            Form of Irrevocable Undertaking executed by each of Peter
                   Batty, Peter Britnell, Joan Myhill and David Theriault and GE
                   Power Systems Equities, Inc.
*(d)(6)            Form of Irrevocable Undertaking executed by each of Mark
                   Diskin and Wolfgang Chittka and GE Power Systems Equities,
                   Inc.
*(d)(7)            Service Agreement dated August 16, 2000 between Richard G.
                   Newell and General Electric Company.
*(d)(8)            Service Agreement dated August 16, 2000 between C. Warren
                   Ferguson and General Electric Company.
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*(d)(9)            Service Agreement dated August 16, 2000 between Martin A.
                   Cartwright and General Electric Company.
*(d)(10)           Service Agreement dated August 16, 2000 between Richard Green
                   and General Electric Company.
*(d)(11)           Confidentiality Agreement dated August 2, 2000 between
                   General Electric Company and Smallworldwide plc.
 (g)               Not applicable.
 (h)               Not applicable.
*99.1              Power of Attorney.
*99.2              Board Resolution of GE Power Systems Equities, Inc.
*99.3              Newspaper Advertisement published on August 25, 2000 in the
                   Financial Times.
*99.4              Press release issued on September 22, 2000.
*99.5              Press release issued on October 3, 2000.
 99.6              Letter from GE to Smallworld optionholders.
 99.7              E-mail from GE to Smallworld optionholders.

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* Previously Filed.


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