Amendment No. 2 to
SEC File No. 70-8937
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM U-1
APPLICATION
UNDER
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ("Act")
GPU, INC. ("GPU")
GPU SERVICE, INC. ("GPUS")
100 Interpace Parkway
Parsippany, New Jersey 07054
GPU INTERNATIONAL, INC. ("GPUI")
One Upper Pond Road
Parsippany, New Jersey 07054
GPU GENERATION, INC. ("GENCO")
1001 Broad Street
Johnstown, Pennsylvania 15907
(Names of companies filing this statement and
addresses of principal executive offices)
GPU, INC.
(Name of top registered holding company parent of applicants)
M. A. Nalewako, Secretary Douglas E. Davidson, Esq.
M. J. Connolly, Esq., Berlack, Israels & Liberman LLP
Assistant General Counsel 120 West 45th Street
GPU Generation, Inc. New York, New York 10036
GPU Service, Inc.
100 Interpace Parkway
Parsippany, New Jersey 07054
W. S. Greengrove, Secretary
GPU International, Inc.
One Upper Pond Road
Parsippany, New Jersey 07054
(Names and addresses of agents for service)<PAGE>
GPU, GPUS, GPUI and GENCO hereby amend their Application on
Form U-1, docketed in SEC File No. 70-8937, as follows:
1. By amending the fourth paragraph of paragraph E of Item
1 to read in its entirety as follows:
No more than 2% of the total employees of the Utility
Subsidiaries, GPUS and GENCO will, at any one time, directly
or indirectly render services to the Energy Subsidiaries in
connection with the Energy Commodities Business.
2. By amending paragraph G of Item 1 to read in its
entirety as follows:
G. The authorization requested herein with respect to
the acquisition of securities of any Energy Subsidiaries
shall expire upon the first to occur of (i) December 31,
2000, and (ii) the effectiveness of Rule 58 under the Act
(HCAR No. 35-26667, February 14, 1997) to the extent that
such rule exempts the acquisition of the securities of
Energy Subsidiaries from Section 9(a) of the Act.
3. By amending in its entirety the second paragraph of
Item 3 as follows:
Reporting
It is requested that Certificates Pursuant to Rule 24
under the Act be required to be filed hereunder within 60
days of the end of each of the first three calendar quarters
of each year and within 90 days of the end of the fourth
calendar quarter. Such certificates will (a) include copies
of the by-laws and charter documents of any Energy
Subsidiary formed during such period; (b) identify each
investment (including guarantees) made in connection with
the Energy Commodities Business by GPU in any Energy
Subsidiary in the previous quarter; (c) include a balance
sheet as of the end of the calendar quarter and a twelve-
month income statement and statement of cash flows (on
either a divisional or consolidated basis) for each Energy
Subsidiary that will identify wholesale or retail power
marketing, other marketing and sales of Energy Commodities;
and energy management services; (d) a description of
services obtained by any Energy Subsidiary from associate
companies in connection with the Energy Commodities
Business, specifying the type of service, the number of
personnel from each associate company providing services
during the quarter and the total dollar value of such
services; and (e) a statement of the number of KWHs sold by
the Energy Subsidiaries, during the quarter and cumulatively<PAGE>
for the year, by customer class, broken down between retail
and wholesale power marketing. To the extent such
certificates contain confidential or proprietary business or
commercial information, confidential treatment under Rule
104 may be sought.<PAGE>
SIGNATURE
PURSUANT TO THE REQUIREMENTS OF THE PUBLIC UTILITY
HOLDING COMPANY ACT OF 1935, THE UNDERSIGNED COMPANIES HAVE DULY
CAUSED THIS STATEMENT TO BE SIGNED ON THEIR BEHALF BY THE
UNDERSIGNED THEREUNTO DULY AUTHORIZED.
GPU, INC.
GPU GENERATION, INC.
GPU SERVICE, INC.
By:/s/ T. G. Howson
T. G. Howson
Vice President and Treasurer
GPU INTERNATIONAL, INC.
By:/s/ B. L. Levy
B. L. Levy
President
Date: March 7, 1997<PAGE>
