UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2001
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Robert S. Plenderleith
GPU Advanced Resources, Inc.
A subsidiary of GPU, Inc.
2675 Morgantown Road
GH2-3300
Reading, PA 19607
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Advanced Resources, Inc., a subsidiary of GPU, Inc., a registered
holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is a Vice President of GPU Advanced Resources, Inc. and
devotes the major portion of his working time to the usual duties
incident to such position.
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5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Person or company
Salary or other from whom received
Name of receipient compensations To be received or to be received
(a) (b)
Robert S. Plenderleith
1998 $151,952 GPU Advanced Resources, Inc.
1999 $130,000 GPU Advanced Resources, Inc.
2000 $130,000 GPU Advanced Resources, Inc.
2001 $130,000 GPU Advanced Resources, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1998, if any, amounted in the aggregate
to $151,952. Based on his present salary rate, respondent estimates that
his 1999, 2000, and 2001 compensation, each year, will be $130,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 1999, 2000, and 2001.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2, above,
during the calendar year in connection with the activities described in
Item 4, above, and the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: $6007.
(b) Itemized list of all other expenses:
January 28, 1999 (Signed) /s/ Robert S. Plenderleith