UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2000
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY
A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE
EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE
71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Timothy N. Atherton
GPU Service, Inc.
1001 Broad Street
Johnstown, PA 15907
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the exemption
provided by paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship:
Respondent is a Senior Attorney of GPU Service, Inc. and devotes the
major portion of his working time to the usual duties incident to such
position.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
<PAGE>
Person or company
Salary or other from whom received
Name of receipient compensations To be received or to be received
(a) (b)
Timothy N. Atherton
1997 $103,276 GPU Service, Inc.
1998 $ 90,204 GPU Service, Inc.
1999 $ 90,204 GPU Service, Inc.
2000 $ 90,204 GPU Service, Inc.
Repondent's 1997 compensation from the companies in the GPU System was
received from GPU Service, Inc. and GPU Generation, Inc. Such
compensation, including incentive compensation received in 1997, if
any, amounted in the aggregate to $103,276. Based on his present salary
rate, respondent estimates that his 1998, 1999, and 2000 compensation,
each year, will be $90,204. Respondent cannot now estimate the amount
of incentive compensation, if any, to be received in 1998, 1999, and
2000.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $4,826
(b) Itemized list of all other expenses:
February 6, 1998 (Signed) /s/ Timothy N. Atherton
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2000
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY
A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE
EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE
71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Cort C. Choate
GPU Service, Inc.
2800 Pottsville Pike
Reading, PA 19605
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the exemption
provided by paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship:
Respondent is a Senior Attorney of GPU Service, Inc. and devotes the
major portion of his working time to the usual duties incident to such
position.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
<PAGE>
Person or company
Salary or other from whom received
Name of receipient compensations To be received or to be received
(a) (b)
Cort C. Choate
1997 $ 89,002 GPU Service, Inc.
1998 $83,000 GPU Service, Inc.
1999 $83,000 GPU Service, Inc.
2000 $83,000 GPU Service, Inc.
Respondent's 1997 compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1997, if any, amounted in the
aggregate to $89,002. Based on his present salary rate, respondent
estimates that his 1998, 1999, and 2000 compensation, each year, will
be $83,000. Respondent cannot now estimate the amount of incentive
compensation, if any, to be received in 1998, 1999, and 2000.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $1,195
(b) Itemized list of all other expenses:
February 6, 1998 (Signed) /s/ Cort C. Choate
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2000
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY
A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE
EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE
71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Wendy S. Greengrove
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07960
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the exemption
provided by paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship:
Respondent is a Corporate Affairs Director of GPU Service, Inc. and
devotes the major portion of her working time to the usual duties
incident to such position.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
<PAGE>
Person or company
Salary or other from whom received
Name of receipient compensations To be received or to be received
(a) (b)
Wendy S. Greengrove
1997 $ 125,131 GPU Service, Inc.
1998 $102,075 GPU Service, Inc.
1999 $102,075 GPU Service, Inc.
2000 $102,075 GPU Service, Inc.
Respondent's 1997 compensation from the companies in the GPU System was
received from GPU Service, Inc. and GPU International, Inc. Such
compensation, including incentive compensation received in 1997, if
any, amounted in the aggregate to $125,131. Based on her present salary
rate, respondent estimates that her 1998, 1999, and 2000 compensation,
each year, will be $102,075. Respondent cannot now estimate the amount
of incentive compensation, if any, to be received in 1998, 1999, and
2000.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $11,274
(b) Itemized list of all other expenses:
February 6, 1998 (Signed) /s/ Wendy S. Greengrove
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2000
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY
A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE
EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE
71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Scott L. Guibord
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07960
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the exemption
provided by paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship:
Respondent devotes the major portion of his working time to his duties
as Division Counsel of GPU Service, Inc. and as Secretary of GPU
Advanced Resources, Inc., GPU Nuclear, Inc., GPU Telecom Services,
Inc., Jersey Central Power & Light Company, JCP&L Preferred Capital,
Inc., Metropolitan Edison Company, Met-Ed Preferred Capital, Inc.,
Nineveh Water Company, Pennsylvania Electric Company, Penelec Preferred
Capital, Inc., Saxton Nuclear Experimental Corporation, Waverly
Electric Light and Power Company, and York Haven Power Company, and the
usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Person or company
Salary or other from whom received
Name of receipient compensations To be received or to be received
(a) (b)
Scott L. Guibord
1997 $ 144,680 GPU Service, Inc.
1998 $125,000 GPU Service, Inc.
1999 $125,000 GPU Service, Inc.
2000 $125,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1997, if any, amounted in the
aggregate to $144,680. Based on his present salary rate, respondent
estimates that his 1998, 1999, and 2000 compensation, each year, will
be $125,000. Respondent cannot now estimate the amount of incentive
compensation, if any, to be received in 1998, 1999, and 2000.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $3,992
(b) Itemized list of all other expenses:
February 6, 1998 (Signed) /s/ Scott L. Guibord
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2000
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY
A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE
EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE
71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Leslie L. Halyard
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07960
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the exemption
provided by paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship:
Respondent is a Senior Attorney of GPU Service, Inc. and devotes the
major portion of her working time to the usual duties incident to such
position.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
<PAGE>
Person or company
Salary or other from whom received
Name of receipient compensations To be received or to be received
(a) (b)
Leslie L. Halyard
1997 $ 100,053 GPU Service, Inc.
1998 $ 84,604 GPU Service, Inc.
1999 $ 84,604 GPU Service, Inc.
2000 $ 84,604 GPU Service, Inc.
Respondent's 1997 compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1997, if any, amounted in the
aggregate to $100,053. Based on her present salary rate, respondent
estimates that her 1998, 1999, and 2000 compensation, each year, will
be $84,604. Respondent cannot now estimate the amount of incentive
compensation, if any, to be received in 1998, 1999, and 2000.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $759
(b) Itemized list of all other expenses:
February 6, 1998 (Signed) /s/ Leslie L. Halyard
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2000
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY
A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE
EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE
71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Jeff Loveng
GPU Service, Inc.
801 Pennsylvania Avenue, NW
Washington, DC 20004
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the exemption
provided by paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship:
Respondent is a Manager, Federal Affairs I of GPU Service, Inc. and
devotes the major portion of his working time to the usual duties
incident to such position.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
<PAGE>
Person or company
Salary or other from whom received
Name of receipient compensations To be received or to be received
(a) (b)
Jeff R. Loveng
1997 $ 35,596 GPU Service, Inc.
1998 $ 61,000 GPU Service, Inc.
1999 $ 61,000 GPU Service, Inc.
2000 $ 61,000 GPU Service, Inc.
Respondent's 1997 compensation from the companies in the GPU System was
received from GPU Service, Inc. Such compensation, including incentive
compensation received in 1997, if any, amounted in the aggregate to
$35,596. Based on his present salary rate, respondent estimates that
his 1998, 1999, and 2000 compensation, each year, will be $61,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 1998, 1999, and 2000.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $11,592
(b) Itemized list of all other expenses:
February 6, 1998 (Signed) /s/ Jeff Loveng
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2000
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY
A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE
EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE
71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Michael G. Wolfe
GPU Service, Inc.
2800 Pottsville Pike
Reading, PA 19605
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the exemption
provided by paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship:
Respondent is a Senior Attorney of GPU Service, Inc. and devotes the
major portion of his working time to the usual duties incident to such
position.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
<PAGE>
Person or company
Salary or other from whom received
Name of receipient compensations To be received or to be received
(a) (b)
Michael G. Wolfe
1997 $ 89,764 GPU Service, Inc.
1998 $79,312 GPU Service, Inc.
1999 $79,312 GPU Service, Inc.
2000 $79,312 GPU Service, Inc.
Respondent's 1997 compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1997, if any, amounted in the
aggregate to $89,764. Based on his present salary rate, respondent
estimates that his 1998, 1999, and 2000 compensation, each year, will
be $79,312. Respondent cannot now estimate the amount of incentive
compensation, if any, to be received in 1998, 1999, and 2000.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $4,175
(b) Itemized list of all other expenses:
February 6, 1998 (Signed) /s/ Michael G. Wolfe
