UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY
OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES
AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Elizabeth Ard
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07962
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Director -Governmental and Regulatory Affairs and devotes the
major portion of her working time to the usual duties incident to such
position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Elizabeth Ard.
1999 $143,469 GPU Service, Inc.
2000 $114,500 GPU Service, Inc.
2001 $114,500 GPU Service, Inc.
2002 $114,500 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $143,469. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $114,500.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2, above,
during the calendar year in connection with the activities described in
Item 4, above, and the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: $8,248 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Elizabeth Ard
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Tammy J Bonawitz
GPU Service, Inc.
800 North Third Street
Suite 100
Harrisburg, PA 17102
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is an employee of GPU Service Corporation, a subsidiary of
General Public Utilities Corporation, a registered holding company.
Respondent is a Government Affairs Specialist for GPU Service, Inc.,
and devotes the major portion of her working time to the usual duties
incident to such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Tammy J. Bonawitz
1999 $98,208 GPU Service, Inc.
2000 $90,400 GPU Service, Inc.
2001 $90,400 GPU Service, Inc.
2002 $90,400 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $98,208. Based on her present salary rate, respondent estimates that
her 2000, 2001, and 2002 compensation, each year, will be $90,400.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $8,719 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Tammy J Bonawitz
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
David C. Brauer
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07962
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is a Vice President - Strategic Initiatives of GPU Service,
Inc., and devotes the major portion of his working time to the usual
duties incident to such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
David C. Brauer.
1999 $280,332 GPU Service, Inc.
2000 $170,000 GPU Service, Inc.
2001 $170,000 GPU Service, Inc.
2002 $170,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999 if any, amounted in the aggregate
to $280,332. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $170,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $34,054 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ David C. Brauer
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Carl Brooks
GPU Energy
2800 Pottsville Pike
P. O. Box 16001
Reading, PA 19640-0001
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
Jersey Central Power & Light Company, Pennsylvania Electric Company,
and Metropolitan Edison Company (d/b/a GPU Energy) and GPU Service,
Inc., all subsidiaries of GPU, Inc., a registered holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President - Human and Technical Services of Jersey
Central Power & Light Company, Pennsylvania Electric Company, Metropolitan
Edison Company and GPU Service, Inc., and devotes the major portion of his
working time to the usual duties incident to such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Carl Brooks.
1999 $278,512 GPU Service, Inc.
2000 $170,000 GPU Service, Inc.
2001 $170,000 GPU Service, Inc.
2002 $170,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $278,512. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $170,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $8,649 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Carl Brooks
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
David E. Carroll
GPU Service
2800 Pottsville Pike
P. O. Box 16001
Reading, PA 19640-0001
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is a Director Rates - PA of GPU Service, Inc., and devotes the
major portion of his working time to the usual duties incident to such
positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
David E. Carroll.
1999 $152,523 GPU Service, Inc.
2000 $120,400 GPU Service, Inc.
2001 $120,400 GPU Service, Inc.
2002 $120,400 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $152,523. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $120,400.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $10,770 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ David E. Carroll
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Sharon K. Cepeda
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07962-1911
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Assistant Corporate Secretary of GPU, Inc., and GPU
Service, Inc., and devotes the major portion of her working time to the
usual duties incident to such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Sharon K. Cepeda
1999 $96,304 GPU Service, Inc.
2000 $87,000 GPU Service, Inc.
2001 $87,000 GPU Service, Inc.
2002 $87,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999 if any, amounted in the aggregate
to $96,304. Based on her present salary rate, respondent estimates that
her 2000, 2001, and 2002 compensation, each year, will be $87,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $2,956 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Sharon K. Cepeda
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
John L. Cohen
GPU Service, Inc.
Government Affairs
Suite 310, 801 Pennsylvania Avenue, NW
Washington DC 20004
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is a Manager - Government Affairs of GPU Service, Inc., and
devotes the major portion of his working time to the usual duties
incident to such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
John L. Cohen.
1999 $124,800 GPU Service, Inc.
2000 $108,000 GPU Service, Inc.
2001 $108,000 GPU Service, Inc.
2002 $108,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $124,480. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $108,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $4,641 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ John L. Cohen
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Michael J. Connolly
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07962-1911
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President - Law of GPU Service, Inc., and devotes
the major portion of his working time to the usual duties incident to
such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Michael J. Connolly.
1999 $221,209 GPU Service, Inc.
2000 $170,000 GPU Service, Inc.
2001 $170,000 GPU Service, Inc.
2002 $170,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999 if any, amounted in the aggregate
to $221,209. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $170,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $6,223 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Michael J. Connolly
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Michael J. Filippone
GPU Service
300 Madison Avenue
Morristown, NJ 07962-1911
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Director Rates - NJ of GPU Service, Inc., and devotes the
major portion of his working time to the usual duties incident to such
positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Michael J. Filippone
1999 $151,009 GPU Service, Inc.
2000 $120,400 GPU Service, Inc.
2001 $120,400 GPU Service, Inc.
2002 $120,400 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $151,009. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $120,400.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $3,715 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Michael J. Filippone
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2000
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Fred D. Hafer
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07960
1. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
2. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
3. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Chairman, President and Chief Executive Officer of GPU
Inc., and GPU Service, Inc., and devotes the major portion of his
working time to the usual duties incident to such positions.
<PAGE>
1. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Fred D. Hafer.
1999 $1,260,171 GPU Service, Inc.
2000 $700,000 GPU Service, Inc.
2001 $700,000 GPU Service, Inc.
2002 $700,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $1,260,171. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $700,000
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
1. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $ 15,860 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Fred D. Hafer
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Douglas J. Howe
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07962
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President - Regulatory Policy of GPU Service Inc.,
and devotes the major portion of his working time to the usual duties
incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Douglas J. Howe.
1999 $243,380 GPU Service, Inc.
2000 $182,000 GPU Service, Inc.
2001 $178,000 GPU Service, Inc.
2002 $174,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $243,380. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation will be $182,000, $178,000 and
$174,000, respectively. Respondent cannot now estimate the amount of
incentive compensation, if any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $12,167 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Douglas J. Howe
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Terrance G. Howson
GPU Service, Inc.
310 Madison Avenue
Morristown, NJ 07962
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President and Treasurer of GPU, Inc., and GPU
Service, Inc., and devotes the major portion of his working time to the
usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Terrance G. Howson
1999 $295,609 GPU Service, Inc.
2000 $175,000 GPU Service, Inc.
2001 $175,000 GPU Service, Inc.
2002 $175,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $295,609. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $175,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $8,405 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Terrance G. Howson
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Ira H. Jolles
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07962
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Senior Vice President and General Counsel of GPU, Inc.,
and Executive Vice President and General Counsel of GPU Service, Inc.,
and devotes the major portion of his working time to the usual duties
incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Ira H. Jolles.
1999 $691,062 GPU Service, Inc.
2000 $360,000 GPU Service, Inc.
2001 $360,000 GPU Service, Inc.
2002 $360,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $691,062. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $360,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $110,438 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Ira H. Jolles
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Bruce L. Levy
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07962
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Senior Vice President and Chief Financial Officer of GPU
Inc., and Executive Vice President and Chief Financial Officer of GPU
Service Inc. and devotes the major portion of his working time the
usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Bruce L. Levy.
1999 $698,759 GPU Service, Inc.
2000 $360,000 GPU Service, Inc.
2001 $360,000 GPU Service, Inc.
2002 $360,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $698,759. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $360,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $ 102,653
(1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Bruce L. Levy
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Peter E. Maricondo
GPU Service, Inc.
310 Madison Avenue
Morristown, NJ 07962
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President and Comptroller of GPU, Inc., and GPU
Service, Inc., and devotes the major portion of his working time to the
usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Peter E. Maricondo
1999 $279,919 GPU Service, Inc.
2000 $165,000 GPU Service, Inc.
2001 $165,000 GPU Service, Inc.
2002 $165,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999 if any, amounted in the aggregate
to $279,919. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $165,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $4,168 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Peter E. Maricondo
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Charles A. Mascari
GPU Energy
2800 Pottsville Pike
P. O. Box 16001
Reading, PA 19640-0001
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
Jersey Central Power & Light Company, Pennsylvania Electric Company,
Metropolitan Edison Company (d/b/a GPU Energy) and GPU Service, Inc.,
all subsidiaries of GPU, Inc., a registered holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President - Power Services of Jersey Central Power &
Light Company, Pennsylvania Electric Company, Metropolitan Edison Company
and GPU Service, Inc., and devotes the major portion of his working time
to the usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to
be received
Charles A. Mascari.
1999 $293,926 GPU Service, Inc.
2000 $170,000 GPU Service, Inc.
2001 $170,000 GPU Service, Inc.
2002 $170,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $293,926. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $170,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $10,609 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Charles A. Mascari
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Mark P. O'Flynn
GPU Energy
2800 Pottsville Pike
P. O. Box 16001
Reading, PA 19640-0001
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
Jersey Central Power & Light Company, Pennsylvania Electric Company,
Metropolitan Edison Company (d/b/a GPU Energy) and GPU Service, Inc.,
all subsidiaries of GPU, Inc., a registered holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President - Finance & Rates and Comptroller of Jersey
Central Power & Light Company, Pennsylvania Electric Company, Metropolitan
Edison Company and GPU Service, Inc., and devotes the major portion of his
working time to the usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Mark P. O'Flynn.
1999 $45,538 GPU Service, Inc.
2000 $160,000 GPU Service, Inc.
2001 $160,000 GPU Service, Inc.
2002 $160,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $45,538. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $160,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $ -0- (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Mark P. O'Flynn
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Michael B. Roche
GPU Energy
2800 Pottsville Pike
P. O. Box 16001
Reading, PA 19640-0001
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
Jersey Central Power & Light Company, Pennsylvania Electric Company,
and Metropolitan Edison Company (d/b/a GPU Energy) and GPU Service,
Inc., all subsidiaries of GPU, Inc., a registered holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Senior Vice President - Customer Service of Jersey Central
Power & Light Company, Pennsylvania Electric Company, Metropolitan Edison
Company and GPU Service, Inc., and devotes the major portion of his
working time to the usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Michael B. Roche.
1999 $279,600 GPU Service, Inc.
2000 $167,000 GPU Service, Inc.
2001 $167,000 GPU Service, Inc.
2002 $167,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $279,600. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $167,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $6,656 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Michael B. Roche
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Carole B. Snyder
GPU Service, Inc.
300 Madison Avenue
Morristown, NJ 07962
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Executive Vice President - Corporate Affairs of GPU
Service, Inc., and devotes the major portion of her working time to the
usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Carole B. Snyder
1999 $410,179 GPU Service, Inc.
2000 $270,000 GPU Service, Inc.
2001 $270,000 GPU Service, Inc.
2002 $270,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $410,179. Based on her present salary rate, respondent estimates that
her 2000, 2001, and 2002 compensation, each year, will be $270,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $59,521 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Carole B. Snyder
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Glenn S. Steffy
GPU Service
2800 Pottsville Pike
P. O. Box 16001
Reading, PA 19640-0001
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Manager - Financial and Accounting Support of GPU
Service, Inc., and devotes the major portion of his working time to the
usual duties incident to such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Glenn S. Steffy.
1999 $114,758 GPU Service, Inc.
2000 $92,514 GPU Service, Inc.
2001 $92,514 GPU Service, Inc.
2002 $92,514 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $114,758. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $92,514.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $3,032 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Glenn S. Steffy
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Cynthia A. Stinger
GPU Service, Inc.
Government Affairs
Suite 310, 801 Pennsylvania Avenue, NW
Washington DC 20004
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President - Government Affairs of GPU Service, Inc.,
and devotes the major portion of her working time to the usual duties
incident to such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Cynthia A. Stinger.
1999 $277,490 GPU Service, Inc.
2000 $150,000 GPU Service, Inc.
2001 $150,000 GPU Service, Inc.
2002 $150,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $277,490. Based on her present salary rate, respondent estimates that
her 2000, 2001, and 2002 compensation, each year, will be $150,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $20,147 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Cynthia A. Stinger
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Blaine W. Uplinger
GPU Service, Inc.
800 North Third Street
Suite 100
Harrisburg, PA 17102
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU Service, Inc., a subsidiary of GPU, Inc., a registered holding
company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Director-Governmental & Regulatory Affairs -- PA of GPU
Service, Inc., and devotes the major portion of his working time to the
usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Blaine W. Uplinger.
1999 $148,944 GPU Service, Inc.
2000 $114,500 GPU Service, Inc.
2001 $114,500 GPU Service, Inc.
2002 $114,500 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $148,944 Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $114,500.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $35,453 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Blaine W. Uplinger
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Robert L. Wise
GPU Energy, Inc.
2800 Pottsville Pike
P. O. Box 16001
Reading, PA 19640-0001
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
Jersey Central Power & Light Company, Pennsylvania Electric Company,
and Metropolitan Edison Company (d/b/a GPU Energy) and GPU Service,
Inc., all subsidiaries of GPU, Inc., a registered holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is President and Chief Operating Officer of Jersey Central
Power & Light Company, Pennsylvania Electric Company, and Metropolitan
Edison Company (d/b/a GPU Energy) and President, Operations Division of
GPU Service, Inc., and devotes the major portion of his working time to
the usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Robert L. Wise.
1999 $700,195 GPU Service, Inc.
2000 $293,000 GPU Service, Inc.
2001 $293,000 GPU Service, Inc.
2002 $293,000 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $700,195. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $293,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $ 15,876 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Robert L. Wise
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Robert B. Zechman
GPU Energy
2800 Pottsville Pike
P. O. Box 16001
Reading, PA 19640-0001
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
Jersey Central Power & Light Company, Pennsylvania Electric Company,
Metropolitan Edison Company (d/b/a GPU Energy) and GPU Service, Inc.,
all subsidiaries of GPU, Inc., a registered holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is Vice President - Engineering & Operations of Jersey Central
Power & Light Company, Pennsylvania Electric Company, Metropolitan Edison
Company and GPU Service, Inc., and devotes the major portion of his
working time to the usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Robert B. Zechman.
1999 $292,645 GPU Service, Inc.
2000 $172,615 GPU Service, Inc.
2001 $172,615 GPU Service, Inc.
2002 $172,615 GPU Service, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU Service, Inc. Such compensation, including
incentive compensation received in 1999 if any, amounted in the aggregate
to $292,645. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $172,615.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $1,507 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Robert B. Zechman
