UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ x ]; Amendment Number:1
This Amendment (Check only one.): [ x ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Guardian Insurance & Annuity Co., Inc.
Address: 201 Park Avenue South
New York, NY 10003
13F File Number: 028-04885
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Frank L. Pepe
Title: Vice President/Treasurer
Phone: 212-598-8445
Signature, Place, and Date of Signing:
Frank L. Pepe New York, NY August 2, 1999
Report Type (Check only one.):
[ x ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 154
Form 13F Information Table Value Total: $176,705,314
List of Other Included Managers:
No. 13F File Number Name
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GUARDIAN SMALL CAP STOCK FUND
FORM 13F INFORMATION TABLE
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NAME OF ISSUER TITLE OF CUSIP MKT VAL SHRS/PRINV DISCRETION VOTING AUTHORITY (SHARES)
CLASS NUMBER SOLESHROTH MGR A-SOLEB-SHRC-NONE
AFC CABLE SYS INC COM 00095010 1,691,469 47,900 X 01 47,900 0 0
ABERCROMBIE AND FITCH CO CL A 00289620 1,017,600 21,200 X 01 21,200 0 0
ABOVENET COMMUNICATIONS INC COM 00374310 1,049,750 26,000 X 01 26,000 0 0
ACNIELSON CORP COM 00483310 2,057,000 68,000 X 01 68,000 0 0
ADELPHIA COMMUNICATIONS CORP CL A 00684810 3,817,500 60,000 X 01 60,000 0 0
ADVANCED MICRO DEVICES INC COM 00790310 830,875 46,000 X 01 46,000 0 0
ALLIANT TECHSYSTEMS INC COM 01880410 968,800 11,200 X 01 11,200 0 0
AMES DEPT STORES INC COM 03078950 2,555,000 56,000 X 01 56,000 0 0
ANDRX CORP COM 03455110 462,750 6,000 X 01 6,000 0 0
ANN TAYLOR STORES CORP COM 03611510 900,000 20,000 X 01 20,000 0 0
ARMCO INC COM 04217010 424,000 64,000 X 01 64,000 0 0
AT HOME CORP COM 04591910 988,998 18,336 X 01 18,336 0 0
ASK JEEVES INC COM 04517410 26,600 1,900 X 01 1,900 0 0
AVIS RENT A CAR INC COM 05379010 2,912,500100,000 X 01 100,00 0 0
BJS WHSL CLUB INC COM 05548J10 2,889,006 96,100 X 01 96,100 0 0
BJ SVCS CO COM 05548210 1,851,619 62,900 X 01 62,900 0 0
BANKATLANTIC BANCORP INC CL A 06590850 199,375 27,500 X 01 27,500 0 0
BARNESANDNOBLE.COM INC CL A 06784610 450,000 25,000 X 01 25,000 0 0
BIOMATRIX INC COM 09060P10 1,959,225 90,600 X 01 90,600 0 0
BRANDYWINE RLTY TR COM 10536820 951,000 48,000 X 01 48,000 0 0
CMG INFORMATION SVCS INC COM 12575010 1,209,063 10,600 X 01 10,600 0 0
CNET INC COM 12594510 357,275 6,200 X 01 6,200 0 0
CALPINE CORP COM 13134710 1,512,000 28,000 X 01 28,000 0 0
CAMDEN PPTY TR COM 13313110 971,250 35,000 X 01 35,000 0 0
CENTRAL HUDSON GAS & ELEC CORPCOM 15360910 378,000 9,000 X 01 9,000 0 0
CHICAGO TITLE CORP COM 16822810 642,375 18,000 X 01 18,000 0 0
CITADEL COMMUNICATIONS CORP COM 17285320 2,272,575 62,800 X 01 62,800 0 0
COACHMEN INDS INC COM 18987310 813,750 35,000 X 01 35,000 0 0
COAST FEDERAL LITIGATION TR RT 19034Q11 11,475 10,800 X 01 10,800 0 0
COLONIAL PPTYS TR COM 19587210 1,327,750 47,000 X 01 47,000 0 0
COMMSCOPE INC COM 20337210 1,353,000 44,000 X 01 44,000 0 0
COORS ADOLPH CO CL B 21701610 1,549,350 31,300 X 01 31,300 0 0
CRITICAL PATH INC COM 22674V10 951,375 17,200 X 01 17,200 0 0
CROSSMANN CMNTYS INC COM 22764E10 1,685,625 58,000 X 01 58,000 0 0
CULLEN FROST BANKERS INC COM 22989910 780,019 28,300 X 01 28,300 0 0
D.R.HORTON INC COM 23331A10 1,213,625 73,000 X 01 73,000 0 0
DAIN RAUSCHER CORP COM 23385610 1,299,000 24,000 X 01 24,000 0 0
DONALDSONLUFKIN & JENRETTE COM 25766150 643,100 21,800 X 01 21,800 0 0
ETOWN CORP COM 26924210 869,250 19,000 X 01 19,000 0 0
EARTHGRAINS CO COM 27031910 918,925 35,600 X 01 35,600 0 0
ENGLE HOMES INC COM 29289610 1,897,500138,000 X 01 138,00 0 0
ENTERCOM COMMUNICATIONS CORP CL A 29363910 538,650 12,600 X 01 12,600 0 0
ETHAN ALLEN INTERIORS INC COM 29760210 3,278,588 86,850 X 01 86,850 0 0
ETOYS INC COM 29786210 244,500 6,000 X 01 6,000 0 0
EXODUS COMMUNICATIONS INC COM 30208810 1,319,313 11,000 X 01 11,000 0 0
FINANCIAL SEC ASSUR HLDGS LTD COM 31769P10 395,200 7,600 X 01 7,600 0 0
FLYCAST COMMUNICATIONS CORP COM 34406710 47,813 2,500 X 01 2,500 0 0
FURNITURE BRANDS INTL INC COM 36092110 314,988 11,300 X 01 11,300 0 0
GALLAGHER ARTHUR J & CO COM 36357610 965,250 19,500 X 01 19,500 0 0
GOLD BANC CORP INC COM 37990710 413,438 31,500 X 01 31,500 0 0
GRAND UN CO COM 38653240 1,649,988152,600 X 01 152,60 0 0
HAMBRECHT & QUIST GROUP INC COM 40654510 1,299,375 35,000 X 01 35,000 0 0
HENRY JACK & ASSOC INC COM 42628110 372,875 9,500 X 01 9,500 0 0
HERTZ CORP CL A 42804010 936,200 15,100 X 01 15,100 0 0
HOME PRODS INTL INC COM 43730510 258,400 30,400 X 01 30,400 0 0
HUDSON UTD BANCORP COM 44416510 1,592,500 52,000 X 01 52,000 0 0
INFOSEEK CORP COM 45678M10 719,063 15,000 X 01 15,000 0 0
INKTOMI CORP COM 45727710 986,250 7,500 X 01 7,500 0 0
INSIGHT ENTERPRISES INC COM 45765U10 853,875 34,500 X 01 34,500 0 0
INNOTRAC CORP COM 45767M10 909,225 44,900 X 01 44,900 0 0
THE INTERCEPT GROUP INC COM 45845L10 1,007,500 65,000 X 01 65,000 0 0
INTUIT COM 46120210 847,175 9,400 X 01 9,400 0 0
INVESTMENT TECHNOLOGY GROUP COM 46145F10 197,488 6,100 X 01 6,100 0 0
IPALCO ENTERPRISES COM 46261310 758,513 35,800 X 01 35,800 0 0
JLG INDS INC COM 46621010 1,854,125 91,000 X 01 91,000 0 0
JAKKS PACINC COM 47012E10 468,056 15,700 X 01 15,700 0 0
JEFFRIES GROUP INC NEW COM 47231910 183,000 6,100 X 01 6,100 0 0
JONES INTERCABLE INC CL A 48020620 1,675,800 34,200 X 01 34,200 0 0
JUNO LTG INC COM 48204710 1,574,906 64,200 X 01 64,200 0 0
KLA TENCOR CORP COM 48248010 1,063,950 16,400 X 01 16,400 0 0
KILROY RLTY CORP COM 49427F10 975,000 40,000 X 01 40,000 0 0
KING PHARMACEUTICALS INC COM 49558210 828,000 32,000 X 01 32,000 0 0
KNIGHT TRIMARK GROUP CL A 49906710 1,369,094 22,700 X 01 22,700 0 0
LAFARGE CORP COM 50586210 2,055,375 58,000 X 01 58,000 0 0
LEGATO SYSTEMS INC COM 52465110 2,194,500 38,000 X 01 38,000 0 0
LENNAR CORP COM 52605710 924,000 38,500 X 01 38,500 0 0
LIPOSOME INC COM 53631010 1,530,000 80,000 X 01 80,000 0 0
LONE STAR INDS INC COM 54229040 2,313,850 61,600 X 01 61,600 0 0
LOUIS DREYFUS NAT GAS CORP COM 54601110 681,375 31,600 X 01 31,600 0 0
LYCOS INC COM 55081810 983,063 10,700 X 01 10,700 0 0
M & T BK CORP COM 55261F10 2,035,000 3,700 X 01 3,700 0 0
M.D.C. HOLDINGS INC COM 55267610 1,096,500 51,000 X 01 51,000 0 0
MACDERMID INC COM 55427310 1,325,250 28,500 X 01 28,500 0 0
MACROMEDIA INC COM 55610010 1,233,750 35,000 X 01 35,000 0 0
MARKEL CORP COM 57053510 1,309,000 7,000 X 01 7,000 0 0
MECH FINL INC COM 58349210 562,500 15,000 X 01 15,000 0 0
MEDIA METRIX INC COM 58440X10 13,313 250 X 01 250 0 0
MIAMI COMPUTER SUPPLY CORP COM 59326110 377,500 20,000 X 01 20,000 0 0
MILLS CORP COM 60114810 1,062,688 49,000 X 01 49,000 0 0
MINDSPRING ENTERPRISES INC COM 60268310 797,625 18,000 X 01 18,000 0 0
MISSION WEST PPTYS INC MD COM 60520310 777,150 94,200 X 01 94,200 0 0
MOHAWK INDS INC COM 60819010 880,875 29,000 X 01 29,000 0 0
MONACO COACH CORP COM 60886R10 3,795,431 89,700 X 01 89,700 0 0
MORGAN KEEGAN INC COM 61741010 643,875 34,000 X 01 34,000 0 0
MYERS IND INC COM 62846410 1,180,000 59,000 X 01 59,000 0 0
NATIONAL COMM BANCORP COM 63544910 787,500 36,000 X 01 36,000 0 0
NATIONAL COMPUTER SYS INC COM 63551910 1,066,500 31,600 X 01 31,600 0 0
NATIONAL R V HLDGS INC COM 63727710 1,153,088 47,550 X 01 47,550 0 0
NETWORK APPLIANCE INC COM 64120L10 1,396,875 25,000 X 01 25,000 0 0
NETWORK SOLUTIONS INC DEL CL A 64121Q10 1,107,750 14,000 X 01 14,000 0 0
NEWFIELD EXPL CO COM 65129010 554,531 19,500 X 01 19,500 0 0
NIELSEN MEDIA RESH INC COM 65392930 3,948,750135,000 X 01 135,00 0 0
NORTH FORK BANCORPORATION INC COM 65942410 1,602,700 75,200 X 01 75,200 0 0
OPTIMAL ROBOTICS CORP CL A 68388R20 645,938 65,000 X 01 65,000 0 0
OTTER TAIL PWR CO COM 68964810 212,094 5,500 X 01 5,500 0 0
PC CONNECTION INC COM 69318J10 683,944 56,700 X 01 56,700 0 0
PEOPLES HERITAGE FINL GROUP COM 71114710 1,981,859105,348 X 01 105,34 0 0
PEPSI BOTTLING GROUP INC COM 71340910 1,153,125 50,000 X 01 50,000 0 0
PERVASIVE SOFTWARE INC COM 71571010 539,788 21,700 X 01 21,700 0 0
PLEXUS CORP COM 72913210 1,102,575 36,600 X 01 36,600 0 0
PRIMUS TELECOMM GROUP INC COM 74192910 1,346,250 60,000 X 01 60,000 0 0
PRISON REALTY CORP COM 74264N10 441,563 45,000 X 01 45,000 0 0
PROFIT RECOVERY GROUP INTL INCCOM 74316810 804,313 17,000 X 01 17,000 0 0
QLOGIC CORP COM 74727710 1,848,000 14,000 X 01 14,000 0 0
RAGEN MACKENZIE GROUP INC COM 75064210 332,500 28,000 X 01 28,000 0 0
RALCORP HLDGS INC NEW COM 75102810 240,938 15,000 X 01 15,000 0 0
REAL NETWORKS INC COM 75605L10 551,000 8,000 X 01 8,000 0 0
REINSURANCE GROUP OF AMERICA COM 75935120 552,750 16,500 X 01 16,500 0 0
RUBY TUESDAY INC COM 78118210 714,400 37,600 X 01 37,600 0 0
SEA CONTAINERS LTD CL A 81137170 443,025 13,200 X 01 13,200 0 0
SEPRACOR INC COM 81731510 812,500 10,000 X 01 10,000 0 0
SHAW INDS INC COM 82028610 1,072,500 65,000 X 01 65,000 0 0
SIGCORP INC COM 82691210 651,188 23,000 X 01 23,000 0 0
SILKNET SOFTWARE INC COM 82709410 101,250 2,500 X 01 2,500 0 0
SOUTHDOWN INC COM 84129710 1,985,325 30,900 X 01 30,900 0 0
SOUTHWEST SECS GROUP INC COM 84522410 1,004,500 14,000 X 01 14,000 0 0
STATE AUTO FINL CORP COM 85570710 621,000 46,000 X 01 46,000 0 0
STEWART INFORMATION SVCS CORP COM 86037210 1,406,925 66,600 X 01 66,600 0 0
TCA CABLE TV INC COM 87224110 1,393,050 25,100 X 01 25,100 0 0
TNP ENTERPRISES INC COM 87259410 1,123,750 31,000 X 01 31,000 0 0
TEREX CORP NEW COM 88077910 846,163 27,800 X 01 27,800 0 0
THESTREET.COM INC COM 88368Q10 900,000 25,000 X 01 25,000 0 0
THOR INDS INC COM 88516010 2,326,750 82,000 X 01 82,000 0 0
TOOTSIE ROLL INDS INC COM 89051610 406,335 10,520 X 01 10,520 0 0
TRANS WORLD ENTMT CORP COM 89336Q10 371,250 33,000 X 01 33,000 0 0
TREDEGAR INDS INC COM 89465010 443,700 20,400 X 01 20,400 0 0
TROPICAL SPORTSWEAR INTL CORP COM 89708P10 1,275,000 40,000 X 01 40,000 0 0
24 / 7 MEDIA INC COM 90131410 1,193,500 31,000 X 01 31,000 0 0
U S CONCRETE INC COM 90333L10 522,500 55,000 X 01 55,000 0 0
UNITED PAYORS & UTD PROVIDERS COM 91131910 1,376,178 59,350 X 01 59,350 0 0
U S TR CORP NEW COM 91288L10 2,451,250 26,500 X 01 26,500 0 0
USWEB CORP COM 91732710 1,331,250 60,000 X 01 60,000 0 0
VALASSIS COMMUNICATIONS INC COM 91886610 3,483,038 95,100 X 01 95,100 0 0
VALLEY NATL BANCORP COM 91979410 1,690,500 58,800 X 01 58,800 0 0
VERISIGN INC COM 92343E10 1,242,000 14,400 X 01 14,400 0 0
VERITAS DGC INC COM 92343P10 1,098,750 60,000 X 01 60,000 0 0
WADDELL & REED FINL INC CL A 93005910 1,097,500 40,000 X 01 40,000 0 0
WEEKS CORP COM 94856P10 915,000 30,000 X 01 30,000 0 0
XILINX INC COM 98391910 2,061,000 36,000 X 01 36,000 0 0
XIRCOM INC COM 98392210 2,008,175 66,800 X 01 66,800 0 0
YAHOO INC COM 98433210 1,049,175 6,091 X 01 6,091 0 0
ZALE CORP NEW COM 98885810 2,812,000 70,300 X 01 70,300 0 0
ZIONS BANCORP COM 98970110 1,778,000 28,000 X 01 28,000 0 0
ZIPLINK INC COM 98974110 312,500 25,000 X 01 25,000 0 0
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