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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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AMENDMENT NO. 3
(FINAL AMENDMENT) to
SCHEDULE 14D-1
Tender Offer Statement
Pursuant to Section 14(d)(1) of
the Securities Exchange Act of 1934
and
SCHEDULE 13D
Under the Securities Exchange Act of 1934
CIMCO, Inc.
(Name of Subject Company)
HANWEST, INC.
and
M.A. HANNA COMPANY
(Bidders)
Common Stock, $0.01 Par Value
(Title of Class of Securities)
171842107
(CUSIP Number of Class of Securities)
John S. Pyke, Jr.
Vice President, General Counsel and Secretary
M.A. Hanna Company
Suite 36-5000
200 Public Square
Cleveland, Ohio 44114
(216) 589-4000
(Name, Address and Telephone Number of
Person Authorized to Receive Notices and
Communications on Behalf of Bidders)
with copies to:
Lyle G. Ganske, Esq. Nick E. Yocca, Esq.
Jones, Day, Reavis & Pogue Stradling, Yocca, Carlson
North Point & Rauth, P.C.
901 Lakeside Avenue 660 Newport Center Drive
Cleveland, OH 44114 Suite 1600
(216) 586-3939 Newport Beach, CA 92660
(714) 725-4000
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The Index to Exhibits Begins on Page 8
Page 1 of 8 Pages
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CALCULATION OF FILING FEE
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Transaction Amount of
Valuation Filing Fee
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$34,042,376* $6,908.48**
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* Determined in accordance with Rule 0-11(d) under the Securities Exchange Act
of 1934. This Transaction Valuation assumes, solely for purposes of calculating
the Filing Fee for this Schedule 14D-1, the purchase of 3,242,131 shares of
common stock, par value $0.01 per share, and any associated Rights
(collectively, the "Shares"), of the Subject Company at $10.50 per Share net to
the seller in cash. Such number of Shares represents all of the Shares
outstanding as of December 18, 1995, and assumes the exercise or conversion of
all existing options, rights and securities which were then exercisable or
convertible into Shares.
** Includes a Schedule 13D filing fee of $100.
/X/ Check box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid.
Identify the previous filing by registration statement number, or the Form
or Schedule and the date of its filing.
Amount Previously Paid: $6,908.48
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Form or Registration No.: Schedule 14D-1/Schedule 13D
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Filing Party: HANWEST, INC. AND M.A. HANNA COMPANY
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Date Filed: December 27, 1995
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Page 2 of 8 Pages
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<TABLE>
<CAPTION>
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CUSIP No. 171842107 14D-1 Page 1 of 2 Pages
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<C> <S>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HANWEST, INC.
34-1233868
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / /
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,896,412 Shares (including 15,944 Shares subject to
guaranteed delivery procedures)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES
CERTAIN SHARES* / /
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
97.4%
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10 TYPE OF REPORTING PERSON*
CO
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 171842107 14D-1 Page 2 of 2 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
M.A. HANNA COMPANY
34-0232435
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / /
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(e) or 2(f) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,896,412 Shares (including 15,944 Shares subject to
guaranteed delivery procedures)
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES
CERTAIN SHARES* / /
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
97.4%
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10 TYPE OF REPORTING PERSON*
CO, HC
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</TABLE>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
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This Amendment No. 3 (Final Amendment) amends and supplements the Tender
Offer Statement on Schedule 14D-1 and the Schedule 13D filed with the Securities
and Exchange Commission (the "Commission") on December 27, 1995, as amended by
Amendment No. 1 to Schedule 14D-1 and Schedule 13D filed with the Commission on
January 5, 1996 and Amendment No. 2 to Schedule 14D-1 and Schedule 13D filed
with the Commission on January 19, 1996 (the original filing, as amended, the
"Schedule 14D-1 and the Schedule 13D"), by M.A. Hanna Company, a Delaware
corporation (the "Parent"), and Hanwest, Inc., a Delaware corporation and a
wholly owned subsidiary of the Parent (the "Purchaser"), as bidders, with
respect to the Purchaser's offer to purchase all of the outstanding shares of
common stock, par value $0.01 per share, including any associated Rights
(collectively, the "Shares"), of CIMCO, Inc., a Delaware corporation, at a price
of $10.50 per Share, net to the seller in cash.
Except as otherwise indicated herein, the information set forth in the
Schedule 14D-1 and the Schedule 13D remains unchanged and each capitalized term
used herein and not defined shall have the meaning ascribed to such term in the
Schedule 14D-1 and the Schedule 13D.
ITEM 6. INTEREST IN SECURITIES OF THE SUBJECT COMPANY.
Item 6(a)-(b) is hereby amended and supplemented by adding at the end
thereof the following statement:
The Offer expired at 12:00 midnight, New York City time, on Thursday,
January 25, 1996. The Parent issued a press release on January 26, 1996 in
which it disclosed that the Depositary had informed it that 2,896,412 Shares
(approximately 97.4% of the outstanding Shares) were tendered and not withdrawn
prior to the expiration of the Offer, including 15,944 Shares tendered pursuant
to guaranteed delivery procedures. The Parent also announced that all of the
Shares tendered and not withdrawn pursuant to the Offer (including Shares
subject to guaranteed delivery procedures) were accepted for payment.
ITEM 11. MATERIAL TO BE FILED AS EXHIBITS.
Item 11 is hereby amended and supplemented by adding the following Exhibit:
(a)(11) Text of Press Release issued on January 26, 1996
Page 5 of 8 Pages
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SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 26, 1996
HANWEST, INC.
By: /s/ John S. Pyke, Jr.
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Name: John S. Pyke, Jr.
Title: Vice President and
Secretary
Page 6 of 8 Pages
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SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 26, 1996
M.A. HANNA COMPANY
By: /s/ John S. Pyke, Jr.
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Name: John S. Pyke, Jr.
Title: Vice President, General
Counsel and Secretary
Page 7 of 8 Pages
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INDEX TO EXHIBITS
EXHIBIT
(a)(11) Text of Press Release issued on January 26, 1996
Page 8 of 8 Pages
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For Immediate Release
Investor contact: Barb Gould 216/589-4085
Media contact: Andy Opila 216/589-4018
Bank/broker contact: Georgeson & Company Inc. 212/440-9800 or 800/223-2064
M.A. HANNA COMPANY SUCCESSFULLY COMPLETES
CIMCO, INC. TENDER OFFER
CLEVELAND (January 26, 1996) -- M.A. Hanna Company (NYSE/CHX:MAH)
today announced the successful completion of its tender offer for shares of
CIMCO, Inc. (NASDAQ:CIMC), based in Costa Mesa, California.
On December 27, 1995, M.A. Hanna, acting through its wholly owned
subsidiary Hanwest, Inc., offered to purchase all outstanding shares of common
stock, par value $0.01 per share, of CIMCO at $10.50 per share, net to the
seller in cash. The offer expired at midnight on Thursday, January 25, 1996.
National City Bank, the Depositary, has informed M.A. Hanna that
2,896,412 shares of CIMCO stock were tendered and not withdrawn prior to the
expiration of the tender offer, including 15,944 shares tendered under
guaranteed delivery procedures. The tendered shares represent approximately
97.4 percent of all outstanding CIMCO stock. All shares tendered and not
withdrawn in the offer, including those subject to guaranteed delivery
procedures, were accepted for payment.
As contemplated by the previously announced merger agreement, M.A.
Hanna will acquire the remaining CIMCO shares through a cash merger. In the
merger, the remaining outstanding shares, other than those held by stockholders
exercising
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appraisal rights, will be converted into the right to receive $10.50 per share.
M.A. Hanna is a leading international specialty chemical company.
Its primary businesses are plastics and rubber compounding, color and additive
concentrates and distribution of plastic resins and engineered shapes.
