UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities and Exchange Act of 1934
(Amendment No. __)*
Harvard Industries, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
417434503
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(CUSIP Number)
November 24, 1998
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 13 Pages
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CUSIP NO. 417434503 13G Page 2 of 13 Pages
---------
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1 Name of Reporting Person Energy Management Corporation
S.S. or I.R.S. Identifica-
tion No. of Above Person
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2 Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
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3 S.E.C. Use Only
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4 Citizenship or Place of Organization Colorado
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Number of Shares (5) Sole Voting Power 591,354
Beneficially (6) Shared Voting Power -0-
Owned by Each (7) Sole Dispositive Power 591,354
Reporting Person (8) Shared Dispositive Power -0-
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
591,354
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10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares ______
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11. Percent of Class Represented by Amount in Row 9 6.7%
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12. Type of Reporting Person C0
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Page 2 of 13 Pages
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CUSIP NO. 417434503 13G Page 3 of 13 Pages
---------
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1 Name of Reporting Person Pengo Industries, Inc.
S.S. or I.R.S. Identifica-
tion No. of Above Person
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2 Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
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3 S.E.C. Use Only
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4 Citizenship or Place of Organization Texas
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Number of Shares (5) Sole Voting Power 591,354
Beneficially (6) Shared Voting Power -0-
Owned by Each (7) Sole Dispositive Power 591,354
Reporting Person (8) Shared Dispositive Power -0-
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
591,354
- --------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares ______
- --------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row 9 6.7%
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12. Type of Reporting Person C0
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Page 3 of 13 Pages
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CUSIP NO. 417434503 13G Page 4 of 13 Pages
---------
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1 Name of Reporting Person Solvation Inc.
S.S. or I.R.S. Identifica-
tion No. of Above Person
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2 Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
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3 S.E.C. Use Only
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4 Citizenship or Place of Organization Delaware
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Number of Shares (5) Sole Voting Power 591,354
Beneficially (6) Shared Voting Power -0-
Owned by Each (7) Sole Dispositive Power 591,354
Reporting Person (8) Shared Dispositive Power -0-
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
591,354
- --------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares ______
- --------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row 9 6.7%
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12. Type of Reporting Person C0
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Page 4 of 13 Pages
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CUSIP NO. 417434503 13G Page 5 of 13 Pages
---------
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1 Name of Reporting Person Pengo, L.L.C.
S.S. or I.R.S. Identifica-
tion No. of Above Person
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2 Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
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3 S.E.C. Use Only
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4 Citizenship or Place of Organization Delaware
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Number of Shares (5) Sole Voting Power 591,354
Beneficially (6) Shared Voting Power -0-
Owned by Each (7) Sole Dispositive Power 591,354
Reporting Person (8) Shared Dispositive Power -0-
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
591,354
- --------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares ______
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11. Percent of Class Represented by Amount in Row 9 6.7%
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12. Type of Reporting Person O0
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Page 5 of 13 Pages
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CUSIP NO. 417434503 13G Page 6 of 13 Pages
---------
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1 Name of Reporting Person John W. Adams
S.S. or I.R.S. Identifica-
tion No. of Above Person
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2 Check the Appropriate Box (a) [ ]
if a Member of a Group (b) [ ]
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3 S.E.C. Use Only
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4 Citizenship or Place of Organization United States
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Number of Shares (5) Sole Voting Power 591,354
Beneficially (6) Shared Voting Power -0-
Owned by Each (7) Sole Dispositive Power 591,354
Reporting Person (8) Shared Dispositive Power -0-
- --------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
591,354
- --------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares ______
- --------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row 9 6.7%
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12. Type of Reporting Person IN
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Page 6 of 13 Pages
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ITEM 1
(A) NAME OF ISSUER
Harvard Industries, Inc.
(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
3 Warner Way
Lebanon, NJ 08833
ITEM 2
(A) NAME OF PERSONS FILING
Energy Management Corporation
(a Colorado corporation)
c/o Smith Management LLC
885 Third Avenue
New York, NY 10022
Solvation Inc.
(a Delaware corporation)
c/o Smith Management LLC
885 Third Avenue
New York, NY 10022
Pengo Industries, Inc.
(a Texas corporation)
c/o Smith Management LLC
885 Third Avenue
New York, NY 10022
Pengo, L.L.C.
(a Delaware limited liability company)
c/o Smith Management LLC
885 Third Avenue
New York, NY 10022
John W. Adams
(an individual with U.S. citizenship)
c/o Smith Management LLC
885 Third Avenue
New York, NY 10022
(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
See Item 2(a)
Page 7 of 13 Pages
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(C) CITIZENSHIP
See Item 2(a)
(D) TITLE OF CLASS OF SECURITIES
Common Stock
(E) CUSIP NUMBER
417434503
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR
13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker dealer registered under section 15 of the Act
(15 U.S.C. 780).
(b) [ ] Bank as defined in section 3 (a) (6) of the Act
(15 U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a) (19) of the
Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with 240.13d-1(b)
(1) (ii) (E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with 240.13d-1(b) (1) (ii) (G);
(g) [ ] A parent holding company or control person in
accordance with 240.13d-1(b) (1) (ii) (G);
(h) [ ] A savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of
an investment company under section 3(c) (14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with 240.13d
This statement is not filed pursuant to Rules 13d-1(b) or
13d-2(b) or (c).
ITEM 4 OWNERSHIP
Provide the following information regarding the aggregate
number and percent of the class of securities of the issuer
identified in Item 1.
(a) Amount Beneficially Owned:
591,354
Page 8 of 13 Pages
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(b) Percent of Class:
6.7%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
591,354
(ii) Shared power to vote or to direct the vote:
-0-
(iii) Sole power to dispose or to direct the disposition
of:
591,354
(iv) Shared power to dispose or to direct the disposition
of:
-0-
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
Not applicable.
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
Not applicable.
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10 CERTIFICATION
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired
and are not held for the purpose of or with the effect of
changing or
Page 9 of 13 Pages
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influencing the control of the issuer of the securities and
were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
Page 10 of 13 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 12, 1999
----------------
Date
ENERGY MANAGEMENT CORPORATION
By: /s/ David A. Persing
--------------------
Name: David A. Persing
Title: Senior Vice President
PENGO INDUSTRIES, INC.
By: /s/ David A. Persing
--------------------
Name: David A. Persing
Title: Senior Vice President
SOLVATION INC.
By: /s/ David A. Persing
--------------------
Name: David A. Persing
Title: Senior Vice President
PENGO, L.L.C.
By: /s/ David A. Persing
--------------------
Name: David A. Persing
Title: Senior Vice President
Page 11 of 13 Pages
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JOHN W. ADAMS
By: /s/ John W. Adams
-----------------
Name: John W. Adams
Exhibits
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Exhibit 1 Joint Filing Agreement
Page 12 of 13 Pages
EXHIBIT 1
JOINT FILING AGREEMENT
We, the signatories of the statement on Schedule 13G to which this
Agreement is attached, do hereby agree that such statement is, and any
amendments thereto filed by any of us will be, filed on behalf of each of us.
Dated: January 12, 1999
ENERGY MANAGEMENT CORPORATION
By: /s/ David A. Persing
--------------------
Name: David A. Persing
Title: Senior Vice President
PENGO INDUSTRIES, INC.
By: /s/ David A. Persing
--------------------
Name: David A. Persing
Title: Senior Vice President
SOLVATION INC.
By: /s/ David A. Persing
--------------------
Name: David A. Persing
Title: Senior Vice President
PENGO, L.L.C.
By: /s/ David A. Persing
--------------------
Name: David A. Persing
Title: Senior Vice President
JOHN W. ADAMS
By: /s/ John W. Adams
-----------------
Name: John W. Adams
Page 13 of 13 Pages
