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| FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION
+--------+ WASHINGTON, D.C. 20549
[X] Check this box if
no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
to Section 16.
Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities
obligations may Exchange Act of 1934, Section 17(a) of the
continue. See Public Utility Holding Company Act of 1935 or
Instruction 1(b). Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*
The Fuji Bank, Limited (Note 1)
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(Last) (First) (Middle)
Two World Trade Center
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(Street)
New York NY 10048
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(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HealthCare Financial Partners, Inc. (NYSE: HCF)
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3. IRS or Social Security Number of Reporting Person
(Voluntary)
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4. Statement for Month/Year July, 1999
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
[ ] Director [ ] Officer [ ] 10% Owner [X] Other
(give title below) (specify below)
See Note 2
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7. Individual or Joint/Group Filing (Check Applicable Line)
____ Form filed by One Reporting Person
__X_ Form filed by More than One Reporting Person
TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
<TABLE>
<CAPTION>
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1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
of action action or Disposed of (D) Securities ship of In-
Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene-
Day/ ----------------------------------------------- End of (D) or ficial
Year) Month Indirect Owner-
Code V Amount (A) or Price (Instr. 3 and 4) (I) ship
(D) (Instr. 4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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Common Stock 07/28/99 P 13,520,237 A See Note 3 13,520,237 1 See Note 3
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</TABLE>
* If this form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
Page 1 of 6
FORM 4 (continued)
TABLE II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., puts, calls, warrants, options, convertible securities)
<TABLE>
<CAPTION>
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1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv-
Security (Instr. 3) sion or action tion Code ative Securities
Exercise Date (Instr. 8) Acquired (A) or
Price of (Month/ Disposed of (D)
Deriv- Day/ (Instr. 3, 4, and 5)
ative Year)
Security
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Code V (A) (D)
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<S> <C> <C> <C> <C> <C> <C>
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Stock Option (right to buy) $28.50 7/28/99 H
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</TABLE>
TABLE II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., puts, calls, warrants, options, convertible securities)--CONTINUED
<TABLE>
<CAPTION>
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6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na-
cisable and Underlying Securities of of Deriv- ship ture
Expiration (Instr. 3 and 4) Deriv- ative Form of In-
Date ative Secur- of De- direct
(Month/Day/ Secur- ities rivative Bene-
Year) ity Bene- Secu- ficial
(Instr. ficially rity: Owner-
-------------------------------------------- 5) Owned Direct ship
Date Expira- Amount or at End (D) or (Instr.
Exer- tion Title Number of of Indi- 4)
cisable Date Shares Month rect (1)
(Instr. 4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
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See See Common 2,670,786 0 1 See
Note 4 Note 4 Stock, Note 4
par value
$.01 per
share
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</TABLE>
Explanation of Responses:
See the Notes on the attached Addendum.
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
THE FUJI BANK, LIMITED
By: /s/ Debra H. Snider August 4, 1999
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**Signature of Reporting Person Date
Debra H. Snider
Attorney-in-Fact
Page 2 of 6
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
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1. Name and Address of Reporting Person
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The Fuji Bank, Limited
Two World Trade Center
New York, NY 10048
2. Issuer Name and Ticker or Trading Symbol
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HealthCare Financial Partners, Inc. (NYSE:HCF)
3. Statement for Month/Year
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July, 1999
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ADDENDUM
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This Statement of Changes in Beneficial Ownership on Form 4 (this "Form 4")
is jointly filed by The Fuji Bank, Limited, a Japanese banking corporation
("Fuji"), Fuji America Holdings, Inc., a Delaware corporation which is a wholly-
owned subsidiary of Fuji ("FAHI"), and Heller Financial, Inc., a Delaware
corporation which is a majority-owned subsidiary of FAHI ("HFI), with respect to
securities issued by HealthCare Financial Partners, Inc., a Delaware corporation
(the "Company").
Fuji and FAHI join HFI in filing this Form solely because of their status
as indirect parent company (in the case of Fuji) and direct parent company (in
the case of FAHI) of HFI. The filing of this Form 4 is not an admission by Fuji
or FAHI that it is the beneficial owner of the securities covered by this Form
4, or any other securities of the Company, and Fuji and FAHI expressly disclaim
such beneficial ownership.
Note 1:
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The names, addresses and Federal Employer Identification Numbers of
the additional reporting persons of this Form 4 are as follows:
Fuji America Holdings, Inc. (36-4200926)
500 West Monroe Street, Suite 1000
Chicago, IL 60661
Heller Financial, Inc. (36-1208070)
500 West Monroe Street, Suite 1000
Chicago, IL 60661
Page 3 of 6
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
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1. Name and Address of Reporting Person
------------------------------------
The Fuji Bank, Limited
Two World Trade Center
New York, NY 10048
2. Issuer Name and Ticker or Trading Symbol
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HealthCare Financial Partners, Inc. (NYSE:HCF)
3. Statement for Month/Year
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July, 1999
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Note 2:
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HFI is the direct beneficial owner of greater than 10% of the
Company's common stock, par value $.01 per share ("Common Stock"). HFI is a
majority-owned subsidiary of FAHI, which in turn is a wholly-owned subsidiary of
Fuji.
Note 3:
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On July 28, 1999, HFI became the owner of all of the
common stock of the Company pursuant to the merger (the "Merger") of the Company
with and into HF5, Inc., a wholly-owned subsidiary of HFI ("Merger Sub"), with
Merger Sub continuing as the surviving corporation.
The Merger was consummated pursuant to an Agreement and Plan of Merger
(as amended from time to time, the "Merger Agreement"), dated April 19, 1999, by
and among HFI, Merger Sub and the Company.
On July 28, 1999 (the "Effective Time"), the Merger was consummated
pursuant to the Merger Agreement and subject to adjustments as set forth
therein, at the Effective Time, each share of common stock of the Company issued
and outstanding immediately prior to the Effective Time (other than certain
shares to be canceled and other than dissenters' shares) was converted into the
right to receive either (i) the number of shares of common stock, Class A, par
value $.25 per share, of HFI ("HFI Common Stock") equal to the Exchange Ratio
(as defined in the Merger Agreement) or (ii) $35.00 in cash subject to
adjustment as set forth in Section 2.1 of the Merger Agreement; provided,
however, that 41% of the Common Stock will be converted into the right to
receive HFI Common Stock. As a result, as of the Effective Time, the Company
became a wholly-owned subsidiary of HFI.
Following the Merger, the common stock of the Company was delisted
from the New York Stock Exchange and the Company filed a Form 15 with the
Securities and Exchange Commission suspending the Company's duty to file reports
under Section 15(d) of the Securities Exchange Act of 1934, as amended (the
"Exchange Act") and seeking to deregister the common stock under the Exchange
Act.
Page 4 of 6
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
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1. Name and Address of Reporting Person
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The Fuji Bank, Limited
Two World Trade Center
New York, NY 10048
2. Issuer Name and Ticker or Trading Symbol
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HealthCare Financial Partners, Inc. (NYSE:HCF)
3. Statement for Month/Year
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July, 1999
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Note 4:
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Concurrently with the execution of the Merger Agreement, HFI and the
Company entered into a Stock Option Agreement (the "Option Agreement") pursuant
to which, in consideration of the mutual covenants and agreements of HFI and the
Company contained therein and in the Merger Agreement, and as an inducement to
HFI to enter into the Merger Agreement, the Company granted to HFI an option to
purchase, under certain circumstances, up to 2,670,786 shares of Common Stock at
the price of $28.50 per share (the "Option"). Pursuant to the Option Agreement,
the Option expired at the Effective Time.
[signatures of the additional reporting persons follow]
Page 5 of 6
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
--------------------------------------------
1. Name and Address of Reporting Person
------------------------------------
The Fuji Bank, Limited
Two World Trade Center
New York, NY 10048
2. Issuer Name and Ticker or Trading Symbol
----------------------------------------
HealthCare Financial Partners, Inc. (NYSE:HCF)
3. Statement for Month/Year
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July, 1999
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SIGNATURES OF ADDITIONAL REPORTING PERSONS
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Date: August 4, 1999
FUJI AMERICA HOLDINGS, INC.
By: /s/ Debra H. Snider
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Debra H. Snider
Secretary
HELLER FINANCIAL, INC.
By: /s/ Debra H. Snider
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Debra H. Snider
Executive Vice President,
Chief Administrative Officer
and General Counsel
Page 6 of 6
