FORM U-12(I)-B (THREE-YEAR STATEMENT)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
Three-Year Period Ending 2001
FORM U-12(I)-B (Three-Year Statement)
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A EGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE U-71(b).
(To be filed in DUPLICATE. If acknowledgement is desired, file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
1.NAME AND BUSINESS ADDRESS OF PERSON FILING STATEMENT.
Thomas V. Foley, Clerk of the Board and Manager Assistant Secretary
Holyoke Water Power Company Western Massachusetts
One Canal Street, Holyoke, MA 01040-5883 Electric Company
West Springfied, MA
01090-0010
2.NAME AND BUSINESS ADDRESSES OF ANY PERSONS THROUGH WHOM THE UNDERSIGNED
PROPOSES TO ACT IN MATTERS INCLUDED WITHIN THE EXEMPTION PROVIDED BY
PARAGRAPH (B) OF RULE U-71.
None.
3.REGISTERED HOLDING COMPANIES AND SUBSIDIARY COMPANIES BY WHICH THE
UNDERSIGNED IS REGULARLY EMPLOYED OR RETAINED.
Holyoke Water Power Company (HWP), is a subsidiary of Northeast Utilities.
HWP is a manufacturer and provides retail and wholesale electric services in
the Commonwealth of Massachusetts. Western Massachusetts Electric Company
(WMECO), is a subsidiary of Northeast Utilities. WMECO is an electric utility
and provides retail and wholesale electric services in the commonwealth of
Massachusetts.
4.POSITION OR RELATIONSHIP IN WHICH THE UNDERSIGNED IS EMPLOYED OR RETAINED BY
EACH OF THE COMPANIES NAMED IN ITEM 3, AND BRIEF DESCRIPTION OF NATURE OF
SERVICES TO BE RENDERED IN EACH SUCH POSITION OR RELATIONSHIP.
The undersigned is Clerk of the Board and Manager of HWP and Assistant
Secretary of WMECO. He will represent HWP, WMECO and other Northeast
Utilities system companies, as and when appropriate, in connection with
the issuance of securities, rate matters, affiliations, acquisitions and
dispositions, the licensing of hydroelectric projects, and other matters
before the Securities and Exchange Commission, the Department of Energy
and Congress or some of such bodies.
5.(a) COMPENSATION RECEIVED DURING THE CURRENT YEAR AND ESTIMATED TO BE
RECEIVED OVER THE NEXT TWO CALENDAR YEARS BY THE UNDERSIGNED OR OTHERS,
DIRECTLY OR INDIRECTLY, FOR SERVICES RENDERED BY THE UNDERSIGNED, FROM
EACH OF THE COMPANIES DESIGNATED IN ITEM 3. (USE COLUMN (a) AS
SUPPLEMENTARY STATEMENT ONLY.)
Name of Recipient Salary or other to be received Person or company
compensation from whom received
or to be received
(a) (b)
Thomas V. Foley $ 91,422.29 to be included Holyoke Water
in supplemental Power Company
statement.
(b) Basis for compensation if other than salary.
6.(TO BE ANSWERED IN SUPPLEMENTARY STATEMENT ONLY. SEE INSTRUCTIONS.)
EXPENSES INCURRED BY THE UNDERSIGNED OR ANY PERSON NAMED IN ITEM 2, ABOVE,
DURING THE CALENDAR YEAR IN CONNECTION WITH THE ACTIVITIES DESCRIBED IN
ITEM 4, ABOVE, AND THE SOURCE OR SOURCES OF REIMBURSEMENT FOR SAME.
(a) Total amount of routine expenses charged to client: $ none
(b) Itemized list of all other expenses: No other expenses.
Date January 23, 1998 (Signed) /s/ Thomas V. Foley
