U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-QSB/A
(Mark One)
X Quarterly report under Section 13 or 15(d) of the Securities Exchange Act
of 1934
For the quarterly period ended September 30, 1994
Transition report under Section 13 or 15(d) of the Exchange Act
For the transition period from to
Commission file number 1-8631
Dover Investments Corporation
(Exact Name of Small Business Issuer as Specified in Its Charter)
Delaware 94-1712121
(State or Other Jurisdiction (I.R.S. Employer
of Incorporation or Organization) Identification No.)
350 California Street, Suite 1650, San Francisco, CA 94104
(Address of Principal Executive Offices)
(415) 951-0200
(Issuer's Telephone Number, Including Area Code)
(Former Name, Former Address and Former Fiscal Year, if Changed Since Last
Report)
Check whether the issuer: (1) filed all reports required to be filed by
Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such
shorter period that the registrant was required to file such reports), and
(2) has been subject to such filing requirements for the past 90 days.
Yes X No
APPLICABLE ONLY TO CORPORATE ISSUERS
The number of shares outstanding of each of the issuer's classes of common
stock, as of October 31, 1994, were as follows:
Class A Common Stock, $.01 par value 788,961 Shares of Common Stock
Class B Common Stock, $.01 par value 329,439 Shares of Common Stock
Transitional Small Business Disclosure Statement
Yes No X
THIS AMENDMENT CONSISTS OF 4 SEQUENTIALLY NUMBERED PAGES.
Item 6. EXHIBITS AND REPORTS ON FORM 8-K
A. Exhibits
3.1 Restated Articles of Incorporation and Restated By-Laws of the
Company.(1)
10.1 1982 Stock Option Plan.(2)
10.2 Form of Nonqualified Incentive Stock Option Agreement.(2)
10.3 $10,000,000 Promissory Note Secured by Deed of Trust dated
March 29, 1991.(2)
10.4 Development Agreement dated November 15, 1991 between H.F.
Properties, Ltd. and Westco Marina, Inc., as amended.(2)
10.5 Tax Sharing Agreement dated November 20, 1989 among the
Company, the Association, Homestead Land Development
Corporation and Gramercy.(2)
10.6 Stock Option Plan for Nonemployee Directors.(3)
10.7 Sublease Agreement dated April 1, 1993 between the Company and
Wilfred, Inc.(3)
10.8 Extention and Modification Agreement for Promissory Note and
Deed of Trust dated August 25, 1992.(3)
10.9 Partnership Agreement, Glenbriar Joint Venture, dated January
7, 1994 between GIC Investments Corporation and Westco
Community Builders.(4)
22.1 Subsidiaries of the registrant.(4)
22.2 Consent of Grant Thornton.(4)
27.1 Financial Data Schedule for the Nine Months Ended September
30, 1994.
B. Reports on Form 8-K
None.
(1) Incorporated by reference to Exhibit B and Exhibit C,
respectively, to the Company's Registation Statement on Form
S-4, File No. 33-8774.
(2) Incorporated by reference to the exhibit bearing the same
numerical description in the Company's Annual Report on Form
10-K for the Year Ended December 31, 1991.
(3) Incorporated by reference to the Exhibit bearing the same
numerical description in the Company's Annual Report on Form
10KSB for the Year Ended December 31, 1992.
(4) Incorporated by reference to the Exhibit bearing the same
numerical description in the Company's Annual Report on Form
10KSB for the Year Ended December 31, 1993.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
DOVER INVESTMENTS CORPORATION
Date: January 11, 1995 By: /s/Lawrence Weissberg
Lawrence Weissberg
Chairman of the Board, President
and Chief Executive Officer
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