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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(AMENDMENT NO. 1)
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD FROM JULY 1, 1999 TO SEPTEMBER 30, 1999
COMMISSION FILE NUMBER 1-5406
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from .................... to .......................
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HOUGHTON MIFFLIN COMPANY
(Exact name of registrant as specified in its charter)
MASSACHUSETTS 04-1456030
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
222 BERKELEY ST., BOSTON 02116-3764
(Address of principal executive offices) (Zip Code)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE (617) 351-5000
Not applicable
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(Former name, former address and former fiscal year,
if changed since last report.)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15 (d) of the Securities Exchange Act during the
preceding 12 months (or for such shorter period that the registrant was required
to file such reports) and (2) has been subject to such filing requirements for
the past 90 days.
Yes [X] No [ ]
Indicate the number of shares outstanding of each of the issuer's classes of
common stock, as of October 31, 1999.
Class Outstanding at October 31, 1999
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Common Stock, $1 par value 31,095,798
Preferred Stock Purchase Rights 31,095,798
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INTRODUCTION.
This amendment on Form 10-Q/A amends the Registrant's Quarterly Report on
Form 10-Q, as filed by the Registrant on November 15, 1999, and is being filed
solely to reflect the restatement of the Registrant's Exhibit No. 27- Financial
Data Schedule. The Form 10-Q, Exhibit No. 27- Financial Data Schedule was
originally filed with quarterly financial information and is now being revised
to reflect year-to-date financial information.
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
(a) Exhibit No. (27) Financial Data Schedule (Revised)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
HOUGHTON MIFFLIN COMPANY
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Registrant
Dated: December 1, 2000 /s/ Gail Deegan
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Gail Deegan
Executive Vice President,
Chief Financial Officer
Dated: December 1, 2000 /s/ David R. Caron
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David R. Caron
Vice President,
Corporate Controller
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Houghton Mifflin Company
Index To Exhibits
Item 6(a)
Exhibit No Description of Document Page Number in This Report
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(27) Financial Data Schedule (Revised)
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[ARTICLE] 5
[MULTIPLIER] 1,000
<TABLE>
<S> <C>
[PERIOD-TYPE] 9-MOS
[FISCAL-YEAR-END] DEC-31-1999
[PERIOD-END] SEP-30-1999
[CASH] 8,591
[SECURITIES] 819
[RECEIVABLES] 365,021
[ALLOWANCES] 29,532
[INVENTORY] 173,669
[CURRENT-ASSETS] 522,335
[PP&E] 343,605
[DEPRECIATION] 195,428
[TOTAL-ASSETS] 1,180,671
[CURRENT-LIABILITIES] 357,736
[BONDS] 0
[PREFERRED-MANDATORY] 0
[PREFERRED] 0
[COMMON] 31,073
[OTHER-SE] 425,425
[TOTAL-LIABILITY-AND-EQUITY] 1,180,671
[SALES] 762,954
[TOTAL-REVENUES] 762,954
[CGS] 328,247
[TOTAL-COSTS] 630,504
[OTHER-EXPENSES] 5,586
[LOSS-PROVISION] 0
[INTEREST-EXPENSE] 23,754
[INCOME-PRETAX] 103,110
[INCOME-TAX] 41,373
[INCOME-CONTINUING] 61,737
[DISCONTINUED] 0
[EXTRAORDINARY] 30,323
[CHANGES] 0
[NET-INCOME] 92,060
[EPS-BASIC] 3.20
[EPS-DILUTED] 3.14
</TABLE>
