File No. 70-9021
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________________
AMENDMENT NO. 4
TO
FORM U-1
__________________________________
APPLICATION OR DECLARATION
under the
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
* * *
AMERICAN ELECTRIC POWER COMPANY, INC.
AEP RESOURCES, INC.
1 Riverside Plaza, Columbus, Ohio 43215
(Name of company or companies filing this statement
and addresses of principal executive offices)
* * *
AMERICAN ELECTRIC POWER COMPANY, INC.
1 Riverside Plaza, Columbus, Ohio 43215
(Name of top registered holding company
parent of each applicant or declarant)
* * *
John F. Di Lorenzo, Jr., Associate General Counsel
AMERICAN ELECTRIC POWER SERVICE CORPORATION
1 Riverside Plaza, Columbus, Ohio 43215
(Names and addresses of agents for service)
Jeffrey D. Cross, General Counsel
AEP RESOURCES, INC.
1 Riverside Plaza, Columbus, Ohio 43215
(Names and addresses of agents for service)
American Electric Power Company, Inc., a registered holding
company under the Public Utility Holding Company Act of 1935, as
amended, and its subsidiary, AEP Resources, Inc., hereby amend and
restate their Application or Declaration on Form U-1 in File No.
70-9021:
1. By adding this paragraph after the second paragraph of
Item 1B:
"On February 14, 1998, Resources executed a letter of
intent to acquire a 35 percent interest in Luoyang
Shouyangshan Power Plant ('Luoyang Plant'). If a definitive
agreement is reached, Resources would enter into a joint
venture with two local Chinese partners to own and operate the
Luoyang Plant. The letter of intent also includes plans to
develop and build two 600 megawatt coal-fired units.
Resources' investment in the Luoyang Plant could be structured
as a FUCO. If an agreement is signed, Resources' investment
will be approximately $200 million."
2. By adding this sentence at the end of the second
paragraph of Item 1B(1):
"YPG's initial credit facility included these 36 banks:
ABN Amro Bank
Bank of America National Trust & Savings Association
Bank of Montreal
Bank of New York (The)
Bank of Nova Scotia (The)
Bank of Scotland
Bank of Tokyo-Mitsubishi, Ltd. (The)
Banque Nationale de Paris
Banque Paribas
Bayerische Landesbank
BZW
Citibank
Credit Lyonnais Chicago Branch
Creditanstalt
Dai-Ichi Kangyo Bank, Ltd. (The)
De Nationale Investeringsbank
Den Danske
Deutsche Bank
DG Bank
Fuji Bank, Limited (The)
Hypobank
Kredietbank
Mellon Bank, N.A.
Midland Bank
National Westwinister
Nationsbank, N.A.
Rabobank
Royal Bank of Scotland
Sakura Bank
Sanwa Bank, Limited (The)
Societe Generale
Sumitomo Bank, Ltd. (The)
Tokai Bank, Ltd. (The)
Toronto Dominion
Union Bank of Switzerland, New York Branch
Westdeutsche Landesbank"
3. By adding this paragraph at the end of the first
paragraph of Item 3(2)(h):
"In addition, as required by Rule 53(a)(4), American will
simultaneously submit a copy of any Form U-1 and Rule 24
Certificate filed with this Commission as well as a copy of
Item 9 of Form U5S and Exhibits G and H thereof to each state
regulator having jurisdiction over the retail rates of the
Operating Companies."
SIGNATURE
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, the undersigned company has duly caused this
statement to be signed on its behalf by the undersigned thereunto
duly authorized.
AMERICAN ELECTRIC POWER COMPANY, INC.
AEP RESOURCES, INC.
By_/s/ A. A. Pena______________
Treasurer
Dated: March 3, 1998
