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FORM 10-Q/A
AMENDMENT NO. 1
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 12 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For The Quarterly Period Ended June 30, 1994
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OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the transition period from ________________ to _________________
Commission file number 1-7697
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Southwestern Life Corporation
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(Exact name of registrant as specified in its charter)
Delaware 43-6069928
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(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
100 Mallard Creek Road, Suite 400, Louisville, Kentucky 40207
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(Address of principal executive offices) (Zip Code)
(502) 894-2100
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(Registrant's telephone number, including area code)
I.C.H. Corporation
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(Former name, former address and former fiscal year,
if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
Yes[X] No[ ]
Indicate the number of shares outstanding of each of the issuer's classes
of common stock, as of the latest practicable date.
Class and Title of Shares Outstanding
Capital Stock as of August 10, 1994
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Common Stock, $1.00 Par Value 47,265,016
The Index to Exhibits appears on page 4.
This filing contains 5 pages.
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This Amendment No. 1 amends Exhibit 10.6 of the Form 10-Q of Southwestern
Life Corporation for the quarter ended June 30, 1994.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
Registrant has duly caused this Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
SOUTHWESTERN LIFE CORPORATION
BY:S\JOHN T. HULL
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John T. Hull, Executive Vice President
Treasurer and Principal Accounting
Officer
Date: August 18, 1994
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INDEX TO EXHIBITS
Exhibit No. Description Page No.
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10.6 Schedule of Omitted Exhibits 5
4
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EXHIBIT 10.6
In accordance with Instruction 2 to Item 601(a) of
Regulation S-K, the following documents have been omitted from
filing with the Registrant's Form 10-Q since they are substantially
identical in all material respects to documents that have been
previously filed by the Registrant and which are incorporated
herein by reference. Set forth below is the name of each such
omitted document and the material details in which each such
document differs from the previously filed document:
1. Note of CFSB Corporation, dated January 25, 1993,
payable to Southwestern Life Insurance Company as
assignee of Consolidated Fidelity Life Insurance
Company is omitted from filing since it is
substantially similar to Exhibit 10.2 to this Form
10-Q, with the exception of the parties thereto and
the principal amount ($46,266,675).
2. Loan Agreement, dated January 25, 1993, between CFSB
Corporation and Southwestern Life Insurance Company, as
assignee of Consolidated Fidelity Life Insurance
Company is omitted from filing herewith since it is
substantially similar to Exhibit 10.3 to this Form
10-Q, with the exception of the parties thereto and the
principal amount ($46,266,675).
3. Note of James M. Fail, dated January 25, 1993, payable
to Southwestern Life Insurance Company as assignee of
Consolidated Fidelity Life Insurance Company is omitted
from filing herewith since it is substantially similar
to Exhibit 10.4 to this Form 10-Q, with the exception
of the parties thereto and the principal amount
($32,210,202).
4. Loan Agreement, dated January 25, 1993, between James
M. Fail and Southwestern Life Insurance Company as
assignee of Consolidated Fidelity Life Insurance
Company is omitted from filing herewith since it is
substantially similar to Exhibit 10.5 to this Form
10-Q, with the exception of the parties thereto and
the principal amount ($32,210,202).
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