<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D<F*>
Under the Securities Exchange Act of 1934
IMPERIAL BANCORP
--------------------------
(Name of Issuer)
Common Stock
--------------------------
(Title of Class of Securities)
452556103
--------------------------
(CUSIP Number)
Douglas D. Hommert
500 North Broadway, Suite 2000
St. Louis, Missouri 63102 (314) 444-7600
---------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
July 6, 1995
---------------------------------
(Date of Event Which Requires
Filing of this Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition which is the subject of this
Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3)
or (4), check the following box ( ).
Check the following box if a fee is being paid with this statement
(X). (A fee is not required only if the filing person: (1) has a
previous statement on file reporting beneficial ownership of more
than five percent of the class of securities described in Item 1;
and (2) has filed no amendment subsequent thereto reporting
beneficial ownership of five percent or less of such class.) (See
Rule 13d-7).
Note: Six copies of this statement, including all exhibits, should
be filed with the Commission. See Rule 13d-1(a) for other parties
to whom copies are to be sent.
<F*>The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
Page 1 of 62 Pages
<PAGE> 2
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Karon Burns, as Trustee and individually
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 500
8) Shared Voting Power: 320,000
9) Sole Dispositive Power: 500
10) Shared Dispositive Power: 320,000
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
320,500 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 2.4% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 2 of 62 Pages
<PAGE> 3
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Marian V. Mehan, as Trustee
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: Not Applicable
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 5,000
8) Shared Voting Power: 329,700
9) Sole Dispositive Power: 5,000
10) Shared Dispositive Power: 329,700
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
334,700 shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 2.5% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 3 of 62 Pages
<PAGE> 4
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
West Bank Trust dated July 3, 1995
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 220,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 220,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
220,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 1.6% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 4 of 62 Pages
<PAGE> 5
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
PAN West Bank Trust dated July 3, 1995
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 25,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 25,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
25,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 5 of 62 Pages
<PAGE> 6
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
CNN West Bank Trust dated July 3, 1995
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 25,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 25,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
25,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 6 of 62 Pages
<PAGE> 7
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
JJN West Bank Trust dated July 3, 1995
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 25,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 25,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
25,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 7 of 62 Pages
<PAGE> 8
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
MDN West Bank Trust dated July 3, 1995
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 25,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 25,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
25,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 8 of 62 Pages
<PAGE> 9
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Novelly Exempt Trust dated August 12, 1992
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 50,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 50,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
50,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.4% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 9 of 62 Pages
<PAGE> 10
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Novelly Family Trust dated October 21, 1991
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 14,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 14,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
14,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.1% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 10 of 62 Pages
<PAGE> 11
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
The Agent Trust dated February 8, 1992
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 6,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 6,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.04% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 11 of 62 Pages
<PAGE> 12
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
P.A. Novelly Individual Retirement Account
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Not Applicable
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 2,500
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 2,500
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,500 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.02% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): EP
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 12 of 62 Pages
<PAGE> 13
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
W & B Investments, Ltd.
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: WC
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Islands of Bermuda
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 13,800
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 13,800
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
13,800 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.1% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): CO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 13 of 62 Pages
<PAGE> 14
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Apex Oil Company, Inc. Employees Savings Plan
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: WC
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Employee Benefit Plan Governed under the laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 130,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 130,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
130,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 1.0% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): EP
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 14 of 62 Pages
<PAGE> 15
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
P.A. Novelly, as Trustee and as president of W & B Investments, Ltd.
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: Not Applicable
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 16,300
8) Shared Voting Power: 136,000
9) Sole Dispositive Power: 16,300
10) Shared Dispositive Power: 136,000
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
152,300 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 1.1% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 15 of 62 Pages
<PAGE> 16
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
P.A. Novelly II, as Trustee and Individually
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 2,000
8) Shared Voting Power: 64,000
9) Sole Dispositive Power: 2,000
10) Shared Dispositive Power: 64,000
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
66,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.5% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 16 of 62 Pages
<PAGE> 17
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
William G. Lauber, as Trustee
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: Not Applicable
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to
Items (2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: -0-
8) Shared Voting Power: 17,700
9) Sole Dispositive Power: -0-
10) Shared Dispositive Power: 17,700
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
17,700 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.1% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 17 of 62 Pages
<PAGE> 18
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Douglas D. Hommert, as Trustee
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: Not Applicable
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: -0-
8) Shared Voting Power: 23,700
9) Sole Dispositive Power: -0-
10) Shared Dispositive Power: 23,700
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
23,700 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 18 of 62 Pages
<PAGE> 19
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
John K. Pruellage, as Trustee
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: Not Applicable
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: -0-
8) Shared Voting Power: 50,000
9) Sole Dispositive Power: -0-
10) Shared Dispositive Power: 50,000
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
50,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.4% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 19 of 62 Pages
<PAGE> 20
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Dominique Ferrante Trust dated December 26, 1991
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 2,500
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 2,500
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,500 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.02% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 20 of 62 Pages
<PAGE> 21
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Danielle Lee Niemann Trust dated February 11, 1994
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 1,200
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 1,200
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,200 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.0% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 21 of 62 Pages
<PAGE> 22
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
JKP Exempt Trust dated March 30, 1993
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Trust Governed by the Laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 5,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 5,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.04% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 22 of 62 Pages
<PAGE> 23
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
W. Michael Ross, as Trustee and Individually
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 1,000
8) Shared Voting Power: 3,000
9) Sole Dispositive Power: 1,000
10) Shared Dispositive Power: 3,000
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
4,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.03% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 23 of 62 Pages
<PAGE> 24
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Christian Brothers College High School
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: WC
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Not for Profit Corporation under the laws of the State of Missouri
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 3,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 3,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,000 (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.02% (See Item 5
below)
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): OO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 24 of 62 Pages
<PAGE> 25
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Thomas Dunne
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 1,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 1,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.007% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 25 of 62 Pages
<PAGE> 26
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
William Powell
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 1,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 1,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.007% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 26 of 62 Pages
<PAGE> 27
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Norbert A. Siegfreid
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 5,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 5,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.04% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 27 of 62 Pages
<PAGE> 28
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Richard Grisham
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 2,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 2,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.01% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 28 of 62 Pages
<PAGE> 29
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Edward Wahl
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 5,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 5,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.04% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 29 of 62 Pages
<PAGE> 30
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Hans H. Buehler
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 24,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 24,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
24,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 30 of 62 Pages
<PAGE> 31
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Ronald C. Waranch
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: PF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 24,500
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 24,500
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
24,500 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.2% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 31 of 62 Pages
<PAGE> 32
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Levy, Harkins & Co., Inc.
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: WC (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
New York
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 113,000
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 113,000
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
113,000 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.8% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): CO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 32 of 62 Pages
<PAGE> 33
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
First Leveraged Fund, L.P.
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: WC (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
New York
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: 12,500
8) Shared Voting Power: -0-
9) Sole Dispositive Power: 12,500
10) Shared Dispositive Power: -0-
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
12,500 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.1% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): PN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 33 of 62 Pages
<PAGE> 34
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Edwin Levy
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: AF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: -0-
8) Shared Voting Power: 125,500
9) Sole Dispositive Power: -0-
10) Shared Dispositive Power: 125,500
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
125,500 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.9% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 34 of 62 Pages
<PAGE> 35
CUSIP No. 452556103
- ------------------------------------------------------------------------------
1) Name of Reporting Person (S.S. or I.R.S. Identification No. of Above
Person):
Michael Harkins
- ------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ( X )
(b) ( )
- ------------------------------------------------------------------------------
3) SEC Use Only
- ------------------------------------------------------------------------------
4) Source of Funds: AF (See Item 5 below)
- ------------------------------------------------------------------------------
5) Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items
(2d) or 2(e).
( )
- ------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
U.S. Citizen
- ------------------------------------------------------------------------------
Number of Shares Beneficially Owned by Each Reporting Person With:
7) Sole Voting Power: -0-
8) Shared Voting Power: 125,500
9) Sole Dispositive Power: -0-
10) Shared Dispositive Power: 125,500
- ------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
125,500 Shares (See Item 5 below)
- ------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
( )
- ------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row 11: 0.9% (See Item 5
below).
- ------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IN
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Page 35 of 62 Pages
<PAGE> 36
Item 1. Security and Issuer.
- ------- -------------------
This statement relates to the Common Stock, no par value (the "Company
Common Stock"), issued by Imperial Bancorp, a California corporation
("Company"), whose principal executive offices are located at 9920 La
Cienega Boulevard, Inglewood, California 90301.
Item 2. Identity and Background.
- ------ -----------------------
This statement is filed jointly by the following persons:
1. Name of Filing Person: Karon Burns
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Occupation or Employment: Executive assistant
----------------------------------
Name of Employer: Apex Oil Company, Inc.
----------------
Principal Business: Oil trading, storage and
------------------ transportation
Address: 8182 Maryland Ave., 5th Floor
------- Clayton, Missouri 63105
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
2. Name of Filing Person: Marian V. Mehan
---------------------
Residence or Business Address: 500 N. Broadway, 20th Floor
----------------------------- St. Louis, Missouri 63102
Principal Occupation or Employment: Attorney
----------------------------------
Name of Employer: Lewis, Rice & Fingersh, L.C.
----------------
Principal Business: Private law firm
------------------
Address: 500 N. Broadway, 20th Floor
------- St. Louis, Missouri 63102
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-------------
3. Name of Filing Person: West Bank Trust dated July 3, 1995
---------------------
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment in Company Stock
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Page 36 of 62 Pages
<PAGE> 37
4. Name of Filing Person: PAN West Bank Trust dated July 3,
--------------------- 1995
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment in Company Stock
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
5. Name of Filing Person: CNN West Bank Trust dated July 3,
--------------------- 1995
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment in Company Stock
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
6. Name of Filing Person: JJN West Bank Trust dated July 3,
--------------------- 1995
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment in Company Stock
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
7. Name of Filing Person: MDN West Bank Trust dated July 3,
--------------------- 1995
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment in Company Stock
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
8. Name of Filing Person: Novelly Exempt Trust dated August
--------------------- 12, 1992
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Page 37 of 62 Pages
<PAGE> 38
9. Name of Filing Person: Novelly Family Trust dated October
--------------------- 21, 1991
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
10. Name of Filing Person: The Agent Trust dated February
--------------------- 8, 1992
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
11. Name of Filing Person: P.A. Novelly Individual Retirement
--------------------- Account
State of Organization: Not applicable
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Individual retirement account
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
12. Name of Filing Person: W & B Investments, Inc.
---------------------
State of Organization: Islands of Bermuda
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
13. Name of Filing Person: Apex Oil Company, Inc. Employees
--------------------- Savings Plan
State of Organization: Not applicable
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Employee benefit plan
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Page 38 of 62 Pages
<PAGE> 39
14. Name of Filing Person: P.A. Novelly
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Occupation or Employment: Chief executive officer of Apex
---------------------------------- Oil Company, Inc.
Name of Employer: Apex Oil Company, Inc.
----------------
Principal Business: Oil trading, storage and
------------------ transportation
Address: 8182 Maryland Ave., 5th Floor
------- Clayton, Missouri 63105
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
15. Name of Filing Person: P.A. Novelly, II
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Occupation or Employment: Securities broker
----------------------------------
Name of Employer: Bear, Stearns & Co.
----------------
Principal Business: Securities trading
------------------
Address: 245 Park Avenue
------- New York, New York 10167
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
16. Name of Filing Person: William G. Lauber
---------------------
Residence or Business Address: 12300 Old Tesson Ferry Road
----------------------------- St. Louis, Missouri 63128
Principal Occupation or Employment: Securities and investment advisor
----------------------------------
Name of Employer: Sterling Capital Management
---------------
Principal Business: Investment advisory services
------------------
Address: 12300 Old Tesson Ferry Road
------- St. Louis, Missouri 63128
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
Page 39 of 62 Pages
<PAGE> 40
17. Name of Filing Person: Douglas D. Hommert
---------------------
Residence or Business Address: 500 N. Broadway, 20th Floor
----------------------------- St. Louis, Missouri 63102
Principal Occupation or Employment: Attorney
----------------------------------
Name of Employer: Lewis, Rice & Fingersh, L.C.
----------------
Principal Business: Private law firm
------------------
Address: 500 N. Broadway, 20th Floor
------- St. Louis, Missouri 63102
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
18. Name of Filing Person: John K. Pruellage
---------------------
Residence or Business Address: 500 N. Broadway, 20th Floor
----------------------------- St. Louis, Missouri 63102
Principal Occupation or Employment: Attorney
----------------------------------
Name of Employer: Lewis, Rice & Fingersh, L.C.
----------------
Principal Business: Private law firm
------------------
Address: 500 N. Broadway, 20th Floor
------- St. Louis, Missouri 63102
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
19. Name of Filing Person: Dominique Ferrante Trust dated
--------------------- December 26, 1991
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
20. Name of Filing Person: Danielle Lee Niemann Trust dated
--------------------- February 11, 1994
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Business: Investment
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Page 40 of 62 Pages
<PAGE> 41
21. Name of Filing Person: JKP Exempt Trust dated March 30,
--------------------- 1993
State of Organization: Trust governed by Missouri law
---------------------
Residence or Business Address: 500 N. Broadway, 20th Floor
----------------------------- St. Louis, Missouri 63102
Principal Business: Investment
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
22. Name of Filing Person: W. Michael Ross
---------------------
Residence or Business Address: 8182 Maryland Ave., 1st Floor
----------------------------- Clayton, Missouri 63105
Principal Occupation or Employment: President of Capital Bank & Trust
----------------------------------
Name of Employer: Capital Bank & Trust Company
----------------
Principal Business: Commercial banking and trust
------------------ services
Address: 407 North Kingshighway
------- Cape Girardeau, Missouri 63701
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
23. Name of Filing Person: Christian Brothers College High
--------------------- School
State of Organization: Not for profit corporation under
--------------------- Missouri law
Residence or Business Address: 6501 Clayton Road
----------------------------- St. Louis, Missouri 63117
Principal Business: Private high school
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
24. Name of Filing Person: Thomas Dunne
---------------------
Residence or Business Address: 2320 Creve Couer Mill Road
----------------------------- St. Louis, Missouri 63043
Principal Occupation or Employment: Chairman and Chief executive officer
----------------------------------
Name of Employer: Fred Weber, Inc.
----------------
Principal Business: Construction services
------------------
Address: 2320 Creve Couer Mill Road
------- St. Louis, Missouri 63043
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
Page 41 of 62 Pages
<PAGE> 42
25. Name of Filing Person: William Powell
---------------------
Residence or Business Address: 2320 Creve Couer Mill Road
----------------------------- St. Louis, Missouri 63043
Principal Occupation or Employment: President and Chief Operating
---------------------------------- Officer
Name of Employer: Fred Weber, Inc.
----------------
Principal Business: Construction services
------------------
Address: 2320 Creve Couer Mill Road
------- St. Louis, Missouri 63043
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
26. Name of Filing Person: Norbert A. Siegfreid
---------------------
Residence or Business Address: #7 No. Brentwood Blvd.
----------------------------- Clayton, Missouri 63105
Principal Occupation or Employment: Insurance services
----------------------------------
Name of Employer: Siegfreid Financial
----------------
Principal Business: Insurance services
------------------
Address: #7 No. Brentwood Blvd.
------- Clayton, Missouri 63105
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
26. Name of Filing Person: Richard Grisham
---------------------
Residence or Business Address: 10010 Kennerly Road
----------------------------- St. Louis, Missouri 63128
Principal Occupation or Employment: Chief executive of St. Anthony's
---------------------------------- Medical Center
Name of Employer: St. Anthony's Medical Center
----------------
Principal Business: Private regional hospital
------------------
Address: 10010 Kennerly Road
------- St. Louis, Missouri 63128
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
Page 42 of 62 Pages
<PAGE> 43
27. Name of Filing Person: Edward Wahl
---------------------
Residence or Business Address: 8182 Maryland Ave., 5th Floor
----------------------------- Clayton, Missouri 63105
Principal Occupation or Employment: Petroleum products trading
----------------------------------
Name of Employer: Apex Oil Company, Inc.
----------------
Principal Business: Oil trading, storage and
------------------ transportation
Address: 8182 Maryland Ave., 5th Floor
------- Clayton, Missouri 63105
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
28. Name of Filing Person: Hans H. Buehler
---------------------
Residence or Business Address: 3025 E. Victoria Street
----------------------------- Rancho Dominguez, California 90221
Principal Occupation or Employment: Chief executive officer of
---------------------------------- Coastcast Corporation
Name of Employer: Coastcast Corporation
----------------
Principal Business: Golf club component manufacturing
------------------
Address: 3025 E. Victoria Street
------- Rancho Dominguez, California 90221
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
29. Name of Filing Person: Ronald C. Waranch
---------------------
Residence or Business Address: 13968 Aubrey Road
----------------------------- Beverly Hills, California 90210
Principal Occupation or Employment: Investor
----------------------------------
Name of Employer: Self-employed
----------------
Principal Business: Securities and real estate
------------------ investment
Address: 13968 Aubrey Road
------- Beverly Hills, California 90210
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
Page 43 of 62 Pages
<PAGE> 44
30. Name of Filing Person: Levy, Harkins & Co., Inc.
---------------------
State of Organization: New York
---------------------
Residence or Business Address: 767 Third Avenue
----------------------------- New York, NY 10017
Principal Business: Stock brokerage and investment
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
31. Name of Filing Person: First Leveraged Fund, L.P.
---------------------
State of Organization: New York
---------------------
Residence or Business Address: 767 Third Avenue
----------------------------- New York, NY 10017
Principal Business: Investments
------------------
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
32. Name of Filing Person: Edwin Levy
---------------------
Residence or Business Address: 767 Third Avenue
----------------------------- New York, New York 10017
Principal Occupation or Employment: Chairman of Levy, Harkins & Co.,
---------------------------------- Inc.
Name of Employer: Levy, Harkins & Co., Inc.
----------------
Principal Business: Stock brokerage and investment
------------------ advising
Address: 767 Third Avenue
------- New York, New York 10017
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
33. Name of Filing Person: Michael Harkins
---------------------
Residence or Business Address: 767 Third Avenue
----------------------------- New York, New York 10017
Principal Occupation or Employment: President of Levy, Harkins & Co.,
---------------------------------- Inc.
Name of Employer: Levy, Harkins & Co., Inc.
----------------
Principal Business: Stock brokerage and investment
------------------ advising
Address: 767 Third Avenue
------- New York, New York 10017
Criminal Proceedings In Last 5 Years: None
------------------------------------
Civil Proceedings In Last 5 Years: None
---------------------------------
Citizenship: U.S.A.
-----------
Page 44 of 62 Pages
<PAGE> 45
Item 3. Source and Amount of Funds or Other Consideration.
- ------ -------------------------------------------------
<TABLE>
Each of the filing persons who are individuals acquired the Company
Shares reported by such person herein with personal funds for investment.
Each of the filing persons which is a trust, employee benefit plan or
corporation acquired the Company Shares reported by such entity herein
with general funds of the trust or working capital of the corporation, as
applicable, for investment. The amount of funds expended by the filing
persons to purchase the Company Shares are as follows:
<CAPTION>
Number of Amount of
Filing Person Shares Funds Expended
------------- --------- --------------
<S> <C> <C>
West Bank Trust 220,000 $4,246,000.00
PAN West Bank Trust 25,000 $482,500.00
CNN West Bank Trust 25,000 $482,500.00
JJN West Bank Trust 25,000 $482,500.00
MDN West Bank Trust 25,000 $482,500.00
Novelly Exempt Trust 50,000 $965,000.00
Novelly Family Trust 14,000 $270,200.00
The Agent Trust 6,000 $115,800.00
P.A. Novelly IRA 2,500 $48,250.00
W & B Investments, Ltd. 13,800 $266,340.00
Apex Oil Company, Inc.
Employees Savings Plan 130,000 $2,509,000.00
P.A. Novelly, II 2,000 $38,800.00
JKP Exempt Trust 5,000 $96,500.00
W. Michael Ross 1,000 $19,500.00
Thomas Dunne 1,000 $19,300.00
William Powell 1,000 $19,300.00
Karon Burns 500 $9,650.00
Norbert A. Siegfreid 5,000 $97,100.00
Christian Brothers College
High School 3,000 $58,500.00
Richard Grisham 2,000 $39,000.00
Edward Wahl 5,000 $97,500.00
Page 45 of 62 Pages
<PAGE> 46
<CAPTION>
Number of Amount of
Filing Person Shares Funds Expended
------------- --------- --------------
<S> <C> <C>
Hans H. Buehler 24,000 $468,000.00
Ronald C. Waranch 24,500 $477,750.00
First Leveraged Fund L.P. 12,500 $243,750.00
Levy, Harkins & Co., Inc. 113,000 $2,203,500.00
-------
TOTAL 739,500
=======
</TABLE>
Item 4. Purpose of Transaction.
- ------ ----------------------
Each of the filing persons acquired the Company Shares reported by such
person herein solely for investment purposes; however, each of the filing
persons may, depending upon the availability and price of the Company
Stock, purchase additional Company Stock either in the open market or in
private, negotiated transactions. Except as set forth in this Item 4,
none of the filing persons have any plans or proposals with regard to the
Company which relate to or would result in any of the following:
(a) The acquisition by any person of additional securities of the
issuer, or the disposition of securities of the Company;
(b) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the Company or any of
its subsidiaries;
(c) A sale or transfer of a material amount of assets of the
Company or any of its subsidiaries;
(d) Any change in the present board of directors or management of
the Company; including any plans or proposals to change the
number or term of directors or to fill any existing vacancies
on the board;
(e) Any material change in the present capitalization or dividend
policy of the Company;
(f) Any other material change in the Company's business or
corporate structure;
(g) Changes in the Company's charter or bylaws or other actions
which may impede the acquisition of control of the Company by
any person;
(h) Causing a class of securities of the Company to be delisted
from a national securities exchange or to cease to be
authorized to be quoted in an inter-dealer quotation system of
a registered national securities association;
(i) A class of equity securities of the Company becoming eligible
for termination of registration pursuant to Section 12(g)(4)
of the Act; or
(j) Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
- ------ ------------------------------------
(a)(b) The West Bank Trust beneficially owns 220,000 shares of Company
Stock constituting approximately 1.6%<F1> of the outstanding
Company Stock.
The PAN West Bank Trust beneficially owns 25,000 shares of Company
Stock constituting approximately 0.2% of the outstanding Company Stock.
[FN]
- --------------------------
<F1> The percentage of the outstanding shares of Company Stock calculated
for each filing person is based upon 13,489,431 shares of Company common stock
currently outstanding according to publicly available information provided by
the Company.
Page 46 of 62 Pages
<PAGE> 47
The CNN West Bank Trust beneficially owns 25,000 shares of Company
Stock constituting approximately 0.2% of the outstanding Company Stock.
The JJN West Bank Trust beneficially owns 25,000 shares of Company
Stock constituting approximately 0.2% of the outstanding Company Stock.
The MDN West Bank Trust beneficially owns 25,000 shares of Company
Stock constituting approximately 0.2% of the outstanding Company Stock.
The Novelly Exempt Trust beneficially owns 50,000 shares of Company
Stock constituting approximately 0.4% of the outstanding Company Stock.
The Novelly Family Trust beneficially owns 14,000 shares of Company
Stock constituting approximately 0.1% of the outstanding Company Stock.
The Agent Trust beneficially owns 6,000 shares of Company Stock
constituting approximately 0.04% of the outstanding Company Stock.
The P.A. Novelly IRA beneficially owns 2,500 shares of Company Stock
constituting approximately 0.02% of the outstanding Company Stock.
W & B Investments, Ltd. beneficially owns 13,800 shares of Company
Stock constituting approximately 0.1% of the outstanding Company Stock.
The Apex Oil Company, Inc. Employees Savings Plan beneficially owns
130,000 shares of Company Stock constituting approximately 1.0% of the
outstanding Company Stock.
The Dominique Ferrante Trust beneficially owns 2,500 shares of Company
Stock constituting approximately 0.02% of the outstanding Company
Stock.
The Danielle Lee Niemann Trust beneficially owns 1,200 shares of
Company Stock constituting approximately 0.01% of the outstanding
Company Stock.
The JKP Exempt Trust beneficially owns 5,000 shares of Company Stock
constituting approximately 0.04% of the outstanding Company Stock.
As Co-Trustee of the West Bank Trust, the PAN West Bank Trust, the CNN
West Bank Trust, the JJN West Bank Trust and the MDN West Bank Trust
(collectively, the "Novelly West Bank Trusts") Karon Burns beneficially
owns 320,000 shares of Company Stock. Mrs. Burns possesses shared
power to vote and dispose of all of the shares beneficially owned by
her as Co-Trustee of the Novelly West Bank Trusts. Mrs. Burns also
beneficially owns individually 500 shares of Company Stock as to which
she has sole voting and dispositive power.
As Co-Trustee of the Novelly West Bank Trusts, Marian V. Mehan
beneficially owns 320,000 shares of Company Stock. Mrs. Mehan
possesses shared power to vote and dispose of all of the shares
beneficially owned by her as Co-Trustee of the Novelly West Bank
Trusts. As Co-Trustee of the Agent Trust, Marian V. Mehan beneficially
owns 6,000 shares of Company Stock. Mrs. Mehan possesses shared power
to vote and dispose of all of the shares beneficially owned by her as
Co-Trustee of the Agent Trust. As Trustee of the JKP Exempt Trust,
Marian V. Mehan
Page 47 of 62 Pages
<PAGE> 48
beneficially owns 5,000 shares of Company Stock. Mrs. Mehan possesses
sole power to vote and dispose of all of the shares beneficially owned
by her as Trustee of the JKP Exempt Trust. As Co-Trustee of the
Dominique Ferrante Trust, Marian V. Mehan beneficially owns 2,500
shares of Company Stock. Mrs. Mehan possesses shared power to vote and
dispose of all of the shares beneficially owned by her as Co-Trustee of
the Dominique Ferrante Trust. As Co-Trustee of the Danielle Lee
Niemann Trust, Marian V. Mehan beneficially owns 1,200 shares of
Company Stock. Mrs. Mehan possesses shared power to vote and dispose
of all of the shares beneficially owned by her as Co-Trustee of the
Danielle Lee Niemann Trust.
As Co-Trustee of the Novelly Exempt Trust, P.A. Novelly, II benefi-
cially owns 50,000 shares of Company Stock. P.A. Novelly, II possesses
shared power to vote and dispose of all of the shares beneficially
owned by him as Co-Trustee of the Novelly Exempt Trust. As Co-Trustee
of the Novelly Family Trust, P.A. Novelly, II beneficially owns 14,000
shares of Company Stock. P.A. Novelly, II possesses shared power to
vote and dispose of all of the shares beneficially owned by him as
Co-Trustee of the Novelly Family Trust. P.A. Novelly, II also
beneficially owns individually 2,000 shares of Company Stock as to
which he has sole voting and dispositive power.
As Co-Trustee of the Novelly Exempt Trust, John K. Pruellage benefi-
cially owns 50,000 shares of Company Stock. Mr. Pruellage possesses
shared power to vote and dispose of all of the shares beneficially
owned by him as Co-Trustee of the Novelly Exempt Trust.
As Co-Trustee of the Novelly Family Trust, William G. Lauber benefi-
cially owns 14,000 shares of Company Stock. Mr. Lauber possesses
shared power to vote and dispose of all of the shares beneficially
owned by him as Co-Trustee of the Novelly Family Trust. As Co-Trustee
of the Dominique Ferrante Trust, William G. Lauber beneficially owns
2,500 shares of Company Stock. Mr. Lauber possesses shared power to
vote and dispose of all of the shares beneficially owned by him as
Co-Trustee of the Dominique Ferrante Trust. As Co-Trustee of the
Danielle Lee Niemann Trust, William G. Lauber beneficially owns 1,200
shares of Company Stock. Mr. Lauber possesses shared power to vote and
dispose of all of the shares beneficially owned by him as Co-Trustee of
the Danielle Lee Niemann Trust.
As Co-Trustee of the Novelly Family Trust, Douglas D. Hommert benefi-
cially owns 14,000 shares of Company Stock. Mr. Hommert possesses
shared power to vote and dispose of all of the shares beneficially
owned by him as Co-Trustee of the Novelly Family Trust. As Co-Trustee
of the Agent Trust, Douglas D. Hommert beneficially owns 6,000 shares
of Company Stock. Mr. Hommert possesses shared power to vote and
dispose of all of the shares beneficially owned by him as Co-Trustee of
the Agent Trust. As Co-Trustee of the Dominique Ferrante Trust, Douglas
D. Hommert beneficially owns 2,500 shares of Company Stock. Mr.
Hommert possesses shared power to vote and dispose of all of the shares
beneficially owned by him as Co-Trustee of the Dominique Ferrante
Trust. As Co-Trustee of the Danielle Lee Niemann Trust, Douglas D.
Hommert beneficially owns 1,200 shares of Company Stock. Mr. Hommert
possesses shared power to vote and dispose of all of the shares
beneficially owned by him as Co-Trustee of the Danielle Lee Niemann
Trust.
As Co-Trustee of the Agent Trust, P.A. Novelly beneficially owns 6,000
shares of Company Stock. Mr. Novelly possesses shared power to vote
and dispose of all of the shares beneficially owned by him as Co-
Trustee of the Agent Trust. As Co-Trustee of the Apex Oil Company,
Inc. Employee Savings Plan, P.A. Novelly beneficially owns 130,000
shares of Company Stock. Mr. Novelly possesses shared power to vote
and dispose of all of the shares beneficially owned
Page 48 of 62 Pages
<PAGE> 49
by him as Co-Trustee of the Apex Oil Company, Inc. Employees Savings
Plan. As Trustee of the P.A. Novelly Individual Retirement Account,
P.A. Novelly beneficially owns 2,500 shares of Company Stock. Mr.
Novelly possesses sole power to vote and dispose of all of the shares
beneficially owned by him as Trustee of the P.A. Novelly Individual
Retirement Account. As president of W & B Investments, Ltd., Novelly
beneficially owns 13,800 shares of Company Stock. Mr. Novelly
possesses sole power to vote and dispose of all of the shares
beneficially owned by him in his capacity as president of W & B
Investments, Ltd.
W. Michael Ross is the direct beneficial owner of 1,000 shares of
Company Stock constituting approximately 0.007% of the outstanding
Company Stock. Mr. Ross has sole voting and dispositive powers with
respect to such shares. As a trustee of Christian Brothers College
High School in St. Louis, Missouri, Mr. Ross beneficially owns 3,000
shares of Company Stock. Mr. Ross possesses shared power to vote and
dispose of all of the shares beneficially owned by him as a trustee of
Christian Brothers College High School.
Christian Brothers College High School is the beneficial owner of 3,000
shares of Company Stock constituting approximately 0.02% of the
outstanding Company Stock.
Thomas Dunne is the direct beneficial owner of 1,000 shares of Company
Stock constituting approximately 0.007% of the outstanding Company
Stock. Mr. Dunne has sole voting and dispositive powers with respect to
such shares.
William Powell is the direct beneficial owner of 1,000 shares of
Company Stock constituting approximately 0.007% of the outstanding
Company Stock. Mr. Powell has sole voting and dispositive powers with
respect to such shares.
Norbert Siegfreid is the direct beneficial owner of 5,000 shares of
Company Stock constituting approximately 0.04% of the outstanding
Company Stock. Mr. Siegfreid has sole voting and dispositive powers
with respect to such shares.
Richard Grisham is the direct beneficial owner of 2,000 shares of
Company Stock constituting approximately 0.01% of the outstanding
Company Stock. Mr. Grisham has sole voting and dispositive powers with
respect to such shares.
Edward Wahl is the direct beneficial owner of 5,000 shares of Company
Stock constituting approximately 0.04% of the outstanding Company
Stock. Mr. Wahl has sole voting and dispositive powers with respect to
such shares.
Hans H. Buehler is the direct beneficial owner of 24,000 shares of
Company Stock constituting approximately 0.2% of the outstanding
Company Stock. Mr. Buehler has sole voting and dispositive powers with
respect to such shares.
Ronald C. Waranch is the direct beneficial owner of 24,500 shares
of Company Stock constituting approximately 0.2% of the outstanding
Company Stock. Mr. Warranch has sole voting and dispositive powers
with respect to such shares.
As the executive officers and 50% shareholders of Levy, Harkins & Co.,
Inc., Edwin Levy and Michael Harkins are each deemed the beneficial
owner of the 113,000 shares of Company Stock owned by Levy, Harkins &
Co., Inc. Such shares are held in managed accounts of Levy, Harkins &
Co., Inc. as to which Mr. Levy and Mr. Harkins share voting and
dispositive authority. As general partners of First Leveraged Fund,
L.P., a New York limited partnership, each of Mr. Levy and Mr. Harkins
beneficially own 12,500 shares of Company Stock and each shares voting
and dispositve authority with respect to such shares.
Page 49 of 62 Pages
<PAGE> 50
which Mr. Levy shares [voting and] dispositive authority. As general
partner of First Leveraged Fund, L.P., a New York limited partnership,
Mr. Levy is the beneficial owner of 12,500 shares of Company Stock
constituting approximately 0.09% of the outstanding Company Stock.
(c) A description of the transactions in the Company Stock by the
filing persons effected during the past 60 days is set forth on
Exhibit I to this filing. All of such transactions were open
market purchases of Company Stock effected through Bear, Stearns &
Co. in the over-the-counter market.
(d) The co-trustees of the various trusts listed above have the right
to receive and the power to direct the receipt of dividends from,
or the proceeds from the sale of, the shares of Company Stock held
by the specific trusts due to their status as co-trustees.
(e) Not applicable.
Each of the reporting persons disclaims any beneficial ownership of any
Company Stock except those reported as owned by him, her or it and set
forth opposite his, her or its name in Item 5 and the filing of this
report shall not be construed as an admission to the contrary.
Item 7. Material to be Filed as Exhibits.
- ------ --------------------------------
Exhibit I: Schedule of Share Purchase Transactions
Exhibit II: Joint Filing Agreement pursuant to Rule 13-d-
1(f) for this Schedule 13D.
Signature
- ---------
After reasonable inquiry and to the best knowledge and belief of each of
the undersigned, each of the undersigned certifies that the information
set forth in this statement is true, complete and correct.
Dated: July 18, 1995
/s/ Karon Burns
--------------------------------------------------
Karon Burns
/s/ Marian V. Mehan
--------------------------------------------------
Marian V. Mehan
West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
Page 50 of 62 Pages
<PAGE> 51
PAN West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
CNN West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
JJN West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
MDN West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
Page 51 of 62 Pages
<PAGE> 52
Novelly Exempt Trust dated August 12, 1992
/s/ P.A. Novelly, II, Trustee
--------------------------------------------------
P.A. Novelly, II, Trustee
/s/ John K. Pruellage, Trustee
--------------------------------------------------
John K. Pruellage, Trustee
Novelly Family Trust dated October 21, 1991
/s/ P.A. Novelly, II, Trustee
--------------------------------------------------
P.A. Novelly, II, Trustee
/s/ William G. Lauber, Trustee
--------------------------------------------------
William G. Lauber, Trustee
/s/ Douglas D. Hommert, Trustee
--------------------------------------------------
Douglas D. Hommert, Trustee
The Agent Trust dated February 8, 1992
/s/ P.A. Novelly, Trustee
--------------------------------------------------
P.A. Novelly, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
/s/ Douglas D. Hommert, Trustee
--------------------------------------------------
Douglas D. Hommert, Trustee
P.A. Novelly Individual Retirement Account
/s/ P.A. Novelly, Trustee
--------------------------------------------------
P.A. Novelly, Trustee
Page 52 of 62 Pages
<PAGE> 53
W & B Investments, Ltd.
/s/ P.A. Novelly, President
--------------------------------------------------
P.A. Novelly, President
Apex Oil Company, Inc. Employees Savings Plan
/s/ P.A. Novelly, Trustee
--------------------------------------------------
P.A. Novelly, Trustee
/s/ P.A. Novelly
--------------------------------------------------
P.A. Novelly
/s/ P.A. Novelly, II
--------------------------------------------------
P.A. Novelly, II
/s/ William G. Lauber
--------------------------------------------------
William G. Lauber
/s/ Douglas D. Hommert
--------------------------------------------------
Douglas D. Hommert
/s/ John K. Pruellage
--------------------------------------------------
John K. Pruellage
Page 53 of 62 Pages
<PAGE> 54
Dominique Ferrante Trust dated December 26, 1991
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
/s/ Douglas D. Hommert, Trustee
--------------------------------------------------
Douglas D. Hommert, Trustee
/s/ William G. Lauber, Trustee
--------------------------------------------------
William G. Lauber, Trustee
Danielle Lee Niemann Trust, dated February 11, 1994
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
/s/ Douglas D. Hommert, Trustee
--------------------------------------------------
Douglas D. Hommert, Trustee
/s/ William G. Lauber, Trustee
--------------------------------------------------
William G. Lauber, Trustee
JKP Exempt Trust, dated March 30, 1993
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
/s/ W. Michael Ross
--------------------------------------------------
W. Michael Ross
Christian Brothers College High School
/s/ W. Michael Ross, Trustee
--------------------------------------------------
W. Michael Ross, Trustee
Page 54 of 62 Pages
<PAGE> 55
/s/ Thomas Dunne
--------------------------------------------------
Thomas Dunne
/s/ William Powell
--------------------------------------------------
William Powell
/s/ Norbert A. Siegfreid
--------------------------------------------------
Norbert A. Siegfreid
/s/ Richard Grisham
--------------------------------------------------
Richard Grisham
/s/ Edward Wahl
--------------------------------------------------
Edward Wahl
/s/ Hans H. Buehler
--------------------------------------------------
Hans H. Buehler
/s/ Ronald C. Waranch
--------------------------------------------------
Ronald C. Waranch
Levy, Harkins & Co., Inc.
/s/ Edwin Levy, Chairman
---------------------------------------------------
Edwin Levy, Chairman
First Leveraged Fund, L.P.
/s/ Edwin Levy, General Partner
---------------------------------------------------
Edwin Levy, General Partner
/s/ Edwin Levy
--------------------------------------------------
Edwin Levy
/s/ Michael Harkins
--------------------------------------------------
Michael Harkins
Page 55 of 62 Pages
<PAGE> 56
EXHIBIT I TO SCHEDULE 13-D
<TABLE>
SCHEDULE OF SHARE PURCHASE TRANSACTIONS
---------------------------------------
<CAPTION>
Identity of Date of Number of Price
Filing Person Purchase Shares Per Share
- ------------- -------- --------- ----------
<S> <C> <C> <C>
West Bank Trust 07/03/95 100,000 $19.30
West Bank Trust 07/05/95 120,000 $19.30
PAN West Bank Trust 07/03/95 25,000 $19.30
CNN West Bank Trust 07/03/95 25,000 $19.30
JJN West Bank Trust 07/03/95 25,000 $19.30
MDN West Bank Trust 07/03/95 25,000 $19.30
Novelly Exempt Trust 07/05/95 50,000 $19.30
Novelly Family Trust 07/06/95 14,000 $19.30
The Agent Trust 07/06/95 6,000 $19.30
P.A. Novelly IRA 07/06/95 2,500 $19.30
W & B Investments, Ltd. 07/06/95 13,800 $19.30
Apex Oil Company, Inc.
Employees Savings Plan 07/03/95 130,000 $19.30
P.A. Novelly, II 07/07/95 1,000 $19.30
P.A. Novelly, II 07/07/95 1,000 $19.50
JKP Exempt Trust 07/06/95 5,000 $19.30
W. Michael Ross 07/06/95 1,000 $19.50
Thomas Dunne 07/06/95 1,000 $19.30
William Powell 07/06/95 1,000 $19.30
Karon Burns 07/06/95 500 $19.50
Norbert A. Siegfreid 07/06/95 2,000 $19.30
Norbert A. Siegfreid 07/06/95 3,000 $19.50
Christian Brothers College
High School 07/06/95 3,000 $19.50
Richard Grisham 07/06/95 2,000 $19.50
Edward Wahl 07/06/95 5,000 $19.50
Hans H. Buehler 07/05/95 24,000 $19.50
Ronald C. Waranch 07/05/95 24,500 $19.50
First Leveraged Fund L.P. 07/05/95 12,500 $19.50
Levy, Harkins & Co., Inc. 07/03/95 113,000 $19.50
</TABLE>
Page 56 of 62 Pages
<PAGE> 57
EXHIBIT II TO SCHEDULE 13-D
JOINT FILING AGREEMENT
----------------------
Dated as of July 18, 1995
The undersigned each hereby agree that the Schedule 13D filed herewith,
relating to the Common Stock, No Par Value of Imperial Bancorp, is filed
on behalf of each of the undersigned.
Dated: July 18, 1995
/s/ Karon Burns
--------------------------------------------------
Karon Burns
/s/ Marian V. Mehan
--------------------------------------------------
Marian V. Mehan
West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
PAN West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
Page 57 of 62 Pages
<PAGE> 58
CNN West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
JJN West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
MDN West Bank Trust dated July 3, 1995
/s/ Karon Burns, Trustee
--------------------------------------------------
Karon Burns, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
Novelly Exempt Trust dated August 12, 1992
/s/ P.A. Novelly, II, Trustee
--------------------------------------------------
P.A. Novelly, II, Trustee
/s/ John K. Pruellage, Trustee
--------------------------------------------------
John K. Pruellage, Trustee
Page 58 of 62 Pages
<PAGE> 59
Novelly Family Trust dated October 21, 1991
/s/ P.A. Novelly, II, Trustee
--------------------------------------------------
P.A. Novelly, II, Trustee
/s/ William G. Lauber, Trustee
--------------------------------------------------
William G. Lauber, Trustee
/s/ Douglas D. Hommert, Trustee
--------------------------------------------------
Douglas D. Hommert, Trustee
The Agent Trust dated February 8, 1992
/s/ P.A. Novelly, Trustee
--------------------------------------------------
P.A. Novelly, Trustee
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
/s/ Douglas D. Hommert, Trustee
--------------------------------------------------
Douglas D. Hommert, Trustee
P.A. Novelly Individual Retirement Account
/s/ P.A. Novelly, Trustee
--------------------------------------------------
P.A. Novelly, Trustee
W & B Investments, Ltd.
/s/ P.A. Novelly, President
--------------------------------------------------
P.A. Novelly, President
Page 59 of 62 Pages
<PAGE> 60
Apex Oil Company, Inc. Employees Savings Plan
/s/ P.A. Novelly, Trustee
--------------------------------------------------
P.A. Novelly, Trustee
/s/ P.A. Novelly
--------------------------------------------------
P.A. Novelly
/s/ P.A. Novelly, II
--------------------------------------------------
P.A. Novelly, II
/s/ William G. Lauber
--------------------------------------------------
William G. Lauber
/s/ Douglas D. Hommert
--------------------------------------------------
Douglas D. Hommert
/s/ John K. Pruellage
--------------------------------------------------
John K. Pruellage
Page 60 of 62 Pages
<PAGE> 61
Dominique Ferrante Trust dated December 26, 1991
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
/s/ Douglas D. Hommert, Trustee
--------------------------------------------------
Douglas D. Hommert, Trustee
/s/ William G. Lauber, Trustee
--------------------------------------------------
William G. Lauber, Trustee
Danielle Lee Niemann Trust, dated February 11, 1994
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
/s/ Douglas D. Hommert, Trustee
--------------------------------------------------
Douglas D. Hommert, Trustee
/s/ William G. Lauber, Trustee
--------------------------------------------------
William G. Lauber, Trustee
JKP Exempt Trust, dated March 30, 1993
/s/ Marian V. Mehan, Trustee
--------------------------------------------------
Marian V. Mehan, Trustee
/s/ W. Michael Ross
--------------------------------------------------
W. Michael Ross
Christian Brothers College High School
/s/ W. Michael Ross, Trustee
--------------------------------------------------
W. Michael Ross, Trustee
Page 61 of 62 Pages
<PAGE> 62
/s/ Thomas Dunne
--------------------------------------------------
Thomas Dunne
/s/ William Powell
--------------------------------------------------
William Powell
/s/ Norbert A. Siegfreid
--------------------------------------------------
Norbert A. Siegfreid
/s/ Richard Grisham
--------------------------------------------------
Richard Grisham
/s/ Edward Wahl
--------------------------------------------------
Edward Wahl
/s/ Hans H. Buehler
--------------------------------------------------
Hans H. Buehler
/s/ Ronald C. Waranch
--------------------------------------------------
Ronald C. Waranch
Levy, Harkins & Co., Inc.
/s/ Edwin Levy, Chairman
---------------------------------------------------
Edwin Levy, Chairman
First Leveraged Fund, L.P.
/s/ Edwin Levy, General Partner
---------------------------------------------------
Edwin Levy, General Partner
/s/ Edwin Levy
--------------------------------------------------
Edwin Levy
/s/ Michael Harkins
--------------------------------------------------
Michael Harkins
Page 62 of 62 Pages
