UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment |X|; Amendment Number: 1
This Amendment (Check only one.): |_| is a restatement.
|X| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Fleet Boston Corporation
(Formerly Fleet Financial Group, Inc.)
Address: One Federal Street
Boston, MA 02110
Form 13F File Number: 28-452
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein true, correct and complete,
and that it is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Erich Schumann
Title: Chief Accounting Officer
Phone: (617) 434-7557
Signature, Place, and Date of Signing:
/s/ Erich Schumann Boston, Massachusetts April 3, 2000
- ----------------------- --------------------------------- -----------------
(Signature) (City, State) Date
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|X| 13F COMBINATION REPORT. (Check here if a portion of the holdings of this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Explanatory Index
On October 1, 1999, BankBoston Corporation (BankBoston) merged with and
into Fleet Financial Group, Inc. in a transaction accounted for as a pooling of
interests. Following the merger, Fleet was renamed "Fleet Boston Corporation"
(Fleet). In Section I of this Report on Form 13F, we have set forth the
information for the institutional investment managers that as of December 31,
1999 (without giving effect to the merger) would have been included in Fleet's
report. In Section II of this Report on Form 13F, we have also set forth the
information for the institutional investment managers that would have been
included as of December 31, 1999 (without giving effect to the merger) in a 13F
Report by BankBoston. In future 13F filings by Fleet the information with
respect to these institutional investment managers will be integrated into one
section.
SECTION I
<PAGE>
SECTION II
Form 13F SUMMARY PAGE
Report Summary:
Number of other Included Managers: 1
Form 13F Information Table Entry Total: 45
Form 13F Information Table Value Total: 125,515
(thousands)
This Amendment No. 1 to the 13F Report filed for the quarter ended December 31,
1999 is being filed to provide new holdings entries that were inadvertently
dropped from the 13F report when filed. This Amendment No. 1 includes a new page
35 for Section II of the original filing and should replace that page in the
original filing. The Report Summary and List of Included Managers included
herein relate solely to the information presented on the amended page 35. The
Report Summary and List of Included Managers presented in the original 13F
filing continues to be correct.
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "None" and omit the column headings
and list entries.]
Manager Code 13F File No. Name
1, 99 28-251 BankBoston, N.A. (entities included within the
numbers presented for BankBoston, N.A. solely for
purposes of this report: BancBoston Capital Inc.,
BancBoston Investments Inc.; BancBoston Ventures
Inc., BancBoston Robertson Stephens Inc.)
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Page 35
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COLUMN COLUMN 4: COLUMN
2: FAIR COLUMN 5: COLUMN 6: 7:
TITLE COLUMN 3: MARKET SHARES OR INVEST MGRS COLUMN 8:
COLUMN 1: OF CUSIP VALUE PRINCIPAL SH/PRN MENT DIS- SEE VOTING AUTHORITY
NAME OF ISSUER CLASS NUMBER 000 S AMOUNT PUT/CALL CRETION INST SOLE SHARED NONE
- ------------------- ----- ---------- -------- -------- -------- -------- ------ -------- -------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OMNICOM GROUP COMM 681919106 810 8,100 SH DEFINED 99 8,100 0 0
OMTOOL LTD COMM 681974101 28 12,000 SH DEFINED 1 12,000 0 0
OMTOOL LTD COMM 681974101 0 0 SH OTHER 1 0 0 0
OPEN MARKET INC COMM 68370M100 37,290 826,372 SH DEFINED 1 826,372 0 0
OPEN MARKET INC COMM 68370M100 10,739 238,000 SH OTHER 1 0 0 238,00
ORACLE CORP COMM 68389X105 20,456 182,545 SH DEFINED 1 179,808 0 2,737
ORACLE CORP COMM 68389X105 7,270 64,881 SH OTHER 1 57,959 4,648 2,274
ORACLE CORP COMM 68389X105 1,101 9,825 SH DEFINED 99 9,825 0 0
OUTBACK STEAKHOUSE INC COMM 689899102 1,880 72,500 SH DEFINED 1 72,500 0 0
OUTBACK STEAKHOUSE INC COMM 689899102 0 0 SH OTHER 1 0 0 0
OUTBACK STEAKHOUSE INC COMM 689899102 3,093 119,250 SH DEFINED 99 119,250 0 0
P-COM INC 4 1/4% CONV D Con 693262AC1 1,800 2,982,000 SH DEFINED 1 2,982,000 0 0
PECO ENERGY CO COMM 693304107 47 1,365 SH DEFINED 1 865 0 500
PECO ENERGY CO COMM 693304107 150 4,323 SH OTHER 1 3,876 316 131
PECO ENERGY CO COMM 693304107 198 5,700 SH DEFINED 99 5,700 0 0
PG&E CORP COMM 69331C108 859 41,922 SH DEFINED 1 41,922 0 0
PG&E CORP COMM 69331C108 922 45,009 SH OTHER 1 44,053 456 500
PE CORP COMM 69332S102 8,111 67,420 SH DEFINED 1 65,720 0 1,700
PE CORP COMM 69332S102 6,468 53,764 SH OTHER 1 52,464 1,000 300
PE CORP COMM 69332S102 120 1,000 SH DEFINED 99 1,000 0 0
PE CORP COMM 69332S201 1,710 11,479 SH DEFINED 1 11,179 0 300
PE CORP COMM 69332S201 1,551 10,414 SH OTHER 1 10,164 250 0
PF CHANGS CHINA BISTRO COMM 69333Y108 1,903 76,500 SH DEFINED 1 76,500 0 0
PF CHANGS CHINA BISTRO COMM 69333Y108 5,609 225,500 SH DEFINED 99 225,500 0 0
PNC BANK CORP COMM 693475105 1,357 30,497 SH DEFINED 1 30,147 0 350
PNC BANK CORP COMM 693475105 1,493 33,552 SH OTHER 1 29,332 1,100 3,120
PNV.NET Inc COM 69348A103 98 12,000 SH DEFINED 1 12,000 0 0
P P & L RESOURCES INC COMM 693499105 105 4,601 SH DEFINED 1 3,601 0 1,000
P P & L RESOURCES INC COMM 693499105 209 9,176 SH OTHER 1 8,452 724 0
PPG INDS INC COMM 693506107 405 6,480 SH DEFINED 1 5,980 0 500
PPG INDS INC COMM 693506107 844 13,492 SH OTHER 1 13,292 200 0
PPG INDS INC COMM 693506107 0 0 SH DEFINED 99 0 0 0
PACTIV CORP COMM 695257105 31 2,946 SH DEFINED 1 2,946 0 0
PACTIV CORP COMM 695257105 83 7,812 SH OTHER 1 7,812 0 0
PAPA JOHNS INTL INC COMM 698813102 2,162 82,979 SH DEFINED 1 82,979 0 0
PAPA JOHNS INTL INC COMM 698813102 3,909 150,000 SH DEFINED 99 150,000 0 0
PARAMETRIC TECHNOLOGY C Com 699173100 124 4,600 SH DEFINED 1 4,400 0 200
PARAMETRIC TECHNOLOGY C COMM 699173100 45 1,680 SH OTHER 1 500 0 1,180
PARAMETRIC TECHNOLOGY C COMM 699173100 59 2,200 SH DEFINED 99 2,200 0 0
PARKER HANNIFIN CORP COMM 701094104 577 11,263 SH DEFINED 1 11,263 0 0
PARKER HANNIFIN CORP COMM 701094104 453 8,843 SH OTHER 1 8,843 0 0
PARKER HANNIFIN CORP COMM 701094104 10 200 SH DEFINED 99 200 0 0
PAYCHEX INC COMM 704326107 74 1,863 SH DEFINED 1 1,863 0 0
PAYCHEX INC COMM 704326107 817 20,449 SH OTHER 1 14,474 0 5,975
PENNEY J C INC COMM 708160106 545 27,384 SH DEFINED 1 27,384 0 0
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