INSTITUTIONAL INVESTORS CAPITAL APPRECIATION FUND INC
NSAR-B, 1996-02-27
Previous: INDIANA GAS CO INC, U-3A-2, 1996-02-27
Next: INTERCO INC, 424B1, 1996-02-27



<PAGE>      PAGE  1
000 B000000 12/31/95
000 C000000 0000050691
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 A
001 A000000 INSTIT. INV. CAPITAL APPRECIATION FUND, INC.
001 B000000 811-620
001 C000000 3027912919
002 A000000 40 BROAD STREET 5TH FLOOR
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10004
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
007 C010100  1
007 C010200  2
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
008 A000001 SHAY ASSETS MANAGEMENT CO.
008 B000001 A
008 C000001 801-37632
008 D010001 CHICAGO
008 D020001 IL
008 D030001 60601
010 A000001 PFPC INC.
010 B000001 85-1196
010 C010001 WILMINGTON
010 C020001 DE
010 C030001 19809
012 A000001 PFPC INC.
012 B000001 85-1196
012 C010001 WILMINGTON
012 C020001 DE
012 C030001 19089
013 A000001 ARTHUR ANDERSEN LLP
013 B010001 NEW  YORK
013 B020001 NY
<PAGE>      PAGE  2
013 B030001 10105
014 A000001 SHAY FINANCIAL SERVICES CO.
014 B000001 8-43091
015 A000001 PNC BANK
015 B000001 C
015 C010001 PHILADELPHIA
015 C020001 PA
015 C030001 19113
015 E010001 X
018  000000 Y
019 A000000 Y
019 B000000    2
019 C000000 ININVMUTFD
020 A000001 S & P SECURITIES
020 B000001 13-2671951
020 C000001     27
020 A000002 TRIAD SECURITIES
020 B000002 13-2861028
020 C000002     23
020 A000003 PAINEWEBBER INC.
020 B000003 13-2638166
020 C000003      3
020 A000004 PAINE,WEBBER, JACKSON & CURTIS, INC.
020 B000004 13-2838166
020 C000004      2
020 C000005      0
020 C000006      0
020 C000007      0
020 C000008      0
020 C000009      0
020 C000010      0
021  000000       55
022 A000001 HOUSEHOLD FINANCE CORP
022 B000001 36-1239445
022 C000001    249045
022 D000001         0
022 A000002 FORD MOTOR CREDIT CORP
022 B000002 38-1612444
022 C000002    117059
022 D000002         0
022 A000003 AMERICAN EXPRESS CREDIT CORP
022 B000003 11-1988350
022 C000003     28899
022 D000003         0
022 A000004 ASSOCIATES CREDIT CORP
022 B000004 74-1494554
022 C000004      6242
022 D000004         0
022 A000005 SHERWOOD SECURITIES
022 B000005 13-3125594
022 C000005         0
<PAGE>      PAGE  3
022 D000005      1377
022 A000006 STANDARD AND POOR
022 B000006 13-2671951
022 C000006     10344
022 D000006      9888
022 A000007 TRIAD SECURITIES
022 B000007 13-2861028
022 C000007      9883
022 D000007     11092
022 A000008 PAINEWEBBER INC
022 B000008 13-2638166
022 C000008       960
022 D000008       911
022 A000009 LEHMAN BROTHERS SECURITIES
022 B000009 13-2518466
022 C000009       262
022 D000009         0
022 A000010 PAINE, WEBBER, JACKSON, & CURTIS
022 B000010 13-2638166
022 C000010       896
022 D000010       413
023 C000000     423590
023 D000000      23681
024  000000 N
025 D000001       0
025 D000002       0
025 D000003       0
025 D000004       0
025 D000005       0
025 D000006       0
025 D000007       0
025 D000008       0
026 A000000 N
026 B000000 N
026 C000000 N
026 D000000 N
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027  000000 Y
028 A010000        50
028 A020000        93
028 A030000         0
028 A040000       126
028 B010000        50
028 B020000         0
028 B030000         0
028 B040000         0
028 C010000        50
<PAGE>      PAGE  4
028 C020000        70
028 C030000         0
028 C040000         0
028 D010000        50
028 D020000         0
028 D030000         0
028 D040000       669
028 E010000       139
028 E020000         0
028 E030000         0
028 E040000       810
028 F010000      4075
028 F020000      5484
028 F030000         0
028 F040000       276
028 G010000      4414
028 G020000      5647
028 G030000         0
028 G040000      1881
028 H000000         0
029  000000 N
030 A000000      0
030 B000000  0.00
030 C000000  0.00
031 A000000      0
031 B000000      0
032  000000      0
033  000000      0
034  000000 N
035  000000      0
036 B000000      0
037  000000 N
038  000000      0
039  000000 N
040  000000 N
041  000000 N
042 A000000   0
042 B000000   0
042 C000000   0
042 D000000   0
042 E000000   0
042 F000000   0
042 G000000   0
042 H000000   0
043  000000      0
044  000000      0
045  000000 Y
046  000000 N
047  000000 Y
048  000000  0.000
048 A010000   100000
<PAGE>      PAGE  5
048 A020000 0.750
048 B010000        0
048 B020000 0.000
048 C010000        0
048 C020000 0.000
048 D010000        0
048 D020000 0.000
048 E010000        0
048 E020000 0.000
048 F010000        0
048 F020000 0.000
048 G010000        0
048 G020000 0.000
048 H010000        0
048 H020000 0.000
048 I010000        0
048 I020000 0.000
048 J010000        0
048 J020000 0.000
048 K010000   100000
048 K020000 0.500
049  000000 N
050  000000 N
051  000000 N
052  000000 N
053 A000000 N
054 A000000 N
054 B000000 N
054 C000000 N
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 N
054 H000000 N
054 I000000 N
054 J000000 N
054 K000000 N
054 L000000 N
054 M000000 N
054 N000000 N
054 O000000 N
055 A000000 N
055 B000000 N
056  000000 N
057  000000 N
058 A000000 N
059  000000 Y
060 A000000 Y
060 B000000 Y
061  000000    20000
062 A000000 N
<PAGE>      PAGE  6
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
062 F000000   0.0
062 G000000   0.0
062 H000000   0.0
062 I000000   0.0
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000   0.0
062 Q000000   0.0
062 R000000   0.0
063 A000000   0
063 B000000  0.0
066 A000000 Y
066 B000000 N
066 C000000 Y
066 D000000 N
066 E000000 N
066 F000000 N
066 G000000 N
067  000000 N
068 A000000 N
068 B000000 N
069  000000 N
070 A010000 Y
070 A020000 N
070 B010000 Y
070 B020000 N
070 C010000 Y
070 C020000 N
070 D010000 N
070 D020000 N
070 E010000 N
070 E020000 N
070 F010000 N
070 F020000 N
070 G010000 N
070 G020000 N
070 H010000 N
070 H020000 N
070 I010000 N
070 I020000 N
070 J010000 Y
070 J020000 N
070 K010000 N
<PAGE>      PAGE  7
070 K020000 N
070 L010000 Y
070 L020000 N
070 M010000 N
070 M020000 N
070 N010000 N
070 N020000 N
070 O010000 Y
070 O020000 N
070 P010000 N
070 P020000 N
070 Q010000 N
070 Q020000 N
070 R010000 N
070 R020000 N
071 A000000     38086
071 B000000     38204
071 C000000     44251
071 D000000   85
072 A000000 12
072 B000000      191
072 C000000      933
072 D000000        0
072 E000000        0
072 F000000      347
072 G000000       50
072 H000000        0
072 I000000       11
072 J000000       16
072 K000000        0
072 L000000        8
072 M000000       44
072 N000000        0
072 O000000        0
072 P000000        0
072 Q000000        0
072 R000000       29
072 S000000      130
072 T000000        0
072 U000000        0
072 V000000        0
072 W000000       37
072 X000000      672
072 Y000000        0
072 Z000000      452
072AA000000     6329
072BB000000        0
072CC010000     3832
072CC020000        0
072DD010000      467
072DD020000        0
<PAGE>      PAGE  8
072EE000000     6328
073 A010000   1.2300
073 A020000   0.0000
073 B000000  16.8900
073 C000000   0.0000
074 A000000     1001
074 B000000        0
074 C000000     6335
074 D000000        0
074 E000000        0
074 F000000    49030
074 G000000        0
074 H000000        0
074 I000000        0
074 J000000        0
074 K000000        0
074 L000000       96
074 M000000       13
074 N000000    56475
074 O000000     1165
074 P000000        0
074 Q000000        0
074 R010000        0
074 R020000        0
074 R030000        0
074 R040000       76
074 S000000        0
074 T000000    55234
074 U010000      454
074 U020000        0
074 V010000   121.75
074 V020000     0.00
074 W000000   0.0000
074 X000000       24
074 Y000000        0
075 A000000        0
075 B000000    48200
076  000000     0.00
077 A000000 Y
077 B000000 Y
077 C000000 N
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
<PAGE>      PAGE  9
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 N
077 Q020000 N
077 Q030000 N
078  000000 N
080 A000000 FRENKEL & CO INC.
080 B000000 SELECT INSURANCE COMPANY
080 C000000     1500
081 A000000 Y
081 B000000   3
082 A000000 N
082 B000000        0
083 A000000 N
083 B000000        0
084 A000000 N
084 B000000        0
085 A000000 Y
085 B000000 N
086 A010000      0
086 A020000      0
086 B010000      0
086 B020000      0
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
SIGNATURE   WENDY MCGEE                                  
TITLE       LEGAL ASSISTANT     
 


<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000050691
<NAME> INSTITUTIONAL INVESTORS CAPITAL APPRECIATION FUND, INC.
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1995
<PERIOD-END>                               DEC-31-1995
<INVESTMENTS-AT-COST>                         48385613
<INVESTMENTS-AT-VALUE>                        55364625
<RECEIVABLES>                                    95980
<ASSETS-OTHER>                                 1014158
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                                56474763
<PAYABLE-FOR-SECURITIES>                       1165085
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                        75699
<TOTAL-LIABILITIES>                            1240784
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                      48253308
<SHARES-COMMON-STOCK>                           453657
<SHARES-COMMON-PRIOR>                           358770
<ACCUMULATED-NII-CURRENT>                       451742
<OVERDISTRIBUTION-NII>                            1492
<ACCUMULATED-NET-GAINS>                        6328622
<OVERDISTRIBUTION-GAINS>                           167
<ACCUM-APPREC-OR-DEPREC>                       6979012
<NET-ASSETS>                                  55233979
<DIVIDEND-INCOME>                               932580
<INTEREST-INCOME>                               191302
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                  672140
<NET-INVESTMENT-INCOME>                         451742
<REALIZED-GAINS-CURRENT>                       6328622
<APPREC-INCREASE-CURRENT>                      3832234
<NET-CHANGE-FROM-OPS>                         10612598
<EQUALIZATION>                                    3043
<DISTRIBUTIONS-OF-INCOME>                       466658
<DISTRIBUTIONS-OF-GAINS>                       6328455
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                          72300
<NUMBER-OF-SHARES-REDEEMED>                      24824
<SHARES-REINVESTED>                              47411
<NET-CHANGE-IN-ASSETS>                        15007137
<ACCUMULATED-NII-PRIOR>                         553688
<ACCUMULATED-GAINS-PRIOR>                      6821337
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                           361764
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                 687372
<AVERAGE-NET-ASSETS>                          48200194
<PER-SHARE-NAV-BEGIN>                           112.12
<PER-SHARE-NII>                                   1.20
<PER-SHARE-GAIN-APPREC>                          26.55
<PER-SHARE-DIVIDEND>                            (1.23)
<PER-SHARE-DISTRIBUTIONS>                      (16.89)
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                             121.75
<EXPENSE-RATIO>                                   1.39
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        

</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission