<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/99
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DAIN RAUSCHER INCORPORATED
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Address: 60 SOUTH 6TH STREET
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MINNEAPOLIS, MN 55402-4422
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Form 13F File Number: 28-7108
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ANN MCCAGUE
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Title: DIRECTOR - COMPLIANCE
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Phone: (612) 371-2923
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Signature, Place, and Date of Signing:
/s/ Ann McCague Minneapolis, MN 5/7/99
- ------------------------------- ----------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
<PAGE>
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
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[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 311
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Form 13F Information Table Value Total: $ 306,667
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-
------ ----------------- ---------------------------------
[Repeat as necessary.]
<PAGE>
<TABLE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3 COM CORP COMMON 885535104 651,528 27,947 X 0 27,947 0
ABBOTT LABS COMMON 002824100 1,786,525 38,163 X 0 38,163 0
ACM MUN SECS INCOME F MUTUAL 000942102 385,189 28,400 X 0 28,400 0
ADC TELECOMMUNICATION COMMON 000886101 783,657 16,433 X 0 16,433 0
AFLAC INC COM COMMON 001055102 1,177,167 21,624 X 0 21,624 0
AIM EQUITY FDS INC CO MUTUAL 001413202 417,718 13,868 X 0 13,868 0
AIM INVT SECS FDS INC MUTUAL 00142C300 152,764 15,125 X 0 15,125 0
AIM TAX-EXEMPT FDS IN MUTUAL 001419407 2,204,369 198,056 X 0 198,056 0
AIRBORNE FREIGHT COMMON 009266107 428,854 13,834 X 0 13,834 0
AIRTOUCH COMMUNICATIO COMMON 00949T100 1,282,987 13,278 X 0 13,278 0
ALASKA AIRGROUP COMMON 011659109 291,270 6,132 X 0 6,132 0
ALLIANCE HIGH YIELD F MUTUAL 01860E106 1,032,045 102,998 X 0 102,998 0
ALLIANCE PORTFOLIOS G MUTUAL 01877F401 1,324,084 25,380 X 0 25,380 0
ALLIANCE PREMIER GROW MUTUAL 01877C101 1,087,414 32,862 X 0 32,862 0
ALLIANCE TECHNOLOGY F MUTUAL 018780106 918,814 10,881 X 0 10,881 0
ALLIED SIGNAL INC COMMON 019512102 438,265 8,910 X 0 8,910 0
ALTERA CORP COMMON 021441100 1,219,691 20,499 X 0 20,499 0
AMAZON COM INC COM COMMON 023135106 348,509 2,024 X 0 2,024 0
AMERICA ONLINE INC CO COMMON 02364J104 6,487,110 44,130 X 0 44,130 0
AMERICAN HOME PRODS C COMMON 026609107 225,765 3,460 X 0 3,460 0
AMERICAN INTL GROUP I COMMON 026874107 458,254 3,799 X 0 3,799 0
AMGEN INC COMMON 031162100 1,762,558 23,540 X 0 23,540 0
AMPEX CORP DEL COMMON 032092108 538,138 200,200 X 0 200,200 0
APPLE COMPUTER INC COMMON 037833100 207,542 5,775 X 0 5,775 0
APPLIED MATLS INC COMMON 038222105 732,977 11,882 X 0 11,882 0
APPLIED PWR INC CL A COMMON 038225108 304,791 11,185 X 0 11,185 0
ARCADIA FINL LTD COMMON 039101100 204,511 43,055 X 0 43,055 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ASCEND COMMUNICATIONS COMMON 043491109 361,616 4,321 X 0 4,321 0
AT HOME CORP COM SER COMMON 045919107 936,338 5,945 X 0 5,945 0
ATLANTIC RICHFIELD CO COMMON 048825103 232,099 3,174 X 0 3,174 0
ATMEL CORP COMMON 049513104 1,158,389 76,270 X 0 76,270 0
AT&T CORP COMMON 001957109 2,757,885 51,832 X 0 51,832 0
AUTOMATIC DATA PROCES COMMON 053015103 1,157,548 27,977 X 0 27,977 0
BANK ONE CORP COMMON 06423A103 442,596 8,038 X 0 8,038 0
BANKAMERICA CORP NEW COMMON 06605F102 685,769 9,710 X 0 9,710 0
BAXTER INTL INC COM COMMON 071813109 258,324 3,914 X 0 3,914 0
BEA STRATEGIC INCOME COMMON 054915103 568,215 67,340 X 0 67,340 0
BELO A H CORP COMMON 080555105 287,985 15,780 X 0 15,780 0
BERKSHIRE HATHAWAY IN COMMON 084670108 285,600 4 X 0 4 0
BERKSHIRE HATHAWAY IN COMMON 084670207 406,723 173 X 0 173 0
BJS WHSL CLUB INC COM COMMON 05548J106 289,285 10,994 X 0 10,994 0
BLOCK H & R INC COMMON 093671105 249,192 5,260 X 0 5,260 0
BMC INDS INC MINN COM COMMON 055607105 95,417 21,500 X 0 21,500 0
BOEING CO COMMON 097023105 666,110 19,591 X 0 19,591 0
BOSTON SCIENTIFIC COR COMMON 101137107 927,916 22,841 X 0 22,841 0
BP AMOCO ADS COMMON 055622104 533,280 5,280 X 0 5,280 0
BRIGHTPOINT INC COM COMMON 109473108 406,097 68,760 X 0 68,760 0
BRISTOL MYERS SQUIBB COMMON 110122108 1,054,343 16,442 X 0 16,442 0
BUDGET GROUP INC CL A COMMON 119003101 160,965 13,140 X 0 13,140 0
CALIFORNIA MICROWAVE CONVERT 130442AA4 567,435 836,000 X 0 836,000 0
CARDINAL HEALTH INC COMMON 14149Y108 1,038,840 15,740 X 0 15,740 0
CATERPILLAR TRACTOR COMMON 149123101 582,891 12,689 X 0 12,689 0
CBS CORPORATION COMMON 12490K107 1,116,317 27,352 X 0 27,352 0
CELLSTAR CORP COM COMMON 150925105 2,661,623 256,542 X 0 256,542 0
CHECK PT SOFTWARE TEC COMMON M22465104 491,275 11,425 X 0 11,425 0
CHEVRON CORP COMMON 166751107 2,387,087 26,897 X 0 26,897 0
CIGNA HIGH INCOME SHA COMMON 12551D109 73,750 10,000 X 0 10,000 0
CIM HIGH YIELD SECS I COMMON 125527101 400,630 62,229 X 0 62,229 0
CISCO SYS INC COMMON 17275R102 5,392,499 49,218 X 0 49,218 0
CITIGROUP INC. COMMON 172967101 4,777,339 74,792 X 0 74,792 0
CMG INFORMATION SVCS COMMON 125750109 329,513 1,800 X 0 1,800 0
COCA COLA CO COMMON 191216100 1,010,355 16,462 X 0 16,462 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COLONIAL MUN INCOME T COMMON 195799101 394,862 50,950 X 0 50,950 0
COMPAQ COMPUTER CORP COMMON 204493100 1,960,581 61,871 X 0 61,871 0
CONCORD EFS INC COMMON 206197105 905,748 32,861 X 0 32,861 0
CONSECO INC COM COMMON 208464107 318,815 10,326 X 0 10,326 0
COSTCO COMPANIES INC COMMON 22160Q102 1,218,337 13,306 X 0 13,306 0
CYBERCASH INC COM COMMON 232462101 193,018 13,665 X 0 13,665 0
CYBERGUARD CORP COM COMMON 231910100 13,163 11,700 X 0 11,700 0
C-CUBE MICROSYSTEMS I COMMON 125015107 402,600 20,320 X 0 20,320 0
DAIMLERCHRYSLER AG OR COMMON D1668R123 251,752 2,934 X 0 2,934 0
DELL COMPUTER CORP CO COMMON 247025109 3,419,807 83,665 X 0 83,665 0
DIAMOND OFFSHORE DRIL COMMON 25271C102 200,028 6,325 X 0 6,325 0
DISNEY WALT PRODTNS COMMON 254687106 1,275,005 40,964 X 0 40,964 0
DOUBLECLICK INC COM COMMON 258609304 609,911 6,700 X 0 6,700 0
DOW CHEMICAL CORP COMMON 260543103 220,390 2,365 X 0 2,365 0
DREYFUS APPRECIATION MUTUAL 261970107 1,092,354 25,181 X 0 25,181 0
DREYFUS / LAUREL FDS MUTUAL 261978837 2,848,015 73,745 X 0 73,745 0
DU PONT E I DE NEMOUR COMMON 263534109 1,245,237 21,446 X 0 21,446 0
DUFF & PHELPS UTILITI COMMON 264324104 172,043 16,004 X 0 16,004 0
E M C CORP MASS COM COMMON 268648102 959,403 7,510 X 0 7,510 0
EARTHWEB INC COM COMMON 27032C108 260,362 4,750 X 0 4,750 0
ELAN PLC ADR COMMON 284131208 418,500 6,000 X 0 6,000 0
ENRON CORP COM COMMON 293561106 841,803 13,102 X 0 13,102 0
EQUITY INCOME FD UNIT COMMON 294700604 23,349 32,839 X 0 32,839 0
ERICSSON L M TEL CO A COMMON 294821400 880,890 36,992 X 0 36,992 0
EVERGREEN SMALL CAP E MUTUAL 299922104 201,416 15,201 X 0 15,201 0
EXCEL TECHNOLOGY INC COMMON 30067T103 921,715 88,840 X 0 88,840 0
EXXON CORP COMMON 302290101 1,523,645 21,593 X 0 21,593 0
E-TEK DYNAMICS INC CO COMMON 269240107 328,256 9,150 X 0 9,150 0
FED HOME LOAN MTG COR COMMON 313400301 439,591 7,670 X 0 7,670 0
FEDERAL NAT MORTGAGE COMMON 313586109 793,882 11,464 X 0 11,464 0
FIDELITY ADVISOR SER MUTUAL 315805812 2,194,617 126,710 X 0 126,710 0
FIDELITY ADVISOR SER MUTUAL 315805820 3,345,684 193,728 X 0 193,728 0
FIDELITY ADVISOR SER MUTUAL 315805101 230,025 3,694 X 0 3,694 0
FIDELITY ADVISOR SER MUTUAL 315805200 1,460,466 23,895 X 0 23,895 0
FIDELITY ADVISOR SER MUTUAL 315805606 431,068 29,832 X 0 29,832 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIDELITY ADVISOR SER MUTUAL 315807867 309,338 16,341 X 0 16,341 0
FIDELITY ADVISOR SER MUTUAL 315807206 8,846,017 178,239 X 0 178,239 0
FIDELITY ADVISOR SER MUTUAL 315807883 4,703,594 94,831 X 0 94,831 0
FIDELITY ADVISOR SER MUTUAL 315807875 195,906 17,006 X 0 17,006 0
FIDELITY ADVISOR SER MUTUAL 315807305 2,321,237 197,384 X 0 197,384 0
FIDELITY ADVISOR SER MUTUAL 315807404 1,055,338 55,956 X 0 55,956 0
FIDELITY ADVISOR SER MUTUAL 315808204 1,801,281 65,335 X 0 65,335 0
FIDELITY ADVISOR SER MUTUAL 315805408 846,650 58,673 X 0 58,673 0
FIDELITY ADVISOR SER MUTUAL 315918102 468,605 25,918 X 0 25,918 0
FIRST AUSTRALIA PRIME COMMON 318653102 432,995 70,693 X 0 70,693 0
FIRST FED CAP CORP COMMON 319960100 250,369 21,308 X 0 21,308 0
FIRST MIDWEST BANCORP COMMON 320867104 607,164 15,978 X 0 15,978 0
FIRST UNION CORP COMMON 337358105 422,160 7,900 X 0 7,900 0
FIRSTAR CORP NEW WIS COMMON 33763V109 1,083,666 36,324 X 0 36,324 0
FORD MOTOR COMMON 345370100 222,217 3,920 X 0 3,920 0
FORE SYS INC COM COMMON 345449102 433,760 22,943 X 0 22,943 0
FRANKLIN BALANCE SHEE MUTUAL 352423107 1,893,235 66,593 X 0 66,593 0
FRANKLIN CUSTODIAN FU MUTUAL 353496607 118,787 17,366 X 0 17,366 0
FRANKLIN CUSTODIAN FU MUTUAL 353496300 36,722 16,321 X 0 16,321 0
FRANKLIN HIGH INC TR MUTUAL 353538101 29,738 10,853 X 0 10,853 0
FRANKLIN TAX FREE TR MUTUAL 354723108 759,509 62,051 X 0 62,051 0
G A P INC COMMON 364760108 376,953 5,600 X 0 5,600 0
GAM FDS INC INTL FD MUTUAL 364590109 1,052,375 39,195 X 0 39,195 0
GANNETT INC DEL COMMON 364730101 320,985 5,095 X 0 5,095 0
GENERAL ELECTRIC COMMON 369604103 4,118,160 37,226 X 0 37,226 0
GENERAL MILLS INC COMMON 370334104 307,164 4,065 X 0 4,065 0
GENERAL MOTORS INC COMMON 370442105 846,550 9,730 X 0 9,730 0
GILLETTE CO COMMON 375766102 770,911 12,970 X 0 12,970 0
GLIMCHER RLTY TR SH B COMMON 379302102 288,003 20,035 X 0 20,035 0
GOLDMAN SACHS TR CAP MUTUAL 38141W638 286,177 11,662 X 0 11,662 0
GOODYEAR TIRE & RUBR COMMON 382550101 439,403 8,821 X 0 8,821 0
GTE CORP COMMON 362320103 1,006,539 16,637 X 0 16,637 0
GUIDANT CORP COM COMMON 401698105 1,417,031 23,422 X 0 23,422 0
HAIN FOOD GROUP INC C COMMON 405219106 319,028 19,335 X 0 19,335 0
HALLIBURTON CO COMMON 406216101 421,498 10,948 X 0 10,948 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HEALTH MGMT SYS INC COMMON 42219M100 466,687 98,250 X 0 98,250 0
HEALTHSTH REHABILITAT COMMON 421924101 124,158 11,967 X 0 11,967 0
HEWLETT PACKARD CO COMMON 428236103 337,641 4,979 X 0 4,979 0
HOME DEPOT INC COMMON 437076102 1,707,007 27,422 X 0 27,422 0
HOUSEHOLD INTL CORP COMMON 441815107 284,700 6,240 X 0 6,240 0
HRPT PPTYS TR COM SH COMMON 40426W101 262,035 19,410 X 0 19,410 0
HYTEK INTL CORP NON T COMMON 449176106 0 23,000 X 0 23,000 0
I B M COMMON 459200101 1,261,311 7,116 X 0 7,116 0
I2 TECHNOLOGIES INC C COMMON 465754109 385,959 14,513 X 0 14,513 0
ICOS CORP COM COMMON 449295104 263,250 7,800 X 0 7,800 0
IDM ENVIRONMENTAL COR COMMON 449391101 2,750 11,000 X 0 11,000 0
ILLINOIS TOOL WORKS I COMMON 452308109 228,937 3,700 X 0 3,700 0
IMATION CORP COM COMMON 45245A107 181,880 11,023 X 0 11,023 0
IMMUNEX CORP NEW COM COMMON 452528102 551,947 6,630 X 0 6,630 0
INTEL CORP COMMON 458140100 6,256,467 105,261 X 0 105,261 0
INTERMEDIATE BD FD AM MUTUAL 458809100 250,139 18,709 X 0 18,709 0
INTERNATIONAL PAPER C COMMON 460146103 671,024 15,906 X 0 15,906 0
INTUIT INC COM COMMON 461202103 325,600 3,200 X 0 3,200 0
INVESCO GLOBAL HLTH S COMMON 46128N109 408,301 21,279 X 0 21,279 0
IVY INTL FD SH BEN IN MUTUAL 465903102 308,476 7,279 X 0 7,279 0
JANUS FD INC MUTUAL 471023101 745,249 19,889 X 0 19,889 0
JANUS INVT FD MERCURY MUTUAL 471023853 286,377 9,604 X 0 9,604 0
JANUS INVT FD WORLDWI MUTUAL 471023309 4,537,057 89,736 X 0 89,736 0
JOHNSON & JOHNSON COMMON 478160104 1,375,852 14,715 X 0 14,715 0
KEY ENERGY GROUP INC CONVERT 492914AF3 404,010 804,000 X 0 804,000 0
KIMBERLY CLARK CORP COMMON 494368103 215,385 4,493 X 0 4,493 0
KINDER MORGAN EGY PTN COMMON 494550106 358,542 10,355 X 0 10,355 0
KODAK COMMON 277461109 629,807 9,860 X 0 9,860 0
KOHLS CORP COM COMMON 500255104 290,375 4,097 X 0 4,097 0
KONINKLIIJKE PHILIPS COMMON 500472105 210,217 2,550 X 0 2,550 0
LASERSIGHT INC COM COMMON 517924106 109,200 20,800 X 0 20,800 0
LEXMARK INTL GROUP IN COMMON 529771107 850,809 7,605 X 0 7,605 0
LILLY ELI & CO COMMON 532457108 817,007 9,626 X 0 9,626 0
LORD ABBETT BD FD INC MUTUAL 544004104 466,723 49,546 X 0 49,546 0
LORD ABBETT RESEARCH MUTUAL 543913305 347,204 25,474 X 0 25,474 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LOWES CO COMMON 548661107 337,953 5,586 X 0 5,586 0
LSI LOGIC CORP COM COMMON 502161102 644,656 20,670 X 0 20,670 0
LUCENT TECHNOLOGIES I COMMON 549463107 4,131,878 76,516 X 0 76,516 0
MAINSTAY FDS HI YLD C MUTUAL 56062F772 373,924 48,688 X 0 48,688 0
MARINE DRILLING CO IN COMMON 568240204 201,135 18,285 X 0 18,285 0
MARSHALL & ILSLEY COR COMMON 571834100 563,915 10,172 X 0 10,172 0
MASSACHUSETTS INVS TR MUTUAL 575736103 641,973 31,702 X 0 31,702 0
MATTEL INC COMMON 577081102 201,499 8,080 X 0 8,080 0
MBNA CORP COM COMMON 55262L100 513,957 21,527 X 0 21,527 0
MCDONALDS CORP COMMON 580135101 1,535,567 33,888 X 0 33,888 0
MCI WORLDCOM COMMON 55268B106 3,007,068 33,954 X 0 33,954 0
MEDIAONE GROUP INC CO COMMON 58440J104 449,522 7,086 X 0 7,086 0
MEDITRUST PAIRED CTF COMMON 58501T306 160,450 12,900 X 0 12,900 0
MEDTRONIC INC COMMON 585055106 1,776,606 24,718 X 0 24,718 0
MELLON BANK CORP COMMON 585509102 369,469 5,250 X 0 5,250 0
MEMBERWORKS INC COM COMMON 586002107 239,250 6,600 X 0 6,600 0
MERCK & CO COMMON 589331107 3,812,828 47,586 X 0 47,586 0
MERRILL LYNCH INC COMMON 590188108 394,533 4,458 X 0 4,458 0
MFS SER TR I NEW DISC MUTUAL 552983553 1,356,753 102,784 X 0 102,784 0
MFS SER TR II EMERGIN MUTUAL 552985103 829,030 19,347 X 0 19,347 0
MICROSOFT CORP COMMON 594918104 17,201,816 191,931 X 0 191,931 0
MIDCAP SPDR TR COMMON 595635103 875,487 12,700 X 0 12,700 0
MOBIL CORP COMMON 607059102 736,032 8,364 X 0 8,364 0
MONSANTO CO COMMON 611662107 289,409 6,300 X 0 6,300 0
MORGAN J.P. & CO INC COMMON 616880100 211,095 1,711 X 0 1,711 0
MORGAN STANLEY ASIA P COMMON 61744U106 287,200 35,900 X 0 35,900 0
MOTOROLA INC COMMON 620076109 519,709 7,095 X 0 7,095 0
MUTUAL SER FD INC EUR MUTUAL 628380834 205,844 15,920 X 0 15,920 0
N S GROUP INC COM COMMON 628916108 86,366 15,525 X 0 15,525 0
NEUBERGER & BERMAN EQ MUTUAL 640917100 2,941,638 159,611 X 0 159,611 0
NEUROBIOLOGICAL TECHN COMMON 64124W106 77,900 155,800 X 0 155,800 0
NEXTEL COMMUNICATIONS COMMON 65332V103 424,850 11,600 X 0 11,600 0
NFO WORLDWIDE INC COM COMMON 62910N108 195,740 19,574 X 0 19,574 0
NIKE INC CLASS B COMMON 654106103 231,377 4,011 X 0 4,011 0
NOKIA CORP ADR OTC COMMON 654902204 221,321 2,842 X 0 2,842 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NORDSTROM INC COMMON 655664100 331,496 8,110 X 0 8,110 0
NUCOR CORP COMMON 670346105 301,391 6,840 X 0 6,840 0
OBJECT DESIGN INC COM COMMON 674416102 112,750 22,000 X 0 22,000 0
OPPENHEIMER MULTI SEC COMMON 683933105 483,431 56,050 X 0 56,050 0
ORACLE SYS CORP COM COMMON 68389X105 266,757 10,114 X 0 10,114 0
PAINE WEBBER INC COMMON 695629105 1,097,599 27,526 X 0 27,526 0
PARAMETRIC TECHNOLOGY COMMON 699173100 800,764 40,545 X 0 40,545 0
PATHOGENESIS CORP COM COMMON 70321E104 228,984 17,200 X 0 17,200 0
PATRIOT AMER HOSPITAL COMMON 703352203 61,351 11,971 X 0 11,971 0
PAYCHEX INC COMMON 704326107 213,471 4,500 X 0 4,500 0
PBHG FDS INC GROWTH F MUTUAL 69316H106 287,401 11,726 X 0 11,726 0
PEPSICO INC COMMON 713448108 1,399,247 35,706 X 0 35,706 0
PFIZER INC COMMON 717081103 1,594,238 11,490 X 0 11,490 0
PHARMACIA & UPJOHN, I COMMON 716941109 542,662 8,700 X 0 8,700 0
PHILIP MORRIS COS INS COMMON 718154107 874,222 24,844 X 0 24,844 0
PHOTOELECTRON CORP CO COMMON 719320103 98,935 32,300 X 0 32,300 0
PIMCO ADVISORS HLDGS COMMON 69338P102 431,235 13,717 X 0 13,717 0
PIMCO FDS PAC INVT MG MUTUAL 693390379 181,589 16,170 X 0 16,170 0
PIMCO FDS PAC INVT MG MUTUAL 693390411 291,067 28,819 X 0 28,819 0
PIMCO FUNDS STOCKSPLU MUTUAL 693391393 185,649 13,019 X 0 13,019 0
PIMCO FUNDS TOTAL RET MUTUAL 693390445 2,424,349 234,011 X 0 234,011 0
PLEXUS CORP COM COMMON 729132100 1,053,675 37,800 X 0 37,800 0
POPE & TALBOT INC COMMON 732827100 151,566 23,775 X 0 23,775 0
PRAXAIR INC COMMON 74005P104 305,273 8,465 X 0 8,465 0
PROCTER & GAMBLE CO COMMON 742718109 455,608 4,652 X 0 4,652 0
PUTNAM FD FOR GWTH & MUTUAL 746761105 234,774 11,233 X 0 11,233 0
PUTNAM INTL GROWTH FD MUTUAL 746932102 206,886 10,212 X 0 10,212 0
QWEST COMMUNICATIONS COMMON 749121109 351,819 4,880 X 0 4,880 0
R & B FALCON CORP COMMON 74912E101 266,469 30,895 X 0 30,895 0
READ-RITE CORP CON 6. CONVERT 755246AA3 502,313 846,000 X 0 846,000 0
REALNETWORKS INC COM COMMON 75605L104 291,418 2,385 X 0 2,385 0
ROBERTSON STEPHENS IN MUTUAL 770648863 206,010 14,296 X 0 14,296 0
ROWE T PRICE CAP APPR MUTUAL 77954M105 138,977 10,682 X 0 10,682 0
ROWE T PRICE DIVID GR MUTUAL 779546100 6,510,792 307,403 X 0 307,403 0
ROWE T PRICE EQUITY I MUTUAL 779547108 3,652,144 141,501 X 0 141,501 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ROWE T PRICE INTL FDS MUTUAL 77956H203 197,422 13,005 X 0 13,005 0
ROWE T PRICE MID-CAP MUTUAL 779556109 6,961,939 205,914 X 0 205,914 0
ROYAL DUTCH PETRO-NY COMMON 780257804 248,040 4,770 X 0 4,770 0
SAFEWAY INC COM NEW COMMON 786514208 330,969 6,450 X 0 6,450 0
SARA LEE CORP COM COMMON 803111103 769,824 31,104 X 0 31,104 0
SBC COMMNS INC COMMON 78387G103 811,728 17,202 X 0 17,202 0
SCHERING PLOUGH CORP COMMON 806605101 1,353,515 24,498 X 0 24,498 0
SCHLUMBERGER COMMON 806857108 2,376,824 39,490 X 0 39,490 0
SCHWAB CHARLES CORP N COMMON 808513105 644,038 6,700 X 0 6,700 0
SEAL HLDGS CORP CL A COMMON 812070100 71,500 13,000 X 0 13,000 0
SEARS ROEBUCK & CO COMMON 812387108 200,318 4,433 X 0 4,433 0
SEI INDEX FDS S&P 500 MUTUAL 783924103 560,305 13,931 X 0 13,931 0
SEI INSTL MANAGED TR MUTUAL 783925209 1,924,098 150,203 X 0 150,203 0
SEI INSTL MANAGED TR MUTUAL 783925308 4,015,746 297,683 X 0 297,683 0
SEI INSTL MANAGED TR MUTUAL 783925407 434,956 33,691 X 0 33,691 0
SEI INSTL MANAGED TR MUTUAL 783925662 6,389,799 219,355 X 0 219,355 0
SEI INSTL MANAGED TR MUTUAL 783925506 177,128 17,081 X 0 17,081 0
SEI INSTL MANAGED TR MUTUAL 783925795 1,941,325 128,650 X 0 128,650 0
SEI INSTL MANAGED TR MUTUAL 783925837 2,008,657 112,404 X 0 112,404 0
SEI INSTL MANAGED TR MUTUAL 783925688 1,240,793 92,943 X 0 92,943 0
SEI INSTL MANAGED TR MUTUAL 783925100 257,986 13,679 X 0 13,679 0
SEI TAX EXEMPT TR INT MUTUAL 784118408 271,121 24,514 X 0 24,514 0
SELIGMAN COMMUN INFO MUTUAL 816333108 924,016 30,138 X 0 30,138 0
SELIGMAN HIGH INCOME MUTUAL 816336309 288,936 41,997 X 0 41,997 0
SHURGARD STORAGE CTRS COMMON 82567D104 751,768 29,773 X 0 29,773 0
SLI INC COM COMMON 78442T108 2,112,348 100,588 X 0 100,588 0
SLM HLDG CORP COM COMMON 78442A109 226,201 5,418 X 0 5,418 0
SOGEN FDS INC OVERSEA MUTUAL 834058109 221,155 19,468 X 0 19,468 0
SOUTHWEST AIRLS CO COMMON 844741108 1,372,503 45,372 X 0 45,372 0
SPDR TR UNIT SER 1 COMMON 78462F103 3,522,995 27,443 X 0 27,443 0
ST JUDE MEDICAL CENTE COMMON 790849103 321,750 13,200 X 0 13,200 0
STAPLES INC COMMON 855030102 789,493 24,015 X 0 24,015 0
STARBUCKS CORP COM COMMON 855244109 2,467,523 87,928 X 0 87,928 0
STARWOOD HOTELS & RES COMMON 85590A203 232,817 8,151 X 0 8,151 0
STERIS CORP COM COMMON 859152100 470,597 17,675 X 0 17,675 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STERLING COMM INC COM COMMON 859205106 584,250 19,000 X 0 19,000 0
STRIDE RITE CORP COMMON 863314100 138,670 11,320 X 0 11,320 0
STRONG SCHAFER VALUE MUTUAL 862918109 2,223,458 42,974 X 0 42,974 0
SUN MICROSYSTEM INC C COMMON 866810104 4,069,300 65,076 X 0 65,076 0
SUNBELT NURSERY GROUP COMMON 866925100 11,169 25,500 X 0 25,500 0
SYMMETRICOM INC COMMON 871543104 123,735 19,600 X 0 19,600 0
TCF FINL CORP COM COMMON 872275102 1,356,762 52,057 X 0 52,057 0
TELLABS INC COMMON 879664100 372,232 3,808 X 0 3,808 0
TEMPLETON DRAGON FD I COMMON 88018T101 155,682 20,250 X 0 20,250 0
TEMPLETON FOREIGN FUN MUTUAL 880196209 606,622 68,083 X 0 68,083 0
TEMPLETON GLOBAL INCO COMMON 880198106 689,606 103,111 X 0 103,111 0
TEXACO INC COMMON 881694103 1,711,580 30,160 X 0 30,160 0
TEXAS INSTRUMENTS INC COMMON 882508104 748,543 7,542 X 0 7,542 0
TEXTRON INC COMMON 883203101 448,311 5,794 X 0 5,794 0
THIRD AVE FD INC COM MUTUAL 884116104 1,829,008 61,728 X 0 61,728 0
THORNBURG INCOME TR G MUTUAL 885215103 223,664 18,125 X 0 18,125 0
TYCO INTL LTD NEW COMMON 902124106 481,299 6,708 X 0 6,708 0
U S INDS INC NEW COMMON 912080108 172,944 10,521 X 0 10,521 0
UNDISCOVERED MANAGERS MUTUAL 904504206 265,701 15,611 X 0 15,611 0
UNDISCOVERED MANAGERS MUTUAL 904504800 1,080,695 63,570 X 0 63,570 0
UNION CARBIDE CORP COMMON 905581104 214,191 4,740 X 0 4,740 0
US BANCORP COMMON 902973106 403,647 11,850 X 0 11,850 0
VAN KAMP AME CAP GVT MUTUAL 92113F107 306,088 30,068 X 0 30,068 0
VAN KAMPEN MERR HIGH MUTUAL 921126108 268,024 29,649 X 0 29,649 0
VAN KAMPEN SER FD INC MUTUAL 921133781 181,815 11,655 X 0 11,655 0
VAN KAMPEN SER FD INC MUTUAL 921133815 276,223 17,318 X 0 17,318 0
VETERINARY CNTRS OF A CONVERT 925514AB7 955,575 1,233,000 X 0 1,233,000 0
VISHAY INTERTECHNOLOG COMMON 928298108 192,169 13,253 X 0 13,253 0
WAL MART STORES INC COMMON 931142103 1,720,044 37,316 X 0 37,316 0
WALGREEN CO COMMON 931422109 542,400 19,200 X 0 19,200 0
WARNER LAMBERT CO COMMON 934488107 248,106 3,745 X 0 3,745 0
WASHINGTON MUT INC COMMON 939322103 1,349,079 33,005 X 0 33,005 0
WASHINGTON MUTUAL INV MUTUAL 939330106 216,704 6,599 X 0 6,599 0
WASTE MANAGEMENT INC COMMON 94106L109 222,984 5,025 X 0 5,025 0
WATSON PHARMACEUTICAL COMMON 942683103 496,274 11,247 X 0 11,247 0
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
---------- -------- -- ------- ------ --
NAME TITLE FAIR SHARES OR SHARED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C)
- ------ ----- ------ ----- ------ ------------------ -------- -- -------- ------ --
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WELLS FARGO NEW COMMON 949746101 1,049,786 29,940 X 0 29,940 0
WRIGLEY WM JR CO COMMON 982526105 734,809 8,125 X 0 8,125 0
XEROX CORP COMMON 984121103 847,396 16,257 X 0 16,257 0
YAHOO INC COM COMMON 984332106 1,046,956 6,218 X 0 6,218 0
ZEBRA TECHNOLOGIES CO COMMON 989207105 296,875 12,500 X 0 12,500 0
TOTAL 306,667,794
</TABLE>
<TABLE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
3 COM CORP COMMON 885535104 651,528 27,947 27,947
ABBOTT LABS COMMON 002824100 1,786,525 38,163 38,163
ACM MUN SECS INCOME F MUTUAL 000942102 385,189 28,400 28,400
ADC TELECOMMUNICATION COMMON 000886101 783,657 16,433 16,433
AFLAC INC COM COMMON 001055102 1,177,167 21,624 21,624
AIM EQUITY FDS INC CO MUTUAL 001413202 417,718 13,868 13,868
AIM INVT SECS FDS INC MUTUAL 00142C300 152,764 15,125 15,125
AIM TAX-EXEMPT FDS IN MUTUAL 001419407 2,204,369 198,056 198,056
AIRBORNE FREIGHT COMMON 009266107 428,854 13,834 13,834
AIRTOUCH COMMUNICATIO COMMON 00949T100 1,282,987 13,278 13,278
ALASKA AIRGROUP COMMON 011659109 291,270 6,132 6,132
ALLIANCE HIGH YIELD F MUTUAL 01860E106 1,032,045 102,998 102,998
ALLIANCE PORTFOLIOS G MUTUAL 01877F401 1,324,084 25,380 25,380
ALLIANCE PREMIER GROW MUTUAL 01877C101 1,087,414 32,862 32,862
ALLIANCE TECHNOLOGY F MUTUAL 018780106 918,814 10,881 10,881
ALLIED SIGNAL INC COMMON 019512102 438,265 8,910 8,910
ALTERA CORP COMMON 021441100 1,219,691 20,499 20,499
AMAZON COM INC COM COMMON 023135106 348,509 2,024 2,024
AMERICA ONLINE INC CO COMMON 02364J104 6,487,110 44,130 44,130
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN HOME PRODS C COMMON 026609107 225,765 3,460 3,460
AMERICAN INTL GROUP I COMMON 026874107 458,254 3,799 3,799
AMGEN INC COMMON 031162100 1,762,558 23,540 23,540
AMPEX CORP DEL COMMON 032092108 538,138 200,200 200,200
APPLE COMPUTER INC COMMON 037833100 207,542 5,775 5,775
APPLIED MATLS INC COMMON 038222105 732,977 11,882 11,882
APPLIED PWR INC CL A COMMON 038225108 304,791 11,185 11,185
ARCADIA FINL LTD COMMON 039101100 204,511 43,055 43,055
ASCEND COMMUNICATIONS COMMON 043491109 361,616 4,321 4,321
AT HOME CORP COM SER COMMON 045919107 936,338 5,945 5,945
ATLANTIC RICHFIELD CO COMMON 048825103 232,099 3,174 3,174
ATMEL CORP COMMON 049513104 1,158,389 76,270 76,270
AT&T CORP COMMON 001957109 2,757,885 51,832 51,832
AUTOMATIC DATA PROCES COMMON 053015103 1,157,548 27,977 27,977
BANK ONE CORP COMMON 06423A103 442,596 8,038 8,038
BANKAMERICA CORP NEW COMMON 06605F102 685,769 9,710 9,710
BAXTER INTL INC COM COMMON 071813109 258,324 3,914 3,914
BEA STRATEGIC INCOME COMMON 054915103 568,215 67,340 67,340
BELO A H CORP COMMON 080555105 287,985 15,780 15,780
BERKSHIRE HATHAWAY IN COMMON 084670108 285,600 4 4
BERKSHIRE HATHAWAY IN COMMON 084670207 406,723 173 173
BJS WHSL CLUB INC COM COMMON 05548J106 289,285 10,994 10,994
BLOCK H & R INC COMMON 093671105 249,192 5,260 5,260
BMC INDS INC MINN COM COMMON 055607105 95,417 21,500 21,500
BOEING CO COMMON 097023105 666,110 19,591 19,591
BOSTON SCIENTIFIC COR COMMON 101137107 927,916 22,841 22,841
BP AMOCO ADS COMMON 055622104 533,280 5,280 5,280
BRIGHTPOINT INC COM COMMON 109473108 406,097 68,760 68,760
BRISTOL MYERS SQUIBB COMMON 110122108 1,054,343 16,442 16,442
BUDGET GROUP INC CL A COMMON 119003101 160,965 13,140 13,140
CALIFORNIA MICROWAVE CONVERT 130442AA4 567,435 836,000 8,360
CARDINAL HEALTH INC COMMON 14149Y108 1,038,840 15,740 15,740
CATERPILLAR TRACTOR COMMON 149123101 582,891 12,689 12,689
CBS CORPORATION COMMON 12490K107 1,116,317 27,352 27,352
CELLSTAR CORP COM COMMON 150925105 2,661,623 256,542 256,542
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
CHECK PT SOFTWARE TEC COMMON M22465104 491,275 11,425 11,425
CHEVRON CORP COMMON 166751107 2,387,087 26,897 26,897
CIGNA HIGH INCOME SHA COMMON 12551D109 73,750 10,000 10,000
CIM HIGH YIELD SECS I COMMON 125527101 400,630 62,229 62,229
CISCO SYS INC COMMON 17275R102 5,392,499 49,218 49,218
CITIGROUP INC. COMMON 172967101 4,777,339 74,792 74,792
CMG INFORMATION SVCS COMMON 125750109 329,513 1,800 1,800
COCA COLA CO COMMON 191216100 1,010,355 16,462 16,462
COLONIAL MUN INCOME T COMMON 195799101 394,862 50,950 50,950
COMPAQ COMPUTER CORP COMMON 204493100 1,960,581 61,871 61,871
CONCORD EFS INC COMMON 206197105 905,748 32,861 32,861
CONSECO INC COM COMMON 208464107 318,815 10,326 10,326
COSTCO COMPANIES INC COMMON 22160Q102 1,218,337 13,306 13,306
CYBERCASH INC COM COMMON 232462101 193,018 13,665 13,665
CYBERGUARD CORP COM COMMON 231910100 13,163 11,700 11,700
C-CUBE MICROSYSTEMS I COMMON 125015107 402,600 20,320 20,320
DAIMLERCHRYSLER AG OR COMMON D1668R123 251,752 2,934 2,934
DELL COMPUTER CORP CO COMMON 247025109 3,419,807 83,665 83,665
DIAMOND OFFSHORE DRIL COMMON 25271C102 200,028 6,325 6,325
DISNEY WALT PRODTNS COMMON 254687106 1,275,005 40,964 40,964
DOUBLECLICK INC COM COMMON 258609304 609,911 6,700 6,700
DOW CHEMICAL CORP COMMON 260543103 220,390 2,365 2,365
DREYFUS APPRECIATION MUTUAL 261970107 1,092,354 25,181 25,181
DREYFUS / LAUREL FDS MUTUAL 261978837 2,848,015 73,745 73,745
DU PONT E I DE NEMOUR COMMON 263534109 1,245,237 21,446 21,446
DUFF & PHELPS UTILITI COMMON 264324104 172,043 16,004 16,004
E M C CORP MASS COM COMMON 268648102 959,403 7,510 7,510
EARTHWEB INC COM COMMON 27032C108 260,362 4,750 4,750
ELAN PLC ADR COMMON 284131208 418,500 6,000 6,000
ENRON CORP COM COMMON 293561106 841,803 13,102 13,102
EQUITY INCOME FD UNIT COMMON 294700604 23,349 32,839 32,839
ERICSSON L M TEL CO A COMMON 294821400 880,890 36,992 36,992
EVERGREEN SMALL CAP E MUTUAL 299922104 201,416 15,201 15,201
EXCEL TECHNOLOGY INC COMMON 30067T103 921,715 88,840 88,840
EXXON CORP COMMON 302290101 1,523,645 21,593 21,593
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
E-TEK DYNAMICS INC CO COMMON 269240107 328,256 9,150 9,150
FED HOME LOAN MTG COR COMMON 313400301 439,591 7,670 7,670
FEDERAL NAT MORTGAGE COMMON 313586109 793,882 11,464 11,464
FIDELITY ADVISOR SER MUTUAL 315805812 2,194,617 126,710 126,710
FIDELITY ADVISOR SER MUTUAL 315805820 3,345,684 193,728 193,728
FIDELITY ADVISOR SER MUTUAL 315805101 230,025 3,694 3,694
FIDELITY ADVISOR SER MUTUAL 315805200 1,460,466 23,895 23,895
FIDELITY ADVISOR SER MUTUAL 315805606 431,068 29,832 29,832
FIDELITY ADVISOR SER MUTUAL 315807867 309,338 16,341 16,341
FIDELITY ADVISOR SER MUTUAL 315807206 8,846,017 178,239 178,239
FIDELITY ADVISOR SER MUTUAL 315807883 4,703,594 94,831 94,831
FIDELITY ADVISOR SER MUTUAL 315807875 195,906 17,006 17,006
FIDELITY ADVISOR SER MUTUAL 315807305 2,321,237 197,384 197,384
FIDELITY ADVISOR SER MUTUAL 315807404 1,055,338 55,956 55,956
FIDELITY ADVISOR SER MUTUAL 315808204 1,801,281 65,335 65,335
FIDELITY ADVISOR SER MUTUAL 315805408 846,650 58,673 58,673
FIDELITY ADVISOR SER MUTUAL 315918102 468,605 25,918 25,918
FIRST AUSTRALIA PRIME COMMON 318653102 432,995 70,693 70,693
FIRST FED CAP CORP COMMON 319960100 250,369 21,308 21,308
FIRST MIDWEST BANCORP COMMON 320867104 607,164 15,978 15,978
FIRST UNION CORP COMMON 337358105 422,160 7,900 7,900
FIRSTAR CORP NEW WIS COMMON 33763V109 1,083,666 36,324 36,324
FORD MOTOR COMMON 345370100 222,217 3,920 3,920
FORE SYS INC COM COMMON 345449102 433,760 22,943 22,943
FRANKLIN BALANCE SHEE MUTUAL 352423107 1,893,235 66,593 66,593
FRANKLIN CUSTODIAN FU MUTUAL 353496607 118,787 17,366 17,366
FRANKLIN CUSTODIAN FU MUTUAL 353496300 36,722 16,321 16,321
FRANKLIN HIGH INC TR MUTUAL 353538101 29,738 10,853 10,853
FRANKLIN TAX FREE TR MUTUAL 354723108 759,509 62,051 62,051
G A P INC COMMON 364760108 376,953 5,600 5,600
GAM FDS INC INTL FD MUTUAL 364590109 1,052,375 39,195 39,195
GANNETT INC DEL COMMON 364730101 320,985 5,095 5,095
GENERAL ELECTRIC COMMON 369604103 4,118,160 37,226 37,226
GENERAL MILLS INC COMMON 370334104 307,164 4,065 4,065
GENERAL MOTORS INC COMMON 370442105 846,550 9,730 9,730
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
GILLETTE CO COMMON 375766102 770,911 12,970 12,970
GLIMCHER RLTY TR SH B COMMON 379302102 288,003 20,035 20,035
GOLDMAN SACHS TR CAP MUTUAL 38141W638 286,177 11,662 11,662
GOODYEAR TIRE & RUBR COMMON 382550101 439,403 8,821 8,821
GTE CORP COMMON 362320103 1,006,539 16,637 16,637
GUIDANT CORP COM COMMON 401698105 1,417,031 23,422 23,422
HAIN FOOD GROUP INC C COMMON 405219106 319,028 19,335 19,335
HALLIBURTON CO COMMON 406216101 421,498 10,948 10,948
HEALTH MGMT SYS INC COMMON 42219M100 466,687 98,250 98,250
HEALTHSTH REHABILITAT COMMON 421924101 124,158 11,967 11,967
HEWLETT PACKARD CO COMMON 428236103 337,641 4,979 4,979
HOME DEPOT INC COMMON 437076102 1,707,007 27,422 27,422
HOUSEHOLD INTL CORP COMMON 441815107 284,700 6,240 6,240
HRPT PPTYS TR COM SH COMMON 40426W101 262,035 19,410 19,410
HYTEK INTL CORP NON T COMMON 449176106 0 23,000 23,000
I B M COMMON 459200101 1,261,311 7,116 7,116
I2 TECHNOLOGIES INC C COMMON 465754109 385,959 14,513 14,513
ICOS CORP COM COMMON 449295104 263,250 7,800 7,800
IDM ENVIRONMENTAL COR COMMON 449391101 2,750 11,000 11,000
ILLINOIS TOOL WORKS I COMMON 452308109 228,937 3,700 3,700
IMATION CORP COM COMMON 45245A107 181,880 11,023 11,023
IMMUNEX CORP NEW COM COMMON 452528102 551,947 6,630 6,630
INTEL CORP COMMON 458140100 6,256,467 105,261 105,261
INTERMEDIATE BD FD AM MUTUAL 458809100 250,139 18,709 18,709
INTERNATIONAL PAPER C COMMON 460146103 671,024 15,906 15,906
INTUIT INC COM COMMON 461202103 325,600 3,200 3,200
INVESCO GLOBAL HLTH S COMMON 46128N109 408,301 21,279 21,279
IVY INTL FD SH BEN IN MUTUAL 465903102 308,476 7,279 7,279
JANUS FD INC MUTUAL 471023101 745,249 19,889 19,889
JANUS INVT FD MERCURY MUTUAL 471023853 286,377 9,604 9,604
JANUS INVT FD WORLDWI MUTUAL 471023309 4,537,057 89,736 89,736
JOHNSON & JOHNSON COMMON 478160104 1,375,852 14,715 14,715
KEY ENERGY GROUP INC CONVERT 492914AF3 404,010 804,000 8,040
KIMBERLY CLARK CORP COMMON 494368103 215,385 4,493 4,493
KINDER MORGAN EGY PTN COMMON 494550106 358,542 10,355 10,355
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
KODAK COMMON 277461109 629,807 9,860 9,860
KOHLS CORP COM COMMON 500255104 290,375 4,097 4,097
KONINKLIIJKE PHILIPS COMMON 500472105 210,217 2,550 2,550
LASERSIGHT INC COM COMMON 517924106 109,200 20,800 20,800
LEXMARK INTL GROUP IN COMMON 529771107 850,809 7,605 7,605
LILLY ELI & CO COMMON 532457108 817,007 9,626 9,626
LORD ABBETT BD FD INC MUTUAL 544004104 466,723 49,546 49,546
LORD ABBETT RESEARCH MUTUAL 543913305 347,204 25,474 25,474
LOWES CO COMMON 548661107 337,953 5,586 5,586
LSI LOGIC CORP COM COMMON 502161102 644,656 20,670 20,670
LUCENT TECHNOLOGIES I COMMON 549463107 4,131,878 76,516 76,516
MAINSTAY FDS HI YLD C MUTUAL 56062F772 373,924 48,688 48,688
MARINE DRILLING CO IN COMMON 568240204 201,135 18,285 18,285
MARSHALL & ILSLEY COR COMMON 571834100 563,915 10,172 10,172
MASSACHUSETTS INVS TR MUTUAL 575736103 641,973 31,702 31,702
MATTEL INC COMMON 577081102 201,499 8,080 8,080
MBNA CORP COM COMMON 55262L100 513,957 21,527 21,527
MCDONALDS CORP COMMON 580135101 1,535,567 33,888 33,888
MCI WORLDCOM COMMON 55268B106 3,007,068 33,954 33,954
MEDIAONE GROUP INC CO COMMON 58440J104 449,522 7,086 7,086
MEDITRUST PAIRED CTF COMMON 58501T306 160,450 12,900 12,900
MEDTRONIC INC COMMON 585055106 1,776,606 24,718 24,718
MELLON BANK CORP COMMON 585509102 369,469 5,250 5,250
MEMBERWORKS INC COM COMMON 586002107 239,250 6,600 6,600
MERCK & CO COMMON 589331107 3,812,828 47,586 47,586
MERRILL LYNCH INC COMMON 590188108 394,533 4,458 4,458
MFS SER TR I NEW DISC MUTUAL 552983553 1,356,753 102,784 102,784
MFS SER TR II EMERGIN MUTUAL 552985103 829,030 19,347 19,347
MICROSOFT CORP COMMON 594918104 17,201,816 191,931 191,931
MIDCAP SPDR TR COMMON 595635103 875,487 12,700 12,700
MOBIL CORP COMMON 607059102 736,032 8,364 8,364
MONSANTO CO COMMON 611662107 289,409 6,300 6,300
MORGAN J.P. & CO INC COMMON 616880100 211,095 1,711 1,711
MORGAN STANLEY ASIA P COMMON 61744U106 287,200 35,900 35,900
MOTOROLA INC COMMON 620076109 519,709 7,095 7,095
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
MUTUAL SER FD INC EUR MUTUAL 628380834 205,844 15,920 15,920
N S GROUP INC COM COMMON 628916108 86,366 15,525 15,525
NEUBERGER & BERMAN EQ MUTUAL 640917100 2,941,638 159,611 159,611
NEUROBIOLOGICAL TECHN COMMON 64124W106 77,900 155,800 155,800
NEXTEL COMMUNICATIONS COMMON 65332V103 424,850 11,600 11,600
NFO WORLDWIDE INC COM COMMON 62910N108 195,740 19,574 19,574
NIKE INC CLASS B COMMON 654106103 231,377 4,011 4,011
NOKIA CORP ADR OTC COMMON 654902204 221,321 2,842 2,842
NORDSTROM INC COMMON 655664100 331,496 8,110 8,110
NUCOR CORP COMMON 670346105 301,391 6,840 6,840
OBJECT DESIGN INC COM COMMON 674416102 112,750 22,000 22,000
OPPENHEIMER MULTI SEC COMMON 683933105 483,431 56,050 56,050
ORACLE SYS CORP COM COMMON 68389X105 266,757 10,114 10,114
PAINE WEBBER INC COMMON 695629105 1,097,599 27,526 27,526
PARAMETRIC TECHNOLOGY COMMON 699173100 800,764 40,545 40,545
PATHOGENESIS CORP COM COMMON 70321E104 228,984 17,200 17,200
PATRIOT AMER HOSPITAL COMMON 703352203 61,351 11,971 11,971
PAYCHEX INC COMMON 704326107 213,471 4,500 4,500
PBHG FDS INC GROWTH F MUTUAL 69316H106 287,401 11,726 11,726
PEPSICO INC COMMON 713448108 1,399,247 35,706 35,706
PFIZER INC COMMON 717081103 1,594,238 11,490 11,490
PHARMACIA & UPJOHN, I COMMON 716941109 542,662 8,700 8,700
PHILIP MORRIS COS INS COMMON 718154107 874,222 24,844 24,844
PHOTOELECTRON CORP CO COMMON 719320103 98,935 32,300 32,300
PIMCO ADVISORS HLDGS COMMON 69338P102 431,235 13,717 13,717
PIMCO FDS PAC INVT MG MUTUAL 693390379 181,589 16,170 16,170
PIMCO FDS PAC INVT MG MUTUAL 693390411 291,067 28,819 28,819
PIMCO FUNDS STOCKSPLU MUTUAL 693391393 185,649 13,019 13,019
PIMCO FUNDS TOTAL RET MUTUAL 693390445 2,424,349 234,011 234,011
PLEXUS CORP COM COMMON 729132100 1,053,675 37,800 37,800
POPE & TALBOT INC COMMON 732827100 151,566 23,775 23,775
PRAXAIR INC COMMON 74005P104 305,273 8,465 8,465
PROCTER & GAMBLE CO COMMON 742718109 455,608 4,652 4,652
PUTNAM FD FOR GWTH & MUTUAL 746761105 234,774 11,233 11,233
PUTNAM INTL GROWTH FD MUTUAL 746932102 206,886 10,212 10,212
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
QWEST COMMUNICATIONS COMMON 749121109 351,819 4,880 4,880
R & B FALCON CORP COMMON 74912E101 266,469 30,895 30,895
READ-RITE CORP CON 6. CONVERT 755246AA3 502,313 846,000 8,460
REALNETWORKS INC COM COMMON 75605L104 291,418 2,385 2,385
ROBERTSON STEPHENS IN MUTUAL 770648863 206,010 14,296 14,296
ROWE T PRICE CAP APPR MUTUAL 77954M105 138,977 10,682 10,682
ROWE T PRICE DIVID GR MUTUAL 779546100 6,510,792 307,403 307,403
ROWE T PRICE EQUITY I MUTUAL 779547108 3,652,144 141,501 141,501
ROWE T PRICE INTL FDS MUTUAL 77956H203 197,422 13,005 13,005
ROWE T PRICE MID-CAP MUTUAL 779556109 6,961,939 205,914 205,914
ROYAL DUTCH PETRO-NY COMMON 780257804 248,040 4,770 4,770
SAFEWAY INC COM NEW COMMON 786514208 330,969 6,450 6,450
SARA LEE CORP COM COMMON 803111103 769,824 31,104 31,104
SBC COMMNS INC COMMON 78387G103 811,728 17,202 17,202
SCHERING PLOUGH CORP COMMON 806605101 1,353,515 24,498 24,498
SCHLUMBERGER COMMON 806857108 2,376,824 39,490 39,490
SCHWAB CHARLES CORP N COMMON 808513105 644,038 6,700 6,700
SEAL HLDGS CORP CL A COMMON 812070100 71,500 13,000 13,000
SEARS ROEBUCK & CO COMMON 812387108 200,318 4,433 4,433
SEI INDEX FDS S&P 500 MUTUAL 783924103 560,305 13,931 13,931
SEI INSTL MANAGED TR MUTUAL 783925209 1,924,098 150,203 150,203
SEI INSTL MANAGED TR MUTUAL 783925308 4,015,746 297,683 297,683
SEI INSTL MANAGED TR MUTUAL 783925407 434,956 33,691 33,691
SEI INSTL MANAGED TR MUTUAL 783925662 6,389,799 219,355 219,355
SEI INSTL MANAGED TR MUTUAL 783925506 177,128 17,081 17,081
SEI INSTL MANAGED TR MUTUAL 783925795 1,941,325 128,650 128,650
SEI INSTL MANAGED TR MUTUAL 783925837 2,008,657 112,404 112,404
SEI INSTL MANAGED TR MUTUAL 783925688 1,240,793 92,943 92,943
SEI INSTL MANAGED TR MUTUAL 783925100 257,986 13,679 13,679
SEI TAX EXEMPT TR INT MUTUAL 784118408 271,121 24,514 24,514
SELIGMAN COMMUN INFO MUTUAL 816333108 924,016 30,138 30,138
SELIGMAN HIGH INCOME MUTUAL 816336309 288,936 41,997 41,997
SHURGARD STORAGE CTRS COMMON 82567D104 751,768 29,773 29,773
SLI INC COM COMMON 78442T108 2,112,348 100,588 100,588
SLM HLDG CORP COM COMMON 78442A109 226,201 5,418 5,418
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
SOGEN FDS INC OVERSEA MUTUAL 834058109 221,155 19,468 19,468
SOUTHWEST AIRLS CO COMMON 844741108 1,372,503 45,372 45,372
SPDR TR UNIT SER 1 COMMON 78462F103 3,522,995 27,443 27,443
ST JUDE MEDICAL CENTE COMMON 790849103 321,750 13,200 13,200
STAPLES INC COMMON 855030102 789,493 24,015 24,015
STARBUCKS CORP COM COMMON 855244109 2,467,523 87,928 87,928
STARWOOD HOTELS & RES COMMON 85590A203 232,817 8,151 8,151
STERIS CORP COM COMMON 859152100 470,597 17,675 17,675
STERLING COMM INC COM COMMON 859205106 584,250 19,000 19,000
STRIDE RITE CORP COMMON 863314100 138,670 11,320 11,320
STRONG SCHAFER VALUE MUTUAL 862918109 2,223,458 42,974 42,974
SUN MICROSYSTEM INC C COMMON 866810104 4,069,300 65,076 65,076
SUNBELT NURSERY GROUP COMMON 866925100 11,169 25,500 25,500
SYMMETRICOM INC COMMON 871543104 123,735 19,600 19,600
TCF FINL CORP COM COMMON 872275102 1,356,762 52,057 52,057
TELLABS INC COMMON 879664100 372,232 3,808 3,808
TEMPLETON DRAGON FD I COMMON 88018T101 155,682 20,250 20,250
TEMPLETON FOREIGN FUN MUTUAL 880196209 606,622 68,083 68,083
TEMPLETON GLOBAL INCO COMMON 880198106 689,606 103,111 103,111
TEXACO INC COMMON 881694103 1,711,580 30,160 30,160
TEXAS INSTRUMENTS INC COMMON 882508104 748,543 7,542 7,542
TEXTRON INC COMMON 883203101 448,311 5,794 5,794
THIRD AVE FD INC COM MUTUAL 884116104 1,829,008 61,728 61,728
THORNBURG INCOME TR G MUTUAL 885215103 223,664 18,125 18,125
TYCO INTL LTD NEW COMMON 902124106 481,299 6,708 6,708
U S INDS INC NEW COMMON 912080108 172,944 10,521 10,521
UNDISCOVERED MANAGERS MUTUAL 904504206 265,701 15,611 15,611
UNDISCOVERED MANAGERS MUTUAL 904504800 1,080,695 63,570 63,570
UNION CARBIDE CORP COMMON 905581104 214,191 4,740 4,740
US BANCORP COMMON 902973106 403,647 11,850 11,850
VAN KAMP AME CAP GVT MUTUAL 92113F107 306,088 30,068 30,068
VAN KAMPEN MERR HIGH MUTUAL 921126108 268,024 29,649 29,649
VAN KAMPEN SER FD INC MUTUAL 921133781 181,815 11,655 11,655
VAN KAMPEN SER FD INC MUTUAL 921133815 276,223 17,318 17,318
VETERINARY CNTRS OF A CONVERT 925514AB7 955,575 1,233,000 12,330
<PAGE>
<CAPTION>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
----------- ----------- ------------------
NAME TITLE FAIR SHARES OR SHA RED
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)
- ---------------------- ------ ---------- ----------- --------- ------ ----------- ------ -------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
VISHAY INTERTECHNOLOG COMMON 928298108 192,169 13,253 13,253
WAL MART STORES INC COMMON 931142103 1,720,044 37,316 37,316
WALGREEN CO COMMON 931422109 542,400 19,200 19,200
WARNER LAMBERT CO COMMON 934488107 248,106 3,745 3,745
WASHINGTON MUT INC COMMON 939322103 1,349,079 33,005 33,005
WASHINGTON MUTUAL INV MUTUAL 939330106 216,704 6,599 6,599
WASTE MANAGEMENT INC COMMON 94106L109 222,984 5,025 5,025
WATSON PHARMACEUTICAL COMMON 942683103 496,274 11,247 11,247
WELLS FARGO NEW COMMON 949746101 1,049,786 29,940 29,940
WRIGLEY WM JR CO COMMON 982526105 734,809 8,125 8,125
XEROX CORP COMMON 984121103 847,396 16,257 16,257
YAHOO INC COM COMMON 984332106 1,046,956 6,218 6,218
ZEBRA TECHNOLOGIES CO COMMON 989207105 296,875 12,500 12,500
TOTAL 306,667,794
</TABLE>
