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Previous: IMAGE SYSTEMS CORPORATION, 10KSB40, EX-27, 2000-07-31 |
Next: INTERPUBLIC GROUP OF COMPANIES INC, S-3/A, 2000-07-31 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/00
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dain Rauscher Incorporated
-------------------------------
Address: 60 South 6th Street
-------------------------------
Minneapolis, MN 55402-4422
-------------------------------
-------------------------------
Form 13F File Number: 28- 04069
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cynthia H. Cheney
-------------------------------
Title: Vice President
-------------------------------
Phone: (612) 371-2390
-------------------------------
Signature, Place, and Date of Signing:
Cynthia H. Cheney Minneapolis, MN 1/11/00
------------------------------- ----------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
<PAGE>
Dain Rauscher Incorportated
Discretionary Ownership for 13F
As of date 6/30/00
<TABLE>
<CAPTION>
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) (Item 6)
Investment
Discretion
---------------------------------------------------------------------------------------------------------------------------------
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ ----- -----
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
3 COM CORP COMMON 885535104 914,221 15,865 X
ABBOTT LABS COMMON 002824100 1,333,236 29,918 X
ABITIBI-CONSOLIDATED COMMON 003924107 120,216 12,823 X
ACTIVE SOFTWARE INC C COMMON 00504E100 1,134,245 14,600 X
ADC TELECOMMUNICATION COMMON 000886101 1,012,539 24,144 X
ADOBE SYS INC COM COMMON 00724F101 516,100 3,970 X
AFLAC INC COM COMMON 001055102 312,792 6,809 X
AGILENT TECHNOLOGIES COMMON 00846U101 1,042,973 14,142 X
ALLIANCE CAPITAL MGMT COMMON 01855A101 242,408 5,110 X
ALTERA CORP COMMON 021441100 328,240 3,220 X
AMAZON COM INC COM COMMON 023135106 1,555,576 42,838 X
AMDOCS LTD ORD COMMON G02602103 359,650 4,686 X
AMERICA ONLINE INC CO COMMON 02364J104 10,349,240 196,425 X
AMERICAN EXPRESS CO COMMON 025816109 576,502 11,060 X
AMERICAN HOME PRODS C COMMON 026609107 390,217 6,642 X
AMERICAN INTL GROUP I COMMON 026874107 935,300 7,960 X
AMERICAN PWR CONVERSI COMMON 029066107 269,366 6,600 X
AMGEN INC COMMON 031162100 4,504,219 64,117 X
AMPEX CORP DEL COMMON 032092108 496,648 294,223 X
ANADARKO PETE CORP CO COMMON 032511107 471,925 9,570 X
ANALOG DEVICES INC COMMON 032654105 261,060 3,435 X
APEX INC COM COMMON 037548104 240,625 5,500 X
APPLE COMPUTER INC COMMON 037833100 329,963 6,300 X
APPLIED MATLS INC COMMON 038222105 2,206,175 24,344 X
APPLIED MICRO CIRCUIT COMMON 03822W109 683,745 6,924 X
APPLIED PWR INC CL A COMMON 038225108 403,842 12,055 X
<CAPTION>
(Item 1) (Item 7) (Item 8)
Voting Authority
(Shares)
----------------------------------------------------------------------------------------------------
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR (A) (B) (C)
---------------------- ----- -- ------------------------------------
----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
3 COM CORP 0 15,865 0
ABBOTT LABS 0 29,918 0
ABITIBI-CONSOLIDATED 0 12,823 0
ACTIVE SOFTWARE INC C 0 14,600 0
ADC TELECOMMUNICATION 0 24,144 0
ADOBE SYS INC COM 0 3,970 0
AFLAC INC COM 0 6,809 0
AGILENT TECHNOLOGIES 0 14,142 0
ALLIANCE CAPITAL MGMT 0 5,110 0
ALTERA CORP 0 3,220 0
AMAZON COM INC COM 0 42,838 0
AMDOCS LTD ORD 0 4,686 0
AMERICA ONLINE INC CO 0 196,425 0
AMERICAN EXPRESS CO 0 11,060 0
AMERICAN HOME PRODS C 0 6,642 0
AMERICAN INTL GROUP I 0 7,960 0
AMERICAN PWR CONVERSI 0 6,600 0
AMGEN INC 0 64,117 0
AMPEX CORP DEL 0 294,223 0
ANADARKO PETE CORP CO 0 9,570 0
ANALOG DEVICES INC 0 3,435 0
APEX INC COM 0 5,500 0
APPLE COMPUTER INC 0 6,300 0
APPLIED MATLS INC 0 24,344 0
APPLIED MICRO CIRCUIT 0 6,924 0
APPLIED PWR INC CL A 0 12,055 0
<PAGE>
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) (Item 6)
Investment
Discretion
---------------------------------------------------------------------------------------------------------------------------------
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ ----- -----
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
ARIBA INC COM COMMON 04033V104 963,410 9,826 X
ASSOCIATES FIRST CAP COMMON 046008207 810 25,300 X
AT HOME CORP COM SER COMMON 045919107 318,409 15,345 X
AT&T CORP COMMON 001957109 2,882,587 91,149 X
ATMEL CORP COMMON 049513104 657,776 17,838 X
AUTODESK INC COMMON 052769106 517,892 14,930 X
AUTOMATIC DATA PROCES COMMON 053015103 652,076 12,174 X
BAKER HUGHES INC COM COMMON 057224107 269,824 8,432 X
BANK OF AMERICA CORP COMMON 060505104 2,077,932 48,324 X
BANK ONE CORP COMMON 06423A103 414,489 15,604 X
BAUSCH & LOMB INC COMMON 071707103 671,615 8,680 X
BAXTER INTL INC COM COMMON 071813109 375,612 5,342 X
BEA SYS INC COM COMMON 073325102 725,948 14,684 X
BELL ATLANTIC CORP COMMON 077853109 390,498 7,685 X
BELLSOUTH CORP COMMON 079860102 247,097 5,797 X
BERKSHIRE HATHAWAY IN COMMON 084670207 244,640 139 X
BILLING INFRMTN CONCP COMMON 090063108 72,339 16,300 X
BIOGEN N V COMMON 090597105 670,800 10,400 X
BJS WHSL CLUB INC COM COMMON 05548J106 312,708 9,476 X
BOEING CO COMMON 097023105 1,160,632 27,758 X
BOSTON SCIENTIFIC COR COMMON 101137107 292,126 13,316 X
BP AMOCO ADS COMMON 055622104 897,655 15,870 X
BRISTOL MYERS SQUIBB COMMON 110122108 1,168,728 20,064 X
BROADBASE SOFTWARE IN COMMON 11130R100 372,706 12,170 X
BROADCOM CORP COM COMMON 111320107 1,695,018 7,742 X
BROADVISION INC COM COMMON 111412102 653,201 12,855 X
CABLEVISION SYS CORP COMMON 12686C109 593,227 8,740 X
CACHEFLOW INC COM COMMON 126946102 240,096 3,900 X
CARDINAL HEALTH INC COMMON 14149Y108 1,115,772 15,078 X
CENTENNIAL BANCORP CO COMMON 15133T104 815,334 93,846 X
CHARTER COMMUNICATION COMMON 16117M107 1,465,694 89,165 X
CHECK PT SOFTWARE TEC COMMON M22465104 1,600,830 7,560 X
CHEVRON CORP COMMON 166751107 1,584,371 18,681 X
CIENA CORP COM COMMON 171779101 1,216,822 7,300 X
CIM HIGH YIELD SECS I COMMON 125527101 289,943 53,318 X
CISCO SYS INC COMMON 17275R102 22,660,654 356,507 X
CITIGROUP INC. COMMON 172967101 4,879,406 80,986 X
CITIZENS BANKING CORP COMMON 174420109 541,014 33,326 X
CLEAR CHANNEL COMMUNI COMMON 184502102 493,200 6,576 X
CLEARNET COMMUNICATIO COMMON 184902104 567,676 20,445 X
CMGI INC COM COMMON 125750109 926,110 20,215 X
CNET NETWORKS INC COMMON 12613R104 595,653 24,250 X
COCA COLA CO COMMON 191216100 568,866 9,904 X
<CAPTION>
(Item 1) (Item 7) (Item 8)
Voting Authority
(Shares)
----------------------------------------------------------------------------------------------------
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR (A) (B) (C)
---------------------- ----- -- ------------------------------------
----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
ARIBA INC COM 0 9,826 0
ASSOCIATES FIRST CAP 0 25,300 0
AT HOME CORP COM SER 0 15,345 0
AT&T CORP 0 91,149 0
ATMEL CORP 0 17,838 0
AUTODESK INC 0 14,930 0
AUTOMATIC DATA PROCES 0 12,174 0
BAKER HUGHES INC COM 0 8,432 0
BANK OF AMERICA CORP 0 48,324 0
BANK ONE CORP 0 15,604 0
BAUSCH & LOMB INC 0 8,680 0
BAXTER INTL INC COM 0 5,342 0
BEA SYS INC COM 0 14,684 0
BELL ATLANTIC CORP 0 7,685 0
BELLSOUTH CORP 0 5,797 0
BERKSHIRE HATHAWAY IN 0 139 0
BILLING INFRMTN CONCP 0 16,300 0
BIOGEN N V 0 10,400 0
BJS WHSL CLUB INC COM 0 9,476 0
BOEING CO 0 27,758 0
BOSTON SCIENTIFIC COR 0 13,316 0
BP AMOCO ADS 0 15,870 0
BRISTOL MYERS SQUIBB 0 20,064 0
BROADBASE SOFTWARE IN 0 12,170 0
BROADCOM CORP COM 0 7,742 0
BROADVISION INC COM 0 12,855 0
CABLEVISION SYS CORP 0 8,740 0
CACHEFLOW INC COM 0 3,900 0
CARDINAL HEALTH INC 0 15,078 0
CENTENNIAL BANCORP CO 0 93,846 0
CHARTER COMMUNICATION 0 89,165 0
CHECK PT SOFTWARE TEC 0 7,560 0
CHEVRON CORP 0 18,681 0
CIENA CORP COM 0 7,300 0
CIM HIGH YIELD SECS I 0 53,318 0
CISCO SYS INC 0 356,507 0
CITIGROUP INC. 0 80,986 0
CITIZENS BANKING CORP 0 33,326 0
CLEAR CHANNEL COMMUNI 0 6,576 0
CLEARNET COMMUNICATIO 0 20,445 0
CMGI INC COM 0 20,215 0
CNET NETWORKS INC 0 24,250 0
COCA COLA CO 0 9,904 0
<PAGE>
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) (Item 6)
Investment
Discretion
---------------------------------------------------------------------------------------------------------------------------------
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ ----- -----
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
COMCAST CORP CL A SPL COMMON 200300200 1,090,665 26,930 X
COMPAQ COMPUTER CORP COMMON 204493100 2,560,032 100,146 X
COMPUTER ASSOC INTL I COMMON 204912109 287,421 5,615 X
CONCORD EFS INC COMMON 206197105 1,309,022 50,347 X
CONEXANT SYS INC COM COMMON 207142100 2,471,414 50,826 X
CONVERGENT COMM XXX(R COMMON 21191440R 80,000 10,000 X
CORNING INC COMMON 219350105 816,372 3,025 X
COSTCO WHSL CORP (NEW COMMON 22160K105 1,028,148 31,156 X
COX COMMUNICATIONS IN COMMON 224044107 576,600 12,655 X
CREDIT SUISSE ASSET S COMMON 224918102 545,425 75,880 X
DELL COMPUTER CORP CO COMMON 247025109 4,718,810 95,691 X
DISNEY WALT PRODTNS COMMON 254687106 2,302,232 59,316 X
DOCUMENTUM INC COM COMMON 256159104 683,272 7,645 X
DU PONT E I DE NEMOUR COMMON 263534109 581,938 13,301 X
DUFF & PHELPS UTILITI COMMON 264324104 137,676 14,304 X
DUKE PWR CO COMMON 264399106 229,052 4,063 X
DYNEGY CLASS A COMMON COMMON 26816Q101 451,002 6,602 X
E M C CORP MASS COM COMMON 268648102 10,096,805 131,233 X
EARTHLINK COM COMMON 270321102 210,960 13,665 X
EBAY INC COM COMMON 278642103 200,849 3,698 X
ECHOSTAR COMMUN CORP COMMON 278762109 411,710 12,435 X
ECOLAB INC COMMON 278865100 267,582 6,850 X
EFFICIENT NETWORKS IN COMMON 282056100 757,846 10,302 X
EL PASO ENERGY CORP COMMON 283905107 922,997 18,120 X
ELAN PLC ADR COMMON 284131208 383,629 7,920 X
ELECTRONIC ARTS COM COMMON 285512109 237,048 3,250 X
ENGAGE TECHNOLOGIES I COMMON 292827102 366,391 28,319 X
ENRON CORP COM COMMON 293561106 3,389,153 52,545 X
EQUITY INCOME FD UNIT COMMON 294700604 22,232 32,839 X
ERICSSON L M TEL CO A COMMON 294821400 1,906,580 95,329 X
E-TEK DYNAMICS INC CO COMMON 269240107 6,460,253 24,488 X
EXCEL TECHNOLOGY INC COMMON 30067T103 3,406,945 67,715 X
EXCELON CORPORATION COMMON 300691102 357,210 45,000 X
EXODUS COMMUNICATIONS COMMON 302088109 1,201,784 26,090 X
EXXON CORPORATION COMMON 30231G102 4,013,577 51,128 X
FED HOME LOAN MTG COR COMMON 313400301 384,304 9,489 X
FEDERAL NAT MORTGAGE COMMON 313586109 753,282 14,434 X
FIREPOND INC COMMON 318224102 360,000 10,000 X
FIRST AUSTRALIA PRIME COMMON 318653102 369,949 79,989 X
FIRST FED CAP CORP COMMON 319960100 235,730 21,308 X
FIRST MIDWEST BANCORP COMMON 320867104 540,934 23,266 X
FIRSTAR CORP NEW WIS COMMON 33763V109 859,223 40,793 X
FLEETBOSTON FINANCIAL COMMON 339030108 213,418 6,277 X
<CAPTION>
(Item 1) (Item 7) (Item 8)
Voting Authority
(Shares)
----------------------------------------------------------------------------------------------------
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR (A) (B) (C)
---------------------- ----- -- ------------------------------------
----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
COMCAST CORP CL A SPL 0 26,930 0
COMPAQ COMPUTER CORP 0 100,146 0
COMPUTER ASSOC INTL I 0 5,615 0
CONCORD EFS INC 0 50,347 0
CONEXANT SYS INC COM 0 50,826 0
CONVERGENT COMM XXX(R 0 10,000 0
CORNING INC 0 3,025 0
COSTCO WHSL CORP (NEW 0 31,156 0
COX COMMUNICATIONS IN 0 12,655 0
CREDIT SUISSE ASSET S 0 75,880 0
DELL COMPUTER CORP CO 0 95,691 0
DISNEY WALT PRODTNS 0 59,316 0
DOCUMENTUM INC COM 0 7,645 0
DU PONT E I DE NEMOUR 0 13,301 0
DUFF & PHELPS UTILITI 0 14,304 0
DUKE PWR CO 0 4,063 0
DYNEGY CLASS A COMMON 0 6,602 0
E M C CORP MASS COM 0 131,233 0
EARTHLINK COM 0 13,665 0
EBAY INC COM 0 3,698 0
ECHOSTAR COMMUN CORP 0 12,435 0
ECOLAB INC 0 6,850 0
EFFICIENT NETWORKS IN 0 10,302 0
EL PASO ENERGY CORP 0 18,120 0
ELAN PLC ADR 0 7,920 0
ELECTRONIC ARTS COM 0 3,250 0
ENGAGE TECHNOLOGIES I 0 28,319 0
ENRON CORP COM 0 52,545 0
EQUITY INCOME FD UNIT 0 32,839 0
ERICSSON L M TEL CO A 0 95,329 0
E-TEK DYNAMICS INC CO 0 24,488 0
EXCEL TECHNOLOGY INC 0 67,715 0
EXCELON CORPORATION 0 45,000 0
EXODUS COMMUNICATIONS 0 26,090 0
EXXON CORPORATION 0 51,128 0
FED HOME LOAN MTG COR 0 9,489 0
FEDERAL NAT MORTGAGE 0 14,434 0
FIREPOND INC 0 10,000 0
FIRST AUSTRALIA PRIME 0 79,989 0
FIRST FED CAP CORP 0 21,308 0
FIRST MIDWEST BANCORP 0 23,266 0
FIRSTAR CORP NEW WIS 0 40,793 0
FLEETBOSTON FINANCIAL 0 6,277 0
<PAGE>
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) (Item 6)
Investment
Discretion
---------------------------------------------------------------------------------------------------------------------------------
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ ----- -----
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
FORD MOTOR COMMON 345370100 3,415,017 79,419 X
FORTIS SEC INC COM COMMON 34955T100 133,884 18,000 X
FOUNDRY NETWORKS INC COMMON 35063R100 330,000 3,000 X
FX ENERGY INC COM COMMON 302695101 255,960 45,000 X
G A P INC COMMON 364760108 241,875 7,740 X
GENENTECH INC COM NEW COMMON 368710406 792,920 4,610 X
GENERAL ELECTRIC COMMON 369604103 7,885,515 148,783 X
GENERAL MOTORS CLASS COMMON 370442832 1,360,213 15,501 X
GENERAL MOTORS INC COMMON 370442105 401,347 6,912 X
GILLETTE CO COMMON 375766102 946,121 27,080 X
GLIMCHER RLTY TR SH B COMMON 379302102 461,797 32,125 X
GLOBAL CROSSING LTD C COMMON G3921A100 3,981,894 151,328 X
GTE CORP COMMON 362320103 1,080,411 17,356 X
GUIDANT CORP COM COMMON 401698105 1,336,698 27,004 X
HALLIBURTON CO COMMON 406216101 580,176 12,295 X
HARLEY DAVIDSON INC C COMMON 412822108 826,402 21,465 X
HEALTHSTH REHABILITAT COMMON 421924101 121,944 16,965 X
HEWLETT PACKARD CO COMMON 428236103 942,057 7,544 X
HIGHWOODS PROPERTIES PREFERR 431284504 190,969 10,185 X
HOME DEPOT INC COMMON 437076102 2,621,336 52,492 X
HONEYWELL INTERNATION COMMON 438516106 666,719 19,791 X
HOUSEHOLD INTL CORP COMMON 441815107 435,913 10,488 X
HRPT PPTYS TR COM SH COMMON 40426W101 114,691 18,725 X
I B M COMMON 459200101 4,021,671 36,706 X
I2 TECHNOLOGIES INC C COMMON 465754109 2,391,236 22,934 X
ICOS CORP COM COMMON 449295104 264,000 6,000 X
IMMUNEX CORP NEW COM COMMON 452528102 2,287,793 46,276 X
INFORMIX CORP COM COMMON 456779107 74,938 10,075 X
INFOSPACE COM INC COM COMMON 45678T102 5,044,049 91,295 X
INKTOMI CORP COM COMMON 457277101 1,203,312 10,176 X
INTEL CORP COMMON 458140100 19,151,775 143,257 X
INTERPUBLIC GROUP COS COMMON 460690100 400,932 9,324 X
INVESCO GLOBAL HLTH S COMMON 46128N109 347,782 19,188 X
ISS GROUP INC OC-COM COMMON 450306105 915,758 9,275 X
JDS UNIPHASE COM COMMON 46612J101 1,899,419 15,845 X
JOHNSON & JOHNSON COMMON 478160104 3,420,555 33,576 X
JUNIPER NETWORKS INC COMMON 48203R104 1,168,871 8,030 X
KANSAS CITY SOUTHERN COMMON 485170104 241,675 2,725 X
KEY ENERGY GROUP INC COMMON 492914106 1,915,953 199,060 X
KEY ENERGY GROUP INC CONVERT 492914AF3 658,615 839,000 X
KIMBERLY CLARK CORP COMMON 494368103 303,463 5,289 X
KINDER MORGAN EGY PTN COMMON 494550106 522,709 13,088 X
KODAK COMMON 277461109 701,386 11,788 X
<CAPTION>
(Item 1) (Item 7) (Item 8)
Voting Authority
(Shares)
----------------------------------------------------------------------------------------------------
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR (A) (B) (C)
---------------------- ----- -- ------------------------------------
----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
FORD MOTOR 0 79,419 0
FORTIS SEC INC COM 0 18,000 0
FOUNDRY NETWORKS INC 0 3,000 0
FX ENERGY INC COM 0 45,000 0
G A P INC 0 7,740 0
GENENTECH INC COM NEW 0 4,610 0
GENERAL ELECTRIC 0 148,783 0
GENERAL MOTORS CLASS 0 15,501 0
GENERAL MOTORS INC 0 6,912 0
GILLETTE CO 0 27,080 0
GLIMCHER RLTY TR SH B 0 32,125 0
GLOBAL CROSSING LTD C 0 151,328 0
GTE CORP 0 17,356 0
GUIDANT CORP COM 0 27,004 0
HALLIBURTON CO 0 12,295 0
HARLEY DAVIDSON INC C 0 21,465 0
HEALTHSTH REHABILITAT 0 16,965 0
HEWLETT PACKARD CO 0 7,544 0
HIGHWOODS PROPERTIES 0 10,185 0
HOME DEPOT INC 0 52,492 0
HONEYWELL INTERNATION 0 19,791 0
HOUSEHOLD INTL CORP 0 10,488 0
HRPT PPTYS TR COM SH 0 18,725 0
I B M 0 36,706 0
I2 TECHNOLOGIES INC C 0 22,934 0
ICOS CORP COM 0 6,000 0
IMMUNEX CORP NEW COM 0 46,276 0
INFORMIX CORP COM 0 10,075 0
INFOSPACE COM INC COM 0 91,295 0
INKTOMI CORP COM 0 10,176 0
INTEL CORP 0 143,257 0
INTERPUBLIC GROUP COS 0 9,324 0
INVESCO GLOBAL HLTH S 0 19,188 0
ISS GROUP INC OC-COM 0 9,275 0
JDS UNIPHASE COM 0 15,845 0
JOHNSON & JOHNSON 0 33,576 0
JUNIPER NETWORKS INC 0 8,030 0
KANSAS CITY SOUTHERN 0 2,725 0
KEY ENERGY GROUP INC 0 199,060 0
KEY ENERGY GROUP INC 0 839,000 0
KIMBERLY CLARK CORP 0 5,289 0
KINDER MORGAN EGY PTN 0 13,088 0
KODAK 0 11,788 0
<PAGE>
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) (Item 6)
Investment
Discretion
---------------------------------------------------------------------------------------------------------------------------------
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ ----- -----
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
KOHLS CORP COM COMMON 500255104 386,037 6,940 X
LATTICE SEMICONDUCTOR COMMON 518415104 413,368 5,980 X
LEVEL 3 COMMUNICATION COMMON 52729N100 1,122,000 12,750 X
LEXMARK INTL GROUP IN COMMON 529771107 617,691 9,185 X
LG & E ENERGY CORP COMMON 501917108 217,859 9,125 X
LILLY ELI & CO COMMON 532457108 1,261,421 12,630 X
LORAL SPACE & COMMNIC COMMON G56462107 88,460 12,750 X
LUCENT TECHNOLOGIES I COMMON 549463107 6,152,665 103,842 X
LYCOS INC COM COMMON 550818108 226,800 4,200 X
MACROMEDIA INC COM COMMON 556100105 1,455,638 15,055 X
MAGNUM PETROLEUM INC COMMON 55972F203 99,375 15,000 X
MANUGISTICS GROUP INC COMMON 565011103 313,225 6,700 X
MARSHALL & ILSLEY COR COMMON 571834100 409,273 9,862 X
MBNA CORP COM COMMON 55262L100 1,516,640 55,913 X
MCDONALDS CORP COMMON 580135101 569,399 17,287 X
MEDIAONE GROUP INC CO COMMON 58440J104 523,473 7,857 X
MEDIMMUNE INC COM COMMON 584699102 1,915,194 25,881 X
MEDTRONIC INC COMMON 585055106 4,381,601 87,961 X
MERCK & CO COMMON 589331107 6,304,858 82,282 X
MERRILL LYNCH INC COMMON 590188108 869,630 7,562 X
MICROMUSE INC COM COMMON 595094103 235,815 1,425 X
MICROSOFT CORP COMMON 594918104 17,520,640 219,008 X
MIDCAP SPDR TR COMMON 595635103 1,080,531 12,175 X
MILLENNIUM PHARMACTCL COMMON 599902103 223,750 2,000 X
MORGAN J.P. & CO INC COMMON 616880100 206,484 1,875 X
MORGAN STANLEY DEAN W COMMON 617446448 487,429 5,855 X
MOTOROLA INC COMMON 620076109 763,340 26,265 X
NASDAQ 100 TR UNIT SE COMMON 631100104 838,692 9,000 X
NATURAL MICROSYSTEMS COMMON 638882100 231,622 2,060 X
NETWORK APPLIANCE INC COMMON 64120L104 1,012,207 12,574 X
NETZERO INC COM COMMON 64122R109 107,851 20,665 X
NEUROBIOLOGICAL TECHN COMMON 64124W106 1,450,950 170,700 X
NEXTEL COMMUNICATIONS COMMON 65332V103 1,771,515 28,952 X
NEXTLINK COMMUNICATIO COMMON 65333H707 761,567 20,074 X
NOKIA CORP ADR OTC COMMON 654902204 5,647,139 113,083 X
NORDSTROM INC COMMON 655664100 205,183 8,505 X
NORTEL NETWORKS CORP COMMON 656568102 2,019,449 29,589 X
NORTHERN STS PWR CO M COMMON 665772109 263,130 13,034 X
NORTHERN TRUST CORP COMMON 665859104 336,961 5,179 X
NOVELL INC COMMON 670006105 148,462 16,050 X
OPPENHEIMER MULTI SEC COMMON 683933105 490,222 60,335 X
ORACLE SYS CORP COM COMMON 68389X105 3,325,196 39,556 X
PARADYNE CORP COM COMMON 69911G107 244,222 7,500 X
<CAPTION>
(Item 1) (Item 7) (Item 8)
Voting Authority
(Shares)
----------------------------------------------------------------------------------------------------
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR (A) (B) (C)
---------------------- ----- -- ------------------------------------
----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
KOHLS CORP COM 0 6,940 0
LATTICE SEMICONDUCTOR 0 5,980 0
LEVEL 3 COMMUNICATION 0 12,750 0
LEXMARK INTL GROUP IN 0 9,185 0
LG & E ENERGY CORP 0 9,125 0
LILLY ELI & CO 0 12,630 0
LORAL SPACE & COMMNIC 0 12,750 0
LUCENT TECHNOLOGIES I 0 103,842 0
LYCOS INC COM 0 4,200 0
MACROMEDIA INC COM 0 15,055 0
MAGNUM PETROLEUM INC 0 15,000 0
MANUGISTICS GROUP INC 0 6,700 0
MARSHALL & ILSLEY COR 0 9,862 0
MBNA CORP COM 0 55,913 0
MCDONALDS CORP 0 17,287 0
MEDIAONE GROUP INC CO 0 7,857 0
MEDIMMUNE INC COM 0 25,881 0
MEDTRONIC INC 0 87,961 0
MERCK & CO 0 82,282 0
MERRILL LYNCH INC 0 7,562 0
MICROMUSE INC COM 0 1,425 0
MICROSOFT CORP 0 219,008 0
MIDCAP SPDR TR 0 12,175 0
MILLENNIUM PHARMACTCL 0 2,000 0
MORGAN J.P. & CO INC 0 1,875 0
MORGAN STANLEY DEAN W 0 5,855 0
MOTOROLA INC 0 26,265 0
NASDAQ 100 TR UNIT SE 0 9,000 0
NATURAL MICROSYSTEMS 0 2,060 0
NETWORK APPLIANCE INC 0 12,574 0
NETZERO INC COM 0 20,665 0
NEUROBIOLOGICAL TECHN 0 170,700 0
NEXTEL COMMUNICATIONS 0 28,952 0
NEXTLINK COMMUNICATIO 0 20,074 0
NOKIA CORP ADR OTC 0 113,083 0
NORDSTROM INC 0 8,505 0
NORTEL NETWORKS CORP 0 29,589 0
NORTHERN STS PWR CO M 0 13,034 0
NORTHERN TRUST CORP 0 5,179 0
NOVELL INC 0 16,050 0
OPPENHEIMER MULTI SEC 0 60,335 0
ORACLE SYS CORP COM 0 39,556 0
PARADYNE CORP COM 0 7,500 0
<PAGE>
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) (Item 6)
Investment
Discretion
---------------------------------------------------------------------------------------------------------------------------------
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ ----- -----
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
PATHOGENESIS CORP COM COMMON 70321E104 214,500 8,250 X
PEPSICO INC COMMON 713448108 1,031,850 23,220 X
PETSMART INC COM COMMON 716768106 44,601 13,215 X
PFIZER INC COMMON 717081103 4,342,560 90,470 X
PG&E CORP COM COMMON 69331C108 235,267 9,554 X
PHARMACIA CORPORATION COMMON 71713U102 716,189 13,856 X
PHILIP MORRIS COS INS COMMON 718154107 921,933 34,707 X
PLEXUS CORP COM COMMON 729132100 2,318,873 20,521 X
PMC-SIERRA INC COMMON 69344F106 1,892,377 10,650 X
PRAXAIR INC COMMON 74005P104 317,287 8,475 X
PROCTER & GAMBLE CO COMMON 742718109 363,595 6,351 X
PUGET SOUND PWR & LT COMMON 745332106 252,218 11,834 X
PURCHASEPRO COM INC C COMMON 746144104 926,682 22,602 X
QUALCOMM INC COM COMMON 747525103 2,809,860 46,831 X
QWEST COMMUNICATIONS COMMON 749121109 4,536,575 91,301 X
RADIOSHACK CORP COMMON 750438103 278,328 5,875 X
REALNETWORKS INC COM COMMON 75605L104 4,135,042 81,780 X
ROYAL DUTCH PETRO-NY COMMON 780257804 256,718 4,170 X
SAFECO CORP COMMON 786429100 1,345,339 67,690 X
SAFEWAY INC COM NEW COMMON 786514208 1,734,030 38,534 X
SBC COMMNS INC COMMON 78387G103 1,173,805 27,140 X
SCHERING PLOUGH CORP COMMON 806605101 299,970 5,940 X
SCHLUMBERGER COMMON 806857108 392,975 5,266 X
SCHWAB CHARLES CORP N COMMON 808513105 1,413,864 42,048 X
SDL INC COM COMMON 784076101 742,915 2,605 X
SEAGATE TECHNOLOGY COMMON 811804103 495,000 9,000 X
SHURGARD STORAGE CTRS COMMON 82567D104 501,705 22,298 X
SIEBEL SYS INC COM COMMON 826170102 401,056 2,452 X
SOCKET COMMUNICATIONS COMMON 833672108 131,250 10,000 X
SOUTHWEST AIRLS CO COMMON 844741108 344,558 18,194 X
SPDR TR UNIT SER 1 COMMON 78462F103 1,237,068 8,515 X
SPRINT CORP COM COMMON 852061100 256,020 5,020 X
SPRINT CORP PCS COM S COMMON 852061506 549,185 9,230 X
STARBUCKS CORP COM COMMON 855244109 4,340,524 113,662 X
SUN MICROSYSTEM INC C COMMON 866810104 5,055,971 55,598 X
SYCAMORE NETWORKS INC COMMON 871206108 1,562,358 14,155 X
TCF FINL CORP COM COMMON 872275102 1,065,564 41,481 X
TELLABS INC COMMON 879664100 889,762 13,001 X
TELOCITY INC COM COMMON 87971D103 77,571 17,000 X
TEMPLETON GLOBAL INCO COMMON 880198106 496,185 80,185 X
TEXACO INC COMMON 881694103 1,621,196 30,445 X
TEXAS INSTRUMENTS INC COMMON 882508104 3,080,313 44,845 X
THE CHASE MANHATTEN C COMMON 16161A108 301,805 6,552 X
<CAPTION>
(Item 1) (Item 7) (Item 8)
Voting Authority
(Shares)
----------------------------------------------------------------------------------------------------
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR (A) (B) (C)
---------------------- ----- -- ------------------------------------
----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
PATHOGENESIS CORP COM 0 8,250 0
PEPSICO INC 0 23,220 0
PETSMART INC COM 0 13,215 0
PFIZER INC 0 90,470 0
PG&E CORP COM 0 9,554 0
PHARMACIA CORPORATION 0 13,856 0
PHILIP MORRIS COS INS 0 34,707 0
PLEXUS CORP COM 0 20,521 0
PMC-SIERRA INC 0 10,650 0
PRAXAIR INC 0 8,475 0
PROCTER & GAMBLE CO 0 6,351 0
PUGET SOUND PWR & LT 0 11,834 0
PURCHASEPRO COM INC C 0 22,602 0
QUALCOMM INC COM 0 46,831 0
QWEST COMMUNICATIONS 0 91,301 0
RADIOSHACK CORP 0 5,875 0
REALNETWORKS INC COM 0 81,780 0
ROYAL DUTCH PETRO-NY 0 4,170 0
SAFECO CORP 0 67,690 0
SAFEWAY INC COM NEW 0 38,534 0
SBC COMMNS INC 0 27,140 0
SCHERING PLOUGH CORP 0 5,940 0
SCHLUMBERGER 0 5,266 0
SCHWAB CHARLES CORP N 0 42,048 0
SDL INC COM 0 2,605 0
SEAGATE TECHNOLOGY 0 9,000 0
SHURGARD STORAGE CTRS 0 22,298 0
SIEBEL SYS INC COM 0 2,452 0
SOCKET COMMUNICATIONS 0 10,000 0
SOUTHWEST AIRLS CO 0 18,194 0
SPDR TR UNIT SER 1 0 8,515 0
SPRINT CORP COM 0 5,020 0
SPRINT CORP PCS COM S 0 9,230 0
STARBUCKS CORP COM 0 113,662 0
SUN MICROSYSTEM INC C 0 55,598 0
SYCAMORE NETWORKS INC 0 14,155 0
TCF FINL CORP COM 0 41,481 0
TELLABS INC 0 13,001 0
TELOCITY INC COM 0 17,000 0
TEMPLETON GLOBAL INCO 0 80,185 0
TEXACO INC 0 30,445 0
TEXAS INSTRUMENTS INC 0 44,845 0
THE CHASE MANHATTEN C 0 6,552 0
<PAGE>
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) (Item 6)
Investment
Discretion
---------------------------------------------------------------------------------------------------------------------------------
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ ----- -----
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
TIME WARNER INC COMMON 887315109 279,300 3,675 X
TMP WORLDWIDE INC COM COMMON 872941109 2,301,416 31,179 X
TYCO INTL LTD NEW COMMON 902124106 1,547,931 32,674 X
U S WEST INC NEW COM COMMON 91273H101 1,130,871 13,188 X
UNIQUE MOBILITY INC C COMMON 909154106 2,383,997 293,415 X
UNITED PARCEL SVC INC COMMON 911312106 212,695 3,605 X
US BANCORP COMMON 902973106 227,631 11,825 X
VERISIGN INC COM COMMON 92343E102 899,091 5,094 X
VERITAS SOFTWARE CO COMMON 923436109 285,252 2,524 X
VETERINARY CNTRS OF A CONVERT 925514AB7 824,010 908,000 X
VIACOM INC COM NON VT COMMON 925524308 3,125,397 45,835 X
VISTEON CORP COM COMMON 92839U107 124,269 10,249 X
VISUAL NETWORKS INC C COMMON 928444108 410,400 14,400 X
VISX INC DEL COM COMMON 92844S105 213,279 7,600 X
VODAFONE GROUP PLC SP COMMON 92857T107 2,293,262 55,342 X
VOICESTREAM WIRELESS COMMON 928615103 1,261,241 10,845 X
WAL MART STORES INC COMMON 931142103 2,536,825 44,023 X
WALGREEN CO COMMON 931422109 989,137 30,730 X
WASHINGTON MUT INC COMMON 939322103 5,198,770 180,044 X
WATERS CORP COM COMMON 941848103 274,589 2,200 X
WEBMETHODS INC COM COMMON 94768C108 640,541 4,075 X
WEBTRENDS CORPORATION COMMON 94844D104 371,792 9,610 X
WELLS FARGO NEW COMMON 949746101 1,862,829 48,073 X
WESTERN WIRELESS CORP COMMON 95988E204 230,262 4,225 X
WESTWOOD ONE INC COMMON 961815107 303,201 8,885 X
WILLIAMS CO COMMON 969457100 488,375 11,715 X
WORLDCOM INC COMMON 98157D106 6,249,918 136,238 X
WYNDHAM INTL INC CL A COMMON 983101106 29,927 11,971 X
XEROX CORP COMMON 984121103 1,456,152 70,176 X
XILINX INC COM COMMON 983919101 501,240 6,071 X
YAHOO INC COM COMMON 984332106 2,163,477 17,465 X
ZEBRA TECHNOLOGIES CO COMMON 989207105 558,211 12,597 X
TOTAL 388,808,138
<CAPTION>
(Item 1) (Item 7) (Item 8)
Voting Authority
(Shares)
----------------------------------------------------------------------------------------------------
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR (A) (B) (C)
---------------------- ----- -- ------------------------------------
----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
TIME WARNER INC 0 3,675 0
TMP WORLDWIDE INC COM 0 31,179 0
TYCO INTL LTD NEW 0 32,674 0
U S WEST INC NEW COM 0 13,188 0
UNIQUE MOBILITY INC C 0 293,415 0
UNITED PARCEL SVC INC 0 3,605 0
US BANCORP 0 11,825 0
VERISIGN INC COM 0 5,094 0
VERITAS SOFTWARE CO 0 2,524 0
VETERINARY CNTRS OF A 0 908,000 0
VIACOM INC COM NON VT 0 45,835 0
VISTEON CORP COM 0 10,249 0
VISUAL NETWORKS INC C 0 14,400 0
VISX INC DEL COM 0 7,600 0
VODAFONE GROUP PLC SP 0 55,342 0
VOICESTREAM WIRELESS 0 10,845 0
WAL MART STORES INC 0 44,023 0
WALGREEN CO 0 30,730 0
WASHINGTON MUT INC 0 180,044 0
WATERS CORP COM 0 2,200 0
WEBMETHODS INC COM 0 4,075 0
WEBTRENDS CORPORATION 0 9,610 0
WELLS FARGO NEW 0 48,073 0
WESTERN WIRELESS CORP 0 4,225 0
WESTWOOD ONE INC 0 8,885 0
WILLIAMS CO 0 11,715 0
WORLDCOM INC 0 136,238 0
WYNDHAM INTL INC CL A 0 11,971 0
XEROX CORP 0 70,176 0
XILINX INC COM 0 6,071 0
YAHOO INC COM 0 17,465 0
ZEBRA TECHNOLOGIES CO 0 12,597 0
TOTAL
</TABLE>
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