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<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/00
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dain Rauscher Incorporated
-------------------------------
Address: 60 South 6th Street
-------------------------------
Minneapolis, MN 55402-4422
-------------------------------
-------------------------------
Form 13F File Number: 28- 04069
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: S/B Renee Polk
-------------------------------
Title: Vice President
-------------------------------
Phone: (612) 371-2390
-------------------------------
Signature, Place, and Date of Signing:
Renee Polk Minneapolis, MN 1/11/00
------------------------------- ----------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
<PAGE>
<PAGE>
PORTVUE-SEC13F.LRP
RUN DATE: 10/20/00 2:23 P.M. DAIN RAUSCHER INCORPORATED
<TABLE>
<CAPTION>
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 9/30/00
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6)
INVESTMENT
DISCRETION
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ -----------------------
<S> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 002824100 1,391,265 29,251 X
ABITIBI-CONSOLIDATED COMMON 003924107 117,937 12,580 X
ACT MFG INC COMMON 000973107 448,375 8,500 X
ACTUANT CORPORATION COMMON 00508X104 47,473 12,055 X
ADC TELECOMMUNICATION COMMON 000886101 784,545 29,175 X
ADOBE SYS INC COM COMMON 00724F101 616,342 3,970 X
ADVANCED DIGITAL INFO COMMON 007525108 542,212 35,700 X
AFLAC INC COM COMMON 001055102 441,971 6,899 X
AGILENT TECHNOLOGIES COMMON 00846U101 769,452 15,723 X
ALBERTSONS INC COMMON 013104104 819,315 39,015 X
ALLIANCE CAPITAL MGMT COMMON 01855A101 256,139 5,110 X
ALTERA CORP COMMON 021441100 393,460 8,240 X
AMAZON COM INC COM COMMON 023135106 359,587 9,355 X
AMDOCS LTD ORD COMMON G02602103 307,758 4,934 X
AMERICA ONLINE INC CO COMMON 02364J104 6,943,909 129,189 X
AMERICAN EXPRESS CO COMMON 025816109 734,954 12,098 X
AMERICAN HOME PRODS C COMMON 026609107 397,355 7,025 X
AMERICAN INTL GROUP I COMMON 026874107 1,304,036 13,628 X
AMGEN INC COMMON 031162100 4,508,864 64,571 X
AMPEX CORP DEL COMMON 032092108 277,973 277,973 X
ANADARKO PETE CORP CO COMMON 032511107 788,614 11,866 X
ANALOG DEVICES INC COMMON 032654105 291,860 3,535 X
APPLIED MATLS INC COMMON 038222105 1,512,778 25,505 X
APPLIED MICRO CIRCUIT COMMON 03822W109 208,512 1,007 X
APW LTD COM COMMON G04397108 587,681 12,055 X
ARIBA INC COM COMMON 04033V104 834,524 5,825 X
AT HOME CORP COM SER COMMON 045919107 258,417 18,295 X
AT&T CORP COMMON 001957109 3,655,425 124,440 X
AT&T CORP LIBERTY MED COMMON 001957208 216,576 12,032 X
ATMEL CORP COMMON 049513104 627,659 41,326 X
AUTODESK INC COMMON 052769106 323,024 12,730 X
AUTOMATIC DATA PROCES COMMON 053015103 898,399 13,434 X
AVOCENT CORP COM COMMON 053893103 378,488 6,866 X
AXA FINANCIAL COMMON 002451102 285,507 5,605 X
BAKER HUGHES INC COM COMMON 057224107 365,124 9,835 X
BANK OF AMERICA CORP COMMON 060505104 559,103 10,675 X
BANK ONE CORP COMMON 06423A103 766,552 19,846 X
BAXTER INTL INC COM COMMON 071813109 430,352 5,392 X
BEA SYS INC COM COMMON 073325102 1,098,349 14,104 X
BELLSOUTH CORP COMMON 079860102 219,926 5,464 X
BILLING INFRMTN CONCP COMMON 090063108 42,400 13,300 X
BJ SERVICES CO. COMMON 055482103 215,466 3,525 X
BJS WHSL CLUB INC COM COMMON 05548J106 299,549 8,778 X
BOEING CO COMMON 097023105 1,444,169 22,923 X
BOSTON SCIENTIFIC COR COMMON 101137107 173,092 10,530 X
BP AMOCO ADS COMMON 055622104 952,039 17,963 X
BRISTOL MYERS SQUIBB COMMON 110122108 1,158,438 20,279 X
BROADBASE SOFTWARE IN COMMON 11130R100 317,374 23,400 X
BROADCOM CORP COM COMMON 111320107 687,375 2,820 X
CACHEFLOW INC COM COMMON 126946102 300,300 2,100 X
CARDINAL HEALTH INC COMMON 14149Y108 1,836,162 20,821 X
CENTENNIAL BANCORP CO COMMON 15133T104 612,495 101,811 X
CHARTER COMMUNICATION COMMON 16117M107 1,327,550 81,615 X
CHECK PT SOFTWARE TEC COMMON M22465104 2,086,875 13,250 X
CHEVRON CORP COMMON 166751107 1,561,759 18,320 X
CIENA CORP COM COMMON 171779101 847,410 6,900 X
CIM HIGH YIELD SECS I COMMON 125527101 277,930 51,708 X
CISCO SYS INC COMMON 17275R102 18,997,823 343,852 X
CITIGROUP INC. COMMON 172967101 5,977,917 110,573 X
CITIZENS BANKING CORP COMMON 174420109 766,498 33,326 X
CLEAR CHANNEL COMMUNI COMMON 184502102 378,041 6,691 X
CMGI INC COM COMMON 125750109 637,238 22,809 X
CNET NETWORKS INC COMMON 12613R104 218,257 8,960 X
COCA COLA CO COMMON 191216100 731,950 13,278 X
COMCAST CORP CL A SPL COMMON 200300200 910,870 22,250 X
COMPAQ COMPUTER CORP COMMON 204493100 2,371,715 85,994 X
CONCORD EFS INC COMMON 206197105 1,775,693 49,997 X
CONEXANT SYS INC COM COMMON 207142100 489,854 11,698 X
</TABLE>
<TABLE>
(ITEM 1) (ITEM 7) (ITEM 8)
VOTING AUTHORITY
(SHARES)
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR MGR (A) (B) (C)
---------------------- ------------------------------------------------ ------
<S> <C> <C> <C> <C> <C>
ABBOTT LABS 0 29,251 0
ABITIBI-CONSOLIDATED 0 12,580 0
ACT MFG INC 0 8,500 0
ACTUANT CORPORATION 0 12,055 0
ADC TELECOMMUNICATION 0 29,175 0
ADOBE SYS INC COM 0 3,970 0
ADVANCED DIGITAL INFO 0 35,700 0
AFLAC INC COM 0 6,899 0
AGILENT TECHNOLOGIES 0 15,723 0
ALBERTSONS INC 0 39,015 0
ALLIANCE CAPITAL MGMT 0 5,110 0
ALTERA CORP 0 8,240 0
AMAZON COM INC COM 0 9,355 0
AMDOCS LTD ORD 0 4,934 0
AMERICA ONLINE INC CO 0 129,189 0
AMERICAN EXPRESS CO 0 12,098 0
AMERICAN HOME PRODS C 0 7,025 0
AMERICAN INTL GROUP I 0 13,628 0
AMGEN INC 0 64,571 0
AMPEX CORP DEL 0 277,973 0
ANADARKO PETE CORP CO 0 11,866 0
ANALOG DEVICES INC 0 3,535 0
APPLIED MATLS INC 0 25,505 0
APPLIED MICRO CIRCUIT 0 1,007 0
APW LTD COM 0 12,055 0
ARIBA INC COM 0 5,825 0
AT HOME CORP COM SER 0 18,295 0
AT&T CORP 0 124,440 0
AT&T CORP LIBERTY MED 0 12,032 0
ATMEL CORP 0 41,326 0
AUTODESK INC 0 12,730 0
AUTOMATIC DATA PROCES 0 13,434 0
AVOCENT CORP COM 0 6,866 0
AXA FINANCIAL 0 5,605 0
BAKER HUGHES INC COM 0 9,835 0
BANK OF AMERICA CORP 0 10,675 0
BANK ONE CORP 0 19,846 0
BAXTER INTL INC COM 0 5,392 0
BEA SYS INC COM 0 14,104 0
BELLSOUTH CORP 0 5,464 0
BILLING INFRMTN CONCP 0 13,300 0
BJ SERVICES CO. 0 3,525 0
BJS WHSL CLUB INC COM 0 8,778 0
BOEING CO 0 22,923 0
BOSTON SCIENTIFIC COR 0 10,530 0
BP AMOCO ADS 0 17,963 0
BRISTOL MYERS SQUIBB 0 20,279 0
BROADBASE SOFTWARE IN 0 23,400 0
BROADCOM CORP COM 0 2,820 0
CACHEFLOW INC COM 0 2,100 0
CARDINAL HEALTH INC 0 20,821 0
CENTENNIAL BANCORP CO 0 101,811 0
CHARTER COMMUNICATION 0 81,615 0
CHECK PT SOFTWARE TEC 0 13,250 0
CHEVRON CORP 0 18,320 0
CIENA CORP COM 0 6,900 0
CIM HIGH YIELD SECS I 0 51,708 0
CISCO SYS INC 0 343,852 0
CITIGROUP INC. 0 110,573 0
CITIZENS BANKING CORP 0 33,326 0
CLEAR CHANNEL COMMUNI 0 6,691 0
CMGI INC COM 0 22,809 0
CNET NETWORKS INC 0 8,960 0
COCA COLA CO 0 13,278 0
COMCAST CORP CL A SPL 0 22,250 0
COMPAQ COMPUTER CORP 0 85,994 0
CONCORD EFS INC 0 49,997 0
CONEXANT SYS INC COM 0 11,698 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 9/30/00
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6)
INVESTMENT
DISCRETION
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ -----------------------
<S> <C> <C> <C> <C> <C> <C>
CONVERGENT COMM XXX(R COMMON 21191440R 31,880 10,000 X
CORNING INC COMMON 219350105 504,306 5,094 X
COSTCO WHSL CORP (NEW COMMON 22160K105 1,524,310 43,629 X
CREDIT SUISSE ASSET S COMMON 224918102 532,862 72,865 X
DELL COMPUTER CORP CO COMMON 247025109 2,766,853 89,795 X
DISNEY WALT PRODTNS COMMON 254687106 2,121,268 55,458 X
DOW CHEMICAL CORP COMMON 260543103 302,872 12,145 X
DU PONT E I DE NEMOUR COMMON 263534109 471,476 11,378 X
DUFF & PHELPS UTILITI COMMON 264324104 139,464 14,304 X
DYNEGY CLASS A COMMON COMMON 26816Q101 752,628 13,204 X
E M C CORP MASS COM COMMON 268648102 11,749,187 118,529 X
EBAY INC COM COMMON 278642103 571,690 8,323 X
ECHOSTAR COMMUN CORP COMMON 278762109 668,448 12,672 X
ECOLAB INC COMMON 278865100 239,819 6,650 X
EL PASO ENERGY CORP COMMON 283905107 1,178,578 19,125 X
ELAN PLC ADR COMMON 284131208 234,877 4,290 X
ELECTRONIC ARTS COM COMMON 285512109 241,937 4,900 X
ENRON CORP COM COMMON 293561106 4,964,482 56,656 X
EQUITY INCOME FD UNIT COMMON 294700604 22,035 32,839 X
ERICSSON L M TEL CO A COMMON 294821400 1,327,600 89,624 X
EXCEL TECHNOLOGY INC COMMON 30067T103 2,391,739 74,595 X
EXCELON CORPORATION COMMON 300691102 594,000 48,000 X
EXODUS COMMUNICATIONS COMMON 302088109 535,719 10,850 X
EXXON CORPORATION COMMON 30231G102 4,691,186 52,636 X
FED HOME LOAN MTG COR COMMON 313400301 487,486 9,017 X
FEDERAL NAT MORTGAGE COMMON 313586109 815,029 11,399 X
FIREPOND INC COMMON 318224102 145,000 10,000 X
FIRST AUSTRALIA PRIME COMMON 318653102 296,041 70,486 X
FIRST DATA CORP COM COMMON 319963104 253,909 6,500 X
FIRST FED CAP CORP COMMON 319960100 262,365 21,308 X
FIRST MIDWEST BANCORP COMMON 320867104 619,457 23,266 X
FIRSTAR CORP NEW WIS COMMON 33763V109 985,373 44,039 X
FIRSTMERIT CORP COM COMMON 337915102 332,624 14,501 X
FLEETBOSTON FINANCIAL COMMON 339030108 285,753 7,327 X
FORD MTR CO DEL COM P COMMON 345370860 3,447,504 136,195 X
FORTIS SEC INC COM COMMON 34955T100 89,213 11,700 X
FPL GROUP INC COM COMMON 302571104 703,525 10,700 X
FX ENERGY INC COM COMMON 302695101 107,617 32,800 X
GATEWAY INC COM COMMON 367626108 364,650 7,800 X
GENENTECH INC COM NEW COMMON 368710406 778,033 4,190 X
GENERAL ELECTRIC COMMON 369604103 9,365,862 162,354 X
GENERAL MAGIC INC COM COMMON 370253106 73,437 12,500 X
GENERAL MOTORS CLASS COMMON 370442832 555,990 14,954 X
GENERAL MOTORS INC COMMON 370442105 493,480 7,592 X
GILLETTE CO COMMON 375766102 820,133 26,563 X
GLIMCHER RLTY TR SH B COMMON 379302102 536,648 35,925 X
GLOBAL CROSSING LTD C COMMON G3921A100 5,613,418 181,078 X
GOLF TR AMER INC COM COMMON 38168B103 250,425 18,550 X
GOODYEAR TIRE & RUBR COMMON 382550101 256,410 14,245 X
GUIDANT CORP COM COMMON 401698105 1,954,523 27,650 X
HALLIBURTON CO COMMON 406216101 601,693 12,295 X
HARLEY DAVIDSON INC C COMMON 412822108 994,124 20,765 X
HCA-THE HEALTHCARE CO COMMON 404119109 211,427 5,695 X
HEALTHSTH REHABILITAT COMMON 421924101 137,841 16,965 X
HEWLETT PACKARD CO COMMON 428236103 759,413 7,829 X
HIGHWOODS PROPERTIES PREFERR 431284504 206,888 10,185 X
HILTON HOTEL CORP COMMON 432848109 228,277 19,742 X
HOME DEPOT INC COMMON 437076102 3,227,388 60,822 X
HONEYWELL INTERNATION COMMON 438516106 1,174,236 32,961 X
HOUSEHOLD INTL CORP COMMON 441815107 696,544 12,301 X
HRPT PPTYS TR COM SH COMMON 40426W101 127,225 18,175 X
I B M COMMON 459200101 3,781,893 33,617 X
I2 TECHNOLOGIES INC C COMMON 465754109 3,585,062 19,165 X
ICOS CORP COM COMMON 449295104 335,575 6,200 X
IDEC PHARMACEUTICALS COMMON 449370105 648,828 3,700 X
IMMUNEX CORP NEW COM COMMON 452528102 1,989,647 45,739 X
INFOSPACE COM INC COM COMMON 45678T102 2,685,141 88,765 X
INKTOMI CORP COM COMMON 457277101 317,490 2,785 X
INTEL CORP COMMON 458140100 12,686,027 305,224 X
INTERPUBLIC GROUP COS COMMON 460690100 317,603 9,324 X
INVESCO GLOBAL HLTH S COMMON 46128N109 385,230 18,907 X
JDS UNIPHASE COM COMMON 46612J101 1,721,238 18,178 X
JOHNSON & JOHNSON COMMON 478160104 3,149,178 33,524 X
JUNIPER NETWORKS INC COMMON 48203R104 683,087 3,120 X
KERR-MCGEE CORP COMMON 492386107 241,481 3,645 X
KEY ENERGY GROUP INC CONVERT 492914AF3 683,060 833,000 X
KEY ENERGY GROUP INC COMMON 492914106 2,398,690 244,440 X
KEYCORP NEW COMMON 493267108 357,825 14,136 X
KIMBERLY CLARK CORP COMMON 494368103 501,241 8,981 X
KINDER MORGAN EGY PTN COMMON 494550106 614,122 12,963 X
KODAK COMMON 277461109 409,036 10,007 X
KOHLS CORP COM COMMON 500255104 400,355 6,940 X
LATTICE SEMICONDUCTOR COMMON 518415104 326,800 12,160 X
</TABLE>
<TABLE>
<CAPTION>
(ITEM 1) (ITEM 7) (ITEM 8)
VOTING AUTHORITY
(SHARES)
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR MGR (A) (B) (C)
---------------------- ------------------------------------------------ ------
<S> <C> <C> <C> <C> <C>
CONVERGENT COMM XXX(R 0 10,000 0
CORNING INC 0 5,094 0
COSTCO WHSL CORP (NEW 0 43,629 0
CREDIT SUISSE ASSET S 0 72,865 0
DELL COMPUTER CORP CO 0 89,795 0
DISNEY WALT PRODTNS 0 55,458 0
DOW CHEMICAL CORP 0 12,145 0
DU PONT E I DE NEMOUR 0 11,378 0
DUFF & PHELPS UTILITI 0 14,304 0
DYNEGY CLASS A COMMON 0 13,204 0
E M C CORP MASS COM 0 118,529 0
EBAY INC COM 0 8,323 0
ECHOSTAR COMMUN CORP 0 12,672 0
ECOLAB INC 0 6,650 0
EL PASO ENERGY CORP 0 19,125 0
ELAN PLC ADR 0 4,290 0
ELECTRONIC ARTS COM 0 4,900 0
ENRON CORP COM 0 56,656 0
EQUITY INCOME FD UNIT 0 32,839 0
ERICSSON L M TEL CO A 0 89,624 0
EXCEL TECHNOLOGY INC 0 74,595 0
EXCELON CORPORATION 0 48,000 0
EXODUS COMMUNICATIONS 0 10,850 0
EXXON CORPORATION 0 52,636 0
FED HOME LOAN MTG COR 0 9,017 0
FEDERAL NAT MORTGAGE 0 11,399 0
FIREPOND INC 0 10,000 0
FIRST AUSTRALIA PRIME 0 70,486 0
FIRST DATA CORP COM 0 6,500 0
FIRST FED CAP CORP 0 21,308 0
FIRST MIDWEST BANCORP 0 23,266 0
FIRSTAR CORP NEW WIS 0 44,039 0
FIRSTMERIT CORP COM 0 14,501 0
FLEETBOSTON FINANCIAL 0 7,327 0
FORD MTR CO DEL COM P 0 136,195 0
FORTIS SEC INC COM 0 11,700 0
FPL GROUP INC COM 0 10,700 0
FX ENERGY INC COM 0 32,800 0
GATEWAY INC COM 0 7,800 0
GENENTECH INC COM NEW 0 4,190 0
GENERAL ELECTRIC 0 162,354 0
GENERAL MAGIC INC COM 0 12,500 0
GENERAL MOTORS CLASS 0 14,954 0
GENERAL MOTORS INC 0 7,592 0
GILLETTE CO 0 26,563 0
GLIMCHER RLTY TR SH B 0 35,925 0
GLOBAL CROSSING LTD C 0 181,078 0
GOLF TR AMER INC COM 0 18,550 0
GOODYEAR TIRE & RUBR 0 14,245 0
GUIDANT CORP COM 0 27,650 0
HALLIBURTON CO 0 12,295 0
HARLEY DAVIDSON INC C 0 20,765 0
HCA-THE HEALTHCARE CO 0 5,695 0
HEALTHSTH REHABILITAT 0 16,965 0
HEWLETT PACKARD CO 0 7,829 0
HIGHWOODS PROPERTIES 0 10,185 0
HILTON HOTEL CORP 0 19,742 0
HOME DEPOT INC 0 60,822 0
HONEYWELL INTERNATION 0 32,961 0
HOUSEHOLD INTL CORP 0 12,301 0
HRPT PPTYS TR COM SH 0 18,175 0
I B M 0 33,617 0
I2 TECHNOLOGIES INC C 0 19,165 0
ICOS CORP COM 0 6,200 0
IDEC PHARMACEUTICALS 0 3,700 0
IMMUNEX CORP NEW COM 0 45,739 0
INFOSPACE COM INC COM 0 88,765 0
INKTOMI CORP COM 0 2,785 0
INTEL CORP 0 305,224 0
INTERPUBLIC GROUP COS 0 9,324 0
INVESCO GLOBAL HLTH S 0 18,907 0
JDS UNIPHASE COM 0 18,178 0
JOHNSON & JOHNSON 0 33,524 0
JUNIPER NETWORKS INC 0 3,120 0
KERR-MCGEE CORP 0 3,645 0
KEY ENERGY GROUP INC 0 833,000 0
KEY ENERGY GROUP INC 0 244,440 0
KEYCORP NEW 0 14,136 0
KIMBERLY CLARK CORP 0 8,981 0
KINDER MORGAN EGY PTN 0 12,963 0
KODAK 0 10,007 0
KOHLS CORP COM 0 6,940 0
LATTICE SEMICONDUCTOR 0 12,160 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 9/30/00
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6)
INVESTMENT
DISCRETION
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ -----------------------
<S> <C> <C> <C> <C> <C> <C>
LEVEL 3 COMMUNICATION COMMON 52729N100 475,090 6,160 X
LEXMARK INTL GROUP IN COMMON 529771107 293,625 7,830 X
LILLY ELI & CO COMMON 532457108 1,046,918 12,905 X
LORAL SPACE & COMMNIC COMMON G56462107 84,525 13,800 X
LUCENT TECHNOLOGIES I COMMON 549463107 2,631,093 86,088 X
LYCOS INC COM COMMON 550818108 254,434 3,700 X
MAGNUM PETROLEUM INC COMMON 55972F203 136,875 15,000 X
MARSHALL & ILSLEY COR COMMON 571834100 494,333 9,862 X
MAXIM INTEGRATED PROD COMMON 57772K101 260,056 3,233 X
MBNA CORP COM COMMON 55262L100 2,143,218 55,668 X
MCDONALDS CORP COMMON 580135101 489,710 16,222 X
MCKESSON HBOC INC COM COMMON 58155Q103 256,729 8,400 X
MEDIMMUNE INC COM COMMON 584699102 1,862,189 24,106 X
MEDTRONIC INC COMMON 585055106 4,545,036 87,720 X
MERCK & CO COMMON 589331107 6,554,843 88,058 X
MERRILL LYNCH INC COMMON 590188108 946,374 14,339 X
MICROSOFT CORP COMMON 594918104 13,186,774 218,639 X
MIDCAP SPDR TR COMMON 595635103 1,186,369 12,075 X
MINNESOTA MINING & MA COMMON 604059105 210,590 2,311 X
MORGAN J.P. & CO INC COMMON 616880100 588,804 3,604 X
MORGAN STANLEY DEAN W COMMON 617446448 440,274 4,815 X
MOTOROLA INC COMMON 620076109 923,973 32,707 X
NABORS INDS INC COM COMMON 629568106 213,006 4,065 X
NASDAQ 100 TR UNIT SE COMMON 631100104 1,175,116 13,250 X
NETWORK APPLIANCE INC COMMON 64120L104 748,201 5,874 X
NEUROBIOLOGICAL TECHN COMMON 64124W106 1,696,612 205,650 X
NEXTEL COMMUNICATIONS COMMON 65332V103 1,429,849 30,585 X
NEXTLINK COMMUNICATIO COMMON 65333H707 1,029,143 29,247 X
NOKIA CORP ADR OTC COMMON 654902204 5,112,228 128,406 X
NORTEL NETWORKS CORP COMMON 656568102 1,408,546 23,648 X
NORTHERN TRUST CORP COMMON 665859104 483,124 5,436 X
NOVELL INC COMMON 670006105 195,779 19,700 X
OPPENHEIMER MULTI SEC COMMON 683933105 479,285 58,535 X
ORACLE SYS CORP COM COMMON 68389X105 3,036,600 77,120 X
PALM INC COM COMMON 696642107 748,120 14,132 X
PARAMETRIC TECHNOLOGY COMMON 699173100 217,721 19,905 X
PE CORP COM CLRA GENO COMMON 69332S201 260,220 2,612 X
PEPSICO INC COMMON 713448108 964,620 20,970 X
PETSMART INC COM COMMON 716768106 61,952 13,215 X
PFIZER INC COMMON 717081103 4,079,067 90,771 X
PHARMACIA CORPORATION COMMON 71713U102 801,584 13,318 X
PHILIP MORRIS COS INS COMMON 718154107 1,132,050 38,455 X
PLEXUS CORP COM COMMON 729132100 879,840 12,480 X
PMC-SIERRA INC COMMON 69344F106 1,263,733 5,871 X
PRAXAIR INC COMMON 74005P104 316,753 8,475 X
PROCTER & GAMBLE CO COMMON 742718109 302,438 4,514 X
PUGET SOUND PWR & LT COMMON 745332106 363,725 14,334 X
QUALCOMM INC COM COMMON 747525103 3,412,376 47,893 X
QWEST COMMUNICATIONS COMMON 749121109 3,766,890 78,374 X
RADIOSHACK CORP COMMON 750438103 379,672 5,875 X
RATIONALE SOFTWARE COMMON 75409P202 207,570 2,992 X
REALNETWORKS INC COM COMMON 75605L104 1,333,414 33,545 X
RELIANT ENERGY INC COMMON 75952J108 209,250 4,500 X
ROYAL DUTCH PETRO-NY COMMON 780257804 306,583 5,115 X
SAFECO CORP COMMON 786429100 485,731 17,825 X
SAFEWAY INC COM NEW COMMON 786514208 1,705,980 36,540 X
SBC COMMNS INC COMMON 78387G103 1,370,000 27,400 X
SCHLUMBERGER COMMON 806857108 392,962 4,774 X
SCHWAB CHARLES CORP N COMMON 808513105 1,791,579 50,467 X
SDL INC COM COMMON 784076101 402,107 1,300 X
SEAGATE TECHNOLOGY COMMON 811804103 269,100 3,900 X
SHURGARD STORAGE CTRS COMMON 82567D104 823,504 36,498 X
SIEBEL SYS INC COM COMMON 826170102 985,565 8,854 X
SILICON IMAGE INC COM COMMON 82705T102 270,462 10,900 X
SOCKET COMMUNICATIONS COMMON 833672108 224,750 14,500 X
SONUS NETWORKS INC CO COMMON 835916107 276,256 6,558 X
SOUTHWEST AIRLS CO COMMON 844741108 436,912 18,017 X
SPDR TR UNIT SER 1 COMMON 78462F103 1,309,142 9,115 X
STARBUCKS CORP COM COMMON 855244109 3,866,600 96,513 X
SUN MICROSYSTEM INC C COMMON 866810104 5,366,764 45,968 X
SYCAMORE NETWORKS INC COMMON 871206108 239,220 2,215 X
TCF FINL CORP COM COMMON 872275102 1,109,035 29,476 X
TELLABS INC COMMON 879664100 429,845 9,002 X
TELOCITY INC COM COMMON 87971D103 62,339 19,000 X
TEMPLETON GLOBAL INCO COMMON 880198106 465,990 77,665 X
TEXACO INC COMMON 881694103 1,597,103 30,421 X
TEXAS INSTRUMENTS INC COMMON 882508104 4,225,119 89,538 X
THE CHASE MANHATTEN C COMMON 16161A108 312,323 6,762 X
TIME WARNER INC COMMON 887315109 293,046 3,745 X
TRIM-A-LAWN CORP COM COMMON 896206307 500 20,000 X
TYCO INTL LTD NEW COMMON 902124106 2,726,446 52,558 X
UNIQUE MOBILITY INC C COMMON 909154106 2,560,440 320,055 X
UNITED STATES CELLULA COMMON 911684108 241,500 3,450 X
</TABLE>
<TABLE>
<CAPTION>
(ITEM 1) (ITEM 7) (ITEM 8)
VOTING AUTHORITY
(SHARES)
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR MGR (A) (B) (C)
---------------------- ------------------------------------------------ ------
<S> <C> <C> <C> <C> <C>
LEVEL 3 COMMUNICATION 0 6,160 0
LEXMARK INTL GROUP IN 0 7,830 0
LILLY ELI & CO 0 12,905 0
LORAL SPACE & COMMNIC 0 13,800 0
LUCENT TECHNOLOGIES I 0 86,088 0
LYCOS INC COM 0 3,700 0
MAGNUM PETROLEUM INC 0 15,000 0
MARSHALL & ILSLEY COR 0 9,862 0
MAXIM INTEGRATED PROD 0 3,233 0
MBNA CORP COM 0 55,668 0
MCDONALDS CORP 0 16,222 0
MCKESSON HBOC INC COM 0 8,400 0
MEDIMMUNE INC COM 0 24,106 0
MEDTRONIC INC 0 87,720 0
MERCK & CO 0 88,058 0
MERRILL LYNCH INC 0 14,339 0
MICROSOFT CORP 0 218,639 0
MIDCAP SPDR TR 0 12,075 0
MINNESOTA MINING & MA 0 2,311 0
MORGAN J.P. & CO INC 0 3,604 0
MORGAN STANLEY DEAN W 0 4,815 0
MOTOROLA INC 0 32,707 0
NABORS INDS INC COM 0 4,065 0
NASDAQ 100 TR UNIT SE 0 13,250 0
NETWORK APPLIANCE INC 0 5,874 0
NEUROBIOLOGICAL TECHN 0 205,650 0
NEXTEL COMMUNICATIONS 0 30,585 0
NEXTLINK COMMUNICATIO 0 29,247 0
NOKIA CORP ADR OTC 0 128,406 0
NORTEL NETWORKS CORP 0 23,648 0
NORTHERN TRUST CORP 0 5,436 0
NOVELL INC 0 19,700 0
OPPENHEIMER MULTI SEC 0 58,535 0
ORACLE SYS CORP COM 0 77,120 0
PALM INC COM 0 14,132 0
PARAMETRIC TECHNOLOGY 0 19,905 0
PE CORP COM CLRA GENO 0 2,612 0
PEPSICO INC 0 20,970 0
PETSMART INC COM 0 13,215 0
PFIZER INC 0 90,771 0
PHARMACIA CORPORATION 0 13,318 0
PHILIP MORRIS COS INS 0 38,455 0
PLEXUS CORP COM 0 12,480 0
PMC-SIERRA INC 0 5,871 0
PRAXAIR INC 0 8,475 0
PROCTER & GAMBLE CO 0 4,514 0
PUGET SOUND PWR & LT 0 14,334 0
QUALCOMM INC COM 0 47,893 0
QWEST COMMUNICATIONS 0 78,374 0
RADIOSHACK CORP 0 5,875 0
RATIONALE SOFTWARE 0 2,992 0
REALNETWORKS INC COM 0 33,545 0
RELIANT ENERGY INC 0 4,500 0
ROYAL DUTCH PETRO-NY 0 5,115 0
SAFECO CORP 0 17,825 0
SAFEWAY INC COM NEW 0 36,540 0
SBC COMMNS INC 0 27,400 0
SCHLUMBERGER 0 4,774 0
SCHWAB CHARLES CORP N 0 50,467 0
SDL INC COM 0 1,300 0
SEAGATE TECHNOLOGY 0 3,900 0
SHURGARD STORAGE CTRS 0 36,498 0
SIEBEL SYS INC COM 0 8,854 0
SILICON IMAGE INC COM 0 10,900 0
SOCKET COMMUNICATIONS 0 14,500 0
SONUS NETWORKS INC CO 0 6,558 0
SOUTHWEST AIRLS CO 0 18,017 0
SPDR TR UNIT SER 1 0 9,115 0
STARBUCKS CORP COM 0 96,513 0
SUN MICROSYSTEM INC C 0 45,968 0
SYCAMORE NETWORKS INC 0 2,215 0
TCF FINL CORP COM 0 29,476 0
TELLABS INC 0 9,002 0
TELOCITY INC COM 0 19,000 0
TEMPLETON GLOBAL INCO 0 77,665 0
TEXACO INC 0 30,421 0
TEXAS INSTRUMENTS INC 0 89,538 0
THE CHASE MANHATTEN C 0 6,762 0
TIME WARNER INC 0 3,745 0
TRIM-A-LAWN CORP COM 0 20,000 0
TYCO INTL LTD NEW 0 52,558 0
UNIQUE MOBILITY INC C 0 320,055 0
UNITED STATES CELLULA 0 3,450 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 9/30/00
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6)
INVESTMENT
DISCRETION
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE SHARED
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B)
---------------------- ------ ---------- -------------- ------------ -----------------------
<S> <C> <C> <C> <C> <C> <C>
US BANCORP COMMON 902973106 1,226,566 53,915 X
USA EDUCATION INC COMMON 90390U102 224,701 4,663 X
VERISIGN INC COM COMMON 92343E110 1,002,282 4,948 X
VERITAS SOFTWARE CO COMMON 923436109 394,050 2,775 X
VERIZON COMMUNICATION COMMON 92343V104 2,344,980 48,412 X
VETERINARY CNTRS OF A CONVERT 925514AB7 890,460 873,000 X
VIACOM INC COM NON VT COMMON 925524308 2,742,070 46,873 X
VISX INC DEL COM COMMON 92844S105 252,544 9,375 X
VITESSE SEMICONDUCTOR COMMON 928497106 282,823 3,180 X
VODAFONE GROUP PLC SP COMMON 92857W100 2,152,734 58,182 X
VOICESTREAM WIRELESS COMMON 928615103 312,790 2,695 X
WAL MART STORES INC COMMON 931142103 2,227,562 46,287 X
WALGREEN CO COMMON 931422109 1,026,678 27,062 X
WASHINGTON MUT INC COMMON 939322103 6,734,648 169,157 X
WASTE MANAGEMENT INC COMMON 94106L109 183,448 10,520 X
WEBMETHODS INC COM COMMON 94768C108 1,111,532 9,655 X
WEBTRENDS CORPORATION COMMON 94844D104 355,436 9,510 X
WELLPOINT HLTH NETWOR COMMON 94973H108 1,881,600 19,600 X
WELLS FARGO NEW COMMON 949746101 2,275,309 49,530 X
WILLIAMS CO COMMON 969457100 553,052 13,090 X
WORLDCOM INC COMMON 98157D106 3,759,088 123,756 X
WYNDHAM INTL INC CL A COMMON 983101106 21,703 11,971 X
XCEL ENERGY INC COMMON 98389B100 431,035 15,674 X
XEROX CORP COMMON 984121103 187,534 12,450 X
XILINX INC COM COMMON 983919101 361,594 4,223 X
XPEDIAN INC COM COMMON 983973108 4,080 16,000 X
YAHOO INC COM COMMON 984332106 815,360 8,960 X
ZEBRA TECHNOLOGIES CO COMMON 989207105 612,851 12,751 X
TOTAL 343,838,546
</TABLE>
<TABLE>
<CAPTION>
(ITEM 1) (ITEM 7) (ITEM 8)
VOTING AUTHORITY
(SHARES)
NAME SHARED
OF OTHER SOLE SHARED NONE
ISSUER (C) MGR MGR (A) (B) (C)
---------------------- ------------------------------------------------ ------
<S> <C> <C> <C> <C> <C>
US BANCORP 0 53,915 0
USA EDUCATION INC 0 4,663 0
VERISIGN INC COM 0 4,948 0
VERITAS SOFTWARE CO 0 2,775 0
VERIZON COMMUNICATION 0 48,412 0
VETERINARY CNTRS OF A 0 873,000 0
VIACOM INC COM NON VT 0 46,873 0
VISX INC DEL COM 0 9,375 0
VITESSE SEMICONDUCTOR 0 3,180 0
VODAFONE GROUP PLC SP 0 58,182 0
VOICESTREAM WIRELESS 0 2,695 0
WAL MART STORES INC 0 46,287 0
WALGREEN CO 0 27,062 0
WASHINGTON MUT INC 0 169,157 0
WASTE MANAGEMENT INC 0 10,520 0
WEBMETHODS INC COM 0 9,655 0
WEBTRENDS CORPORATION 0 9,510 0
WELLPOINT HLTH NETWOR 0 19,600 0
WELLS FARGO NEW 0 49,530 0
WILLIAMS CO 0 13,090 0
WORLDCOM INC 0 123,756 0
WYNDHAM INTL INC CL A 0 11,971 0
XCEL ENERGY INC 0 15,674 0
XEROX CORP 0 12,450 0
XILINX INC COM 0 4,223 0
XPEDIAN INC COM 0 16,000 0
YAHOO INC COM 0 8,960 0
ZEBRA TECHNOLOGIES CO 0 12,751 0
</TABLE>
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