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Previous: GREIF BROTHERS CORP, 11-K, 2000-04-18 |
Next: INTERNATIONAL FLAVORS & FRAGRANCES INC, 424B3, 2000-04-18 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/00
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dain Rauscher Incorporated
-------------------------------
Address: 60 South 6th Street
-------------------------------
Minneapolis, MN 55402-4422
-------------------------------
-------------------------------
Form 13F File Number: 28- 04069
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cynthia H. Cheney
-------------------------------
Title: Vice President
-------------------------------
Phone: (612) 371-2390
-------------------------------
Signature, Place, and Date of Signing:
Cynthia H. Cheney Minneapolis, MN 1/11/00
- ------------------------------- ----------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
<PAGE>
DAIN RAUSCHER INCORPORATED
DISCRETIONARY OWNERSHP FOR 13F
AS OF DATE 3/31/00
<TABLE>
<S><C>
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5)
NAME TITLE FAIR SHARES OR
OF OF CUSIP MARKET PRINCIPAL SOLE
ISSUER CLASS NUMBER VALUE AMOUNT (A)
- ---------------------- ------ ---------- -------------- ------------ -----
3 COM CORP COMMON 885535104 641,912 11,540 X
ABBOTT LABS COMMON 002824100 873,507 24,824 X
ADC TELECOMMUNICATION COMMON 000886101 684,859 12,712 X
ADOBE SYS INC COM COMMON 00724F101 252,681 2,270 X
AFLAC INC COM COMMON 001055102 343,955 7,549 X
ALTERA CORP COMMON 021441100 323,085 3,620 X
AMAZON COM INC COM COMMON 023135106 2,924,885 43,655 X
AMERICA ONLINE INC CO COMMON 02364J104 14,468,283 214,542 X
AMERICAN EXPRESS CO COMMON 025816109 555,539 3,730 X
AMERICAN HOME PRODS C COMMON 026609107 287,132 5,342 X
AMERICAN INTL GROUP I COMMON 026874107 618,128 5,645 X
AMERICAN PWR CONVERSI COMMON 029066107 261,537 6,100 X
AMGEN INC COMMON 031162100 3,423,804 55,785 X
AMPEX CORP DEL COMMON 032092108 882,041 282,253 X
ANADARKO PETE CORP CO COMMON 032511107 269,849 6,975 X
ANALOG DEVICES INC COMMON 032654105 231,357 2,874 X
APPLE COMPUTER INC COMMON 037833100 230,203 1,695 X
APPLIED MATLS INC COMMON 038222105 1,355,692 14,384 X
APPLIED PWR INC CL A COMMON 038225108 369,645 12,970 X
ARCADIA FINL LTD COMMON 039101100 126,500 25,300 X
ARIBA INC COM COMMON 04033V104 330,788 3,156 X
ASIA PACIFIC FD COM COMMON 044901106 195,452 18,725 X
AT HOME CORP COM SER COMMON 045919107 349,637 10,615 X
AT&T CORP COMMON 001957109 6,232,723 110,680 X
ATMEL CORP COMMON 049513104 1,027,079 19,895 X
AUTODESK INC COMMON 052769106 679,315 14,930 X
AUTOMATIC DATA PROCES COMMON 053015103 475,021 9,845 X
AXA FINANCIAL COMMON 002451102 235,232 6,557 X
BANK OF AMERICA CORP COMMON 060505104 2,318,599 44,216 X
BANK ONE CORP COMMON 06423A103 533,025 15,450 X
BAUSCH & LOMB INC COMMON 071707103 484,044 9,275 X
BAXTER INTL INC COM COMMON 071813109 310,682 4,956 X
BEA SYS INC COM COMMON 073325102 381,403 5,198 X
BELLSOUTH CORP COMMON 079860102 229,406 4,894 X
(ITEM 1) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
NAME SHARED
OF SHARED OTHER SOLE SHARED NONE
ISSUER (B) (C) MGR (A) (B) (C)
- ---------------------- ----- ----- -- -------------- ------------ ------------
3 COM CORP 0 11,540
ABBOTT LABS 0 24,824
ADC TELECOMMUNICATION 0 12,712
ADOBE SYS INC COM 0 2,270
AFLAC INC COM 0 7,549
ALTERA CORP 0 3,620
AMAZON COM INC COM 0 43,655
AMERICA ONLINE INC CO 0 214,542
AMERICAN EXPRESS CO 0 3,730
AMERICAN HOME PRODS C 0 5,342
AMERICAN INTL GROUP I 0 5,645
AMERICAN PWR CONVERSI 0 6,100
AMGEN INC 0 55,785
AMPEX CORP DEL 0 282,253
ANADARKO PETE CORP CO 0 6,975
ANALOG DEVICES INC 0 2,874
APPLE COMPUTER INC 0 1,695
APPLIED MATLS INC 0 14,384
APPLIED PWR INC CL A 0 12,970
ARCADIA FINL LTD 0 25,300
ARIBA INC COM 0 3,156
ASIA PACIFIC FD COM 0 18,725
AT HOME CORP COM SER 0 10,615
AT&T CORP 0 110,680
ATMEL CORP 0 19,895
AUTODESK INC 0 14,930
AUTOMATIC DATA PROCES 0 9,845
AXA FINANCIAL 0 6,557
BANK OF AMERICA CORP 0 44,216
BANK ONE CORP 0 15,450
BAUSCH & LOMB INC 0 9,275
BAXTER INTL INC COM 0 4,956
BEA SYS INC COM 0 5,198
BELLSOUTH CORP 0 4,894
<PAGE>
BERKSHIRE HATHAWAY IN COMMON 084670207 309,400 170 X
BILLING INFRMTN CONCP COMMON 090063108 82,966 11,800 X
BIOGEN N V COMMON 090597105 398,287 5,700 X
BJS WHSL CLUB INC COM COMMON 05548J106 370,549 9,656 X
BOEING CO COMMON 097023105 803,557 21,251 X
BOSTON SCIENTIFIC COR COMMON 101137107 327,496 15,366 X
BOTTOMLINE TECHNOLOLG COMMON 101388106 280,573 7,700 X
BP AMOCO ADS COMMON 055622104 648,798 12,184 X
BRISTOL MYERS SQUIBB COMMON 110122108 1,120,386 19,317 X
BROADCOM CORP COM COMMON 111320107 1,017,403 4,189 X
BROADVISION INC COM COMMON 111412102 407,285 9,076 X
BSQUARE CORP COM COMMON 11776U102 355,106 16,050 X
CABLEVISION SYS CORP COMMON 12686C109 663,086 10,915 X
CARDINAL HEALTH INC COMMON 14149Y108 767,397 16,728 X
CATERPILLAR TRACTOR COMMON 149123101 300,892 7,629 X
CBS CORPORATION COMMON 12490K107 1,776,836 31,379 X
CENTENNIAL BANCORP CO COMMON 15133T104 677,494 70,389 X
CHARTER COMMUNICATION COMMON 16117M107 1,597,787 111,515 X
CHECK PT SOFTWARE TEC COMMON M22465104 1,931,301 11,290 X
CHEVRON CORP COMMON 166751107 1,823,409 19,726 X
CIENA CORP COM COMMON 171779101 839,362 6,655 X
CIM HIGH YIELD SECS I COMMON 125527101 273,021 52,004 X
CISCO SYS INC COMMON 17275R102 26,223,951 339,192 X
CITIGROUP INC. COMMON 172967101 4,235,138 70,733 X
CITIZENS BANKING CORP COMMON 174420109 649,857 33,326 X
CLEAR CHANNEL COMMUNI COMMON 184502102 258,986 3,750 X
CLEARNET COMMUNICATIO COMMON 184902104 819,641 19,900 X
CMGI INC COM COMMON 125750109 2,056,404 18,148 X
CNET NETWORKS INC COMMON 12613R104 1,266,440 24,985 X
COCA COLA CO COMMON 191216100 361,000 7,691 X
COMCAST CORP CL A SPL COMMON 200300200 1,155,510 26,640 X
COMPAQ COMPUTER CORP COMMON 204493100 3,121,499 115,611 X
COMPUTER ASSOC INTL I COMMON 204912109 205,678 3,475 X
CONCORD EFS INC COMMON 206197105 1,179,357 51,415 X
CONEXANT SYS INC COM COMMON 207142100 2,982,710 42,010 X
CONSECO INC COM COMMON 208464107 125,555 10,977 X
CONVERGENT COMM XXX(R COMMON 21191440R 195,750 18,000 X
CORNING INC COMMON 219350105 587,820 3,030 X
COSTCO WHSL CORP (NEW COMMON 22160K105 1,298,727 24,708 X
COX COMMUNICATIONS IN COMMON 224044107 577,393 11,905 X
CREDIT SUISSE ASSET S COMMON 224918102 537,490 72,880 X
CROSSROADS SYS INC CO COMMON 22765D100 206,500 2,000 X
DELL COMPUTER CORP CO COMMON 247025109 5,444,556 100,941 X
DISNEY WALT PRODTNS COMMON 254687106 1,381,463 33,490 X
DOCUMENTUM INC COM COMMON 256159104 567,840 7,280 X
DOUBLECLICK INC COM COMMON 258609304 409,797 4,377 X
DOW CHEMICAL CORP COMMON 260543103 201,210 1,765 X
DU PONT E I DE NEMOUR COMMON 263534109 629,799 11,897 X
BERKSHIRE HATHAWAY IN 0 170
BILLING INFRMTN CONCP 0 11,800
BIOGEN N V 0 5,700
BJS WHSL CLUB INC COM 0 9,656
BOEING CO 0 21,251
BOSTON SCIENTIFIC COR 0 15,366
BOTTOMLINE TECHNOLOLG 0 7,700
BP AMOCO ADS 0 12,184
BRISTOL MYERS SQUIBB 0 19,317
BROADCOM CORP COM 0 4,189
BROADVISION INC COM 0 9,076
BSQUARE CORP COM 0 16,050
CABLEVISION SYS CORP 0 10,915
CARDINAL HEALTH INC 0 16,728
CATERPILLAR TRACTOR 0 7,629
CBS CORPORATION 0 31,379
CENTENNIAL BANCORP CO 0 70,389
CHARTER COMMUNICATION 0 111,515
CHECK PT SOFTWARE TEC 0 11,290
CHEVRON CORP 0 19,726
CIENA CORP COM 0 6,655
CIM HIGH YIELD SECS I 0 52,004
CISCO SYS INC 0 339,192
CITIGROUP INC. 0 70,733
CITIZENS BANKING CORP 0 33,326
CLEAR CHANNEL COMMUNI 0 3,750
CLEARNET COMMUNICATIO 0 19,900
CMGI INC COM 0 18,148
CNET NETWORKS INC 0 24,985
COCA COLA CO 0 7,691
COMCAST CORP CL A SPL 0 26,640
COMPAQ COMPUTER CORP 0 115,611
COMPUTER ASSOC INTL I 0 3,475
CONCORD EFS INC 0 51,415
CONEXANT SYS INC COM 0 42,010
CONSECO INC COM 0 10,977
CONVERGENT COMM XXX(R 0 18,000
CORNING INC 0 3,030
COSTCO WHSL CORP (NEW 0 24,708
COX COMMUNICATIONS IN 0 11,905
CREDIT SUISSE ASSET S 0 72,880
CROSSROADS SYS INC CO 0 2,000
DELL COMPUTER CORP CO 0 100,941
DISNEY WALT PRODTNS 0 33,490
DOCUMENTUM INC COM 0 7,280
DOUBLECLICK INC COM 0 4,377
DOW CHEMICAL CORP 0 1,765
DU PONT E I DE NEMOUR 0 11,897
<PAGE>
DUFF & PHELPS UTILITI COMMON 264324104 141,043 16,004 X
DUKE PWR CO COMMON 264399106 233,888 4,455 X
DYNEGY CLASS A COMMON COMMON 26816Q101 430,383 6,860 X
E M C CORP MASS COM COMMON 268648102 7,169,022 56,897 X
EARTHLINK COM COMMON 270321102 270,869 13,935 X
EBAY INC COM COMMON 278642103 306,944 1,744 X
ECHOSTAR COMMUN CORP COMMON 278762109 751,369 9,511 X
ECOLAB INC COMMON 278865100 284,332 7,750 X
EFFICIENT NETWORKS IN COMMON 282056100 1,448,164 9,298 X
ELAN PLC ADR COMMON 284131208 420,850 8,860 X
ELECTRONIC ARTS COM COMMON 285512109 231,361 3,250 X
ELECTRONIC DATA SYS C COMMON 285661104 296,869 4,625 X
ENGAGE TECHNOLOGIES I COMMON 292827102 735,047 19,264 X
ENRON CORP COM COMMON 293561106 3,936,179 52,570 X
EQUITY INCOME FD UNIT COMMON 294700604 22,922 32,839 X
ERICSSON L M TEL CO A COMMON 294821400 2,100,004 22,385 X
E-TEK DYNAMICS INC CO COMMON 269240107 6,735,208 28,630 X
EXCEL TECHNOLOGY INC COMMON 30067T103 3,212,227 90,805 X
EXCELON CORPORATION COMMON 300691102 508,500 45,200 X
EXODUS COMMUNICATIONS COMMON 302088109 1,336,155 9,510 X
EXXON CORPORATION COMMON 30231G102 3,468,137 44,499 X
FED HOME LOAN MTG COR COMMON 313400301 392,743 8,888 X
FEDERAL NAT MORTGAGE COMMON 313586109 820,616 14,508 X
FEDEX CORP COMMON 31428X106 893,863 23,030 X
FIRST AUSTRALIA PRIME COMMON 318653102 340,303 75,623 X
FIRST FED CAP CORP COMMON 319960100 249,048 21,308 X
FIRST MIDWEST BANCORP COMMON 320867104 570,481 23,525 X
FIRSTAR CORP NEW WIS COMMON 33763V109 853,936 37,228 X
FLEETBOSTON FINANCIAL COMMON 339030108 232,760 6,377 X
FORD MOTOR COMMON 345370100 3,412,872 74,293 X
FORTIS SEC INC COM COMMON 34955T100 141,260 20,000 X
FOUNDRY NETWORKS INC COMMON 35063R100 244,375 1,700 X
FX ENERGY INC COM COMMON 302695101 159,000 26,500 X
G A P INC COMMON 364760108 426,648 8,565 X
GENENTECH INC COM NEW COMMON 368710406 454,480 2,990 X
GENERAL ELECTRIC COMMON 369604103 7,304,930 46,939 X
GENERAL MOTORS CLASS COMMON 370442832 538,587 4,326 X
GENERAL MOTORS INC COMMON 370442105 605,653 7,314 X
GILLETTE CO COMMON 375766102 748,597 19,863 X
GLIMCHER RLTY TR SH B COMMON 379302102 425,722 31,535 X
GLOBAL CROSSING LTD C COMMON G3921A100 4,353,347 106,340 X
GTE CORP COMMON 362320103 1,208,846 17,026 X
GUIDANT CORP COM COMMON 401698105 1,364,664 23,179 X
HAIN FOOD GROUP INC C COMMON 405219106 237,829 8,400 X
HALLIBURTON CO COMMON 406216101 652,818 15,874 X
HARBINGER CORP COM COMMON 41145C103 763,075 26,200 X
HARLEY DAVIDSON INC C COMMON 412822108 867,172 21,850 X
HARMONIC LIGHTWAVES I COMMON 413160102 233,100 2,800 X
DUFF & PHELPS UTILITI 0 16,004
DUKE PWR CO 0 4,455
DYNEGY CLASS A COMMON 0 6,860
E M C CORP MASS COM 0 56,897
EARTHLINK COM 0 13,935
EBAY INC COM 0 1,744
ECHOSTAR COMMUN CORP 0 9,511
ECOLAB INC 0 7,750
EFFICIENT NETWORKS IN 0 9,298
ELAN PLC ADR 0 8,860
ELECTRONIC ARTS COM 0 3,250
ELECTRONIC DATA SYS C 0 4,625
ENGAGE TECHNOLOGIES I 0 19,264
ENRON CORP COM 0 52,570
EQUITY INCOME FD UNIT 0 32,839
ERICSSON L M TEL CO A 0 22,385
E-TEK DYNAMICS INC CO 0 28,630
EXCEL TECHNOLOGY INC 0 90,805
EXCELON CORPORATION 0 45,200
EXODUS COMMUNICATIONS 0 9,510
EXXON CORPORATION 0 44,499
FED HOME LOAN MTG COR 0 8,888
FEDERAL NAT MORTGAGE 0 14,508
FEDEX CORP 0 23,030
FIRST AUSTRALIA PRIME 0 75,623
FIRST FED CAP CORP 0 21,308
FIRST MIDWEST BANCORP 0 23,525
FIRSTAR CORP NEW WIS 0 37,228
FLEETBOSTON FINANCIAL 0 6,377
FORD MOTOR 0 74,293
FORTIS SEC INC COM 0 20,000
FOUNDRY NETWORKS INC 0 1,700
FX ENERGY INC COM 0 26,500
G A P INC 0 8,565
GENENTECH INC COM NEW 0 2,990
GENERAL ELECTRIC 0 46,939
GENERAL MOTORS CLASS 0 4,326
GENERAL MOTORS INC 0 7,314
GILLETTE CO 0 19,863
GLIMCHER RLTY TR SH B 0 31,535
GLOBAL CROSSING LTD C 0 106,340
GTE CORP 0 17,026
GUIDANT CORP COM 0 23,179
HAIN FOOD GROUP INC C 0 8,400
HALLIBURTON CO 0 15,874
HARBINGER CORP COM 0 26,200
HARLEY DAVIDSON INC C 0 21,850
HARMONIC LIGHTWAVES I 0 2,800
<PAGE>
HEALTH MGMT ASSOC INC COMMON 421933102 145,706 10,225 X
HEALTHSTH REHABILITAT COMMON 421924101 96,497 16,965 X
HEWLETT PACKARD CO COMMON 428236103 853,855 6,426 X
HOME DEPOT INC COMMON 437076102 3,105,469 48,147 X
HONEYWELL INTERNATION COMMON 438516106 670,560 12,727 X
HOUSEHOLD INTL CORP COMMON 441815107 232,833 6,240 X
HRPT PPTYS TR COM SH COMMON 40426W101 152,909 17,600 X
I B M COMMON 459200101 3,983,202 33,756 X
I2 TECHNOLOGIES INC C COMMON 465754109 2,520,904 20,642 X
ICOS CORP COM COMMON 449295104 216,750 6,000 X
IMMUNEX CORP NEW COM COMMON 452528102 2,959,954 46,659 X
INFINITY BROADCASTING COMMON 45662S102 17,962,945 554,840 X
INFINITY BROADCASTING COMMON 45662S10R 11,331,250 350,000 X
INFORMIX CORP COM COMMON 456779107 170,650 10,075 X
INFOSPACE COM INC COM COMMON 45678T102 5,998,154 82,484 X
INKTOMI CORP COM COMMON 457277101 1,791,075 9,185 X
INTEL CORP COMMON 458140100 17,837,902 135,199 X
INTUIT INC COM COMMON 461202103 250,125 4,600 X
INVESCO GLOBAL HLTH S COMMON 46128N109 335,595 19,668 X
ISS GROUP INC OC-COM COMMON 450306105 1,044,423 8,965 X
JDS UNIPHASE COM COMMON 46612J101 1,402,389 11,632 X
JOHNSON & JOHNSON COMMON 478160104 1,575,075 22,421 X
JUNIPER NETWORKS INC COMMON 48203R104 673,140 2,554 X
KEY ENERGY GROUP INC COMMON 492914106 2,204,081 190,615 X
KEY ENERGY GROUP INC CONVERT 492914AF3 638,465 857,000 X
KIMBERLY CLARK CORP COMMON 494368103 234,823 4,189 X
KINDER MORGAN EGY PTN COMMON 494550106 645,128 16,255 X
KODAK COMMON 277461109 707,698 13,030 X
KOHLS CORP COM COMMON 500255104 404,567 3,947 X
KROGER CO COMMON 501044101 218,765 12,456 X
LATTICE SEMICONDUCTOR COMMON 518415104 404,774 5,980 X
LEGATO SYS INC COM COMMON 524651106 289,348 6,484 X
LEVEL 3 COMMUNICATION COMMON 52729N100 851,287 8,050 X
LEXMARK INTL GROUP IN COMMON 529771107 848,432 8,023 X
LG & E ENERGY CORP COMMON 501917108 218,571 9,555 X
LILLY ELI & CO COMMON 532457108 723,945 11,560 X
LORAL SPACE & COMMNIC COMMON G56462107 111,375 11,000 X
LOWES CO COMMON 548661107 229,297 3,928 X
LUCENT TECHNOLOGIES I COMMON 549463107 6,555,184 107,023 X
LYCOS INC COM COMMON 550818108 343,874 4,895 X
MACROMEDIA INC COM COMMON 556100105 1,316,312 14,575 X
MAGNUM PETROLEUM INC COMMON 55972F203 58,125 15,000 X
MANUGISTICS GROUP INC COMMON 565011103 494,700 9,700 X
MARSHALL & ILSLEY COR COMMON 571834100 564,333 9,772 X
MBNA CORP COM COMMON 55262L100 1,480,785 58,070 X
MCDONALDS CORP COMMON 580135101 511,514 13,686 X
MCI WORLDCOM COMMON 55268B106 5,882,081 129,810 X
MCN CORP COMMON 55267J100 221,575 8,863 X
HEALTH MGMT ASSOC INC 0 10,225
HEALTHSTH REHABILITAT 0 16,965
HEWLETT PACKARD CO 0 6,426
HOME DEPOT INC 0 48,147
HONEYWELL INTERNATION 0 12,727
HOUSEHOLD INTL CORP 0 6,240
HRPT PPTYS TR COM SH 0 17,600
I B M 0 33,756
I2 TECHNOLOGIES INC C 0 20,642
ICOS CORP COM 0 6,000
IMMUNEX CORP NEW COM 0 46,659
INFINITY BROADCASTING 0 554,840
INFINITY BROADCASTING 0 350,000
INFORMIX CORP COM 0 10,075
INFOSPACE COM INC COM 0 82,484
INKTOMI CORP COM 0 9,185
INTEL CORP 0 135,199
INTUIT INC COM 0 4,600
INVESCO GLOBAL HLTH S 0 19,668
ISS GROUP INC OC-COM 0 8,965
JDS UNIPHASE COM 0 11,632
JOHNSON & JOHNSON 0 22,421
JUNIPER NETWORKS INC 0 2,554
KEY ENERGY GROUP INC 0 190,615
KEY ENERGY GROUP INC 0 857,000
KIMBERLY CLARK CORP 0 4,189
KINDER MORGAN EGY PTN 0 16,255
KODAK 0 13,030
KOHLS CORP COM 0 3,947
KROGER CO 0 12,456
LATTICE SEMICONDUCTOR 0 5,980
LEGATO SYS INC COM 0 6,484
LEVEL 3 COMMUNICATION 0 8,050
LEXMARK INTL GROUP IN 0 8,023
LG & E ENERGY CORP 0 9,555
LILLY ELI & CO 0 11,560
LORAL SPACE & COMMNIC 0 11,000
LOWES CO 0 3,928
LUCENT TECHNOLOGIES I 0 107,023
LYCOS INC COM 0 4,895
MACROMEDIA INC COM 0 14,575
MAGNUM PETROLEUM INC 0 15,000
MANUGISTICS GROUP INC 0 9,700
MARSHALL & ILSLEY COR 0 9,772
MBNA CORP COM 0 58,070
MCDONALDS CORP 0 13,686
MCI WORLDCOM 0 129,810
MCN CORP 0 8,863
<PAGE>
MEDIAONE GROUP INC CO COMMON 58440J104 826,605 10,205 X
MEDIMMUNE INC COM COMMON 584699102 1,087,759 6,247 X
MEDTRONIC INC COMMON 585055106 4,280,465 83,216 X
MERCK & CO COMMON 589331107 4,587,558 73,844 X
MERRILL LYNCH INC COMMON 590188108 511,350 4,870 X
MFS CHARTER INCOME TR COMMON 552727109 91,575 11,100 X
MICROSOFT CORP COMMON 594918104 22,686,181 213,517 X
MIDCAP SPDR TR COMMON 595635103 1,122,375 12,300 X
MONSANTO CO COMMON 611662107 265,225 5,150 X
MORGAN J.P. & CO INC COMMON 616880100 209,351 1,589 X
MORGAN STANLEY DEAN W COMMON 617446448 383,711 4,630 X
MOTOROLA INC COMMON 620076109 1,376,342 9,427 X
NETWORK APPLIANCE INC COMMON 64120L104 713,470 8,622 X
NEUROBIOLOGICAL TECHN COMMON 64124W106 936,600 156,100 X
NEXTEL COMMUNICATIONS COMMON 65332V103 2,090,325 14,100 X
NEXTEL PARTNERS INC C COMMON 65333F107 220,400 7,600 X
NEXTLINK COMMUNICATIO COMMON 65333H707 635,262 5,136 X
NFO WORLDWIDE INC COM COMMON 62910N108 404,832 17,374 X
NOKIA CORP ADR OTC COMMON 654902204 4,983,900 89,800 X
NORTEL NETWORKS CORP COMMON 656569100 1,330,871 10,552 X
NORTHERN STS PWR CO M COMMON 665772109 261,237 13,144 X
OPPENHEIMER MULTI SEC COMMON 683933105 446,442 58,070 X
ORACLE SYS CORP COM COMMON 68389X105 2,427,915 31,102 X
OSTEX INTL INC COMMON 68859Q101 87,500 25,000 X
PACCAR INC COMMON 693718108 252,500 5,050 X
PATHOGENESIS CORP COM COMMON 269,587 11,850 X
PEPSICO INC COMMON 713448108 714,484 20,487 X
PETSMART INC COM COMMON 716768106 66,645 22,215 X
PFIZER INC COMMON 717081103 2,299,264 62,885 X
PHARMACIA & UPJOHN, I COMMON 716941109 570,605 9,590 X
PHILIP MORRIS COS INS COMMON 718154107 699,275 33,102 X
PLEXUS CORP COM COMMON 729132100 1,367,878 20,531 X
PRAXAIR INC COMMON 74005P104 339,452 8,155 X
PROCTER & GAMBLE CO COMMON 742718109 313,518 5,549 X
PUGET SOUND PWR & LT COMMON 745332106 233,640 10,530 X
PURCHASEPRO COM INC C COMMON 746144104 1,313,990 18,124 X
QUALCOMM INC COM COMMON 747525103 3,642,341 24,394 X
QWEST COMMUNICATIONS COMMON 749121109 4,463,232 92,984 X
RATIONALE SOFTWARE COMMON 75409P202 239,980 3,137 X
REALNETWORKS INC COM COMMON 75605L104 4,306,506 75,635 X
ROYAL DUTCH PETRO-NY COMMON 780257804 336,414 5,819 X
SAFECO CORP COMMON 786429100 1,828,464 68,835 X
SAFEWAY INC COM NEW COMMON 786514208 3,652,580 80,720 X
SBC COMMNS INC COMMON 78387G103 1,002,322 23,794 X
SCHERING PLOUGH CORP COMMON 806605101 207,157 5,580 X
SCHLUMBERGER COMMON 806857108 422,356 5,521 X
SCHWAB CHARLES CORP N COMMON 808513105 1,426,858 25,115 X
SDL INC COM COMMON 784076101 454,488 2,135 X
MEDIAONE GROUP INC CO 0 10,205
MEDIMMUNE INC COM 0 6,247
MEDTRONIC INC 0 83,216
MERCK & CO 0 73,844
MERRILL LYNCH INC 0 4,870
MFS CHARTER INCOME TR 0 11,100
MICROSOFT CORP 0 213,517
MIDCAP SPDR TR 0 12,300
MONSANTO CO 0 5,150
MORGAN J.P. & CO INC 0 1,589
MORGAN STANLEY DEAN W 0 4,630
MOTOROLA INC 0 9,427
NETWORK APPLIANCE INC 0 8,622
NEUROBIOLOGICAL TECHN 0 156,100
NEXTEL COMMUNICATIONS 0 14,100
NEXTEL PARTNERS INC C 0 7,600
NEXTLINK COMMUNICATIO 0 5,136
NFO WORLDWIDE INC COM 0 17,374
NOKIA CORP ADR OTC 0 89,800
NORTEL NETWORKS CORP 0 10,552
NORTHERN STS PWR CO M 0 13,144
OPPENHEIMER MULTI SEC 0 58,070
ORACLE SYS CORP COM 0 31,102
OSTEX INTL INC 0 25,000
PACCAR INC 0 5,050
PATHOGENESIS CORP COM 0 11,850
PEPSICO INC 0 20,487
PETSMART INC COM 0 22,215
PFIZER INC 0 62,885
PHARMACIA & UPJOHN, I 0 9,590
PHILIP MORRIS COS INS 0 33,102
PLEXUS CORP COM 0 20,531
PRAXAIR INC 0 8,155
PROCTER & GAMBLE CO 0 5,549
PUGET SOUND PWR & LT 0 10,530
PURCHASEPRO COM INC C 0 18,124
QUALCOMM INC COM 0 24,394
QWEST COMMUNICATIONS 0 92,984
RATIONALE SOFTWARE 0 3,137
REALNETWORKS INC COM 0 75,635
ROYAL DUTCH PETRO-NY 0 5,819
SAFECO CORP 0 68,835
SAFEWAY INC COM NEW 0 80,720
SBC COMMNS INC 0 23,794
SCHERING PLOUGH CORP 0 5,580
SCHLUMBERGER 0 5,521
SCHWAB CHARLES CORP N 0 25,115
SDL INC COM 0 2,135
<PAGE>
SEAGATE TECHNOLOGY COMMON 811804103 697,775 11,300 X
SEAL HLDGS CORP CL A COMMON 812070100 40,835 16,334 X
SHURGARD STORAGE CTRS COMMON 82567D104 556,410 21,298 X
SIEBEL SYS INC COM COMMON 826170102 206,867 1,732 X
SOCKET COMMUNICATIONS COMMON 833672108 243,425 10,700 X
SOUTHWEST AIRLS CO COMMON 844741108 402,607 19,344 X
SPDR TR UNIT SER 1 COMMON 78462F103 1,767,658 11,755 X
SPRINT CORP COM COMMON 852061100 287,787 4,550 X
SPRINT CORP PCS COM S COMMON 852061506 538,410 8,220 X
STAPLES INC COMMON 855030102 204,240 10,212 X
STARBUCKS CORP COM COMMON 855244109 4,884,303 108,993 X
STRYKER CORP COMMON 863667101 216,225 3,100 X
SUN MICROSYSTEM INC C COMMON 866810104 5,326,641 56,846 X
SYCAMORE NETWORKS INC COMMON 871206108 733,365 5,685 X
TCF FINL CORP COM COMMON 872275102 945,995 39,726 X
TECO ENERGY INC COMMON 872375100 200,600 10,320 X
TELLABS INC COMMON 879664100 971,528 15,425 X
TEMPLETON GLOBAL INCO COMMON 880198106 496,806 82,801 X
TERAYON COMMUNICATION COMMON 880775101 295,200 1,440 X
TEXACO INC COMMON 881694103 1,506,666 28,031 X
TEXAS INSTRUMENTS INC COMMON 882508104 3,307,520 20,672 X
THE CHASE MANHATTEN C COMMON 16161A108 244,126 2,800 X
TIME WARNER INC COMMON 887315109 297,500 2,975 X
TMP WORLDWIDE INC COM COMMON 872941109 2,452,157 31,539 X
TYCO INTL LTD NEW COMMON 902124106 1,575,028 31,422 X
UAL CORP COM PAR $0.0 COMMON 902549500 202,675 3,350 X
UNIQUE MOBILITY INC C COMMON 909154106 1,171,812 120,955 X
UNITED STATES CELLULA COMMON 911684108 340,800 4,800 X
US BANCORP COMMON 902973106 234,609 10,725 X
VERISIGN INC COM COMMON 649,279 4,343 X
VERITAS SOFTWARE CO COMMON 923436109 269,336 2,056 X
VETERINARY CNTRS OF A CONVERT 925514AB7 608,360 908,000 X
VITESSE SEMICONDUCTOR COMMON 928497106 200,681 2,085 X
VIXEL CORP DEL COM COMMON 928552108 393,450 24,400 X
VODAFONE GROUP PLC SP COMMON 92857T107 2,789,818 50,210 X
VOICESTREAM WIRELESS COMMON 928615103 1,241,113 9,635 X
WAL MART STORES INC COMMON 931142103 1,871,789 33,129 X
WALGREEN CO COMMON 931422109 759,625 29,500 X
WARNER LAMBERT CO COMMON 934488107 476,717 4,880 X
WASHINGTON MUT INC COMMON 939322103 4,337,228 163,669 X
WEBTRENDS CORPORATION COMMON 94844D104 648,000 9,000 X
WELLS FARGO NEW COMMON 949746101 1,786,643 43,844 X
WESTWOOD ONE INC COMMON 961815107 270,787 7,470 X
WILLIAMS CO COMMON 969457100 404,669 9,210 X
WIT CAP GROUP INC COM COMMON 97737K309 196,938 11,500 X
WYNDHAM INTL INC CL A COMMON 983101106 22,446 11,971 X
XEROX CORP COMMON 984121103 1,762,696 67,796 X
XILINX INC COM COMMON 983919101 371,251 4,483 X
SEAGATE TECHNOLOGY 0 11,300
SEAL HLDGS CORP CL A 0 16,334
SHURGARD STORAGE CTRS 0 21,298
SIEBEL SYS INC COM 0 1,732
SOCKET COMMUNICATIONS 0 10,700
SOUTHWEST AIRLS CO 0 19,344
SPDR TR UNIT SER 1 0 11,755
SPRINT CORP COM 0 4,550
SPRINT CORP PCS COM S 0 8,220
STAPLES INC 0 10,212
STARBUCKS CORP COM 0 108,993
STRYKER CORP 0 3,100
SUN MICROSYSTEM INC C 0 56,846
SYCAMORE NETWORKS INC 0 5,685
TCF FINL CORP COM 0 39,726
TECO ENERGY INC 0 10,320
TELLABS INC 0 15,425
TEMPLETON GLOBAL INCO 0 82,801
TERAYON COMMUNICATION 0 1,440
TEXACO INC 0 28,031
TEXAS INSTRUMENTS INC 0 20,672
THE CHASE MANHATTEN C 0 2,800
TIME WARNER INC 0 2,975
TMP WORLDWIDE INC COM 0 31,539
TYCO INTL LTD NEW 0 31,422
UAL CORP COM PAR $0.0 0 3,350
UNIQUE MOBILITY INC C 0 120,955
UNITED STATES CELLULA 0 4,800
US BANCORP 0 10,725
VERISIGN INC COM 0 4,343
VERITAS SOFTWARE CO 0 2,056
VETERINARY CNTRS OF A 0 908,000
VITESSE SEMICONDUCTOR 0 2,085
VIXEL CORP DEL COM 0 24,400
VODAFONE GROUP PLC SP 0 50,210
VOICESTREAM WIRELESS 0 9,635
WAL MART STORES INC 0 33,129
WALGREEN CO 0 29,500
WARNER LAMBERT CO 0 4,880
WASHINGTON MUT INC 0 163,669
WEBTRENDS CORPORATION 0 9,000
WELLS FARGO NEW 0 43,844
WESTWOOD ONE INC 0 7,470
WILLIAMS CO 0 9,210
WIT CAP GROUP INC COM 0 11,500
WYNDHAM INTL INC CL A 0 11,971
XEROX CORP 0 67,796
XILINX INC COM 0 4,483
<PAGE>
YAHOO INC COM COMMON 984332106 2,994,435 17,473 X
ZEBRA TECHNOLOGIES CO COMMON 989207105 617,100 12,342 X
TOTAL 415,778,779
YAHOO INC COM 0 17,473
ZEBRA TECHNOLOGIES CO 0 12,342
TOTAL
</TABLE>
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 276
--------------------
Form 13F Information Table Value Total: $ 415,778
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28- 04069 Dain Rauscher Incorporated
------ ----------------- ---------------------------------
[Repeat as necessary.]
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