UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RNC Capital Management LLC
Address: 11601 Wilshire Blvd., 25th Floor
Los Angeles, CA 90025
Form 13F File Number: 28-970
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form. Person
Signing this Report on Behalf of Reporting Manager:
Name: Manuel A. Gutierrez
-----------------------------------------
Title: SVP, Chief Financial Officer
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Phone: (310) 477-6543
----------------------------------------
Signature, Place, and Date of Signing:
/s/ Manuel A. Gutierrez Los Angeles, CA October 8, 1999
- -------------------------- --------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this
report and a portion are reported by other
reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 92
Form 13F Information Table Value Total: $877,356
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "NONE" and omit the column headings and list entries.]
NONE
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<S> <C>
VOTING AUTHORITY
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
AFLAC INC COM 1055102 1,205 28,780 SH SOLE 28,780
AMFM INC COM 1693100 1,836 30,230 SH SOLE 30,230
AT&T CORP COM 1957109 20,519 471,706 SH SOLE 466,406 5,300
ABERCROMBIE & FITCH CO CL A 2896207 983 28,870 SH SOLE 28,870
ALZA CORPORATION CLASS A 22615108 778 18,170 SH SOLE 18,170
ALZA CORP. CVT 5.000% 022615AD0 1,088 900,000 PRN SOLE 900,000
05-01-2006
AMERICAN GENERAL CORP COM 26351106 841 13,290 SH SOLE 13,290
AMERICAN INTL GROUP INC COM 26874107 948 10,900 SH SOLE 10,900
APPLIED MATERIALS INC COM 38222105 1,006 12,950 SH SOLE 12,950
AVON PRODS INC COM 54303102 13,170 530,782 SH SOLE 524,532 6,250
BMC SOFTWARE INC COM 55921100 589 8,230 SH SOLE 8,230
BANK NEW YORK COMPANY COM 64057102 27,751 829,936 SH SOLE 822,436 7,500
BELL ATLANTIC COM 77853109 922 13,702 SH SOLE 13,702
BELLSOUTH CORP COM 79860102 26,802 595,607 SH SOLE 589,557 6,050
CARLISLE COMPANIES INC COM 142339100 448 11,340 SH SOLE 11,340
CARNIVAL CRUISE LINES CL A 143658102 26,762 615,215 SH SOLE 608,515 6,700
CHASE MANHATTAN CORP COM 16161A108 28,546 378,726 SH SOLE 374,626 4,100
CHEVRON CORP COM 166751107 26,271 296,006 SH SOLE 292,931 3,075
CHIQUITA BRANDS CVT PFD 170032403 490 20,350 PRN SOLE 20,350
SERIES A $2.875
CISCO SYSTEMS INC. COM 17275R102 1,664 24,270 SH SOLE 24,270
CITIGROUP INC COM 172967101 28,771 653,891 SH SOLE 646,966 6,925
CLEAR CHANNEL COMM. CVT 2.625% 184502AB8 619 450,000 PRN SOLE 450,000
04-01-2003
CONOCO INC CL A 208251306 740 26,670 SH SOLE 26,670
CONSECO FIN TRST $3.50 CVT 208464602 288 10,400 PRN SOLE 10,400
PFD SER F
COSTCO WHSL CORP (NEW) COM 22160K105 996 13,830 SH SOLE 13,830
CROWN CORK & SEAL $2.250 CVT PFD 228255303 241 10,800 PRN SOLE 10,800
DEVON ENERGY CORP NEW 4.900% 25179MAA1 573 576,910 PRN SOLE 576,910
08-15-2008
DIAL CORP COM 25247D101 890 34,900 SH SOLE 34,900
DIAMOND OFFSHORE CVT 3.750% 25271CAA0 250 235,000 PRN SOLE 235,000
02-15-2007
DISNEY WALT CO COM 254687106 17,226 662,538 SH SOLE 654,638 7,900
DOW CHEMICAL CO COM 260543103 23,067 203,010 SH SOLE 200,760 2,250
EQUIFAX INC COM 294429105 460 16,350 SH SOLE 16,350
EQUITY RESIDENTIAL $1.813 CVT 29476L859 757 36,500 PRN SOLE 36,500
PFD SER G
EXXON CORPORATION COM 302290101 848 11,154 SH SOLE 11,154
FINOVA FINANCE $2.75 Cvt 3.18E+211 652 12,950 PRN SOLE 12,950
Pfd Ser A
FIRST DATA CORP COM 319963104 24,690 562,739 SH SOLE 556,439 6,300
FORD MOTOR COMPANY COM 345370100 19,718 392,405 SH SOLE 387,555 4,850
FOX ENTERTAINMENT GRP INC A 35138T107 689 32,700 SH SOLE 32,700
GTE CORP COM 362320103 30,066 391,097 SH SOLE 387,047 4,050
GENERAL ELECTRIC COMPANY COM 369604103 42,019 354,405 SH SOLE 350,430 3,975
GENERAL MOTORS CLASS H 370442832 974 17,010 SH SOLE 17,010
GEORGIA PACIFIC $3.75 Cvt 373298801 1,075 24,300 PRN SOLE 24,300
Pfd Ser W
GILLETTE COMPANY COM 375766102 313 9,230 SH SOLE 9,230
GUIDANT CORP COM 401698105 854 15,930 SH SOLE 15,930
HARTFORD FINL SERVICES GRP INC COM 416515104 17,374 425,040 SH SOLE 419,990 5,050
HEWLETT-PACKARD COMPANY COM 428236103 35,746 393,899 SH SOLE 389,924 3,975
HILTON HOTEL CORP. Cvt. 5.000% 432848AL3 476 588,000 PRN SOLE 588,000
05-15-2006
ITT INDUSTRIES INC COM 450911102 13,989 439,739 SH SOLE 434,389 5,350
INTEL CORPORATION COM 458140100 523 7,034 SH SOLE 7,034
INTERNATIONAL BUSINESS MACHINE COM 459200101 55,459 458,341 SH SOLE 453,716 4,625
JOHNSON & JOHNSON COM 478160104 25,367 276,107 SH SOLE 273,332 2,775
KAUFMAN & BROAD HOME COM 486168107 593 28,750 SH SOLE 28,750
K - MART $3.875 CVT 498778208 1,426 29,950 PRN SOLE 29,950
PFD SER T
LILLY ELI & COMPANY COM 532457108 1,262 19,657 SH SOLE 18,982 675
LIVENT INC COM 537902108 10,000 SH SOLE 10,000
LOEWS CORP. CV 3.125% 540424AL2 652 762,000 PRN SOLE 762,000
09-15-2007
LOWES CO INC COM 548661107 12,541 257,260 SH SOLE 254,810 2,450
LUCENT TECHNOLOGIES INC. COM 549463107 1,516 23,365 SH SOLE 23,365
MBNA CORPORATION COM 55262L100 816 35,782 SH SOLE 35,782
MCI WORLDCOM INC COM 55268B106 13,763 191,492 SH SOLE 188,817 2,675
MAGNA INT'L INC. CVT. 5.000% 559222AE4 263 255,000 PRN SOLE 255,000
10-15-2002
MARSH & MCLENNAN COS INC COM 571748102 25,390 370,663 SH SOLE 366,813 3,850
MAY DEPT STORES CO COM 577778103 16,217 445,075 SH SOLE 439,975 5,100
MERCK & COMPANY INCORPORATED COM 589331107 261 4,025 SH SOLE 4,025
MICROSOFT CORP COM 594918104 41,149 454,370 SH SOLE 449,520 4,850
MONSANTO COMPANY COM 611662107 879 24,620 SH SOLE 24,620
MONSANTO CO $2.60 CVT PFD 611662305 1,271 35,300 PRN SOLE 35,300
NTL INCORPORATED COM 629407107 221 2,300 SH SOLE 2,300
NAT'L DATA CORP. CVT 5.000% 635621AA3 1,453 1,498,000 PRN SOLE 1,498,000
11-01-2003
NUEVO ENERGY $2.875 CVT 670511203 493 17,000 PRN SOLE 17,000
PFD SER A
ORACLE CORP COM 68389X105 21,044 462,500 SH SOLE 457,300 5,200
PPG INDUSTRIES COM 693506107 18,084 301,405 SH SOLE 298,205 3,200
PEPSICO INCORPORATED COM 713448108 15,333 502,719 SH SOLE 497,119 5,600
PFIZER INC COM 717081103 23,679 660,045 SH SOLE 652,045 8,000
PHYCOR INC. CVT 4.500% 71940FAB6 220 390,000 PRN SOLE 390,000
02-15-2003
PROCTER AND GAMBLE COMPANY COM 742718109 23,672 252,496 SH SOLE 249,846 2,650
QWEST COMMUNICATIONS INTL COM 749121109 461 15,600 SH SOLE 15,600
RELIANT ENERGY INC COM 75952J108 254 9,400 SH SOLE 9,400
RITE AID CORP CVT 5.250% 767754AL8 1,182 1,368,000 PRN SOLE 1,368,000
09-15-2002
SCHERING PLOUGH CORP COM 806605101 18,917 433,623 SH SOLE 429,623 4,000
SEALED AIR CORP $2.000 CVT 81211K209 540 10,650 PRN SOLE 10,650
PFD Ser A
TXI CAPITAL TRUST 1 $2.75 CVT PFD 873119200 332 8,900 PRN SOLE 8,900
TENET HEALTHCARE THC6 CV 6.000% 88033GAD2 221 283,000 PRN SOLE 283,000
12-01-2005
TEXACO INC COM 881694103 27,292 432,353 SH SOLE 427,803 4,550
THERMO INSTRUMENT CVT 4.000% 883559AE6 413 512,000 PRN SOLE 512,000
01-15-2005
TYCO INTL LTD COM 902124106 46,339 448,803 SH SOLE 444,253 4,550
USX CORP $3.25 CVT 902905819 678 15,300 PRN SOLE 15,300
PFD SER A
VORNADO REALTY TRUST $3.25 Cvt 929042208 468 10,000 PRN SOLE 10,000
Pfd Ser A
WASTE MANAGEMENT INC CV 4.000% 94106LAA7 267 298,000 PRN SOLE 298,000
02-01-2002
WELLS FARGO & CO (NEW) COM 949746101 26,102 658,735 SH SOLE 652,185 6,550
WENDYS INT'L INC $2.50 CVT 950588202 1,367 24,200 PRN SOLE 24,200
PFD SER A
ROYAL CARIBBEAN $3.625 CVT PFD V7780T111 1,996 14,500 PRN SOLE 14,500
TOTAL $877,356
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