UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RNC Capital Management LLC
Address: 11601 Wilshire Blvd., 25th Floor
Los Angeles, CA 90025
Form 13F File Number: 28-970
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form. Person
Signing this Report on Behalf of Reporting Manager:
Name: Manuel A. Gutierrez
-----------------------------------------
Title: SVP, Chief Financial Officer
----------------------------------------
Phone: (310) 477-6543
----------------------------------------
Signature, Place, and Date of Signing:
/s/ Manuel A. Gutierrez Los Angeles, CA July 15, 1999
- -------------------------- --------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this
report and a portion are reported by other
reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 88
Form 13F Information Table Value Total: $945,569
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "NONE" and omit the column headings and list entries.]
NONE
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<S> <C>
VOTING AUTHORITY
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
AFLAC INC COM 1055102 1,609 33,600 SH SOLE 33,600
AT&T CORP COM 1957109 24,914 446,388 SH SOLE 443,988 2,400
ABERCROMBIE & FITCH CO CL A 2896207 710 14,800 SH SOLE 14,800
ALZA CORPORATION CLASS A 22615108 2,022 39,750 SH SOLE 39,750
ALZA CORP. CVT 5.000% 022615AD0 1,470 1,072,000 PRN SOLE 1,072,000
05-01-2006
AMER. BANKERS INS. $3.125 Cvt 24456204 218 2,000 SH SOLE 2,000
Pfd Ser B
AMERICAN GENERAL CORP COM 26351106 1,041 13,815 SH SOLE 13,815
AMERICAN HOME PRODUCTS CORP COM 26609107 19,781 344,765 SH SOLE 342,815 1,950
APPLIED MATERIALS INC COM 38222105 2,903 39,300 SH SOLE 39,300
AVON PRODS INC COM 54303102 28,326 510,372 SH SOLE 508,122 2,250
BANK NEW YORK COMPANY COM 64057102 30,319 826,416 SH SOLE 822,866 3,550
BELL ATLANTIC COM 77853109 904 13,823 SH SOLE 13,823
BELLSOUTH CORP COM 79860102 26,973 584,782 SH SOLE 582,132 2,650
CARNIVAL CRUISE LINES CL A 143658102 29,820 614,845 SH SOLE 611,945 2,900
CHANCELLOR MEDIA CORP COM 158915108 1,877 34,050 SH SOLE 34,050
CHASE MANHATTAN CORP COM 16161A108 32,369 374,204 SH SOLE 372,604 1,600
CHEVRON CORP COM 166751107 27,650 290,863 SH SOLE 289,713 1,150
CHIQUITA BRANDS $2.875 CVT 170032403 733 21,250 SH SOLE 21,250
PFD SER A
CISCO SYSTEMS INC. COM 17275R102 2,437 37,900 SH SOLE 37,900
CITIGROUP INC COM 172967101 30,776 647,916 SH SOLE 644,441 3,475
CLEAR CHANNEL COMM. CVT 2.625% 184502AB8 614 491,000 PRN SOLE 491,000
04-01-2003
COMPAQ COMPUTER CORP COM 204493100 979 41,350 SH SOLE 41,350
CONSECO FIN TRST $3.50 CVT 208464602 410 10,200 SH SOLE 10,200
PFD SER F
CROWN CORK & SEAL $2.250 228255303 294 10,950 SH SOLE 10,950
CVT PFD
DIAL CORP COM 25247D101 1,487 40,000 SH SOLE 40,000
DIAMOND OFFSHORE CVT 3.750% 25271CAA0 234 235,000 PRN SOLE 235,000
02-15-2007
DISNEY WALT CO COM 254687106 19,760 641,305 SH SOLE 639,205 2,100
DOW CHEMICAL CO COM 260543103 26,335 207,565 SH SOLE 207,015 550
EQUITY RESIDENTIAL $1.813 CVT 29476L859 895 37,600 SH SOLE 37,600
PFD SER G
EXXON CORPORATION COM 302290101 823 10,670 SH SOLE 10,670
FINOVA FINANCE $2.75 Cvt 3.18E+211 889 12,750 SH SOLE 12,750
Pfd Ser A
FIRST DATA CORP COM 319963104 26,297 537,363 SH SOLE 534,513 2,850
FORD MOTOR COMPANY COM 345370100 21,422 379,565 SH SOLE 377,465 2,100
GTE CORP COM 362320103 28,777 381,152 SH SOLE 379,602 1,550
GENERAL ELECTRIC COMPANY COM 369604103 38,890 344,161 SH SOLE 341,536 2,625
GENERAL MOTORS CLASS H 370442832 1,115 19,800 SH SOLE 19,800
GILLETTE COMPANY COM 375766102 1,484 36,200 SH SOLE 36,200
HARTFORD FINL SERVICES GRP INC COM 416515104 24,114 413,537 SH SOLE 411,437 2,100
HEWLETT-PACKARD COMPANY COM 428236103 38,275 380,850 SH SOLE 379,325 1,525
HILTON HOTEL CORP. Cvt. 5.000% 432848AL3 577 629,000 PRN SOLE 629,000
05-15-2006
ITT INDUSTRIES INC COM 450911102 18,037 473,089 SH SOLE 470,639 2,450
INTEL CORPORATION COM 458140100 363 6,100 SH SOLE 6,100
INTERNATIONAL BUSINESS MACHINE COM 459200101 57,674 446,220 SH SOLE 444,420 1,800
JOHNSON & JOHNSON COM 478160104 26,700 272,451 SH SOLE 271,126 1,325
KAUFMAN & BROAD HOME COM 486168107 835 33,550 SH SOLE 33,550
K - MART $3.875 CVT 498778208 1,840 31,450 SH SOLE 31,450
PFD SER T
LILLY ELI & COMPANY COM 532457108 11,631 162,390 SH SOLE 161,990 400
LIVENT INC COM 537902108 10,000 SH SOLE 10,000
LOEWS CORP. CVT 3.125% 540424AL2 702 863,000 PRN SOLE 863,000
09-15-2007
LOWES CO INC COM 548661107 1,681 29,650 SH SOLE 29,650
MBIA INCORPORATED COM 55262C100 1,007 15,550 SH SOLE 15,550
MBNA CORPORATION COM 55262L100 1,218 39,787 SH SOLE 39,787
MCI WORLDCOM INC COM 55268B106 2,120 24,635 SH SOLE 24,185 450
MAGNA INT'L INC. CVT. 5.000% 559222AE4 287 265,000 PRN SOLE 265,000
10-15-2002
MARSH & MCLENNAN COS INC COM 571748102 27,461 362,823 SH SOLE 361,123 1,700
MAY DEPT STORES CO COM 577778103 17,858 436,888 SH SOLE 434,888 2,000
MCKESSON HBOC INC COM 58155Q103 739 22,958 SH SOLE 22,958
MERCK & COMPANY INCORPORATED COM 589331107 230 3,125 SH SOLE 3,125
MICROSOFT CORP COM 594918104 40,070 444,304 SH SOLE 442,104 2,200
MONSANTO COMPANY COM 611662107 1,228 31,050 SH SOLE 31,050
MONSANTO CO $2.60 611662305 1,537 38,300 SH SOLE 38,300
CVT PFD
NAT'L DATA CORP. CVT 5.000% 635621AA3 1,639 1,563,000 PRN SOLE 1,563,000
11-01-2003
NUEVO ENERGY $2.875 CVT 670511203 575 18,700 SH SOLE 18,700
PFD SER A
ORACLE CORP COM 68389X105 16,766 451,600 SH SOLE 450,550 1,050
PPG INDUSTRIES COM 693506107 17,167 290,655 SH SOLE 288,905 1,750
PENNZENERGY CO SR DEB EXCH 70931QAA7 558 546,910 PRN SOLE 546,910
4.900%
08-15-2008
PEPSICO INCORPORATED COM 713448108 19,108 493,904 SH SOLE 492,304 1,600
PFIZER INC COM 717081103 23,368 214,385 SH SOLE 212,985 1,400
PHYCOR INC. CVT 4.500% 71940FAB6 294 390,000 PRN SOLE 390,000
02-15-2003
PROCTER AND GAMBLE COMPANY COM 742718109 22,331 250,210 SH SOLE 248,760 1,450
QWEST COMMUNICATIONS INTL COM 749121109 618 18,700 SH SOLE 18,700
RELIANT ENERGY INC COM 75952J108 304 11,000 SH SOLE 11,000
RITE AID CORP COM 767754104 891 36,200 SH SOLE 36,200
RITE AID CORP CVT 5.250% 767754AL8 1,509 1,490,000 PRN SOLE 1,490,000
09-15-2002
SCHERING PLOUGH CORP COM 806605101 22,649 431,408 SH SOLE 429,358 2,050
SEALED AIR CORP $2.000 CVT 81211K209 803 12,850 SH SOLE 12,850
PFD Ser A
TXI CAPITAL TRUST 1 $2.75 873119200 333 8,400 SH SOLE 8,400
CVT PFD
TENET HEALTHCARE THC6 CV 88033GAD2 351 423,000 PRN SOLE 423,000
6.000%
12-01-2005
TEXACO INC COM 881694103 26,442 423,921 SH SOLE 421,621 2,300
THERMO INSTRUMENT CVT 4.000% 883559AE6 422 512,000 PRN SOLE 512,000
01-15-2005
TYCO INTL LTD COM 902124106 42,592 449,515 SH SOLE 447,565 1,950
USX CORP $3.25 CVT 902905819 837 17,100 SH SOLE 17,100
PFD SER A
UNISYS CORP COM 909214108 352 9,035 SH SOLE 9,035
VORNADO REALTY TRUST $3.25 Cvt 929042208 505 10,000 SH SOLE 10,000
Pfd Ser A
WASTE MANAGEMENT INC CVT 4.000% 94106LAA7 228 173,000 PRN SOLE 173,000
02-01-2002
WELLS FARGO & CO (NEW) COM 949746101 27,359 639,977 SH SOLE 637,077 2,900
WENDYS INT'L INC $2.50 CVT 950588202 1,597 26,400 SH SOLE 26,400
PFD SER A
ROYAL CARIBBEAN $3.625 V7780T111 2,230 16,400 SH SOLE 16,400
CVT PFD
TOTAL $945,569
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