UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RNC Capital Management LLC
Address: 11601 Wilshire Blvd 25th Flr
Los Angeles, CA 90025
Form 13F File Number: 28-970
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form. Person
Signing this Report on Behalf of Reporting Manager:
Name: Manuel A. Gutierrez
------------------------------------
Title: SVP. Chief Financial Officer
------------------------------------
Phone: 310-477-6543
------------------------------------
Signature, Place, and Date of Signing:
/s/ Manuel A. Gutierrez Los Angeles, CA January 21, 2000
- -------------------------- --------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this
report and a portion are reported by other
reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 91
Form 13F Information Table Value Total: $996,587
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "NONE" and omit the column headings and list entries.]
NONE
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<S> <C>
VOTING AUTHORITY
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
AFLAC INC COM 1055102 1,316 27,880 SH SOLE 27,880
AMFM INC COM 1693100 2,285 29,205 SH SOLE 29,205
AT&T CORP COM 1957109 24,188 476,027 SH SOLE 471,227 4,800
ABERCROMBIE & FITCH CO CL A 2896207 483 18,095 SH SOLE 18,095
ALZA CORPORATION CLASS A 22615108 594 17,145 SH SOLE 17,145
ALZA CORP. CVT 5.000% 022615AD0 898 850,000 PRN SOLE 850,000
05-01-2006
AMERICAN GENERAL CORP COM 26351106 967 12,740 SH SOLE 12,740
AMERICAN INTL GROUP INC COM 26874107 1,192 11,027 SH SOLE 11,027
APPLIED MATERIALS INC COM 38222105 1,641 12,950 SH SOLE 12,950
BMC SOFTWARE INC COM 55921100 1,275 15,945 SH SOLE 15,945
BANK NEW YORK COMPANY COM 64057102 33,194 829,840 SH SOLE 822,340 7,500
BELL ATLANTIC COM 77853109 830 13,484 SH SOLE 13,484
BELLSOUTH CORP COM 79860102 27,671 591,099 SH SOLE 585,049 6,050
BERKSHIRE HATHWAY INC CL B 84670207 417 228 SH SOLE 228
CARNIVAL CRUISE LINES CL A 143658102 29,557 618,195 SH SOLE 611,495 6,700
CHASE MANHATTAN CORP COM 16161A108 29,234 376,307 SH SOLE 372,157 4,150
CHEVRON CORP COM 166751107 25,550 294,954 SH SOLE 291,829 3,125
CHIQUITA BRANDS CVT PFD 170032403 206 10,550 PRN SOLE 10,550
SERIES A
$2.875
CISCO SYSTEMS INC. COM 17275R102 1,965 18,340 SH SOLE 18,340
CITIGROUP INC COM 172967101 36,480 655,081 SH SOLE 648,156 6,925
CLEAR CHANNEL COMM. CVT 2.625% 184502AB8 666 450,000 PRN SOLE 450,000
04-01-2003
CONOCO INC CL A 208251306 668 26,970 SH SOLE 26,970
COSTCO WHSL CORP (NEW) COM 22160K105 1,230 13,480 SH SOLE 13,480
DELL COMPUTER CORP COM 247025109 1,187 23,271 SH SOLE 23,271
DEVON ENERGY CORP NEW 4.900% 25179MAA1 548 576,897 PRN SOLE 576,897
08-15-2008
DIAL CORP COM 25247D101 821 33,750 SH SOLE 33,750
DIAMOND OFFSHORE CVT 3.750% 25271CAA0 232 235,000 PRN SOLE 235,000
02-15-2007
DISNEY WALT CO COM 254687106 18,925 647,001 SH SOLE 639,101 7,900
DOW CHEMICAL CO COM 260543103 27,139 203,100 SH SOLE 200,850 2,250
EQUIFAX INC COM 294429105 465 19,750 SH SOLE 19,750
EQUITY RESIDENTIAL $1.813 CVT 29476L859 602 30,500 SH SOLE 30,500
PFD SER G
EXXON MOBIL CORP (NEW) COM 30231G102 953 11,828 SH SOLE 11,828
FINOVA FINANCE $2.75 Cvt 3.18E+211 650 13,000 SH SOLE 13,000
Pfd Ser A
FIRST DATA CORP COM 319963104 28,249 572,863 SH SOLE 566,463 6,400
FORD MOTOR COMPANY COM 345370100 20,969 393,330 SH SOLE 388,480 4,850
FOX ENTERTAINMENT GRP INC A 35138T107 939 37,650 SH SOLE 37,650
GTE CORP COM 362320103 27,619 391,414 SH SOLE 387,364 4,050
GENERAL ELECTRIC COMPANY COM 369604103 54,852 354,453 SH SOLE 350,503 3,950
GENERAL MOTORS CLASS H 370442832 1,571 16,360 SH SOLE 16,360
GEORGIA PACIFIC $3.75 Cvt 373298801 1,066 20,900 SH SOLE 20,900
Pfd Ser W
GUIDANT CORP COM 401698105 744 15,830 SH SOLE 15,830
HARTFORD FINL SERVICES GRP INC COM 416515104 20,193 426,235 SH SOLE 421,285 4,950
HEWLETT-PACKARD COMPANY COM 428236103 45,123 396,689 SH SOLE 392,714 3,975
HILTON HOTEL CORP. Cvt. 5.000% 432848AL3 313 413,000 PRN SOLE 413,000
05-15-2006
ITT INDUSTRIES INC COM 450911102 14,474 432,864 SH SOLE 427,564 5,300
INTEL CORPORATION COM 458140100 20,435 248,257 SH SOLE 245,982 2,275
INTERNATIONAL BUSINESS MACHINE COM 459200101 49,597 459,763 SH SOLE 455,138 4,625
JOHNSON & JOHNSON COM 478160104 26,073 279,603 SH SOLE 276,828 2,775
KIMBERLY CLARK COM 494368103 213 3,250 SH SOLE 3,250
K - MART $3.875 CVT 498778208 1,046 23,900 SH SOLE 23,900
PFD SER T
LILLY ELI & COMPANY COM 532457108 451 6,788 SH SOLE 6,113 675
LIVENT INC COM 537902108 10,000 SH SOLE 10,000
LOEWS CORP. CV 3.125% 540424AL2 495 612,000 PRN SOLE 612,000
09-15-2007
LOWES CO INC COM 548661107 16,157 270,410 SH SOLE 267,960 2,450
LUCENT TECHNOLOGIES INC. COM 549463107 14,015 186,860 SH SOLE 185,060 1,800
MBNA CORPORATION COM 55262L100 949 34,807 SH SOLE 34,807
MCI WORLDCOM INC COM 55268B106 16,267 306,571 SH SOLE 302,409 4,162
MAGNA INT'L INC. CVT. 5.000% 559222AE4 223 235,000 PRN SOLE 235,000
10-15-2002
MARSH & MCLENNAN COS INC COM 571748102 35,135 367,188 SH SOLE 363,338 3,850
MERCK & COMPANY INCORPORATED COM 589331107 300 4,461 SH SOLE 4,461
MICROSOFT CORP COM 594918104 53,578 458,910 SH SOLE 454,010 4,900
MONSANTO COMPANY COM 611662107 800 22,570 SH SOLE 22,570
MONSANTO CO $2.60 611662305 990 29,900 SH SOLE 29,900
CVT PFD
MOTOROLA INC COM 620076109 29,023 197,098 SH SOLE 194,833 2,265
NTL INCORPORATED COM 629407107 359 2,875 SH SOLE 2,875
NAT'L DATA CORP. CVT 5.000% 635621AA3 1,272 1,398,000 PRN SOLE 1,398,000
11-01-2003
NUEVO ENERGY $2.875 CVT 670511203 387 14,200 SH SOLE 14,200
PFD SER A
ORACLE CORP COM 68389X105 41,974 374,559 SH SOLE 370,359 4,200
PPG INDUSTRIES COM 693506107 18,389 293,938 SH SOLE 290,738 3,200
PEPSICO INCORPORATED COM 713448108 17,560 498,163 SH SOLE 492,563 5,600
PFIZER INC COM 717081103 21,426 660,528 SH SOLE 652,528 8,000
PROCTER AND GAMBLE COMPANY COM 742718109 27,605 251,960 SH SOLE 249,310 2,650
QWEST COMMUNICATIONS INTL COM 749121109 1,099 25,550 SH SOLE 25,550
RELIANT ENERGY INC COM 75952J108 213 9,300 SH SOLE 9,300
RITE AID CORP CVT 5.250% 767754AL8 764 1,123,000 PRN SOLE 1,123,000
09-15-2002
SBC COMMUNICATIONS INC COM 78387G103 240 4,926 SH SOLE 4,926
SCHERING PLOUGH CORP COM 806605101 18,572 438,287 SH SOLE 434,387 3,900
SEALED AIR CORP $2.000 CVT 81211K209 487 9,650 SH SOLE 9,650
PFD Ser A
SINCLAIR BROADCASTING $3.00 829226505 228 6,500 SH SOLE 6,500
CVT PFD
TXI CAPITAL TRUST 1 $2.75 873119200 266 6,900 SH SOLE 6,900
CVT PFD
TENET HEALTHCARE THC6 CV 88033GAD2 196 243,000 PRN SOLE 243,000
6.000%
12-01-2005
TEXACO INC COM 881694103 23,366 430,218 SH SOLE 425,618 4,600
THERMO INSTRUMENT CVT 4.000% 883559AE6 374 512,000 PRN SOLE 512,000
01-15-2005
TYCO INTL LTD COM 902124106 35,033 898,270 SH SOLE 889,170 9,100
USX CORP $3.25 CVT 902905819 448 10,300 SH SOLE 10,300
PFD SER A
VORNADO REALTY TRUST $3.25 Cvt 929042208 382 8,200 SH SOLE 8,200
Pfd Ser A
WASTE MANAGEMENT INC CV 4.000% 94106LAA7 259 298,000 PRN SOLE 298,000
02-01-2002
WELLS FARGO & CO (NEW) COM 949746101 26,610 658,050 SH SOLE 651,500 6,550
WENDYS INT'L INC $2.50 CVT 950588202 1,001 20,900 SH SOLE 20,900
PFD SER A
ROYAL CARIBBEAN $3.625 V7780T111 2,189 14,400 SH SOLE 14,400
CVT PFD
TOTAL $996,587
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