SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-C
REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ
INTERDEALER QUOTATION SYSTEM
FILED PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Bull & Bear Group, Inc.
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(Exact name of issuer as specified in charter)
11 Hanover Square, New York, New York 10005-3452
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(Address of principal executive offices)
Issuer's telephone number, including area code (212) 785-0900
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I. CHANGE IN NUMBER OF SHARES OUTSTANDING
Indicate any change (increase or decrease) of five percent or more in the number
of shares outstanding:
1. Title of security Class A Common Stock, $.01 par value
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2. Number of shares outstanding before the change 1,509,152
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3. Number of shares outstanding after the change 1,321,017
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4. Effective date of change November 6, 1995
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5. Method of change:
Stock option recission and subsequent re-exercise.
Give brief description of transaction:
Exercises of options to purchase 280,000 shares of Class A
Common Stock were voided and shares issued therefor were
cancelled. Options to purchase 241,020 shares of Class A
Common Stock were exercised. Consideration for the exercise
price was 149,155 shares of previously owned Class A Common
Stock. The result of the foregoing transactions is that the
total number of shares of Class A Common Stock outstanding
decreased by 188,135 shares.
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II. CHANGE IN NAME OF ISSUER
1. Name prior to change N/A
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2. Name after change N/A
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3. Effective date of charter amendment changing name N/A
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4. Date of shareholder approval of change, if required N/A
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Date November 15, 1995 /s/ Thomas B. Winmill
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(Officer's signature and title)
Thomas B. Winmill, Co-President
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