As filed electronically with the Securities and Exchange Commission on
March 8, 1999
(File No. 2-17613)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 109 [ X ]
and
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. [ X ]
IVY FUND
(Exact Name of Registrant as Specified in Charter)
Via Mizner Financial Plaza
700 South Federal Highway - Suite 300
Boca Raton, Florida 33432
(Address of Principal Executive Offices)
Registrant's Telephone Number: (800) 777-6472
C. William Ferris
Mackenzie Investment Management Inc.
Via Mizner Financial Plaza
700 South Federal Highway - Suite 300
Boca Raton, Florida 33432
(Name and Address of Agent for Service)
Copies to:
Joseph R. Fleming, Esq.
Dechert Price & Rhoads
Ten Post Office Square, South - Suite 1230
Boston, MA 02109
[ X ] It is proposed that this Post-Effective Amendment become effective
75 days after filing pursuant to paragraph (a)(2) of Rule 485.
<PAGE>
THIS POST-EFFECTIVE AMENDMENT IS BEING FILED IN ORDER TO ESTABLISH IVY EUROPEAN
OPPORTUNITIES FUND (THE "FUND") AS A SERIES OF IVY FUND (THE "REGISTRANT"). PEA
NO. 106 WAS PREVIOUSLY FILED FOR EFFECTING THE AFOREMENTIONED ESTABLISHMENT;
HOWEVER, PEA 106 WAS INADVERTENTLY PREEMPTED UNDER RULE 485(d)(3) OF THE
SECURITIES ACT OF 1933 BY THE FILING OF PEA 107 ON FEBRUARY 28, 1999, WHICH
FILING WAS MADE FOR THE PURPOSE OF BRINGING REGISTRANT'S SERIES INTO COMPLIANCE
WITH THE NEW DISCLOSURE REQUIREMENTS OF FORM N-1A AND INCLUDED VERSIONS OF THE
FUND'S PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION REVISED IN ACCORD WITH
AMENDED N-1A. THE TWO PROSPECTUSES AND TWO STATEMENTS OF ADDITIONAL INFORMATION
FOR IVY EUROPEAN OPPORTUNITIES FUND THAT ARE INCORPORATED BY REFERENCE INTO THIS
POST-EFFECTIVE AMENDMENT NO. 109 ARE TO BE USED CONCURRENTLY WITH AND SEPARATELY
FROM THE CURRENTLY EFFECTIVE PROSPECTUSES AND STATEMENTS OF ADDITIONAL
INFORMATION FOR IVY MONEY MARKET FUND, IVY ASIA PACIFIC FUND, IVY BOND FUND, IVY
CANADA FUND, IVY CHINA REGION FUND, IVY US EMERGING GROWTH FUND, IVY GLOBAL
FUND, IVY GLOBAL NATURAL RESOURCES FUND, IVY GLOBAL SCIENCE & TECHNOLOGY FUND,
IVY GROWTH FUND, IVY GROWTH WITH INCOME FUND, IVY INTERNATIONAL FUND, IVY
INTERNATIONAL FUND II, IVY INTERNATIONAL SMALL COMPANIES FUND, IVY SOUTH AMERICA
FUND, IVY DEVELOPING NATIONS FUND, IVY PAN-EUROPE FUND, AND IVY US BLUE CHIP
FUND, (AND IVY INTERNATIONAL STRATEGIC BOND FUND, WHOSE PROSPECTUSES AND
STATEMENTS OF ADDITIONAL INFORMATION HAVE NOT YET BECOME EFFECTIVE), WHICH ARE
NOT INCLUDED IN, BUT ARE ALSO INCORPORATED BY REFERENCE TO, THIS FILING.
<PAGE>
IVY FUND
CROSS REFERENCE SHEET
Post-Effective Amendment No. 109 incorporates by reference the
Prospectuses and Statements of Additional Information to be used with Ivy
European Opportunities Fund, one of the twenty series of Ivy Fund (the
"Registrant"). The other nineteen series of the Registrant are described in
separate prospectuses and statements of additional information, which are not
included herewith but are incorporated by reference herein.
ITEMS REQUIRED BY FORM N-1A
CLASS A, B, C, AND I SHARES:
PART A:
1 COVER PAGE: Cover Page
2 SYNOPSIS: Expense Information
3 CONDENSED FINANCIAL INFORMATION: Not Applicable
4 GENERAL DESCRIPTION OF REGISTRANT: Investment Objectives and Policies;
Risk Factors and Investment Techniques
5 MANAGEMENT OF THE FUND: Organization and Management of the Fund;
Investment Manager; Transfer Agent; Fund Administration and Accounting
6 CAPITAL STOCK AND OTHER SECURITIES: Performance Data; Dividends and
Taxes; Choosing a Distribution Option; Shareholder Inquiries; Signature
Guarantees; Consolidated Account Statements
7 PURCHASE OF SECURITIES BEING OFFERED: How to Buy Shares; How Your
Purchase Price is Determined; How the Fund Values its Shares; Initial
Sales Charge Alternative--Class A Shares; Contingent Deferred Sales
Charge Alternative--Class A Shares; Qualifying for a Reduced Sales
Charge; Contingent Deferred Sales Charge Alternative--Class B and Class
C Shares; Automatic Investment Method; Retirement Plans
8 REDEMPTION OR REPURCHASE: How to Redeem Shares; Minimum Account
Balance Requirements; Tax Identification Number; Certificates; Exchange
Privilege; Systematic Withdrawal Plan
9 PENDING LEGAL PROCEEDINGS: Not Applicable
PART B:
10 COVER PAGE: Cover Page
11 TABLE OF CONTENTS: Table of Contents
12 GENERAL INFORMATION AND HISTORY: Investment Objectives and Policies
13 INVESTMENT OBJECTIVES AND POLICIES: Investment Objectives and Policies;
Investment Restrictions; Additional Restrictions; Appendix A
14 MANAGEMENT OF THE FUND: Trustees and Officers; Investment Advisory and
Other Services
15 CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES: Trustees and
Officers; Capitalization and Voting Rights
16 INVESTMENT ADVISORY AND OTHER SERVICES: Investment Advisory and Other
Services
17 BROKERAGE ALLOCATION AND OTHER PRACTICES: Brokerage Allocation;
Portfolio Turnover
18 CAPITAL STOCK AND OTHER SECURITIES: Capitalization and Voting Rights;
Conversion of Class B Shares
19 PURCHASE, REDEMPTION AND PRICING OF SECURITIES BEING OFFERED: Net
Asset Value; Redemptions
20 TAX STATUS: Taxation
21 UNDERWRITERS: Investment Advisory and Other Services
22 CALCULATION OF PERFORMANCE DATA: Performance Information
23 FINANCIAL STATEMENTS: Financial Statements
ADVISOR CLASS SHARES:
PART A:
1 COVER PAGE: Cover Page
2 SYNOPSIS: Expense Information
3 CONDENSED FINANCIAL INFORMATION: Not Applicable
4 GENERAL DESCRIPTION OF REGISTRANT: Investment Objectives and Policies;
Risk Factors and Investment Techniques
5 MANAGEMENT OF THE FUND: Organization and Management of the Fund;
Investment Manager; Transfer Agent; Fund Administration and Accounting
6 CAPITAL STOCK AND OTHER SECURITIES: Performance Data; Dividends and
Taxes; Choosing a Distribution Option; Shareholder Inquiries; Signature
Guarantees; Consolidated Account Statements
7 PURCHASE OF SECURITIES BEING OFFERED: How to Buy Shares; How Your
Purchase Price is Determined; How the Fund Values its Shares; Automatic
Investment Method; Retirement Plans
8 REDEMPTION OR REPURCHASE: How to Redeem Shares; Minimum Account Balance
Requirements; Tax Identification Number; Certificates; Exchange
Privilege; Systematic Withdrawal Plan
9 PENDING LEGAL PROCEEDINGS: Not Applicable
PART B:
10 COVER PAGE: Cover Page
11 TABLE OF CONTENTS: Table of Contents
12 GENERAL INFORMATION AND HISTORY: Investment Objectives and Policies
13 INVESTMENT OBJECTIVES AND POLICIES: Investment Objectives and Policies;
Investment Restrictions; Additional Restrictions; Appendix A
14 MANAGEMENT OF THE FUND: Trustees and Officers; Investment Advisory and
Other Services
15 CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES: Trustees and
Officers; Capitalization and Voting Rights
16 INVESTMENT ADVISORY AND OTHER SERVICES: Investment Advisory and Other
Services
17 BROKERAGE ALLOCATION AND OTHER PRACTICES: Brokerage Allocation;
Portfolio Turnover
18 CAPITAL STOCK AND OTHER SECURITIES: Capitalization and Voting Rights
19 PURCHASE, REDEMPTION AND PRICING OF SECURITIES BEING OFFERED: Net Asset
Value; Redemptions
20 TAX STATUS: Taxation
21 UNDERWRITERS: Investment Advisory and Other Services
22 CALCULATION OF PERFORMANCE DATA: Performance Information
23 FINANCIAL STATEMENTS: Financial Statements
<PAGE>
PARTS A and B. PROSPECTUSES AND STATEMENTS OF ADDITIONAL INFORMATION
The two Prospectuses and two Statements of Additional Information
applicable to Classes A, B, C and I and to the Advisor Class shares of Ivy
European Opportunities Fund, which were included in the Registrant's
Post-Effective Amendment No. 106 filed with the Securities and Exchange
Commission via EDGAR on February 8, 1999 pursuant to Rule 485(a) under the
Securities Act of 1933, are incorporated herein by reference.
<PAGE>
PART C. OTHER INFORMATION
Item 23: Exhibits:
(a) Articles of Incorporation:
(1) Amended and Restated Declaration of Trust dated
December 10, 1992, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(2) Redesignation of Shares of Beneficial Interest and
Establishment and Designation of Additional Series and
Classes of Shares of Beneficial Interest (No Par Value)
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(3) Amendment to Amended and Restated Declaration of Trust,
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(4) Amendment to Amended and Restated Declaration of Trust,
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(5) Establishment and Designation of Additional Series (Ivy
Emerging Growth Fund), filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(6) Redesignation of Shares (Ivy Growth with Income
Fund--Class A) and Establishment and Designation of
Additional Class (Ivy Growth with Income Fund--Class
C), filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(7) Redesignation of Shares (Ivy Emerging Growth
Fund--Class A, Ivy Growth Fund--Class A and Ivy
International Fund--Class A), filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(8) Establishment and Designation of Additional Series (Ivy
China Region Fund), filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(9) Establishment and Designation of Additional Class (Ivy
China Region Fund--Class B, Ivy Emerging Growth
Fund--Class B, Ivy Growth Fund--Class B, Ivy Growth
with Income Fund--Class B and Ivy International
Fund--Class B), filed with Post-Effective Amendment No.
102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(10) Establishment and Designation of Additional Class (Ivy
International Fund--Class I), filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(11) Establishment and Designation of Series and Classes
(Ivy Latin American Strategy Fund--Class A and Class B,
Ivy New Century Fund--Class A and Class B), filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(12) Establishment and Designation of Series and Classes
(Ivy International Bond Fund--Class A and Class B),
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(13) Establishment and Designation of Series and Classes
(Ivy Bond Fund, Ivy Canada Fund, Ivy Global Fund, Ivy
Short-Term US Government Securities Fund (now known as
Ivy Short-Term Bond Fund) -- Class A and Class B),
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(14) Redesignation of Ivy Short-Term U.S. Government
Securities Fund as Ivy Short-Term Bond Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(15) Redesignation of Shares (Ivy Money Market Fund--Class A
and Ivy Money Market Fund--Class B), filed with
Post-Effective Amendment No. 84 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(16) Form of Establishment and Designation of Additional
Class (Ivy Bond Fund--Class C; Ivy Canada Fund--Class
C; Ivy China Region Fund--Class C; Ivy Emerging Growth
Fund--Class C; Ivy Global Fund--Class C; Ivy Growth
Fund--Class C; Ivy Growth with Income Fund--Class C;
Ivy International Fund--Class C; Ivy Latin America
Strategy Fund--Class C; Ivy International Bond
Fund--Class C; Ivy Money Market Fund--Class C; Ivy New
Century Fund--Class C), filed with Post-Effective
Amendment No. 84 to Registration Statement No. 2-17613
and incorporated by reference herein.
(17) Establishment and Designation of Series and Classes
(Ivy Global Science & Technology Fund--Class A, Class
B, Class C and Class I), filed with Post-Effective
Amendment No. 86 to Registration Statement No. 2-17613
and incorporated by reference herein.
(18) Establishment and designation of Series and Classes
(Ivy Global Natural Resources Fund--Class A, Class B
and Class C; Ivy Asia Pacific Fund--Class A, Class B
and Class C; Ivy International Small Companies
Fund--Class A, Class B, Class C and Class I), filed
with Post-Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(19) Establishment and designation of Series and Classes
(Ivy Pan-Europe Fund--Class A, Class B and Class C),
filed with Post-Effective Amendment No. 92 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(20) Establishment and designation of Series and Classes
(Ivy International Fund II--Class A, Class B, Class C
and Class I), filed with Post-Effective Amendment No.
94 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(21) Form of Establishment and Designation of Additional
Class (Ivy Asia Pacific Fund--Advisor Class; Ivy Bond
Fund--Advisor Class; Ivy Canada Fund--Advisor Class;
Ivy China Region Fund--Advisor Class; Ivy Emerging
Growth Fund--Advisor Class; Ivy Global Fund--Advisor
Class; Ivy Global Natural Resources Fund--Advisor
Class; Ivy Global Science & Technology Fund--Advisor
Class; Ivy Growth Fund--Advisor Class; Ivy Growth with
Income Fund--Advisor Class; Ivy International Bond
Fund--Advisor Class; Ivy International Fund II--Advisor
Class; Ivy International Small Companies Fund--Advisor
Class; Ivy Latin America Strategy Fund--Advisor Class;
Ivy New Century Fund--Advisor Class; Ivy Pan-Europe
Fund--Advisor Class), filed with Post-Effective
Amendment No. 96 to Registration Statement No. 2-17613
and incorporated by reference herein.
(22) Redesignations of Series and Classes (Ivy Emerging
Growth Fund redesignated as Ivy US Emerging Growth
Fund; Ivy New Century Fund redesignated as Ivy
Developing Nations Fund; and, Ivy Latin America
Strategy Fund redesignated as Ivy South America Fund),
filed with Post-Effective Amendment No. 97 to
Registration Statement 2-17613 and incorporated by
reference herein.
(23) Redesignation of Series and Classes and Establishment
and Designation of Additional Class (Ivy International
Bond Fund redesignated as Ivy High Yield Fund; Class I
shares of Ivy High Yield Fund established), filed with
Post-Effective Amendment No. 98 to Registration
Statement 2-17613 and incorporated by reference herein.
(24) Establishment and designation of Series and Classes
(Ivy US Blue Chip Fund--Class A, Class B, Class C,
Class I and Advisor Class), filed with Post-Effective
Amendment No. 101 to Registration Statement 2-17613 and
incorporated by reference herein.
(25) Redesignation of Series and Classes (Ivy High Yield
Fund redesignated as Ivy International Strategic Bond
Fund) to be filed by amendment.
(26) Establishment and designation of Series and Classes
(Ivy European Opportunities Fund -- Class A, Class B,
Class C, Class I and Advisor Class) to be filed by
amendment.
(b) By-laws:
(1) By-Laws, as amended, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(c) Instruments Defining the Rights of Security Holders:
(1) Specimen Securities for Ivy Growth Fund, Ivy Growth
with Income Fund, Ivy International Fund and Ivy Money
Market Fund, filed with Post-Effective Amendment No. 49
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(2) Specimen Security for Ivy Emerging Growth Fund, filed
with Post-Effective Amendment No. 70 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(3) Specimen Security for Ivy China Region Fund, filed with
Post-Effective Amendment No. 74 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(4) Specimen Security for Ivy Latin American Strategy Fund,
filed with Post-Effective Amendment No. 75 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(5) Specimen Security for Ivy New Century Fund, filed with
Post-Effective Amendment No. 75 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(6) Specimen Security for Ivy International Bond Fund,
filed with Post-Effective Amendment No. 76 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(7) Specimen Securities for Ivy Bond Fund, Ivy Canada Fund,
Ivy Global Fund, and Ivy Short-Term U.S. Government
Securities Fund, filed with Post-Effective Amendment
No. 77 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Investment Advisory Contracts:
(1) Master Business Management and Investment Advisory
Agreement between Ivy Fund and Ivy Management, Inc. and
Supplements for Ivy Growth Fund, Ivy Growth with Income
Fund, Ivy International Fund and Ivy Money Market Fund,
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(2) Subadvisory Contract by and among Ivy Fund, Ivy
Management, Inc. and Boston Overseas Investors, Inc.,
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(3) Assignment Agreement relating to Subadvisory Contract,
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(4) Business Management and Investment Advisory Agreement
Supplement for Ivy Emerging Growth Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(5) Business Management and Investment Advisory Agreement
Supplement for Ivy China Region Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(6) Business Management and Investment Advisory Supplement
for Ivy Latin America Strategy Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(7) Business Management and Investment Advisory Agreement
Supplement for Ivy New Century Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(8) Business Management and Investment Advisory Agreement
Supplement for Ivy International Bond Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(9) Business Management and Investment Advisory Agreement
Supplement for Ivy Bond Fund, Ivy Global Fund and Ivy
Short-Term U.S. Government Securities Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(10) Master Business Management Agreement between Ivy Fund
and Ivy Management, Inc., filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(11) Supplement to Master Business Agreement between Ivy
Fund and Ivy Management, Inc. (Ivy Canada Fund), filed
with Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(12) Investment Advisory Agreement between Ivy Fund and
Mackenzie Financial Corporation, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(13) Form of Supplement to Master Business Management and
Investment Advisory Agreement between Ivy Fund and Ivy
Management, Inc. (Ivy Global Science & Technology
Fund), filed with Post-Effective Amendment No. 86 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(14) Form of Supplement to Master Business Management and
Investment Advisory Agreement between Ivy Fund and Ivy
Management, Inc. (Ivy Asia Pacific Fund and Ivy
International Small Companies Fund), filed with
Post-Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(15) Form of Supplement to Master Business Management
Agreement between Ivy Fund and Ivy Management, Inc.
(Ivy Global Natural Resources Fund), filed with
Post-Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(16) Form of Supplement to Investment Advisory Agreement
between Ivy Fund and Mackenzie Financial Corporation
(Ivy Global Natural Resources Fund), filed with
Post-Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(17) Form of Supplement to Master Business Management and
Investment Advisory Agreement between Ivy Fund and Ivy
Management, Inc. (Ivy Pan-Europe Fund), filed with
Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(18) Form of Supplement to Master Business Management and
Investment Advisory Agreement between Ivy Fund and Ivy
Management, Inc. (Ivy International Fund II), filed
with Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(19) Addendum to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management,
Inc. (Ivy Developing Nations Fund, Ivy South America
Fund, Ivy US Emerging Growth Fund), filed with
Post-Effective Amendment No. 98 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(20) Supplement to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management,
Inc. (Ivy High Yield Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(21) Supplement to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management,
Inc. (Ivy US Blue Chip Fund), filed with Post-Effective
Amendment No. 101 to Registration Statement 2-17613 and
incorporated by reference herein.
(22) Supplement to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management,
Inc. (Ivy International Strategic Bond Fund) to be
filed by amendment.
(23) Supplement to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management,
Inc. (Ivy European Opportunities Fund) to be filed by
amendment.
(24) Subadvisory Agreement between Ivy Management, Inc. and
Henderson Investment Management Limited to be filed by
amendment.
(e) Underwriting Contracts:
(1) Dealer Agreement, as amended, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(2) Amended and Restated Distribution Agreement, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(3) Addendum to Amended and Restated Distribution
Agreement, filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(4) Addendum to Amended and Restated Distribution Agreement
(Ivy Money Market Fund--Class A and Class B), filed
with Post-Effective Amendment No. 84 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(5) Form of Addendum to Amended and Restated Distribution
Agreement (Class C), filed with Post-Effective
Amendment No. 84 to Registration Statement No. 2-17613
and incorporated by reference herein.
(6) Form of Addendum to Amended and Restated Distribution
Agreement (Ivy Global Science & Technology Fund--Class
A, Class B, Class C and Class I), filed with
Post-Effective Amendment No. 86 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(7) Form of Addendum to Amended and Restated Distribution
Agreement (Ivy Global Natural Resources Fund--Class A,
Class B and Class C; Ivy Asia Pacific Fund--Class A,
Class B and Class C; Ivy International Small Companies
Fund--Class A, Class B, Class C, and Class I), filed
with Post-Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(8) Form of Addendum to Amended and Restated Distribution
Agreement (Ivy Pan-Europe Fund--Class A, Class B and
Class C), filed with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(9) Form of Addendum to Amended and Restated Distribution
Agreement (Ivy International Fund II--Class A, Class B,
Class C and Class I), filed with Post-Effective
Amendment No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(10) Form of Addendum to Amended and Restated Distribution
Agreement (Advisor Class), filed with Post-Effective
Amendment No. 96 to Registration Statement No. 2-17613
and incorporated by reference herein.
(11) Addendum to Amended and Restated Distribution Agreement
(Ivy Developing Nations Fund, Ivy South America Fund,
Ivy US Emerging Growth Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(12) Addendum to Amended and Restated Distribution Agreement
(Ivy High Yield Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(13) Addendum to Amended and Restated Distribution Agreement
(Ivy US Blue Chip Fund), filed with Post-Effective
Amendment No. 101 to Registration Statement 2-17613 and
incorporated by reference herein.
(14) Addendum to Amended and Restated Distribution Agreement
(Ivy International Strategic Bond Fund) to be filed by
amendment.
(15) Addendum to Amended and Restated Distribution Agreement
(Ivy European Opportunities Fund) to be filed by
amendment.
(16) Form of Amended and Restated Distribution Agreement,
filed with Post-Effective Amendment No. 107 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(f) Bonus or Profit Sharing Contracts: Inapplicable.
(g) Custodian Agreements:
(1) Custodian Agreement between Ivy Fund and Brown Brothers
Harriman & Co., filed with Post-Effective Amendment No.
102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(h) Other Material Contracts:
(1) Master Administrative Services Agreement between Ivy
Fund and Mackenzie Investment Management Inc. and
Supplements for Ivy Growth Fund, Ivy Growth with Income
Fund, Ivy International Fund and Ivy Money Market Fund,
filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(2) Addendum to Administrative Services Agreement
Supplement for Ivy International Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(3) Administrative Services Agreement Supplement for Ivy
Emerging Growth Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(4) Administrative Services Agreement Supplement for Ivy
Money Market Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(5) Administrative Services Agreement Supplement for Ivy
China Region Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(6) Administrative Services Agreement Supplement for Class
I Shares of Ivy International Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(7) Master Fund Accounting Services Agreement between Ivy
Fund and Mackenzie Investment Management Inc. and
Supplements for Ivy Growth Fund, Ivy Emerging Growth
Fund and Ivy Money Market Fund, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(8) Fund Accounting Services Agreement Supplement for Ivy
Growth with Income Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(9) Fund Accounting Services Agreement Supplement for Ivy
China Region Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(10) Transfer Agency and Shareholder Services Agreement
between Ivy Fund and Ivy Management, Inc., filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(11) Addendum to Transfer Agency and Shareholder Services
Agreement, filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(12) Assignment Agreement relating to Transfer Agency and
Shareholder Services Agreement, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(13) Administrative Services Agreement Supplement for Ivy
Latin America Strategy Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(14) Administrative Services Agreement Supplement for Ivy
New Century Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(15) Fund Accounting Services Agreement Supplement for Ivy
Latin America Strategy Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(16) Fund Accounting Services Agreement Supplement for Ivy
New Century Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(17) Addendum to Transfer Agency and Shareholder Services
Agreement, filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(18) Administrative Services Agreement Supplement for Ivy
International Bond Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(19) Fund Accounting Services Agreement Supplement for
International Bond Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(20) Addendum to Transfer Agency and Shareholder Services
Agreement, filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(21) Addendum to Transfer Agency and Shareholder Services
Agreement, filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(22) Administrative Services Agreement Supplement for Ivy
Bond Fund, Ivy Global Fund and Ivy Short-Term U.S.
Government Securities Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(23) Fund Accounting Services Agreement Supplement for Ivy
Bond Fund, Ivy Global Fund and Ivy Short-Term U.S.
Government Securities Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(24) Form of Administrative Services Agreement Supplement
(Class C) for Ivy Bond Fund, Ivy Canada Fund, Ivy China
Region Fund, Ivy Emerging Growth Fund, Ivy Global Fund,
Ivy Growth Fund, Ivy Growth with Income Fund, Ivy
International Fund, Ivy International Bond Fund, Ivy
Latin America Strategy Fund, Ivy Money Market Fund and
Ivy New Century Fund, filed with Post-Effective
Amendment No. 84 to Registration Statement No. 2-17613
and incorporated by reference herein.
(25) Form of Addendum to Transfer Agency and Shareholder
Services Agreement (Class C), filed with Post-Effective
Amendment No. 84 to Registration Statement No. 2-17613
and incorporated by reference herein.
(26) Form of Administrative Services Agreement Supplement
for Ivy Global Science & Technology Fund, filed with
Post-Effective Amendment No. 86 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(27) Form of Fund Accounting Services Agreement Supplement
for Ivy Global Science & Technology Fund, filed with
Post-Effective Amendment No. 86 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(28) Form of Addendum to Transfer Agency and Shareholder
Services Agreement for Ivy Global Science & Technology
Fund, filed with Post-Effective Amendment No. 86 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(29) Form of Administrative Services Agreement Supplement
for Ivy Global Natural Resources Fund, Ivy Asia Pacific
Fund and Ivy International Small Companies Fund, filed
with Post-Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(30) Form of Fund Accounting Services Agreement Supplement
for Ivy Global Natural Resources Fund, Ivy Asia Pacific
Fund and Ivy International Small Companies Fund, filed
with Post-Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(31) Form of Addendum to Transfer Agency and Shareholder
Services Agreement for Ivy Global Natural Resources
Fund, Ivy Asia Pacific Fund and Ivy International Small
Companies Fund, filed with Post-Effective Amendment No.
89 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(32) Form of Administrative Services Agreement Supplement
for Ivy Pan-Europe Fund, filed with Post-Effective
Amendment No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(33) Form of Fund Accounting Services Agreement Supplement
for Ivy Pan-Europe Fund, filed with Post-Effective
Amendment No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(34) Form of Addendum to Transfer Agency and Shareholder
Services Agreement for Ivy Pan-Europe Fund, filed with
Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(35) Form of Administrative Services Agreement Supplement
for Ivy International Fund II, filed with
Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(36) Form of Fund Accounting Services Agreement Supplement
for Ivy International Fund II, filed with
Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(37) Form of Addendum to Transfer Agency and Shareholder
Services Agreement for Ivy International Fund II, filed
with Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(38) Form of Administrative Services Agreement Supplement
(Advisor Class) for Ivy Asia Pacific Fund, Ivy Bond
Fund, Ivy Canada Fund, Ivy China Region Fund, Ivy
Emerging Growth Fund, Ivy Global Fund, Ivy Global
Natural Resources Fund, Ivy Global Science & Technology
Fund, Ivy Growth Fund, Ivy Growth with Income Fund, Ivy
International Bond Fund, Ivy International Fund II, Ivy
International Small Companies Fund, Ivy Latin America
Strategy Fund, Ivy New Century Fund and Ivy Pan-Europe
Fund, filed with Post-Effective Amendment No. 96 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(39) Form of Addendum to Transfer Agency and Shareholder
Services Agreement (Advisor Class), filed with
Post-Effective Amendment No. 96 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(40) Addendum to Administrative Services Agreement (Ivy
Developing Nations Fund, Ivy South America Fund, Ivy US
Emerging Growth Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(41) Addendum to Fund Accounting Services Agreement (Ivy
Developing Nations Fund, Ivy South America Fund, Ivy US
Emerging Growth Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(42) Addendum to Transfer Agency and Shareholder Services
Agreement (Ivy Developing Nations Fund, Ivy South
America Fund, Ivy US Emerging Growth Fund, Ivy High
Yield Fund), filed with Post-Effective Amendment No. 98
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(43) Addendum to Fund Accounting Services Agreement (Ivy
High Yield Fund), filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(44) Addendum to Administrative Services Agreement (Ivy High
Yield Fund), filed with Post-Effective Amendment No. 98
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(45) Amended Addendum to Transfer Agency and Shareholder
Services Agreement (Ivy Developing Nations Fund, Ivy
South America Fund, Ivy US Emerging Growth Fund, Ivy
High Yield Fund), filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613 and
incorporated by reference herein (a corrected version
of which was filed with Post-Effective Amendment No.
99).
(46) Addendum to Transfer Agency and Shareholder Services
Agreement (Ivy US Blue Chip Fund), filed with
Post-Effective Amendment No. 101 to Registration
Statement 2-17613 and incorporated by reference herein.
(47) Addendum to Fund Accounting Services Agreement (Ivy US
Blue Chip Fund), to be filed with Post-Effective
Amendment No. 101 to Registration Statement 2-17613 and
incorporated by reference herein.
(48) Addendum to Administrative Services Agreement (Ivy US
Blue Chip Fund), filed with Post-Effective Amendment
No. 101 to Registration Statement 2-17613 and
incorporated by reference herein.
(49) Addendum to Transfer Agency and Shareholder Services
Agreement (Ivy International Strategic Bond Fund) to be
filed by amendment.
(50) Addendum to Fund Accounting Services Agreement (Ivy
International Strategic Bond Fund) to be filed by
amendment.
(51) Addendum to Administrative Services Agreement (Ivy
International Strategic Bond Fund) to be filed by
amendment.
(52) Addendum to Transfer Agency and Shareholder Services
Agreement (Ivy European Opportunities Fund) to be filed
by amendment.
(53) Addendum to Fund Accounting Services Agreement (Ivy
European Opportunities Fund) to be filed by amendment.
(54) Addendum to Administrative Services Agreement (Ivy
European Opportunities Fund) to be filed by amendment.
(i) Legal Opinion: To be filed by amendment.
(j) Other Opinions: To be filed by amendment.
(k) Omitted Financial Statements: Not applicable.
(l) Initial Capital Agreements: Not applicable.
(m) Rule 12b-1 Plan:
(1) Amended and Restated Distribution Plan for Class A
shares of Ivy China Region Fund, Ivy Growth Fund, Ivy
Growth with Income Fund, Ivy International Fund and Ivy
Emerging Growth Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(2) Distribution Plan for Class B shares of Ivy China
Region Fund, Ivy Growth Fund, Ivy Growth with Income
Fund, Ivy International Fund and Ivy Emerging Growth
Fund, filed with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(3) Distribution Plan for Class C Shares of Ivy Growth with
Income Fund, filed with Post-Effective Amendment No.
102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(4) Form of Rule 12b-1 Related Agreement, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(5) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares, filed with
Post-Effective Amendment No. 102 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(6) Supplement to Distribution Plan for Ivy Fund Class B
Shares, filed with Post-Effective Amendment No. 103 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(7) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares, filed with
Post-Effective Amendment No. 103 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(8) Supplement to Distribution Plan for Ivy Fund Class B
Shares, filed with Post-Effective Amendment No. 103 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(9) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares, filed with
Post-Effective Amendment No. 103 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(10) Supplement to Distribution Plan for Ivy Fund Class B
Shares, filed with Post-Effective Amendment No. 103 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(11) Form of Supplement to Distribution Plan for Ivy Growth
with Income Fund Class C Shares (Redesignation as Class
D Shares), filed with Post-Effective Amendment No. 84
to Registration Statement No. 2-17613 and incorporated
by reference herein.
(12) Form of Distribution Plan for Class C shares of Ivy
Bond Fund, Ivy Canada Fund, Ivy China Region Fund, Ivy
Emerging Growth Fund, Ivy Global Fund, Ivy Growth Fund,
Ivy Growth with Income Fund, Ivy International Fund,
Ivy International Bond Fund, Ivy Latin America Strategy
Fund and Ivy New Century Fund, filed with
Post-Effective Amendment No. 85 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(13) Form of Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A Shares (Ivy
Global Science & Technology Fund), filed with
Post-Effective Amendment No. 87 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(14) Form of Supplement to Distribution Plan for Ivy Fund
Class B Shares (Ivy Global Science & Technology Fund),
filed with Post-Effective Amendment No. 87 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(15) Form of Supplement to Distribution Plan for Ivy Fund
Class C Shares (Ivy Global Science & Technology Fund),
filed with Post-Effective Amendment No. 87 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(16) Form of Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A Shares (Ivy
Global Natural Resources Fund, Ivy Asia Pacific Fund
and Ivy International Small Companies Fund), filed with
Post-Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(17) Form of Supplement to Distribution Plan for Ivy Fund
Class B Shares (Ivy Global Natural Resources Fund, Ivy
Asia Pacific Fund and Ivy International Small Companies
Fund), filed with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(18) Form of Supplement to Distribution Plan for Ivy Fund
Class C Shares (Ivy Global Natural Resources Fund, Ivy
Asia Pacific Fund and Ivy International Small Companies
Fund), filed with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(19) Form of Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A Shares (Ivy
Pan-Europe Fund), filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(20) Form of Supplement to Distribution Plan for Ivy Fund
Class B Shares (Ivy Pan-Europe Fund), filed with
Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(21) Form of Supplement to Distribution Plan for Ivy Fund
Class C Shares (Ivy Pan-Europe Fund), filed with
Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(22) Form of Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A Shares (Ivy
International Fund II), filed with Post-Effective
Amendment No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(23) Form of Supplement to Distribution Plan for Ivy Fund
Class B Shares (Ivy International Fund II), filed with
Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(24) Form of Supplement to Distribution Plan for Ivy Fund
Class C Shares (Ivy International Fund II), filed with
Post-Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(25) Amendment to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy Developing
Nations Fund, Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective Amendment No.
98 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(26) Amendment to Distribution Plan for Ivy Fund Class B
Shares (Ivy Developing Nations Fund, Ivy South America
Fund, Ivy US Emerging Growth Fund), filed with
Post-Effective Amendment No. 98 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(27) Amendment to Distribution Plan for Ivy Fund Class C
Shares (Ivy Developing Nations Fund, Ivy South America
Fund, Ivy US Emerging Growth Fund), filed with
Post-Effective Amendment No. 98 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(28) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy High Yield Fund),
filed with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(29) Supplement to Distribution Plan for Ivy Fund Class B
Shares (Ivy High Yield Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(30) Supplement to Distribution Plan for Ivy Fund Class C
Shares (Ivy High Yield Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(31) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy US Blue Chip
Fund), filed with Post-Effective Amendment No. 101 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(32) Supplement to Distribution Plan for Ivy Fund Class B
Shares (Ivy US Blue Chip Fund), filed with
Post-Effective Amendment No. 101 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(33) Supplement to Distribution Plan for Ivy Fund Class C
Shares (Ivy US Blue Chip Fund), filed with
Post-Effective Amendment No. 101 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(34) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy International
Strategic Bond Fund), to be filed by amendment.
(35) Supplement to Distribution Plan for Ivy Fund Class B
Shares (Ivy International Strategic Bond Fund), to be
filed by amendment.
(36) Supplement to Distribution Plan for Ivy Fund Class C
Shares (Ivy International Strategic Bond Fund), to be
filed by amendment.
(37) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy European
Opportunities Fund), to be filed by amendment.
(38) Supplement to Distribution Plan for Ivy Fund Class B
Shares (Ivy European Opportunities Fund), to be filed
by amendment.
(39) Supplement to Distribution Plan for Ivy Fund Class C
Shares (Ivy European Opportunities Fund), to be filed
by amendment
(40) Form of Distribution Plan For Ivy Fund Class B Shares,
filed with Post-Effective Amendment No. 107 to
Registration Statement No. 2-17613 and incorporated by
reference herein. .
(n) Financial Data Schedules: Not applicable.
(o) Rule 18f-3 Plans:
(1) Plan adopted pursuant to Rule 18f-3 under the
Investment Company Act of 1940, filed with
Post-Effective Amendment No. 83 to Registration
Statement No. 2-17613 and incorporated by reference
herein.
(2) Form of Amended and Restated Plan adopted pursuant to
Rule 18f-3 under the Investment Company Act of 1940,
filed with Post-Effective Amendment No. 85 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(3) Form of Amended and Restated Plan adopted pursuant to
Rule 18f-3 under the Investment Company Act of 1940,
filed with Post-Effective Amendment No. 87 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(4) Form of Amended and Restated Plan adopted pursuant to
Rule 18f-3 under the Investment Company Act of 1940,
filed with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(5) Form of Amended and Restated Plan adopted pursuant to
Rule 18f-3 under the Investment Company Act of 1940,
filed with Post-Effective Amendment No. 92 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(6) Form of Amended and Restated Plan adopted pursuant to
Rule 18f-3 under the Investment Company Act of 1940,
filed with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(7) Form of Amended and Restated Plan adopted pursuant to
Rule 18f-3 under the Investment Company Act of 1940,
filed with Post-Effective Amendment No. 96 to
Registration Statement No. 2-17613 and incorporated by
reference herein.
(8) Amended and Restated Plan adopted pursuant to Rule
18f-3 under the Investment Company Act of 1940, filed
with Post-Effective Amendment No. 98 to Registration
Statement No. 2-17613 and incorporated by reference
herein (a corrected version of which was filed with
Post-Effective Amendment No. 99).
(9) Amended and Restated Plan adopted pursuant to Rule
18f-3 under the Investment Company Act of 1940, filed
with Post-Effective Amendment No. 101 to Registration
Statement 2-17613 and incorporated by reference herein.
(10) Amended and Restated Plan adopted pursuant to Rule
18f-3 under the Investment Company Act of 1940, to be
filed by amendment.
Item 24. Persons Controlled by or Under Common Control with the Fund:
Not applicable
Item 25. Indemnification
A policy of insurance covering Ivy Management, Inc. and the
Registrant will insure the Registrant's trustees and officers
and others against liability arising by reason of an actual or
alleged breach of duty, neglect, error, misstatement,
misleading statement, omission or other negligent act.
Reference is made to Article VIII of the Registrant's Amended
and Restated Declaration of Trust, dated December 10, 1992,
filed with Post-Effective Amendment No. 71 to Registration
Statement No. 2-17613 and incorporated by reference herein.
Item 26. Business and Other Connections of Investment Adviser
Information Regarding Adviser and Subadviser Under Advisory
Arrangements. Reference is made to the Form ADV of each of Ivy
Management, Inc., the adviser to eighteen series of the Trust,
Mackenzie Financial Corporation, the adviser to Ivy Canada
Fund and Ivy Global Natural Resources Fund, Northern Cross
Investments Limited (the successor to Boston Overseas
Investors, Inc.), and Henderson Investment Management Limited,
the subadviser to Ivy International Small Companies Fund and
Ivy European Opportunities Fund.
The list required by this Item 26 of officers and directors of
Ivy Management, Inc., Mackenzie Financial Corporation,
Northern Cross Investments Limited and Henderson Investment
Management Limited, together with information as to any other
business profession, vocation or employment of a substantial
nature engaged in by such officers and directors during the
past two years, is incorporated by reference to Schedules A
and D of each firm's respective Form ADV.
Item 27. Principal Underwriters
(a) Ivy Mackenzie Distributors, Inc. ("IMDI"), formerly
Mackenzie Ivy Funds Distributors, Inc., Via Mizner Financial
Plaza, 700 South Federal Highway, Suite 300, Boca Raton,
Florida 33432, Registrant's distributor, is a subsidiary of
Mackenzie Investment Management Inc. ("MIMI"), Via Mizner
Financial Plaza, 700 South Federal Highway, Suite 300, Boca
Raton, Florida 33432. IMDI is the successor to MIMI's
distribution activities. IMDI also serves as the distributor
for Mackenzie Solutions.
(b) The information required by this Item 27 regarding each
director, officer or partner of IMDI is incorporated by
reference to Schedule A of Form BD filed by IMDI pursuant to
the Securities Exchange Act of 1934.
(c) Not applicable
Item 28. Location of Accounts and Records
The information required by this item is incorporated by
reference to Item 7 of Part II of Post-Effective Amendment No.
46 to Registration Statement No. 2-17613.
Item 29. Management Services: Not applicable.
Item 30. Undertakings: Not applicable
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant has duly caused this
Post-Effective Amendment No. 109 to its Registration Statement to be signed on
its behalf by the undersigned, duly authorized, in the City of Boston, and the
Commonwealth of Massachusetts, on the eighth day of March, 1999.
IVY FUND
By: Keith J. Carlson**
By: JOSEPH R. FLEMING President
Joseph R. Fleming, Attorney-in-Fact
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 109 to the Registration Statement has been signed
below by the following persons in the capacities and on the dates indicated.
SIGNATURES TITLE DATE
MICHAEL G. LANDRY* Trustee and Chairman 03/08/99
(Chief Executive Officer)
JOHN S. ANDEREGG, JR.* Trustee 03/08/99
PAUL H. BROYHILL* Trustee 03/08/99
STANLEY CHANNICK* Trustee 03/08/99
FRANK W. DEFRIECE, JR.* Trustee 03/08/99
ROY J. GLAUBER* Trustee 03/08/99
KEITH J. CARLSON** Trustee and 03/08/99
President
JOSEPH G. ROSENTHAL* Trustee 03/08/99
RICHARD N. SILVERMAN* Trustee 03/08/99
J. BRENDAN SWAN* Trustee 03/08/99
C. WILLIAM FERRIS* Treasurer (Chief 03/08/99
Financial Officer)
By: JOSEPH R. FLEMING
Joseph R. Fleming, Attorney-in-Fact
* Executed pursuant to powers of attorney filed with Post-Effective
Amendments Nos. 69, 73, 74, 84 and 89 to Registration Statement No.
2-17613.
** Executed pursuant to power of attorney filed with Post-Effective
Amendment No. 89 to Registration Statement No. 2-17613.
<PAGE>
EXHIBIT INDEX
Exhibits: None
<PAGE>
