As filed electronically with the Securities and Exchange Commission on
January 29, 1999
(File No. 2-17613)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 105 [ X ]
and
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. [ X ]
IVY FUND
(Exact Name of Registrant as Specified in Charter)
Via Mizner Financial Plaza
700 South Federal Highway - Suite 300
Boca Raton, Florida 33432
(Address of Principal Executive Offices)
Registrant's Telephone Number: (800) 777-6472
C. William Ferris
Mackenzie Investment Management Inc.
Via Mizner Financial Plaza
700 South Federal Highway - Suite 300
Boca Raton, Florida 33432
(Name and Address of Agent for Service)
Copies to:
Joseph R. Fleming, Esq.
Dechert Price & Rhoads
Ten Post Office Square, South - Suite 1230
Boston, MA 02109
[ X ] It is proposed that this post-effective amendment will become effective
on April 1, 1999 pursuant to paragraph (a)(1) of Rule 485.
[ X ] This post-effective amendment designates a new effective date for a
previously filed post-effective amendment.
THIS POST-EFFECTIVE AMENDMENT NO. 105 IS BEING FILED IN ORDER TO DESIGNATE A NEW
EFFECTIVE DATE FOR THE REGISTRANT'S POST-EFFECTIVE AMENDMENT NO. 104, WHICH
RELATES TO IVY INTERNATIONAL STRATEGIC BOND FUND AND WAS FILED ON DECEMBER 7,
1998 (AND WHICH HAS NOT YET BECOME EFFECTIVE). THE TWO PROSPECTUSES AND TWO
STATEMENTS OF ADDITIONAL INFORMATION FOR IVY INTERNATIONAL STRATEGIC BOND FUND
THAT ARE INCORPORATED BY REFERENCE INTO THIS POST-EFFECTIVE AMENDMENT NO. 105
ARE TO BE USED CONCURRENTLY WITH AND SEPARATELY FROM THE CURRENTLY EFFECTIVE
PROSPECTUSES AND STATEMENTS OF ADDITIONAL INFORMATION FOR IVY MONEY MARKET FUND,
IVY ASIA PACIFIC FUND, IVY BOND FUND, IVY CANADA FUND, IVY CHINA REGION FUND,
IVY US EMERGING GROWTH FUND, IVY GLOBAL FUND, IVY GLOBAL NATURAL RESOURCES FUND,
IVY GLOBAL SCIENCE & TECHNOLOGY FUND, IVY GROWTH FUND, IVY GROWTH WITH INCOME
FUND, IVY INTERNATIONAL FUND, IVY INTERNATIONAL FUND II, IVY INTERNATIONAL SMALL
COMPANIES FUND, IVY SOUTH AMERICA FUND, IVY DEVELOPING NATIONS FUND, IVY
PAN-EUROPE FUND, AND IVY US BLUE CHIP FUND, WHICH ARE NOT INCLUDED IN, BUT ARE
ALSO INCORPORATED BY REFERENCE TO, THIS FILING.
IVY FUND
CROSS REFERENCE SHEET
Post-Effective Amendment No. 105 incorporates by reference the
Prospectuses and Statements of Additional Information to be used with Ivy
International Strategic Bond Fund, one of the nineteen series of Ivy Fund (the
"Registrant"). The other eighteen series of the Registrant are described in
seven separate prospectuses and statements of additional information, which are
not included herewith but are incorporated by reference herein.
ITEMS REQUIRED BY FORM N-1A
CLASS A, B, C, AND I SHARES:
PART A:
1 COVER PAGE: Cover Page
2 SYNOPSIS: Expense Information
3 CONDENSED FINANCIAL INFORMATION: Not Applicable
4 GENERAL DESCRIPTION OF REGISTRANT: Investment Objectives and Policies; Risk
Factors and Investment Techniques
5 MANAGEMENT OF THE FUND: Organization and Management of the Fund; Investment
Manager; Transfer Agent; Fund Administration and Accounting
6 CAPITAL STOCK AND OTHER SECURITIES: Performance Data; Dividends and Taxes;
Choosing a Distribution Option; Shareholder Inquiries; Signature
Guarantees; Consolidated Account Statements
7 PURCHASE OF SECURITIES BEING OFFERED: How to Buy Shares; How Your Purchase
Price is Determined; How the Fund Values its Shares; Initial Sales Charge
Alternative--Class A Shares; Contingent Deferred Sales Charge
Alternative--Class A Shares; Qualifying for a Reduced Sales Charge;
Contingent Deferred Sales Charge Alternative--Class B and Class C Shares;
Automatic Investment Method; Retirement Plans
8 REDEMPTION OR REPURCHASE: How to Redeem Shares; Minimum Account Balance
Requirements; Tax Identification Number; Certificates; Exchange Privilege;
Systematic Withdrawal Plan
9 PENDING LEGAL PROCEEDINGS: Not Applicable
PART B:
10 COVER PAGE: Cover Page
11 TABLE OF CONTENTS: Table of Contents
12 GENERAL INFORMATION AND HISTORY: Investment Objectives and Policies
13 INVESTMENT OBJECTIVES AND POLICIES: Investment Objectives and
Policies; Investment Restrictions; Additional Restrictions; Appendix A
14 MANAGEMENT OF THE FUND: Trustees and Officers; Investment Advisory and
Other Services
15 CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES: Trustees and
Officers; Capitalization and Voting Rights
16 INVESTMENT ADVISORY AND OTHER SERVICES: Investment Advisory and Other
Services
17 BROKERAGE ALLOCATION AND OTHER PRACTICES: Brokerage Allocation;
Portfolio Turnover
18 CAPITAL STOCK AND OTHER SECURITIES: Capitalization and Voting Rights;
Conversion of Class B Shares
19 PURCHASE, REDEMPTION AND PRICING OF SECURITIES BEING OFFERED: Net
Asset Value; Redemptions
20 TAX STATUS: Taxation
21 UNDERWRITERS: Investment Advisory and Other Services
22 CALCULATION OF PERFORMANCE DATA: Performance Information
23 FINANCIAL STATEMENTS: Financial Statements
ADVISOR CLASS SHARES:
PART A:
1 COVER PAGE: Cover Page
2 SYNOPSIS: Expense Information
3 CONDENSED FINANCIAL INFORMATION: Not Applicable
4 GENERAL DESCRIPTION OF REGISTRANT: Investment Objectives and Policies;
Risk Factors and Investment Techniques
5 MANAGEMENT OF THE FUND: Organization and Management of the Fund;
Investment Manager; Transfer Agent; Fund Administration and Accounting
6 CAPITAL STOCK AND OTHER SECURITIES: Performance Data; Dividends and
Taxes; Choosing a Distribution Option; Shareholder Inquiries;
Signature Guarantees; Consolidated Account Statements
7 PURCHASE OF SECURITIES BEING OFFERED: How to Buy Shares; How Your
Purchase Price is Determined; How the Fund Values its Shares;
Automatic Investment Method; Retirement Plans
8 REDEMPTION OR REPURCHASE: How to Redeem Shares; Minimum Account
Balance Requirements; Tax Identification Number; Certificates;
Exchange Privilege; Systematic Withdrawal Plan
9 PENDING LEGAL PROCEEDINGS: Not Applicable
PART B:
10 COVER PAGE: Cover Page
11 TABLE OF CONTENTS: Table of Contents
12 GENERAL INFORMATION AND HISTORY: Investment Objectives and Policies
13 INVESTMENT OBJECTIVES AND POLICIES: Investment Objectives and
Policies; Investment Restrictions; Additional Restrictions; Appendix A
14 MANAGEMENT OF THE FUND: Trustees and Officers; Investment Advisory and
Other Services
15 CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES: Trustees and
Officers; Capitalization and Voting Rights
16 INVESTMENT ADVISORY AND OTHER SERVICES: Investment Advisory and Other
Services
17 BROKERAGE ALLOCATION AND OTHER PRACTICES: Brokerage Allocation;
Portfolio Turnover
18 CAPITAL STOCK AND OTHER SECURITIES: Capitalization and Voting Rights
19 PURCHASE, REDEMPTION AND PRICING OF SECURITIES BEING OFFERED: Net
Asset Value; Redemptions
20 TAX STATUS: Taxation
21 UNDERWRITERS: Investment Advisory and Other Services
22 CALCULATION OF PERFORMANCE DATA: Performance Information
23 FINANCIAL STATEMENTS: Financial Statements
<PAGE>
PARTS A and B. PROSPECTUSES AND STATEMENTS OF ADDITIONAL INFORMATION
The two Prospectuses and two Statements of Additional Information
applicable to Classes A, B, C and I and to the Advisor Class shares of Ivy
International Strategic Bond Fund, which were included in the Registrant's
Post-Effective Amendment No. 104 filed with the Securities and Exchange
Commission via EDGAR on December 7, 1998 pursuant to Rule 485(a) under the
Securities Act of 1933, are incorporated herein by reference.
PART C. OTHER INFORMATION
Item 24: Financial Statements and Exhibits
(a) Financial Statements:
Included in Part A: None
Included in Part B: Statement of Assets and Liabilities and
Report of Independent Accountants to be filed by amendment.
(b) Exhibits:
1. (a) Amended and Restated Declaration of
Trust dated December 10, 1992, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(a)(1) Redesignation of
Shares of Beneficial Interest and
Establishment and Designation of Additional
Series and Classes of Shares of Beneficial
Interest (No Par Value) filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Amendment to Amended and Restated
Declaration of Trust, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Amendment to Amended and Restated
Declaration of Trust, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Establishment and Designation of Additional
Series (Ivy Emerging Growth Fund), filed
with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(e) Redesignation of Shares (Ivy Growth with
Income Fund--Class A) and Establishment and
Designation of Additional Class (Ivy Growth
with Income Fund--Class C), filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Redesignation of Shares (Ivy Emerging Growth
Fund--Class A, Ivy Growth Fund--Class A and
Ivy International Fund--Class A), filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(g) Establishment and Designation of Additional
Series (Ivy China Region Fund), filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(h) Establishment and Designation of Additional
Class (Ivy China Region Fund--Class B, Ivy
Emerging Growth Fund--Class B, Ivy Growth
Fund--Class B, Ivy Growth with Income
Fund--Class B and Ivy International
Fund--Class B), filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(i) Establishment and Designation of Additional
Class (Ivy International Fund--Class I),
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Establishment and Designation of Series and
Classes (Ivy Latin American Strategy
Fund--Class A and Class B, Ivy New Century
Fund--Class A and Class B), filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Establishment and Designation of Series and
Classes (Ivy International Bond Fund--Class
A and Class B), filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(l) Establishment and Designation of Series and
Classes (Ivy Bond Fund, Ivy Canada Fund, Ivy
Global Fund, Ivy Short-Term US Government
Securities Fund (now known as Ivy Short-Term
Bond Fund) -- Class A and Class B), filed
with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Redesignation of Ivy Short-Term U.S.
Government Securities Fund as Ivy Short-Term
Bond Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(n) Redesignation of Shares (Ivy Money Market
Fund--Class A and Ivy Money Market
Fund--Class B), filed with Post-Effective
Amendment No. 84 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(o) Form of Establishment and Designation of
Additional Class (Ivy Bond Fund--Class C; Ivy
Canada Fund--Class C; Ivy China Region
Fund--Class C; Ivy Emerging Growth
Fund--Class C; Ivy Global Fund--Class C; Ivy
Growth Fund--Class C; Ivy Growth with Income
Fund--Class C; Ivy International Fund--Class
C; Ivy Latin America Strategy Fund--Class C;
Ivy International Bond Fund--Class C; Ivy
Money Market Fund--Class C; Ivy New Century
Fund--Class C), filed with Post-Effective
Amendment No. 84 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(p) Establishment and Designation of Series and
Classes (Ivy Global Science & Technology
Fund--Class A, Class B, Class C and Class
I), filed with Post-Effective Amendment No.
86 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(q) Establishment and designation of Series and
Classes (Ivy Global Natural Resources
Fund--Class A, Class B and Class C; Ivy Asia
Pacific Fund--Class A, Class B and Class C;
Ivy International Small Companies
Fund--Class A, Class B, Class C and Class
I), filed with Post-Effective Amendment No.
89 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(r) Establishment and designation of Series and
Classes (Ivy Pan-Europe Fund--Class A, Class
B and Class C), filed with Post-Effective
Amendment No. 92 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(s) Establishment and designation of Series and
Classes (Ivy International Fund II--Class A,
Class B, Class C and Class I), filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(t) Form of Establishment and Designation of
Additional Class (Ivy Asia Pacific
Fund--Advisor Class; Ivy Bond Fund--Advisor
Class; Ivy Canada Fund--Advisor Class; Ivy
China Region Fund--Advisor Class; Ivy
Emerging Growth Fund--Advisor Class; Ivy
Global Fund--Advisor Class; Ivy Global
Natural Resources Fund--Advisor Class; Ivy
Global Science & Technology Fund--Advisor
Class; Ivy Growth Fund--Advisor Class; Ivy
Growth with Income Fund--Advisor Class; Ivy
International Bond Fund--Advisor Class; Ivy
International Fund II--Advisor Class; Ivy
International Small Companies Fund--Advisor
Class; Ivy Latin America Strategy
Fund--Advisor Class; Ivy New Century
Fund--Advisor Class; Ivy Pan-Europe
Fund--Advisor Class), filed with
Post-Effective Amendment No. 96 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(u) Redesignations of Series and Classes (Ivy
Emerging Growth Fund redesignated as Ivy US
Emerging Growth Fund; Ivy New Century Fund
redesignated as Ivy Developing Nations Fund;
and, Ivy Latin America Strategy Fund
redesignated as Ivy South America Fund),
filed with Post-Effective Amendment No. 97
to Registration Statement 2-17613 and
incorporated by reference herein.
(v) Redesignation of Series and Classes and
Establishment and Designation of Additional
Class (Ivy International Bond Fund
redesignated as Ivy High Yield Fund; Class I
shares of Ivy High Yield Fund established),
filed with Post-Effective Amendment No. 98
to Registration Statement 2-17613 and
incorporated by reference herein.
(w) Establishment and designation of Series and
Classes (Ivy US Blue Chip Fund--Class A,
Class B, Class C, Class I and Advisor
Class), filed with Post-Effective Amendment
No. 101 to Registration Statement 2-17613
and incorporated by reference herein.
(x) Redesignation of Series and Classes (Ivy
High Yield Fund redesignated as Ivy
International Strategic Bond Fund) to be
filed by amendment.
2. By-Laws, as amended, filed with Post-Effective
Amendment No. 102 to Registration Statement No.
2-17613 and incorporated by reference herein.
3. Not Applicable
4. (a) Specimen Securities for Ivy
Growth Fund, Ivy Growth with Income Fund,
Ivy International Fund and Ivy Money Market
Fund, filed with Post-Effective Amendment
No. 49 to Registration Statement No. 2-17613
and incorporated by reference herein.
(b) Specimen Security for Ivy Emerging Growth
Fund, filed with Post-Effective Amendment
No. 70 to Registration Statement No. 2-17613
and incorporated by reference herein.
(c) Specimen Security for Ivy China Region Fund,
filed with Post-Effective Amendment No. 74
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Specimen Security for Ivy Latin American
Strategy Fund, filed with Post-Effective
Amendment No. 75 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(e) Specimen Security for Ivy New Century Fund,
filed with Post-Effective Amendment No. 75
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Specimen Security for Ivy International Bond
Fund, filed with Post-Effective Amendment
No. 76 to Registration Statement No. 2-17613
and incorporated by reference herein.
(g) Specimen Securities for Ivy Bond Fund, Ivy
Canada Fund, Ivy Global Fund, and Ivy
Short-Term U.S. Government Securities Fund,
filed with Post-Effective Amendment No. 77
to Registration Statement No. 2-17613 and
incorporated by reference herein.
5. (a) Master Business Management
and Investment Advisory Agreement between
Ivy Fund and Ivy Management, Inc. and
Supplements for Ivy Growth Fund, Ivy Growth
with Income Fund, Ivy International Fund and
Ivy Money Market Fund, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Subadvisory Contract by and among Ivy
Fund, Ivy Management, Inc. and Boston
Overseas Investors, Inc., filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Assignment Agreement relating to
Subadvisory Contract, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Business Management and Investment
Advisory Agreement Supplement for Ivy
Emerging Growth Fund, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(e) Business Management and Investment
Advisory Agreement Supplement for Ivy China
Region Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(f) Business Management and Investment
Advisory Supplement for Ivy Latin America
Strategy Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(g) Business Management and Investment
Advisory Agreement Supplement for Ivy New
Century Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(h) Business Management and Investment
Advisory Agreement Supplement for Ivy
International Bond Fund, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(i) Business Management and Investment Advisory
Agreement Supplement for Ivy Bond Fund, Ivy
Global Fund and Ivy Short-Term U.S.
Government Securities Fund, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Master Business Management Agreement
between Ivy Fund and Ivy Management, Inc.,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Supplement to Master Business Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy Canada Fund), filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(l) Investment Advisory Agreement between Ivy
Fund and Mackenzie Financial Corporation,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Form of Supplement to Master Business
Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy Global Science & Technology Fund),
filed with Post-Effective Amendment No. 86
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(n) Form of Supplement to Master Business
Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy Asia Pacific Fund and Ivy International
Small Companies Fund), filed with
Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(o) Form of Supplement to Master Business
Management Agreement between Ivy Fund and
Ivy Management, Inc. (Ivy Global Natural
Resources Fund), filed with Post-Effective
Amendment No. 89 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(p) Form of Supplement to Investment Advisory
Agreement between Ivy Fund and Mackenzie
Financial Corporation (Ivy Global Natural
Resources Fund), filed with Post-Effective
Amendment No. 89 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(q) Form of Supplement to Master Business
Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy Pan-Europe Fund), filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(r) Form of Supplement to Master Business
Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy International Fund II), filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(s) Addendum to Master Business Management and
Investment Advisory Agreement between Ivy
Fund and Ivy Management, Inc. (Ivy
Developing Nations Fund, Ivy South America
Fund, Ivy US Emerging Growth Fund), filed
with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(t) Supplement to Master Business Management and
Investment Advisory Agreement between Ivy
Fund and Ivy Management, Inc. (Ivy High
Yield Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(u) Supplement to Master Business Management and
Investment Advisory Agreement between Ivy
Fund and Ivy Management, Inc. (Ivy US Blue
Chip Fund), filed with Post-Effective
Amendment No. 101 to Registration Statement
2-17613 and incorporated by reference
herein.
(v) Supplement to Master Business Management
and Investment Advisory Agreement between Ivy
Fund and Ivy Management, Inc. (Ivy
International Strategic Bond Fund) to be
filed by amendment.
6. (a) Dealer Agreement, as amended, filed
with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Amended and Restated Distribution
Agreement, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(c) Addendum to Amended and Restated
Distribution Agreement, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Addendum to Amended and Restated
Distribution Agreement (Ivy Money Market
Fund--Class A and Class B), filed with
Post-Effective Amendment No. 84 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(e) Form of Addendum to Amended and Restated
Distribution Agreement (Class C), filed with
Post-Effective Amendment No. 84 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Form of Addendum to Amended and Restated
Distribution Agreement (Ivy Global Science &
Technology Fund--Class A, Class B, Class C
and Class I), filed with Post-Effective
Amendment No. 86 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(g) Form of Addendum to Amended and Restated
Distribution Agreement (Ivy Global Natural
Resources Fund--Class A, Class B and Class
C; Ivy Asia Pacific Fund--Class A, Class B
and Class C; Ivy International Small
Companies Fund--Class A, Class B, Class C,
and Class I), filed with Post-Effective
Amendment No. 89 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(h) Form of Addendum to Amended and Restated
Distribution Agreement (Ivy Pan-Europe
Fund--Class A, Class B and Class C), filed
with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(i) Form of Addendum to Amended and Restated
Distribution Agreement (Ivy International
Fund II--Class A, Class B, Class C and Class
I), filed with Post-Effective Amendment No.
94 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Form of Addendum to Amended and Restated
Distribution Agreement (Advisor Class),
filed with Post-Effective Amendment No. 96
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Addendum to Amended and Restated
Distribution Agreement (Ivy Developing
Nations Fund, Ivy South America Fund, Ivy US
Emerging Growth Fund), filed with
Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(l) Addendum to Amended and Restated
Distribution Agreement (Ivy High Yield Fund),
filed with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Addendum to Amended and Restated
Distribution Agreement (Ivy US Blue Chip
Fund), filed with Post-Effective Amendment
No. 101 to Registration Statement 2-17613
and incorporated by reference herein.
(n) Addendum to Amended and Restated
Distribution Agreement (Ivy International
Strategic Bond Fund) to be filed by
amendment.
7. Not Applicable
8. Custodian Agreement between Ivy Fund and
Brown Brothers Harriman & Co., filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
9. (a) Master Administrative Services
Agreement between Ivy Fund and Mackenzie
Investment Management Inc. and Supplements
for Ivy Growth Fund, Ivy Growth with Income
Fund, Ivy International Fund and Ivy Money
Market Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(b) Addendum to Administrative Services
Agreement Supplement for Ivy International
Fund, filed with Post-Effective Amendment No.
102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Administrative Services Agreement
Supplement for Ivy Emerging Growth Fund,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c)(1) Administrative Services Agreement
Supplement for Ivy Money Market Fund, filed
with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Administrative Services Agreement Supplement
for Ivy China Region Fund, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(e) Administrative Services Agreement
Supplement for Class I Shares of Ivy
International Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(f) Master Fund Accounting Services Agreement
between Ivy Fund and Mackenzie Investment
Management Inc. and Supplements for Ivy
Growth Fund, Ivy Emerging Growth Fund and
Ivy Money Market Fund, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(g) Fund Accounting Services Agreement
Supplement for Ivy Growth with Income Fund,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(h) Fund Accounting Services Agreement
Supplement for Ivy China Region Fund, filed
with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(i) Transfer Agency and Shareholder Services
Agreement between Ivy Fund and Ivy
Management, Inc., filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(j) Addendum to Transfer Agency and Shareholder
Services Agreement, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Assignment Agreement relating to Transfer
Agency and Shareholder Services Agreement,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(l) Administrative Services Agreement
Supplement for Ivy Latin America Strategy
Fund, filed with Post-Effective Amendment No.
102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Administrative Services Agreement Supplement
for Ivy New Century Fund, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(n) Fund Accounting Services Agreement
Supplement for Ivy Latin America Strategy
Fund, filed with Post-Effective Amendment No.
102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(o) Fund Accounting Services Agreement
Supplement for Ivy New Century Fund, filed
with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(o)(1) Addendum to Transfer Agency and
Shareholder Services Agreement, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(p) Administrative Services Agreement
Supplement for Ivy International Bond Fund,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(q) Fund Accounting Services Agreement
Supplement for International Bond Fund,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(r) Addendum to Transfer Agency and Shareholder
Services Agreement, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(s) Addendum to Transfer Agency and Shareholder
Services Agreement, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(t) Administrative Services Agreement Supplement
for Ivy Bond Fund, Ivy Global Fund and Ivy
Short-Term U.S. Government Securities Fund,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(u) Fund Accounting Services Agreement
Supplement for Ivy Bond Fund, Ivy Global
Fund and Ivy Short-Term U.S. Government
Securities Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(v) Form of Administrative Services Agreement
Supplement (Class C) for Ivy Bond Fund, Ivy
Canada Fund, Ivy China Region Fund, Ivy
Emerging Growth Fund, Ivy Global Fund, Ivy
Growth Fund, Ivy Growth with Income Fund,
Ivy International Fund, Ivy International
Bond Fund, Ivy Latin America Strategy Fund,
Ivy Money Market Fund and Ivy New Century
Fund, filed with Post-Effective Amendment
No. 84 to Registration Statement No. 2-17613
and incorporated by reference herein.
(w) Form of Addendum to Transfer Agency and
Shareholder Services Agreement (Class C),
filed with Post-Effective Amendment No. 84
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(x) Form of Administrative Services Agreement
Supplement for Ivy Global Science &
Technology Fund, filed with Post-Effective
Amendment No. 86 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(y) Form of Fund Accounting Services
Agreement Supplement for Ivy Global Science &
Technology Fund, filed with Post-Effective
Amendment No. 86 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(z) Form of Addendum to Transfer Agency and
Shareholder Services Agreement for Ivy
Global Science & Technology Fund, filed with
Post-Effective Amendment No. 86 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(aa) Form of Administrative Services Agreement
Supplement for Ivy Global Natural Resources
Fund, Ivy Asia Pacific Fund and Ivy
International Small Companies Fund, filed
with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(bb) Form of Fund Accounting Services Agreement
Supplement for Ivy Global Natural Resources
Fund, Ivy Asia Pacific Fund and Ivy
International Small Companies Fund, filed
with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(cc) Form of Addendum to Transfer Agency and
Shareholder Services Agreement for Ivy
Global Natural Resources Fund, Ivy Asia
Pacific Fund and Ivy International Small
Companies Fund, filed with Post-Effective
Amendment No. 89 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(dd) Form of Administrative Services
Agreement Supplement for Ivy Pan-Europe Fund,
filed with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(ee) Form of Fund Accounting Services
Agreement Supplement for Ivy Pan-Europe Fund,
filed with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(ff) Form of Addendum to Transfer Agency and
Shareholder Services Agreement for Ivy
Pan-Europe Fund, filed with Post-Effective
Amendment No. 94 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(gg) Form of Administrative Services
Agreement Supplement for Ivy International
Fund II, filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(hh) Form of Fund Accounting Services
Agreement Supplement for Ivy International
Fund II, filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(ii) Form of Addendum to Transfer Agency and
Shareholder Services Agreement for Ivy
International Fund II, filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(jj) Form of Administrative Services
Agreement Supplement (Advisor Class) for Ivy
Asia Pacific Fund, Ivy Bond Fund, Ivy Canada
Fund, Ivy China Region Fund, Ivy Emerging
Growth Fund, Ivy Global Fund, Ivy Global
Natural Resources Fund, Ivy Global Science &
Technology Fund, Ivy Growth Fund, Ivy Growth
with Income Fund, Ivy International Bond
Fund, Ivy International Fund II, Ivy
International Small Companies Fund, Ivy Latin
America Strategy Fund, Ivy New Century Fund
and Ivy Pan-Europe Fund, filed with
Post-Effective Amendment No. 96 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(kk) Form of Addendum to Transfer Agency and
Shareholder Services Agreement (Advisor
Class), filed with Post-Effective Amendment
No. 96 to Registration Statement No. 2-17613
and incorporated by reference herein.
(ll) Addendum to Administrative Services
Agreement (Ivy Developing Nations Fund, Ivy
South America Fund, Ivy US Emerging Growth
Fund), filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(mm) Addendum to Fund Accounting Services
Agreement (Ivy Developing Nations Fund, Ivy
South America Fund, Ivy US Emerging Growth
Fund), filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(nn) Addendum to Transfer Agency and Shareholder
Services Agreement (Ivy Developing Nations
Fund, Ivy South America Fund, Ivy US
Emerging Growth Fund, Ivy High Yield Fund),
filed with Post-Effective Amendment No. 98
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(oo) Addendum to Fund Accounting Services
Agreement (Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(pp) Addendum to Administrative Services
Agreement (Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(qq) Amended Addendum to Transfer Agency and
Shareholder Services Agreement (Ivy
Developing Nations Fund, Ivy South America
Fund, Ivy US Emerging Growth Fund, Ivy High
Yield Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement
No. 2-17613 and incorporated by reference
herein (a corrected version of which was
filed with Post-Effective Amendment No. 99).
(rr) Addendum to Transfer Agency and
Shareholder Services Agreement (Ivy US Blue
Chip Fund), filed with Post-Effective
Amendment No. 101 to Registration Statement
2-17613 and incorporated by reference herein.
(ss) Addendum to Fund Accounting Services
Agreement (Ivy US Blue Chip Fund), to be
filed with Post-Effective Amendment No. 101
to Registration Statement 2-17613 and
incorporated by reference herein.
(tt) Addendum to Administrative Services
Agreement (Ivy US Blue Chip Fund), filed with
Post-Effective Amendment No. 101 to
Registration Statement 2-17613 and
incorporated by reference herein.
(uu) Addendum to Transfer Agency and
Shareholder Services Agreement (Ivy
International Strategic Bond Fund) to be
filed by amendment.
(vv) Addendum to Fund Accounting Services
Agreement (Ivy International Strategic Bond
Fund) to be filed by amendment.
(ww) Addendum to Administrative Services
Agreement (Ivy International Strategic Bond
Fund) to be filed by amendment.
10. Opinion and consent of counsel with
respect to Registrant's Ivy International
Strategic Bond Fund to be filed by amendment.
11. (a) Consent of independent accountants to
be filed by amendment.
(b) Report of independent accountants to be
filed by amendment.
12. Not applicable.
13. Not applicable.
14. Not applicable.
15. (a) Amended and Restated Distribution
Plan for Class A shares of Ivy China Region
Fund, Ivy Growth Fund, Ivy Growth with Income
Fund, Ivy International Fund and Ivy Emerging
Growth Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(b) Distribution Plan for Class B shares of Ivy
China Region Fund, Ivy Growth Fund, Ivy
Growth with Income Fund, Ivy International
Fund and Ivy Emerging Growth Fund, filed
with Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Distribution Plan for Class C Shares of Ivy
Growth with Income Fund, filed with
Post-Effective Amendment No. 102 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Form of Rule 12b-1 Related Agreement,
filed with Post-Effective Amendment No. 102
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(d)(1) Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund Class
A Shares, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613
and incorporated by reference herein.
(e) Supplement to Distribution Plan for Ivy
Fund Class B Shares, filed with
Post-Effective Amendment No. 103 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(e)(1) Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund Class
A Shares, filed with Post-Effective Amendment
No. 103 to Registration Statement No. 2-17613
and incorporated by reference herein.
(f) Supplement to Distribution Plan for Ivy
Fund Class B Shares, filed with
Post-Effective Amendment No. 103 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(g) Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A
Shares, filed with Post-Effective Amendment
No. 103 to Registration Statement No. 2-17613
and incorporated by reference herein.
(h) Supplement to Distribution Plan for Ivy
Fund Class B Shares, filed with
Post-Effective Amendment No. 103 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(i) Form of Supplement to Distribution Plan for
Ivy Growth with Income Fund Class C Shares
(Redesignation as Class D Shares), filed
with Post-Effective Amendment No. 84 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Form of Distribution Plan for Class C shares
of Ivy Bond Fund, Ivy Canada Fund, Ivy China
Region Fund, Ivy Emerging Growth Fund, Ivy
Global Fund, Ivy Growth Fund, Ivy Growth
with Income Fund, Ivy International Fund,
Ivy International Bond Fund, Ivy Latin
America Strategy Fund and Ivy New Century
Fund, filed with Post-Effective Amendment
No. 85 to Registration Statement No. 2-17613
and incorporated by reference herein.
(k) Form of Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund
Class A Shares (Ivy Global Science &
Technology Fund), filed with Post-Effective
Amendment No. 87 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(l) Form of Supplement to Distribution Plan for
Ivy Fund Class B Shares (Ivy Global Science
& Technology Fund), filed with
Post-Effective Amendment No. 87 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Form of Supplement to Distribution Plan for
Ivy Fund Class C Shares (Ivy Global Science
& Technology Fund), filed with
Post-Effective Amendment No. 87 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(n) Form of Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund
Class A Shares (Ivy Global Natural Resources
Fund, Ivy Asia Pacific Fund and Ivy
International Small Companies Fund), filed
with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(o) Form of Supplement to Distribution Plan for
Ivy Fund Class B Shares (Ivy Global Natural
Resources Fund, Ivy Asia Pacific Fund and
Ivy International Small Companies Fund),
filed with Post-Effective Amendment No. 89
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(p) Form of Supplement to Distribution Plan for
Ivy Fund Class C Shares (Ivy Global Natural
Resources Fund, Ivy Asia Pacific Fund and
Ivy International Small Companies Fund),
filed with Post-Effective Amendment No. 89
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(q) Form of Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund
Class A Shares (Ivy Pan-Europe Fund), filed
with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(r) Form of Supplement to Distribution Plan for
Ivy Fund Class B Shares (Ivy Pan-Europe
Fund), filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(s) Form of Supplement to Distribution Plan for
Ivy Fund Class C Shares (Ivy Pan-Europe
Fund), filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(t) Form of Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund
Class A Shares (Ivy International Fund II),
filed with Post-Effective Amendment No. 94
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(u) Form of Supplement to Distribution Plan
for Ivy Fund Class B Shares (Ivy
International Fund II), filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(v) Form of Supplement to Distribution Plan
for Ivy Fund Class C Shares (Ivy
International Fund II), filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(w) Amendment to Master Amended and Restated
Distribution Plan for Ivy Fund Class A
Shares (Ivy Developing Nations Fund, Ivy
South America Fund, Ivy US Emerging Growth
Fund), filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(x) Amendment to Distribution Plan for Ivy Fund
Class B Shares (Ivy Developing Nations Fund,
Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(y) Amendment to Distribution Plan for Ivy Fund
Class C Shares (Ivy Developing Nations Fund,
Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(z) Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A
Shares (Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(aa) Supplement to Distribution Plan for Ivy
Fund Class B Shares (Ivy High Yield Fund),
filed with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(bb) Supplement to Distribution Plan for Ivy
Fund Class C Shares (Ivy High Yield Fund),
filed with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(cc) Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A
Shares (Ivy US Blue Chip Fund), filed with
Post-Effective Amendment No. 101 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(dd) Supplement to Distribution Plan for Ivy Fund
Class B Shares (Ivy US Blue Chip Fund),
filed with Post-Effective Amendment No. 101
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(ee) Supplement to Distribution Plan for Ivy Fund
Class C Shares (Ivy US Blue Chip Fund),
filed with Post-Effective Amendment No. 101
to Registration Statement No. 2-17613 and
incorporated by reference herein.
(ff) Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund Class
A Shares (Ivy International Strategic Bond
Fund) to be filed by amendment.
(gg) Supplement to Distribution Plan for Ivy
Fund Class B Shares (Ivy International
Strategic Bond Fund) to be filed by
amendment.
(hh) Supplement to Distribution Plan for Ivy
Fund Class C Shares (Ivy International
Strategic Bond Fund) to be filed by
amendment.
16. Schedule of Computation of Standardized
Performance Quotations, filed with
Post-Effective Amendment No. 103 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
17. Not applicable.
18. (a) Plan adopted pursuant to Rule 18f-3
under the Investment Company Act of 1940,
filed with Post-Effective Amendment No. 83 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with
Post-Effective Amendment No. 85 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with
Post-Effective Amendment No. 87 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with
Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(e) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with
Post-Effective Amendment No. 92 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(g) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with
Post-Effective Amendment No. 96 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(h) Amended and Restated Plan adopted pursuant
to Rule 18f-3 under the Investment Company
Act of 1940, filed with Post-Effective
Amendment No. 98 to Registration Statement
No. 2-17613 and incorporated by reference
herein (a corrected version of which was
filed with Post-Effective Amendment No. 99).
(i) Amended and Restated Plan adopted pursuant
to Rule 18f-3 under the Investment Company
Act of 1940, filed with Post-Effective
Amendment No. 101 to Registration Statement
2-17613 and incorporated by reference
herein.
(j) Amended and Restated Plan adopted pursuant
to Rule 18f-3 under the Investment Company
Act of 1940 to be filed by amendment.
25. Not applicable.
26. Number of Holders of Securities
Fund: Date Class Record Holders
Ivy Asia Pacific 12/31/98 Class A 166
Fund Class B 190
Class C 182
Advisor Class 0
Ivy Bond Fund 12/31/98 Class A 4,419
Class B 998
Class C 148
Class I 0
Advisor Class 9
Ivy Canada Fund 12/31/98 Class A 1,352
Class B 140
Class C 20
Advisor Class 1
Ivy China Region 12/31/98 Class A 1,752
Fund Class B 1031
Class C 98
Advisor Class 4
Ivy Developing 12/31/98 Class A 600
Nations Fund Class B 720
(formerly Ivy New Class C 284
Century Fund) Advisor Class 1
Ivy Global Fund 12/31/98 Class A 1,155
Class B 723
Class C 40
Advisor Class 1
Ivy Global Natural 12/31/98 Class A 148
Resources Fund Class B 139
Class C 11
Advisor Class 0
Ivy Global Science & 12/31/98 Class A 930
Technology Fund Class B 733
Class C 368
Class I 0
Advisor Class 1
Ivy Growth Fund 12/31/98 Class A 25,080
Class B 356
Class C 18
Advisor Class 3
Ivy Growth with 12/31/98 Class A 6,194
Income Fund Class B 1,425
Class C 38
Class D 0
Advisor Class 1
Ivy International 12/31/98 Class A 0
Strategic Bond Fund Class B 0
Class C 0
Class I 0
Advisor Class 0
Ivy International 12/31/98 Class A 24,766
Fund Class B 20,265
Class C 3,449
Class I 384
Ivy International 12/31/98 Class A 1,310
Fund II Class B 2,767
Class C 915
Class I 0
Advisor Class 30
Ivy International 12/31/98 Class A 109
Small Companies Class B 109
Fund Class C 16
Class I 0
Advisor Class 0
Ivy Money Market 12/31/98 Class A 2,188
Fund Class B 387
Class C 34
Ivy Pan-Europe 12/31/98 Class A 146
Fund Class B 210
Class C 34
Advisor Class 7
Ivy South America 12/31/98 Class A 290
Fund (formerly Class B 162
Ivy Latin America Class C 11
Strategy Fund) Advisor Class 0
Ivy US Blue Chip 12/31/98 Class A 63
Fund Class B 52
Class C 5
Class I 0
Advisor Class 1
Ivy US Emerging 12/31/98 Class A 4,810
Growth Fund Class B 3,601
(formerly Ivy Class C 416
Emerging Growth Fund) Advisor Class 6
27. Indemnification
A policy of insurance covering Ivy Management, Inc. and the Registrant will
insure the Registrant's trustees and officers and others against liability
arising by reason of an actual or alleged breach of duty, neglect, error,
misstatement, misleading statement, omission or other negligent act.
Reference is made to Article VIII of the Registrant's Amended and Restated
Declaration of Trust, dated December 10, 1992, filed with Post-Effective
Amendment No. 71 to Registration Statement No. 2-17613 and incorporated by
reference herein.
28. Business and Other Connections of Investment Adviser
Information Regarding Adviser and Subadviser Under Advisory Arrangements.
Reference is made to the Form ADV of each of Ivy Management, Inc., the adviser
to seventeen series of the Trust, Mackenzie Financial Corporation, the adviser
to Ivy Canada Fund and Ivy Global Natural Resources Fund, and Northern Cross
Investments Limited (the successor to Boston Overseas Investors, Inc.), the
subadviser to Ivy International Fund.
The list required by this Item 28 of officers and directors of Ivy Management,
Inc., Mackenzie Financial Corporation and Northern Cross Investments Limited,
together with information as to any other business profession, vocation or
employment of a substantial nature engaged in by such officers and directors
during the past two years, is incorporated by reference to Schedules A and D of
each firm's respective Form ADV.
29. Principal Underwriters
(a) Ivy Mackenzie Distribution, Inc. ("IMDI"), formerly
Mackenzie Ivy Funds Distributors, Inc., Via Mizner Financial
Plaza, 700 South Federal Highway, Suite 300, Boca Raton,
Florida 33432, Registrant's distributor, is a subsidiary of
Mackenzie Investment Management Inc. ("MIMI"), Via Mizner
Financial Plaza, 700 South Federal Highway, Suite 300, Boca
Raton, Florida 33432. IMDI is the successor to MIMI's
distribution activities.
(b) The information required by this Item 29 regarding each
director, officer or partner of IMDI is incorporated by
reference to Schedule A of Form BD filed by IMDI pursuant to
the Securities Exchange Act of 1934.
(c) Not applicable
30. Location of Accounts and Records
The information required by this item is incorporated by reference to
Item 7 of Part II of Post-Effective Amendment No. 46 to Registration
Statement No. 2-17613.
31. Not applicable
32. Undertakings
(a) Not applicable
(b) Not applicable
(c) Registrant undertakes to furnish each person to whom a
prospectus is delivered with a copy of Registrant's latest
annual report to shareholders, upon request and without
charge.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant has duly caused this
Post-Effective Amendment No. 105 to its Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of Boston,
and the Commonwealth of Massachusetts, on the twenty-ninth day of January, 1999.
IVY FUND
By: Keith J. Carlson**
By: JOSEPH R. FLEMING President
Joseph R. Fleming, Attorney-in-Fact
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 105 to the Registration Statement has been signed
below by the following persons in the capacities and on the dates indicated.
SIGNATURES TITLE DATE
MICHAEL G. LANDRY* Trustee and Chairman 01/29/99
(Chief Executive Officer)
JOHN S. ANDEREGG, JR.* Trustee 01/29/99
PAUL H. BROYHILL* Trustee 01/29/99
STANLEY CHANNICK* Trustee 01/29/99
FRANK W. DEFRIECE, JR.* Trustee 01/29/99
ROY J. GLAUBER* Trustee 01/29/99
KEITH J. CARLSON** Trustee and President 01/29/99
JOSEPH G. ROSENTHAL* Trustee 01/29/99
RICHARD N. SILVERMAN* Trustee 01/29/99
J. BRENDAN SWAN* Trustee 01/29/99
C. WILLIAM FERRIS* Treasurer (Chief 01/29/99
Financial Officer)
By: JOSEPH R. FLEMING
Joseph R. Fleming, Attorney-in-Fact
* Executed pursuant to powers of attorney filed with Post-Effective
Amendments Nos. 69, 73, 74, 84 and 89
to Registration Statement No. 2-17613.
** Executed pursuant to power of attorney filed with Post-Effective
Amendment No. 89 to Registration Statement No. 2-17613.
EXHIBIT INDEX
Exhibits: None
