As filed electronically with the Securities and Exchange Commission on
June 23, 2000
(File No. 2-17613)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 116 [ X ]
and
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. [ X ]
IVY FUND
(Exact Name of Registrant as Specified in Charter)
Via Mizner Financial Plaza
700 South Federal Highway - Suite 300
Boca Raton, Florida 33432
(Address of Principal Executive Offices)
Registrant's Telephone Number: (800) 777-6472
C. William Ferris
Mackenzie Investment Management Inc.
Via Mizner Financial Plaza
700 South Federal Highway - Suite 300
Boca Raton, Florida 33432
(Name and Address of Agent for Service)
Copies to:
Joseph R. Fleming, Esq.
Dechert Price & Rhoads
Ten Post Office Square, South - Suite 1230
Boston, MA 02109
[ X ] It is proposed that this Post-Effective Amendment become effective
June 23, 2000, pursuant to paragraph (b) of Rule 485.
<PAGE>
THIS POST-EFFECTIVE AMENDMENT NO. 116 TO THE REGISTRATION STATEMENT OF IVY FUND
(THE "REGISTRANT") IS BEING MADE TO FILE CERTAIN EXHIBITS TO THE REGISTRANT'S
REGISTRATION STATEMENT. ACCORDINGLY, THE PROSPECTUSES AND STATEMENTS OF
ADDITIONAL INFORMATION FOR THE TWENTY-ONE SERIES OFFERED BY THE REGISTRANT ARE
NOT INCLUDED IN, BUT ARE INCORPORATED BY REFERENCE TO, THIS FILING
<PAGE>
IVY FUND
CROSS REFERENCE SHEET
Post-Effective Amendment No. 116 incorporates by reference the
prospectuses and statements of additional information for the twenty-one series
of the Registrant, as described in eleven separate prospectuses and statements
of additional information.
ITEMS REQUIRED BY FORM N-1A:
PART A: PROSPECTUS
ITEM 1 FRONT AND BACK COVER PAGES: Front and back cover pages
ITEM 2 RISK/RETURN SUMMARY: INVESTMENTS, RISKS AND PERFORMANCE: Fund-specific
sections following front cover page
ITEM 3 RISK/RETURN SUMMARY: FEE TABLE: Fund-specific sections following front
cover page
ITEM 4 INVESTMENT OBJECTIVES, PRINCIPAL INVESTMENT STRATEGIES, AND RELATED
RISKS: Fund-specific sections following front cover page; Additional
Information About Investment Strategies And Risks
ITEM 5 MANAGEMENT'S DISCUSSION OF FUND PERFORMANCE: Not applicable
ITEM 6 MANAGEMENT, ORGANIZATION AND CAPITAL STRUCTURE: Management
ITEM 7 SHAREHOLDER INFORMATION: Shareholder Information
ITEM 8 DISTRIBUTION ARRANGEMENTS: Shareholder Information
ITEM 9 FINANCIAL HIGHLIGHTS INFORMATION: Financial Highlights
PART B: STATEMENT OF ADDITIONAL INFORMATION
ITEM 10 COVER PAGE AND TABLE OF CONTENTS: Cover Page; Table of Contents
ITEM 11 FUND HISTORY: General Information
ITEM 12 DESCRIPTION OF THE FUND AND ITS INVESTMENTS AND RISKS: Investment
Objectives, Strategies and Risks; Investment Restrictions; Appendix A
ITEM13 MANAGEMENT OF THE FUND: Investment Advisory and Other Services
ITEM 14 CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES: Trustees and
Officers
ITEM 15 INVESTMENT ADVISORY AND OTHER SERVICES: Investment Advisory and Other
Services
ITEM 16 BROKERAGE ALLOCATION AND OTHER PRACTICES: Brokerage Allocation
ITEM 17 CAPITAL STOCK AND OTHER SECURITIES: Capitalization and Voting Rights
ITEM 18 PURCHASE, REDEMPTION AND PRICING OF SHARES: Special Rights and
Privileges; Capitalization and Voting Rights; Net Asset Value
ITEM 19 TAXATION OF THE FUND: Taxation
ITEM 20 UNDERWRITERS: Distribution Services
ITEM 21 CALCULATION OF PERFORMANCE DATA: Performance Information
ITEM 22 FINANCIAL STATEMENTS: Financial Statements
<PAGE>
Part A
Part A of this Post-Effective Amendment No. 116 to the Registration Statement is
incorporated by reference in its entirety to Ivy Fund's current Post-Effective
Amendment No. 115 filed on May 1, 2000.
<PAGE>
Part B
Part B of this Post-Effective Amendment No. 116 to the Registration Statement is
incorporated by reference in its entirety to Ivy Fund's current Post-Effective
Amendment No. 115 filed on May 1, 2000.
<PAGE>
PART C. OTHER INFORMATION
Item 23: Exhibits:
(a) Articles of Incorporation:
(1) Amended and Restated Declaration of Trust dated December 10,
1992, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(2) Redesignation of Shares of Beneficial Interest and Establishment
and Designation of Additional Series and Classes of Shares of
Beneficial Interest (No Par Value) filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(3) Amendment to Amended and Restated Declaration of Trust, filed
with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(4) Amendment to Amended and Restated Declaration of Trust, filed
with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(5) Establishment and Designation of Additional Series (Ivy Emerging
Growth Fund), filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(6) Redesignation of Shares (Ivy Growth with Income Fund--Class A)
and Establishment and Designation of Additional Class (Ivy Growth
with Income Fund--Class C), filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(7) Redesignation of Shares (Ivy Emerging Growth Fund--Class A, Ivy
Growth Fund--Class A and Ivy International Fund--Class A), filed
with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(8) Establishment and Designation of Additional Series (Ivy China
Region Fund), filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(9) Establishment and Designation of Additional Class (Ivy China
Region Fund--Class B, Ivy Emerging Growth Fund--Class B, Ivy
Growth Fund--Class B, Ivy Growth with Income Fund--Class B and
Ivy International Fund--Class B), filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(10) Establishment and Designation of Additional Class (Ivy
International Fund--Class I), filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(11) Establishment and Designation of Series and Classes (Ivy Latin
American Strategy Fund--Class A and Class B, Ivy New Century
Fund--Class A and Class B), filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(12) Establishment and Designation of Series and Classes (Ivy
International Bond Fund--Class A and Class B), filed with
Post-Effective Amendment No. 102 and incorporated by reference
herein.
(13) Establishment and Designation of Series and Classes (Ivy Bond
Fund, Ivy Canada Fund, Ivy Global Fund, Ivy Short-Term US
Government Securities Fund (now known as Ivy Short-Term Bond
Fund) -- Class A and Class B), filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(14) Redesignation of Ivy Short-Term U.S. Government Securities Fund
as Ivy Short-Term Bond Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(15) Redesignation of Shares (Ivy Money Market Fund--Class A and Ivy
Money Market Fund--Class B), filed with Post-Effective Amendment
No. 84 and incorporated by reference herein.
(16) Form of Establishment and Designation of Additional Class (Ivy
Bond Fund--Class C; Ivy Canada Fund--Class C; Ivy China Region
Fund--Class C; Ivy Emerging Growth Fund--Class C; Ivy Global
Fund--Class C; Ivy Growth Fund--Class C; Ivy Growth with Income
Fund--Class C; Ivy International Fund--Class C; Ivy Latin America
Strategy Fund--Class C; Ivy International Bond Fund--Class C; Ivy
Money Market Fund--Class C; Ivy New Century Fund--Class C), filed
with Post-Effective Amendment No. 84 and incorporated by
reference herein.
(17) Establishment and Designation of Series and Classes (Ivy Global
Science & Technology Fund--Class A, Class B, Class C and
Class I), filed with Post-Effective Amendment No. 86 and
incorporated by reference herein.
(18) Establishment and designation of Series and Classes (Ivy Global
Natural Resources Fund--Class A, Class B and Class C; Ivy Asia
Pacific Fund--Class A, Class B and Class C; Ivy International
Small Companies Fund--Class A, Class B, Class C and Class I),
filed with Post-Effective Amendment No. 89 and incorporated by
reference herein.
(19) Establishment and designation of Series and Classes (Ivy
Pan-Europe Fund--Class A, Class B and Class C), filed with
Post-Effective Amendment No. 92 and incorporated by reference
herein.
(20) Establishment and designation of Series and Classes (Ivy
International Fund II--Class A, Class B, Class C and Class I),
filed with Post-Effective Amendment No. 94 and incorporated by
reference herein.
(21) Form of Establishment and Designation of Additional Class (Ivy
Asia Pacific Fund--Advisor Class; Ivy Bond Fund--Advisor Class;
Ivy Canada Fund--Advisor Class; Ivy China Region Fund--Advisor
Class; Ivy Emerging Growth Fund--Advisor Class; Ivy Global
Fund--Advisor Class; Ivy Global Natural Resources Fund--Advisor
Class; Ivy Global Science & Technology Fund--Advisor Class; Ivy
Growth Fund--Advisor Class; Ivy Growth with Income Fund--Advisor
Class; Ivy International Bond Fund--Advisor Class; Ivy
International Fund II--Advisor Class; Ivy International Small
Companies Fund--Advisor Class; Ivy Latin America Strategy
Fund--Advisor Class; Ivy New Century Fund--Advisor Class; Ivy
Pan-Europe Fund--Advisor Class), filed with Post-Effective
Amendment No. 96 and incorporated by reference herein.
(22) Redesignations of Series and Classes (Ivy Emerging Growth Fund
redesignated as Ivy US Emerging Growth Fund; Ivy New Century Fund
redesignated as Ivy Developing Nations Fund; and, Ivy Latin
America Strategy Fund redesignated as Ivy South America Fund),
filed with Post-Effective Amendment No. 97 to Registration
Statement 2-17613 and incorporated by reference herein.
(23) Redesignation of Series and Classes and Establishment and
Designation of Additional Class (Ivy International Bond Fund
redesignated as Ivy High Yield Fund; Class I shares of Ivy High
Yield Fund established), filed with Post-Effective Amendment
No. 98 to Registration Statement 2-17613 and incorporated by
reference herein.
(24) Establishment and designation of Series and Classes (Ivy US Blue
Chip Fund--Class A, Class B, Class C, Class I and Advisor Class),
filed with Post-Effective Amendment No. 101 to Registration
Statement 2-17613 and incorporated by reference herein.
(25) Redesignation of Series and Classes (Ivy High Yield Fund
redesignated as Ivy International Strategic Bond Fund) filed with
Post-Effective Amendment No. 110 and incorporated by reference
herein.
(26) Establishment and designation of Series and Classes (Ivy European
Opportunities Fund -- Class A, Class B, Class C, Class I and
Advisor Class) filed with Post-Effective Amendment No. 110 and
incorporated by reference herein.
(27) Establishment and designation of Series and Classes (Ivy Cundill
Value Fund -- Class A, Class B, Class C, Class I and Advisor
Class) filed with Post-Effective Amendment No. 113 and
incorporated by reference herein.
(28) Establishment and designation of Series and Classes Ivy Next Wave
Internet Fund -- Class A, Class B, Class C, Class I and Advisor
Class) filed with Post-Effective Amendment No. 113 and
incorporated by reference herein.
(b) By-laws:
(1) By-Laws, as amended, filed with Post-Effective Amendment No. 102
and incorporated by reference herein.
(c) Instruments Defining the Rights of Security Holders:
(1) Specimen Securities for Ivy Growth Fund, Ivy Growth with Income
Fund, Ivy International Fund and Ivy Money Market Fund, filed
with Post-Effective Amendment No. 49 and incorporated by
reference herein.
(2) Specimen Security for Ivy Emerging Growth Fund, filed with
Post-Effective Amendment No. 70 and incorporated by reference
herein.
(3) Specimen Security for Ivy China Region Fund, filed with
Post-Effective Amendment No. 74 and incorporated by reference
herein.
(4) Specimen Security for Ivy Latin American Strategy Fund, filed
with Post-Effective Amendment No. 75 and incorporated by
reference herein.
(5) Specimen Security for Ivy New Century Fund, filed with
Post-Effective Amendment No. 75 and incorporated by reference
herein.
(6) Specimen Security for Ivy International Bond Fund, filed with
Post-Effective Amendment No. 76 and incorporated by reference
herein.
(7) Specimen Securities for Ivy Bond Fund, Ivy Canada Fund, Ivy
Global Fund, and Ivy Short-Term U.S. Government Securities Fund,
filed with Post-Effective Amendment No. 77 and incorporated by
reference herein.
(d) Investment Advisory Contracts:
(1) Master Business Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc. and Supplements for Ivy
Growth Fund, Ivy Growth with Income Fund, Ivy International Fund
and Ivy Money Market Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(2) Subadvisory Contract by and among Ivy Fund, Ivy Management, Inc.
and Boston Overseas Investors, Inc., filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(3) Assignment Agreement relating to Subadvisory Contract, filed with
Post-Effective Amendment No. 102 and incorporated by reference
herein.
(4) Business Management and Investment Advisory Agreement Supplement
for Ivy Emerging Growth Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(5) Business Management and Investment Advisory Agreement Supplement
for Ivy China Region Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(6) Business Management and Investment Advisory Supplement for Ivy
Latin America Strategy Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(7) Business Management and Investment Advisory Agreement Supplement
for Ivy New Century Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(8) Business Management and Investment Advisory Agreement Supplement
for Ivy International Bond Fund, filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(9) Business Management and Investment Advisory Agreement Supplement
for Ivy Bond Fund, Ivy Global Fund and Ivy Short-Term U.S.
Government Securities Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(10) Master Business Management Agreement between Ivy Fund and Ivy
Management, Inc., filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(11) Supplement to Master Business Agreement between Ivy Fund and Ivy
Management, Inc. (Ivy Canada Fund), filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(12) Investment Advisory Agreement between Ivy Fund and Mackenzie
Financial Corporation, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(13) Form of Supplement to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management, Inc. (Ivy
Global Science & Technology Fund), filed with Post-Effective
Amendment No. 86 and incorporated by reference herein.
(14) Form of Supplement to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management, Inc. (Ivy
Asia Pacific Fund and Ivy International Small Companies Fund),
filed with Post-Effective Amendment No. 89 and incorporated by
reference herein.
(15) Form of Supplement to Master Business Management Agreement
between Ivy Fund and Ivy Management, Inc. (Ivy Global Natural
Resources Fund), filed with Post-Effective Amendment No. 89 and
incorporated by reference herein.
(16) Form of Supplement to Investment Advisory Agreement between Ivy
Fund and Mackenzie Financial Corporation (Ivy Global Natural
Resources Fund), filed with Post-Effective Amendment No. 89 and
incorporated by reference herein.
(17) Form of Supplement to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management, Inc. (Ivy
Pan-Europe Fund), filed with Post-Effective Amendment No. 94 and
incorporated by reference herein.
(18) Form of Supplement to Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy Management, Inc. (Ivy
International Fund II), filed with Post-Effective Amendment
No. 94 and incorporated by reference herein.
(19) Addendum to Master Business Management and Investment Advisory
Agreement between Ivy Fund and Ivy Management, Inc. (Ivy
Developing Nations Fund, Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(20) Supplement to Master Business Management and Investment Advisory
Agreement between Ivy Fund and Ivy Management, Inc. (Ivy High
Yield Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(21) Supplement to Master Business Management and Investment Advisory
Agreement between Ivy Fund and Ivy Management, Inc. (Ivy US Blue
Chip Fund), filed with Post-Effective Amendment No. 101 to
Registration Statement 2-17613 and incorporated by reference
herein.
(22) Supplement to Master Business Management and Investment Advisory
Agreement between Ivy Fund and Ivy Management, Inc. (Ivy
International Strategic Bond Fund) filed with Post-Effective
Amendment No. 110 and incorporated by reference herein.
(23) Supplement to Master Business Management and Investment Advisory
Agreement between Ivy Fund and Ivy Management, Inc. (Ivy European
Opportunities Fund) filed with Post-Effective Amendment No. 110
and incorporated by reference herein.
(24) Subadvisory Agreement between Ivy Management, Inc. and Henderson
Investment Management Limited (Ivy International Small Companies
Fund) filed with Post-Effective Amendment No. 110 and
incorporated by reference herein.
(25) Amendment to Subadvisory Agreement between Ivy Management, Inc.
and Henderson Investment Management Limited (Ivy European
Opportunities Fund) filed with Post-Effective Amendment No. 110
and incorporated by reference herein.
(26) Supplement to Master Business Management and Investment Advisory
Agreement between Ivy Fund and Ivy Management, Inc. (Ivy Cundill
Value Fund and Ivy Next Wave Internet Fund) filed with
Post-Effective Amendment No. 114 and incorporated by reference
herein.
(27) Subadvisory Agreement between Ivy Management, Inc. and Peter
Cundill & Associates, Inc. (Ivy Cundill Value Fund) filed with
Post-Effective Amendment No. 114 and incorporated by reference
herein.
(e) Underwriting Contracts:
(1) Dealer Agreement, as amended, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(2) Amended and Restated Distribution Agreement, filed with
Post-Effective Amendment No. 102 and incorporated by reference
herein.
(3) Addendum to Amended and Restated Distribution Agreement, filed
with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(4) Addendum to Amended and Restated Distribution Agreement (Ivy
Money Market Fund--Class A and Class B), filed with
Post-Effective Amendment No. 84 and incorporated by reference
herein.
(5) Form of Addendum to Amended and Restated Distribution Agreement
(Class C), filed with Post-Effective Amendment No. 84 and
incorporated by reference herein.
(6) Form of Addendum to Amended and Restated Distribution Agreement
(Ivy Global Science & Technology Fund--Class A, Class B, Class C
and Class I), filed with Post-Effective Amendment No. 86 and
incorporated by reference herein.
(7) Form of Addendum to Amended and Restated Distribution Agreement
(Ivy Global Natural Resources Fund--Class A, Class B and Class C;
Ivy Asia Pacific Fund--Class A, Class B and Class C; Ivy
International Small Companies Fund--Class A, Class B, Class C,
and Class I), filed with Post-Effective Amendment No. 89 and
incorporated by reference herein.
(8) Form of Addendum to Amended and Restated Distribution Agreement
(Ivy Pan-Europe Fund--Class A, Class B and Class C), filed with
Post-Effective Amendment No. 94 and incorporated by reference
herein.
(9) Form of Addendum to Amended and Restated Distribution Agreement
(Ivy International Fund II--Class A, Class B, Class C and Class
I), filed with Post-Effective Amendment No. 94 and incorporated
by reference herein.
(10) Form of Addendum to Amended and Restated Distribution Agreement
(Advisor Class), filed with Post-Effective Amendment No. 96 and
incorporated by reference herein.
(11) Addendum to Amended and Restated Distribution Agreement (Ivy
Developing Nations Fund, Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(12) Addendum to Amended and Restated Distribution Agreement (Ivy High
Yield Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(13) Addendum to Amended and Restated Distribution Agreement (Ivy US
Blue Chip Fund), filed with Post-Effective Amendment No. 101 to
Registration Statement 2-17613 and incorporated by reference
herein.
(14) Addendum to Amended and Restated Distribution Agreement (Ivy
International Strategic Bond Fund) filed with Post-Effective
Amendment No. 110 and incorporated by reference herein.
(15) Addendum to Amended and Restated Distribution Agreement (Ivy
European Opportunities Fund) filed with Post-Effective Amendment
No. 110 and incorporated by reference herein.
(16) Amended and Restated Distribution Agreement, filed with
Post-Effective Amendment No. 110 and incorporated by reference
herein.
(17) Addendum to Amended and Restated Distribution Agreement (Ivy
Cundill Value Fund and Ivy Next Wave Internet Fund) filed with
Post-Effective Amendment No. 114 and incorporated by reference
herein.
(f) Bonus or Profit Sharing Contracts: Inapplicable.
(g) Custodian Agreements:
(1) Custodian Agreement between Ivy Fund and Brown Brothers
Harriman & Co., filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(2) Foreign Custody Manager Delegation Agreement between Ivy Fund and
Brown Brothers Harriman & Co., filed with Post-Effective
Amendment No. 110 and incorporated by reference herein.
(h) Other Material Contracts:
(1) Master Administrative Services Agreement between Ivy Fund and
Mackenzie Investment Management Inc. and Supplements for Ivy
Growth Fund, Ivy Growth with Income Fund, Ivy International Fund
and Ivy Money Market Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(2) Addendum to Administrative Services Agreement Supplement for Ivy
International Fund, filed with Post-Effective Amendment No. 102
and incorporated by reference herein.
(3) Administrative Services Agreement Supplement for Ivy Emerging
Growth Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(4) Administrative Services Agreement Supplement for Ivy Money Market
Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(5) Administrative Services Agreement Supplement for Ivy China Region
Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(6) Administrative Services Agreement Supplement for Class I Shares
of Ivy International Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(7) Master Fund Accounting Services Agreement between Ivy Fund and
Mackenzie Investment Management Inc. and Supplements for Ivy
Growth Fund, Ivy Emerging Growth Fund and Ivy Money Market Fund,
filed with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(8) Fund Accounting Services Agreement Supplement for Ivy Growth with
Income Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(9) Fund Accounting Services Agreement Supplement for Ivy China
Region Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(10) Transfer Agency and Shareholder Services Agreement between Ivy
Fund and Ivy Management, Inc., filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(11) Addendum to Transfer Agency and Shareholder Services Agreement,
filed with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(12) Assignment Agreement relating to Transfer Agency and Shareholder
Services Agreement, filed with Post-Effective Amendment No. 102
and incorporated by reference herein.
(13) Administrative Services Agreement Supplement for Ivy Latin
America Strategy Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(14) Administrative Services Agreement Supplement for Ivy New Century
Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(15) Fund Accounting Services Agreement Supplement for Ivy Latin
America Strategy Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(16) Fund Accounting Services Agreement Supplement for Ivy New Century
Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(17) Addendum to Transfer Agency and Shareholder Services Agreement,
filed with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(18) Administrative Services Agreement Supplement for Ivy
International Bond Fund, filed with Post-Effective Amendment
No. 102 and incorporated by reference herein.
(19) Fund Accounting Services Agreement Supplement for International
Bond Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(20) Addendum to Transfer Agency and Shareholder Services Agreement,
filed with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(21) Addendum to Transfer Agency and Shareholder Services Agreement,
filed with Post-Effective Amendment No. 102 and incorporated by
reference herein.
(22) Administrative Services Agreement Supplement for Ivy Bond Fund,
Ivy Global Fund and Ivy Short-Term U.S. Government Securities
Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(23) Fund Accounting Services Agreement Supplement for Ivy Bond Fund,
Ivy Global Fund and Ivy Short-Term U.S. Government Securities
Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(24) Form of Administrative Services Agreement Supplement (Class C)
for Ivy Bond Fund, Ivy Canada Fund, Ivy China Region Fund, Ivy
Emerging Growth Fund, Ivy Global Fund, Ivy Growth Fund, Ivy
Growth with Income Fund, Ivy International Fund, Ivy
International Bond Fund, Ivy Latin America Strategy Fund, Ivy
Money Market Fund and Ivy New Century Fund, filed with
Post-Effective Amendment No. 84 and incorporated by reference
herein.
(25) Form of Addendum to Transfer Agency and Shareholder Services
Agreement (Class C), filed with Post-Effective Amendment No. 84
and incorporated by reference herein.
(26) Form of Administrative Services Agreement Supplement for Ivy
Global Science & Technology Fund, filed with Post-Effective
Amendment No. 86 and incorporated by reference herein.
(27) Form of Fund Accounting Services Agreement Supplement for Ivy
Global Science & Technology Fund, filed with Post-Effective
Amendment No. 86 and incorporated by reference herein.
(28) Form of Addendum to Transfer Agency and Shareholder Services
Agreement for Ivy Global Science & Technology Fund, filed with
Post-Effective Amendment No. 86 and incorporated by reference
herein.
(29) Form of Administrative Services Agreement Supplement for Ivy
Global Natural Resources Fund, Ivy Asia Pacific Fund and Ivy
International Small Companies Fund, filed with Post-Effective
Amendment No. 89 and incorporated by reference herein.
(30) Form of Fund Accounting Services Agreement Supplement for Ivy
Global Natural Resources Fund, Ivy Asia Pacific Fund and Ivy
International Small Companies Fund, filed with Post-Effective
Amendment No. 89 and incorporated by reference herein.
(31) Form of Addendum to Transfer Agency and Shareholder Services
Agreement for Ivy Global Natural Resources Fund, Ivy Asia Pacific
Fund and Ivy International Small Companies Fund, filed with
Post-Effective Amendment No. 89 and incorporated by reference
herein.
(32) Form of Administrative Services Agreement Supplement for Ivy
Pan-Europe Fund, filed with Post-Effective Amendment No. 94 and
incorporated by reference herein.
(33) Form of Fund Accounting Services Agreement Supplement for Ivy
Pan-Europe Fund, filed with Post-Effective Amendment No. 94 and
incorporated by reference herein.
(34) Form of Addendum to Transfer Agency and Shareholder Services
Agreement for Ivy Pan-Europe Fund, filed with Post-Effective
Amendment No. 94 and incorporated by reference herein.
(35) Form of Administrative Services Agreement Supplement for Ivy
International Fund II, filed with Post-Effective Amendment No. 94
and incorporated by reference herein.
(36) Form of Fund Accounting Services Agreement Supplement for Ivy
International Fund II, filed with Post-Effective Amendment No. 94
and incorporated by reference herein.
(37) Form of Addendum to Transfer Agency and Shareholder Services
Agreement for Ivy International Fund II, filed with
Post-Effective Amendment No. 94 and incorporated by reference
herein.
(38) Form of Administrative Services Agreement Supplement (Advisor
Class) for Ivy Asia Pacific Fund, Ivy Bond Fund, Ivy Canada Fund,
Ivy China Region Fund, Ivy Emerging Growth Fund, Ivy Global Fund,
Ivy Global Natural Resources Fund, Ivy Global Science &
Technology Fund, Ivy Growth Fund, Ivy Growth with Income Fund,
Ivy International Bond Fund, Ivy International Fund II, Ivy
International Small Companies Fund, Ivy Latin America Strategy
Fund, Ivy New Century Fund and Ivy Pan-Europe Fund, filed with
Post-Effective Amendment No. 96 and incorporated by reference
herein.
(39) Form of Addendum to Transfer Agency and Shareholder Services
Agreement (Advisor Class), filed with Post-Effective Amendment
No. 96 and incorporated by reference herein.
(40) Addendum to Administrative Services Agreement (Ivy Developing
Nations Fund, Ivy South America Fund, Ivy US Emerging Growth
Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(41) Addendum to Fund Accounting Services Agreement (Ivy Developing
Nations Fund, Ivy South America Fund, Ivy US Emerging Growth
Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(42) Addendum to Transfer Agency and Shareholder Services Agreement
(Ivy Developing Nations Fund, Ivy South America Fund, Ivy US
Emerging Growth Fund, Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 and incorporated by reference
herein.
(43) Addendum to Fund Accounting Services Agreement (Ivy High Yield
Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(44) Addendum to Administrative Services Agreement (Ivy High Yield
Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(45) Amended Addendum to Transfer Agency and Shareholder Services
Agreement (Ivy Developing Nations Fund, Ivy South America Fund,
Ivy US Emerging Growth Fund, Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 and incorporated by reference
herein (a corrected version of which was filed with
Post-Effective Amendment No. 99).
(46) Addendum to Transfer Agency and Shareholder Services Agreement
(Ivy US Blue Chip Fund), filed with Post-Effective Amendment
No. 101 to Registration Statement 2-17613 and incorporated by
reference herein.
(47) Addendum to Fund Accounting Services Agreement (Ivy US Blue Chip
Fund), to be filed with Post-Effective Amendment No. 101 to
Registration Statement 2-17613 and incorporated by reference
herein.
(48) Addendum to Administrative Services Agreement (Ivy US Blue Chip
Fund), filed with Post-Effective Amendment No. 101 to
Registration Statement 2-17613 and incorporated by reference
herein.
(49) Addendum to Transfer Agency and Shareholder Services Agreement
(Ivy International Strategic Bond Fund) filed with Post-Effective
Amendment No. 110 and incorporated by reference herein.
(50) Addendum to Fund Accounting Services Agreement (Ivy International
Strategic Bond Fund) filed with Post-Effective Amendment No. 110
and incorporated by reference herein.
(51) Addendum to Administrative Services Agreement (Ivy International
Strategic Bond Fund) filed with Post-Effective Amendment No. 110
and incorporated by reference herein.
(52) Addendum to Transfer Agency and Shareholder Services Agreement
(Ivy European Opportunities Fund) filed with Post-Effective
Amendment No. 110 and incorporated by reference herein.
(53) Addendum to Fund Accounting Services Agreement (Ivy European
Opportunities Fund) filed with Post-Effective Amendment No. 110
and incorporated by reference herein.
(54) Addendum to Administrative Services Agreement (Ivy European
Opportunities Fund) filed with Post-Effective Amendment No. 110
and incorporated by reference herein.
(55) Addendum to Transfer Agency and Shareholder Services Agreement
(Ivy Cundill Value Fund and Ivy Next Wave Internet Fund) filed
with Post-Effective Amendment No. 114 and incorporated by
reference herein.
(56) Addendum to Fund Accounting Services Agreement (Ivy Cundill Value
Fund and Ivy Next Wave Internet Fund) filed with Post-Effective
Amendment No. 114 and incorporated by reference herein.
(57) Addendum to Administrative Services Agreement (Ivy Cundill Value
Fund and Ivy Next Wave Internet Fund) filed with Post-Effective
Amendment No. 114 and incorporated by reference herein.
(i) Legal Opinion: Not applicable.
(j) Other Opinions: Not applicable.
(k) Omitted Financial Statements: Not applicable.
(l) Initial Capital Agreements: Not applicable.
(m) Rule 12b-1 Plan:
(1) Amended and Restated Distribution Plan for Class A shares of Ivy
China Region Fund, Ivy Growth Fund, Ivy Growth with Income Fund,
Ivy International Fund and Ivy Emerging Growth Fund, filed with
Post-Effective Amendment No. 102 and incorporated by reference
herein.
(2) Distribution Plan for Class B shares of Ivy China Region Fund,
Ivy Growth Fund, Ivy Growth with Income Fund, Ivy International
Fund and Ivy Emerging Growth Fund, filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(3) Distribution Plan for Class C Shares of Ivy Growth with Income
Fund, filed with Post-Effective Amendment No. 102 and
incorporated by reference herein.
(4) Form of Rule 12b-1 Related Agreement, filed with Post-Effective
Amendment No. 102 and incorporated by reference herein.
(5) Supplement to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares, filed with Post-Effective Amendment
No.102 and incorporated by reference herein.
(6) Supplement to Distribution Plan for Ivy Fund Class B Shares,
filed with Post-Effective Amendment No. 103 and incorporated by
reference herein.
(7) Supplement to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares, filed with Post-Effective Amendment
No. 103 and incorporated by reference herein.
(8) Supplement to Distribution Plan for Ivy Fund Class B Shares,
filed with Post-Effective Amendment No. 103 and incorporated by
reference herein.
(9) Supplement to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares, filed with Post-Effective Amendment
No. 103 and incorporated by reference herein.
(10) Supplement to Distribution Plan for Ivy Fund Class B Shares,
filed with Post-Effective Amendment No. 103 and incorporated by
reference herein.
(11) Form of Supplement to Distribution Plan for Ivy Growth with
Income Fund Class C Shares (Redesignation as Class D Shares),
filed with Post-Effective Amendment No. 84 and incorporated by
reference herein.
(12) Form of Distribution Plan for Class C shares of Ivy Bond Fund,
Ivy Canada Fund, Ivy China Region Fund, Ivy Emerging Growth Fund,
Ivy Global Fund, Ivy Growth Fund, Ivy Growth with Income Fund,
Ivy International Fund, Ivy International Bond Fund, Ivy Latin
America Strategy Fund and Ivy New Century Fund, filed with
Post-Effective Amendment No. 85 and incorporated by reference
herein.
(13) Form of Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy Global Science & Technology
Fund), filed with Post-Effective Amendment No. 87 and
incorporated by reference herein.
(14) Form of Supplement to Distribution Plan for Ivy Fund Class B
Shares (Ivy Global Science & Technology Fund), filed with
Post-Effective Amendment No. 87 and incorporated by reference
herein.
(15) Form of Supplement to Distribution Plan for Ivy Fund Class C
Shares (Ivy Global Science & Technology Fund), filed with
Post-Effective Amendment No. 87 and incorporated by reference
herein.
(16) Form of Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy Global Natural Resources
Fund, Ivy Asia Pacific Fund and Ivy International Small Companies
Fund), filed with Post-Effective Amendment No. 89 and
incorporated by reference herein.
(17) Form of Supplement to Distribution Plan for Ivy Fund Class B
Shares (Ivy Global Natural Resources Fund, Ivy Asia Pacific Fund
and Ivy International Small Companies Fund), filed with
Post-Effective Amendment No. 89 and incorporated by reference
herein.
(18) Form of Supplement to Distribution Plan for Ivy Fund Class C
Shares (Ivy Global Natural Resources Fund, Ivy Asia Pacific Fund
and Ivy International Small Companies Fund), filed with
Post-Effective Amendment No. 89 and incorporated by reference
herein.
(19) Form of Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy Pan-Europe Fund), filed
with Post-Effective Amendment No. 94 and incorporated by
reference herein.
(20) Form of Supplement to Distribution Plan for Ivy Fund Class B
Shares (Ivy Pan-Europe Fund), filed with Post-Effective Amendment
No. 94 and incorporated by reference herein.
(21) Form of Supplement to Distribution Plan for Ivy Fund Class C
Shares (Ivy Pan-Europe Fund), filed with Post-Effective Amendment
No. 94 and incorporated by reference herein.
(22) Form of Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares (Ivy International Fund II),
filed with Post-Effective Amendment No. 94 and incorporated by
reference herein.
(23) Form of Supplement to Distribution Plan for Ivy Fund Class B
Shares (Ivy International Fund II), filed with Post-Effective
Amendment No. 94 and incorporated by reference herein.
(24) Form of Supplement to Distribution Plan for Ivy Fund Class C
Shares (Ivy International Fund II), filed with Post-Effective
Amendment No. 94 and incorporated by reference herein.
(25) Amendment to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares (Ivy Developing Nations Fund, Ivy South
America Fund, Ivy US Emerging Growth Fund), filed with
Post-Effective Amendment No. 98 and incorporated by reference
herein.
(26) Amendment to Distribution Plan for Ivy Fund Class B Shares (Ivy
Developing Nations Fund, Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(27) Amendment to Distribution Plan for Ivy Fund Class C Shares (Ivy
Developing Nations Fund, Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(28) Supplement to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares (Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 and incorporated by reference
herein.
(29) Supplement to Distribution Plan for Ivy Fund Class B Shares (Ivy
High Yield Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(30) Supplement to Distribution Plan for Ivy Fund Class C Shares (Ivy
High Yield Fund), filed with Post-Effective Amendment No. 98 and
incorporated by reference herein.
(31) Supplement to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares (Ivy US Blue Chip Fund), filed with
Post-Effective Amendment No. 101 and incorporated by reference
herein.
(32) Supplement to Distribution Plan for Ivy Fund Class B Shares (Ivy
US Blue Chip Fund), filed with Post-Effective Amendment No. 101
and incorporated by reference herein.
(33) Supplement to Distribution Plan for Ivy Fund Class C Shares (Ivy
US Blue Chip Fund), filed with Post-Effective Amendment No. 101
and incorporated by reference herein.
(34) Supplement to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares (Ivy International Strategic Bond Fund)
filed with Post-Effective Amendment No. 110 and incorporated by
reference herein.
(35) Supplement to Distribution Plan for Ivy Fund Class B Shares (Ivy
International Strategic Bond Fund) filed with Post-Effective
Amendment No. 110 and incorporated by reference herein.
(36) Supplement to Distribution Plan for Ivy Fund Class C Shares (Ivy
International Strategic Bond Fund) filed with Post-Effective
Amendment No. 110 and incorporated by reference herein.
(37) Supplement to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares (Ivy European Opportunities Fund) filed
with Post-Effective Amendment No. 110 and incorporated by
reference herein.
(38) Supplement to Distribution Plan for Ivy Fund Class B Shares (Ivy
European Opportunities Fund) filed with Post-Effective Amendment
No. 110 and incorporated by reference herein.
(39) Supplement to Distribution Plan for Ivy Fund Class C Shares (Ivy
European Opportunities Fund) filed with Post-Effective Amendment
No. 110 and incorporated by reference herein.
(40) Form of Amended and Restated Distribution Plan For Ivy Fund Class
B Shares, filed with Post-Effective Amendment No. 107 and
incorporated by reference herein.
(41) Amended and Restated Distribution Plan for Ivy Fund Class A
Shares, filed with Post-Effective Amendment No. 111 and
incorporated by reference herein.
(42) Supplement to Master Amended and Restated Distribution Plan for
Ivy Fund Class A Shares (Ivy Cundill Value Fund and Ivy Next Wave
Internet Fund) filed with Post-Effective Amendment No. 114 and
incorporated by reference herein.
(43) Supplement to Amended and Restated Distribution Plan for Ivy Fund
Class B Shares (Ivy Cundill Value Fund and Ivy Next Wave Internet
Fund) filed with Post-Effective Amendment No. 114 and
incorporated by reference herein.
(44) Supplement to Distribution Plan for Ivy Fund Class C Shares (Ivy
Cundill Value Fund and Ivy Next Wave Internet Fund) filed with
Post-Effective Amendment No. 114 and incorporated by reference
herein.
(n) Rule 18f-3 Plans:
(1) Plan adopted pursuant to Rule 18f-3 under the Investment Company
Act of 1940, filed with Post-Effective Amendment No. 83 and
incorporated by reference herein.
(2) Form of Amended and Restated Plan adopted pursuant to Rule 18f-3
under the Investment Company Act of 1940, filed with
Post-Effective Amendment No. 85 and incorporated by reference
herein.
(3) Form of Amended and Restated Plan adopted pursuant to Rule 18f-3
under the Investment Company Act of 1940, filed with
Post-Effective Amendment No. 87 and incorporated by reference
herein.
(4) Form of Amended and Restated Plan adopted pursuant to Rule 18f-3
under the Investment Company Act of 1940, filed with
Post-Effective Amendment No. 89 and incorporated by reference
herein.
(5) Form of Amended and Restated Plan adopted pursuant to Rule 18f-3
under the Investment Company Act of 1940, filed with
Post-Effective Amendment No. 92 and incorporated by reference
herein.
(6) Form of Amended and Restated Plan adopted pursuant to Rule 18f-3
under the Investment Company Act of 1940, filed with
Post-Effective Amendment No. 94 and incorporated by reference
herein.
(7) Form of Amended and Restated Plan adopted pursuant to Rule 18f-3
under the Investment Company Act of 1940, filed with
Post-Effective Amendment No. 96 and incorporated by reference
herein.
(8) Amended and Restated Plan adopted pursuant to Rule 18f-3 under
the Investment Company Act of 1940, filed with Post-Effective
Amendment No. 98 and incorporated by reference herein (a
corrected version of which was filed with Post-Effective
Amendment No. 99).
(9) Amended and Restated Plan adopted pursuant to Rule 18f-3 under
the Investment Company Act of 1940, filed with Post-Effective
Amendment No. 101 to Registration Statement 2-17613 and
incorporated by reference herein.
(10) Amended and Restated Plan adopted pursuant to Rule 18f-3 under
the Investment Company Act of 1940, filed with Post-Effective
Amendment No. 110 and incorporated by reference herein.
(11) Amended and Restated Plan adopted pursuant to Rule 18f-3 under
the Investment Company Act of 1940, filed with Post-Effective
Amendment No. 114 and incorporated by reference herein.
(p) Codes of Ethics:
(1) Code of Ethics of Mackenzie Investment Management Inc., filed
with Post-Effective Amendment No. 113 and incorporated by
reference herein.
(2) Code of Ethics of Peter Cundill & Associates, Inc., filed with
Post-Effective Amendment No. 113 and incorporated by reference
herein.
(3) Business Conduct Policy for Officers, Directors and Access
Persons of Mackenzie Financial Corporation, filed with this Post-
Effective Amendment No. 116.
(4) Relevant sections of the Compliance and Procedures Manual of
Henderson Investment Management Limited, filed with this Post-
Effective Amendment No. 116.
Item 24. Persons Controlled by or Under Common Control with the Fund: Not
applicable
Item 25. Indemnification
A policy of insurance covering Ivy Management, Inc. and the Registrant will
insure the Registrant's trustees and officers and others against liability
arising by reason of an actual or alleged breach of duty, neglect, error,
misstatement, misleading statement, omission or other negligent act.
Reference is made to Article VIII of the Registrant's Amended and Restated
Declaration of Trust, dated December 10, 1992, filed with Post-Effective
Amendment No. 71 and incorporated by reference herein.
Item 26. Business and Other Connections of Investment Adviser
Information Regarding Adviser and Subadviser Under Advisory Arrangements.
Reference is made to the Form ADV of each of Ivy Management, Inc., the
adviser to all series of the Trust other than Ivy Global Natural Resources
Fund, Mackenzie Financial Corporation, the adviser to Ivy Global Natural
Resources Fund, Henderson Investment Management Limited, the subadviser to
Ivy European Opportunities Fund and a portion of Ivy International Small
Companies Fund, and Peter Cundill & Associates (Bermuda) Ltd., the
subadviser to Ivy Cundill Value Fund.
The list required by this Item 26 of officers and directors of Ivy
Management, Inc., Mackenzie Financial Corporation, Henderson Investment
Management Limited, and Peter Cundill & Associates (Bermuda) Ltd., together
with information as to any other business profession, vocation or
employment of a substantial nature engaged in by such officers and
directors during the past two years, is incorporated by reference to
Schedules A and D of each firm's respective Form ADV.
Item 27. Principal Underwriters
(a) Ivy Mackenzie Distributors, Inc. ("IMDI"), formerly Mackenzie Ivy
Funds Distributors, Inc., Via Mizner Financial Plaza, 700 South
Federal Highway, Suite 300, Boca Raton, Florida 33432,
Registrant's distributor, is a subsidiary of Mackenzie Investment
Management Inc. ("MIMI"), Via Mizner Financial Plaza, 700 South
Federal Highway, Suite 300, Boca Raton, Florida 33432. IMDI is
the successor to MIMI's distribution activities. IMDI also serves
as the distributor for Mackenzie Solutions.
(b) The information required by this Item 27 regarding each director,
officer or partner of IMDI is incorporated by reference to
Schedule A of Form BD filed by IMDI pursuant to the Securities
Exchange Act of 1934.
(c) Not applicable
Item 28. Location of Accounts and Records
The information required by this item is incorporated by reference to Item
7 of Part II of Post-Effective Amendment No. 46.
Item 29. Management Services: Not applicable.
Item 30. Undertakings: Not applicable.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant certifies that it meets all of
the requirements for effectiveness of this Post-Effective Amendment No. 116 to
its Registration Statement pursuant to Rule 485(b) under the Securities Act of
1933 and has duly caused this Post-Effective Amendment No. 116 to its
Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of Boston, and the Commonwealth of Massachusetts,
on the 23rd day of June, 2000.
IVY FUND
By: James W. Broadfoot***
President
By: /S/ JOSEPH R. FLEMING
Joseph R. Fleming, Attorney-in-Fact
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 116 to the Registration Statement has been signed
below by the following persons in the capacities and on the dates indicated.
SIGNATURES TITLE DATE
JOHN S. ANDEREGG, JR.* Trustee 6/23/00
PAUL H. BROYHILL* Trustee 6/23/00
JAMES W. BROADFOOT*** Trustee and President 6/23/00
KEITH J. CARLSON** Trustee and Chairman 6/23/00
(Chief Executive Officer)
STANLEY CHANNICK* Trustee 6/23/00
C. WILLIAM FERRIS* Treasurer (Chief 6/23/00
Financial Officer)
ROY J. GLAUBER* Trustee 6/23/00
JOSEPH G. ROSENTHAL* Trustee 6/23/00
RICHARD N. SILVERMAN* Trustee 6/23/00
J. BRENDAN SWAN* Trustee 6/23/00
DIANNE LISTER*** Trustee 6/23/00
EDWARD M. TIGHE*** Trustee 6/23/00
By: /S/ JOSEPH R. FLEMING
Joseph R. Fleming, Attorney-in-Fact
* Executed pursuant to powers of attorney filed with Post-Effective
Amendments Nos. 69, 73, 74, 84 and 89 to Registration Statement No.
2-17613.
** Executed pursuant to power of attorney filed with Post-Effective Amendment
No. 89 to Registration Statement No. 2-17613.
*** Executed pursuant to power of attorney filed with Post-Effective Amendment
No. 111 to Registration Statement No. 2-17613.
<PAGE>
EXHIBIT INDEX
Exhibit(p)(3): Business Conduct Policy for Officers, Directors and Access
Persons of Mackenzie Financial Corporation
Exhibit(p)(4): Relevant sections of the Compliance and Procedures Manual of
Henderson Investment Management Limited
