AMERICAN LIST CORP
SC 13D/A, 1996-03-11
DIRECT MAIL ADVERTISING SERVICES
Previous: ALUMINUM CO OF AMERICA, 10-K405, 1996-03-11
Next: AMERICAN LIST CORP, 424B4, 1996-03-11










                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                  SCHEDULE 13D

                    Under the Securities Exchange Act of 1934
                                        
                          (Amendment No.__5__)



                            American List Corporation
              -----------------------------------------------------
                                (Name of Issuer)

                              Common Stock, $.01 par value
            --------------------------------------------------------
                         (Title of Class of Securities)

                                  027258102
           ----------------------------------------------------------
                                 (CUSIP Number)

                Nadine Shaoul, D.H. Blair Investment Banking Corp.
                44 Wall Street, New York, NY  10005 (212) 495-4163
         ------------------------------------------------------------
                  (Name, Address and Telephone Number of Person
                 Authorized to Receive Notices and Communications)

                             March 8, 1996
          -----------------------------------------------------------
            (Date of Event which Requires FIling of this Statement)


If the filing  person has  previously  filed a statement on Schedule 13G to
report the acquisition  which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ].

 
Check the following box if a fee is being paid with this statement [ ].(A fee
is not required only if the reporting person:  (1) has a previous  statement
on file reporting beneficial ownership of more than five percent of the class of
securities  described  in Item 1;  and (2) has  filed  no  amendment  subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)

Note: Six copies of this statement, including all exhibits, should be filed
with the Commission.  See Rule 13d-1(a) for other parties to whom copies are
to be sent.


*The  remainder of this cover page shall be filled out for a reporting  person's
initial filing on this form with respect to the subject class of securities, and
for any  subsequent  amendment  containing  information  which  would  alter the
disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the  Securities  Exchange  Act of
1934 ("Act") or otherwise  subject to the liabilities of that section of the Act
but  shall be  subject  to all other  provisions  of the Act  (however,  see the
Notes).

    


                             Page 1 of 6  pages

<PAGE>

CUSIP No.  027258102                 13G                   Page 2 of 6 Pages



- --------------------------------------------------------------------------------
   1   NAME OF REPORTING PERSON
       S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

       J. Morton Davis


- --------------------------------------------------------------------------------
   2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
                                                             (a)  [  ]
                                                             (b)  [  ]


- --------------------------------------------------------------------------------
   3   SEC USE ONLY


- -------------------------------------------------------------------------------
   4   Source of Funds

       No funds were expended.

- -------------------------------------------------------------------------------
   5   Check Box if Disclosure of Legal Proceedings is required pursuant to
       Items 2(d) or 2(e)


- -------------------------------------------------------------------------------
   6   CITIZENSHIP OR PLACE OF ORGANIZATION

       United States

- --------------------------------------------------------------------------------
   NUMBER OF      7    SOLE VOTING POWER
     SHARES            921,021
  BENEFICIALLY    --------------------------------------------------------------
    OWNED BY      8    SHARED VOTING POWER
      EACH             0
   REPORTING      --------------------------------------------------------------
     PERSON       9    SOLE DISPOSITIVE POWER
      WITH             921,021
                  --------------------------------------------------------------
                  10   SHARED DISPOSITIVE POWER
                       0
- --------------------------------------------------------------------------------
   11  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

                      921,021
- --------------------------------------------------------------------------------
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*


- --------------------------------------------------------------------------------
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

                    20.3%
- --------------------------------------------------------------------------------
  14   TYPE OF REPORTING PERSON*
                    IN

- --------------------------------------------------------------------------------
                     *SEE INSTRUCTIONS BEFORE FILLING OUT

<PAGE>

CUSIP No.  027258102                 13G                   Page 3 of 6 Pages



- --------------------------------------------------------------------------------
   1   NAME OF REPORTING PERSON
       S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

       D.H. Blair Holdings, Inc.


- --------------------------------------------------------------------------------
   2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
                                                             (a)  [  ]
                                                             (b)  [  ]


- --------------------------------------------------------------------------------
   3   SEC USE ONLY


- -------------------------------------------------------------------------------
   4   Source of Funds

       No funds were expended.

- -------------------------------------------------------------------------------
   5   Check Box if Disclosure of Legal Proceedings is required pursuant to
       Items 2(d) or 2(e)


- -------------------------------------------------------------------------------
   6   CITIZENSHIP OR PLACE OF ORGANIZATION

       New York

- --------------------------------------------------------------------------------
   NUMBER OF      7    SOLE VOTING POWER
     SHARES            0
  BENEFICIALLY    --------------------------------------------------------------
    OWNED BY      8    SHARED VOTING POWER
      EACH             921,021
   REPORTING      --------------------------------------------------------------
     PERSON       9    SOLE DISPOSITIVE POWER
      WITH             0
                  --------------------------------------------------------------
                  10   SHARED DISPOSITIVE POWER
                       921,021
- --------------------------------------------------------------------------------
   11  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

                      921,021
- --------------------------------------------------------------------------------
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*


- --------------------------------------------------------------------------------
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

                    20.3%
- --------------------------------------------------------------------------------
  14   TYPE OF REPORTING PERSON*
                    HC

- --------------------------------------------------------------------------------
                     *SEE INSTRUCTIONS BEFORE FILLING OUT

<PAGE>

CUSIP No.  027258102                 13G           Page 4 of 6 Pages



- --------------------------------------------------------------------------------
   1   NAME OF REPORTING PERSON
       S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

       D.H. Blair Investment Banking Corp.


- --------------------------------------------------------------------------------
   2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
                                                             (a)  [  ]
                                                             (b)  [  ]


- --------------------------------------------------------------------------------
   3   SEC USE ONLY


- -------------------------------------------------------------------------------
   4   Source of Funds

       No funds were expended.

- -------------------------------------------------------------------------------
   5   Check Box if Disclosure of Legal Proceedings is required pursuant to
       Items 2(d) or 2(e)

       
- -------------------------------------------------------------------------------
   6   CITIZENSHIP OR PLACE OF ORGANIZATION

       New York

- --------------------------------------------------------------------------------
   NUMBER OF      7    SOLE VOTING POWER
     SHARES            0
  BENEFICIALLY    --------------------------------------------------------------
    OWNED BY      8    SHARED VOTING POWER
      EACH             721,021
   REPORTING      --------------------------------------------------------------
     PERSON       9    SOLE DISPOSITIVE POWER
      WITH             0
                  --------------------------------------------------------------
                  10   SHARED DISPOSITIVE POWER
                       721,021
- --------------------------------------------------------------------------------
   11  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

                      721,021
- --------------------------------------------------------------------------------
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*


- --------------------------------------------------------------------------------
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

                    15.9%
- --------------------------------------------------------------------------------
  14   TYPE OF REPORTING PERSON*
                    BD

- --------------------------------------------------------------------------------
                     *SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>

                                                            Page 5 of 6 Pages

          J. Morton Davis, D.H. Blair Holdings, Inc. ("Blair Holdings"), D.H.
          Blair Investment Banking Corp. ("Blair Investment"), (collectively, 
          the "Reporting Parties") hereby amend their statement on Schedule
          13D relating to the common stock, $.01 par value ("shares") of 
          American List Corporation (the "Issuer") as follows:

Item 4. is hereby amended in its entirety as follows:

          This  amendment  is filed to  reflect  the sale of shares by Blair
          Investment pursuant to Registration  Statement No. 333-00545.  None of
          the Reporting  Parties has any plans or proposals that would relate or
          result in changing or influencing the control of the Issuer, or in any
          of the following:

     (a)  The acquisition by any person of additional  securities of the Issuer,
          or the disposition of securities of the Issuer;

     (b)  An extraordinary corporate transaction, such as a merger, 
          reorganization or liquidation, involving the Issuer or any of its
          subsidiaries;

     (c)  A sale or transfer of a material amount of assets of the Issuer or 
          any of it subsidiaries;

     (d)  Any change in the present board of directors or management of the 
          Issuer, including any plans or proposals to change the number or 
          of directors or to fill any existing vacancies on the Board;

     (e)  Any material change in the present capitalization or dividend policy
          of the Issuer;

     (f)  Any other material change in the Issuer's business or corporate
          structure;

     (g)  Changes in the Issuer's charter, by-laws or instruments corresponding
          thereto or other actions which may impede the acquisition of control
          of the Issuer by any person;

     (h)  Causing a class of securities of the Issuer to be delisted from a 
          national securities exchange or to cease to be authorized to be 
          quoted in an interdealer quotation system of a registered national
          securities association;

     (i)  A class of equity securities of the Issuer becoming eligible for 
          termination or registration pursuant to Section 12 (g) of the 
          Securities Exchange Act of 1934; or

      (j) Any action similar to any of those enumerated above.

Item 5. (a) is hereby amended in its entirety as follows:

          As of March 8, 1996,  Mr.  Davis and Blair Holdings may be deemed to 
          beneficially own 921,021 shares or 20.3% of the Issuer's outstanding
          shares as follows: (i) 721,021 shares owned by Blair Investment, and
          (ii)  200,000 shares owned by Blair Holdings.  As of March 8, 1996, 
          Blair Investment may be deemed to beneficially own 721,021 shares or
          15.9% of the Issuer's outstanding shares.

        
Item 5.(b) is hereby amended in its entirety as follows:

          Mr. Davis has sole power to vote or to direct the vote, to dispose or
          to direct the disposition of those shares owned by Blair Holdings and
          Blair Investment.


Item 5.(c) is hereby amended by adding the following paragraph:

          On March 8, 1996, Blair Investment sold 1,200,000 shares pursuant to
          Registration Statement No. 333-00545.  No other transactions have
          been made since the previously filed Schedule 13D, Amendment No. 4, 
          dated February 1, 1996.
 
Item 6 is hereby amended in its entirety as follows:
 
          On March 8, 1996, Blair Investment sold 1,200,000 shares pursuant to
          Registration Statement No. 333-00545.  As reported in that 
          Registration Statement, in the event the Underwriters exercise their
          over-allotment option, up to 210,000 additional shares will be sold
          by Blair Investment.

<PAGE>
                                                       Page 6 of 6  pages
 

                                   SIGNATURES

 After reasonable inquiry and to the best of my knowledge and belief, we certify
 that the information set forth in this statement is true, complete and correct.



                                         /s/ J. Morton Davis       
Date:    March 11, 1996                 _____________________________
         New York, New York             J. Morton Davis
                                        




 
                                        D.H. BLAIR HOLDINGS, INC.

                                          /s/ David Nachamie
Date:    March 11, 1996               by_____________________________
         New York, New York              David Nachamie
                                         Treasurer
 


                                       D.H. BLAIR INVESTMENT BANKING CORP.

                                           /s/ David Nachamie
Date:    March 11, 1996                by_____________________________
         New York, New York              David Nachamie
                                         Treasurer






© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission