Securities and Exchange Commission
Washington, D.C. 20549
FORM 10-Q/A
Quarterly Report Under Section 13
or 15(d) of the Securities Exchange Act of 1934
For Quarter Ended: September 30, 1994 Commission File Number 1-5558
Katy Industries, Inc.
(Exact name of registrant as specified in its charter)
Delaware 75-1277589
(State of Incorporation) (I.R.S. Employer Identification No.)
6300 S. Syracuse Way, Suite 300
Englewood, Colorado 80111
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (303)290-9300
Form 10-QA is being summitted with Exhibit 27, which was not attached
in the original submital.
Item 6. EXHIBITS AND REPORTS ON FORM 8-K
Exhibit No. Financial Data Schedules
27
No reports on form 8-K were filed during the quarter for
which this report is filed.
INDEX
Page
No.
PART I FINANCIAL INFORMATION
Condensed Consolidated Balance Sheets
September 30, 1994 and December 31, 1993 2
Statements of Condensed Consolidated Income
Three months and nine months ended
September 30, 1994 and 1993 4
Statements of Condensed Consolidated Cash Flows
Nine months ended September 30, 1994 and 1993 6
Notes to Condensed Consolidated Financial Information 7
Management's Discussion and Analysis of
Financial Condition and Results of Operations 12
PART II OTHER INFORMATION
Item 1 Legal Proceedings 18
Item 6 Exhibits and Reports on Form 8-K 18
Signatures 19
Signatures
Pursuant to the requirements of the Securities and Exchange Act of 1934,
the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
KATY INDUSTRIES, INC.
Registrant
DATE: November 14, 1994 By /s/John R. Prann, Jr.
John R. Prann, Jr.
President,
Chief Executive Officer &
Chief Operating Officer
DATE: November 14, 1994 By /s/P. Kurowski
Paul Kurowski
Secretary, Treasurer &
Chief Financial Officer
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<ARTICLE> 5
<S> <C>
<PERIOD-TYPE> 9-MOS
<FISCAL-YEAR-END> DEC-31-1994
<PERIOD-END> SEP-30-1994
<CASH> 8,804
<SECURITIES> 26,736
<RECEIVABLES> 29,644
<ALLOWANCES> 4,539
<INVENTORY> 34,070
<CURRENT-ASSETS> 104,906
<PP&E> 92,164
<DEPRECIATION> 52,508
<TOTAL-ASSETS> 209,837
<CURRENT-LIABILITIES> 56,218
<BONDS> 0
<COMMON> 9,821
0
0
<OTHER-SE> 103,721
<TOTAL-LIABILITY-AND-EQUITY> 209,837
<SALES> 121,625
<TOTAL-REVENUES> 121,625
<CGS> 89,347
<TOTAL-COSTS> 127,160
<OTHER-EXPENSES> 8,388
<LOSS-PROVISION> 835
<INTEREST-EXPENSE> 1357
<INCOME-PRETAX> (14,445)
<INCOME-TAX> 3,063
<INCOME-CONTINUING> (11,392)
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> (9,002)
<EPS-PRIMARY> (1.00)
<EPS-DILUTED> (1.00)
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