KV PHARMACEUTICAL CO /DE/
5, 2000-05-15
PHARMACEUTICAL PREPARATIONS
Previous: PRIMEENERGY CORP, 10-Q, 2000-05-15
Next: KV PHARMACEUTICAL CO /DE/, 5, 2000-05-15



                                                  ------------------------------
                                                           OMB APPROVAL
                                                  ------------------------------
                                                  OMB Number           3235-0362
                                                  Expires:   February 1, 1994
                                                  Estimated average burden
                                                  hours per response ....... 1.0
                                                  ------------------------------

                     U.S. SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                     FORM 5

               ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

    Filed  pursuant to Section  16(a) of the  Securities  Exchange  Act of 1934,
       Section 17(a) of the Public Utility Holding Company Act of 1935 or
               Section 30(f) of the Investment Company Act of 1940

[  ] Check this box if no longer subject of Section 16. Form 4 or Form 5
     obligations may continue. See Instruction 1(b).

[  ] Form 3 Holdings Reported

[  ] Form 4 Transaction Reported

================================================================================
1. Name and Address of Reporting Person

  Hermelin              Marc                    S.
- --------------------------------------------------------------------------------
   (Last)               (First)                 (Middle)

  2503 South Hanley Road
- --------------------------------------------------------------------------------
                                    (Street)

 St. Louis                 MO                   63144
- --------------------------------------------------------------------------------
   (City)               (State)                 (Zip)

================================================================================
2. Issuer Name and Ticker or Trading Symbol

   KV Pharmaceutical Company; KV.B

================================================================================
3. IRS or Social Security Number of Reporting Person (Voluntary)


================================================================================
4. Statement for Month/Year

   March 31, 2000
================================================================================
5. If Amendment, Date of Original (Month/Year)

================================================================================
6. Relationship of Reporting Person to Issuer
   (Check all applicable)

   [ X ]   Director                             [   ]   10% Owner
   [ X ]   Officer (give title below)           [   ]   Other (specify below)


                    Vice Chairman and Chief Executive Officer
================================================================================
7.  Individual or Joint/Group Reporting

    [ X ] Form Filed by One Reporting Person
    [   ] Form Filed by More Than One Reporting Person

<PAGE>
================================================================================
           Table I -- Non-Derivative Securities Acquired, Disposed of,
                             or Beneficially Owned
================================================================================
<TABLE>
<CAPTION>
                                                                                                 5.             6.
                                                                 4.                              Amount of      Owner-
                                                                 Securities Acquired (A) or      Securities     ship
                                                                 Disposed of (D)                 Beneficially   Form:     7.
                                                                 (Instr. 3, 4 and 5)             Owned at End   Direct    Nature of
                                      2.            3.         -------------------------------   of Issuer's    (D) or    Indirect
1.                                    Transaction   Transaction                  (A)             Fiscal Year    Indirect  Beneficial
Title of Security                     Date          Code             Amount      or     Price    (Instr. 3      (I)       Ownership
(Instr. 3)                            (mm/dd/yy)    (Instr. 8)                   (D)             and 4)         (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
<S>                                   <C>          <C>            <C>         <C>    <C>      <C>            <C>       <C>

Class B Common Stock                  08/15/99        M               25,000      A      8.530
- ------------------------------------------------------------------------------------------------------------------------------------
Class B Common Stock                  08/15/99        M               75,000      A     10.455
- ------------------------------------------------------------------------------------------------------------------------------------
Class B Common Stock                                                                               336,340        D
- ------------------------------------------------------------------------------------------------------------------------------------
Class B Common Stock                                                                             1,028,718        I(a)     By Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Class B Common Stock                                                                               176,250        I(b)     By Trust
- ------------------------------------------------------------------------------------------------------------------------------------

(a)  Shares  held in two  trusts in which the  reporting  person is one of three
     trustees of each trust;  including  Trust Agreement dated 12/22/73 FBO Marc
     S. Hermelin, in which the reporting person is the primary beneficiary,  and
     one trust including Trust Agreement dated 12/12/73 FBO Minnette Hermelin.

(b)  Shares  held in an  Irrevocable  trust  for the  benefit  of the  reporting
     person.  The reporting  person does not hold or share voting or dispositive
     power regarding the shares.


====================================================================================================================================
</TABLE>
<PAGE>

FORM 5 (continued)

Table    II --  Derivative  Securities  Acquired,  Disposed of, or  Beneficially
         Owned (e.g., puts, calls, warrants, options, convertible securities)

================================================================================
<TABLE>
<CAPTION>
                                                                                                          9.        10.
                                                                                                          Number    Owner-
                                                                                                          of        ship
                    2.                                                                                    Deriv-    of
                    Conver-                    5.                              7.                         ative     Deriv-   11.
                    sion                       Number of                       Title and Amount           Secur-    ative    Nature
                    or                         Derivative    6.                of Underlying     8.       ities     Secur-   of
                    Exer-                      Securities    Date              Securities        Price    Bene-     ity:     In-
                    cise     3.                Acquired (A)  Exercisable and   (Instr. 3 and 4)  of       ficially  Direct   direct
                    Price    Trans-   4.       or Disposed   Expiration Date   ----------------  Deriv-   Owned     (D) or   Bene-
1.                  of       action   Trans-   of(D)         (Month/Day/Year)            Amount  ative    at End    In-      ficial
Title of            Deriv-   Date     action   (Instr. 3,    ----------------            or      Secur-   of        direct   Owner-
Derivative          ative    (Month/  Code     4 and 5)      Date     Expira-            Number  ity      Year      (I)      ship
Security            Secur-   Day/     (Instr.  ------------  Exer-    tion               of      (Instr.  (Instr.   (Instr.  (Instr.
(Instr. 3)          ity      Year)    8)        (A)    (D)   cisable  Date     Title     Shares  5)       4)        4)       4)
- ------------------------------------------------------------------------------------------------------------------------------------
<S>             <C>      <C>        <C>     <C>   <C>      <C>     <C>     <C>       <C>     <C>      <C>       <C>      <C>
Option to                                                                      Class B
Purchase          $_____    08/15/99    A     75,000                           Common     75,000
- ------------------------------------------------------------------------------------------------------------------------------------
Option to                                                                      Class B
Purchase          $_____    08/15/99    A     25,000                           Common     25,000
- ------------------------------------------------------------------------------------------------------------------------------------
Option to                                                                      Class B
Purchase          $10.455   08/15/99    M             75,000                   Common     75,000
- ------------------------------------------------------------------------------------------------------------------------------------
Option to                                                                      Class B
Purchase           $8.53    08/15/99    M             25,000                   Common     25,000
- ------------------------------------------------------------------------------------------------------------------------------------
Option to                                                                      Class B
Purchase          $_____    04/01/99    A     75,000                           Common     75,000
- ------------------------------------------------------------------------------------------------------------------------------------
Option to                                                                      Class B
Purchase          $_____    08/10/99    A     50,000                           Common     50,000
- ------------------------------------------------------------------------------------------------------------------------------------
Option to                                                                      Class B
Purchase          $_____    08/16/99    G             75,000                   Common     75,000
- ------------------------------------------------------------------------------------------------------------------------------------
Option to                                                                      Class B
Purchase          $_____    08/16/99    G             45,000                   Common     45,000
- ------------------------------------------------------------------------------------------------------------------------------------
Option to                                                                      Class B
Purchase          $_____    08/16/99    G              5,000                   Common      5,000           160,000    D(1)
- ------------------------------------------------------------------------------------------------------------------------------------

====================================================================================================================================

</TABLE>

Explanation of Responses:

(1)   45,000 option to purchase Class B Common Stock granted to a partnership
      to which Mr. Hermelin owns a 1% beneficial interest.


        /s/ Marc S. Hermelin                                     5/15/00
- ---------------------------------------------            -----------------------
        Signature of Reporting Person                             Date




© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission