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OMB APPROVAL
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OMB Number 3235-0362
Expires: February 1, 1994
Estimated average burden
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject of Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transaction Reported
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1. Name and Address of Reporting Person
Hermelin Marc S.
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(Last) (First) (Middle)
2503 South Hanley Road
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(Street)
St. Louis MO 63144
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
KV Pharmaceutical Company; KV.B
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
March 31, 2000
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[ X ] Director [ ] 10% Owner
[ X ] Officer (give title below) [ ] Other (specify below)
Vice Chairman and Chief Executive Officer
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7. Individual or Joint/Group Reporting
[ X ] Form Filed by One Reporting Person
[ ] Form Filed by More Than One Reporting Person
<PAGE>
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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<TABLE>
<CAPTION>
5. 6.
4. Amount of Owner-
Securities Acquired (A) or Securities ship
Disposed of (D) Beneficially Form: 7.
(Instr. 3, 4 and 5) Owned at End Direct Nature of
2. 3. ------------------------------- of Issuer's (D) or Indirect
1. Transaction Transaction (A) Fiscal Year Indirect Beneficial
Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
Class B Common Stock 08/15/99 M 25,000 A 8.530
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Class B Common Stock 08/15/99 M 75,000 A 10.455
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Class B Common Stock 336,340 D
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Class B Common Stock 1,028,718 I(a) By Trust
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Class B Common Stock 176,250 I(b) By Trust
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(a) Shares held in two trusts in which the reporting person is one of three
trustees of each trust; including Trust Agreement dated 12/22/73 FBO Marc
S. Hermelin, in which the reporting person is the primary beneficiary, and
one trust including Trust Agreement dated 12/12/73 FBO Minnette Hermelin.
(b) Shares held in an Irrevocable trust for the benefit of the reporting
person. The reporting person does not hold or share voting or dispositive
power regarding the shares.
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</TABLE>
<PAGE>
FORM 5 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially
Owned (e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
9. 10.
Number Owner-
of ship
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- Securities Date Securities Price Bene- ity: In-
cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Trans- of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship
Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Option to Class B
Purchase $_____ 08/15/99 A 75,000 Common 75,000
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Option to Class B
Purchase $_____ 08/15/99 A 25,000 Common 25,000
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Option to Class B
Purchase $10.455 08/15/99 M 75,000 Common 75,000
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Option to Class B
Purchase $8.53 08/15/99 M 25,000 Common 25,000
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Option to Class B
Purchase $_____ 04/01/99 A 75,000 Common 75,000
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Option to Class B
Purchase $_____ 08/10/99 A 50,000 Common 50,000
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Option to Class B
Purchase $_____ 08/16/99 G 75,000 Common 75,000
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Option to Class B
Purchase $_____ 08/16/99 G 45,000 Common 45,000
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Option to Class B
Purchase $_____ 08/16/99 G 5,000 Common 5,000 160,000 D(1)
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</TABLE>
Explanation of Responses:
(1) 45,000 option to purchase Class B Common Stock granted to a partnership
to which Mr. Hermelin owns a 1% beneficial interest.
/s/ Marc S. Hermelin 5/15/00
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Signature of Reporting Person Date