UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Lindberg Corporation
(Name of Issuer)
Common Stock, $2.50 Par Value
(Title of Class of Securities)
5351-71-10-2
(CUSIP Number)
Randy A. Bridgeman, Bell, Boyd & Lloyd
70 West Madison Street, Suite 3300
Chicago, Illinois 60602
Tel: (312) 372-1121
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
September 4, 1997
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box ( ).
Check the following box if a fee is being paid with the statement ( ).
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five
percent of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five
percent or less of such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
Page 1 of 4 Pages
<PAGE>
SCHEDULE 13D
CUSIP No. 5351-71-10-2
PAGE 2 of 4 Pages
1 NAME OF REPORTING PERSON: George H. Bodeen
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
a ( ) b ( )
3 SEC USE ONLY
4 SOURCE OF FUNDS: Not applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): ( )
6 CITIZENSHIP OR PLACE OF ORGANIZATION: U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER: 80,750
8 SHARED VOTING POWER: 261,971
9 SOLE DISPOSITIVE POWER: 342,721
10 SHARED DISPOSITIVE POWER: 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 351,721
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES: (X)
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 7.3%
14 TYPE OF REPORTING PERSON: IN
<PAGE>
PAGE 3 of 4 Pages
There have been no changes in the information reported in the
statement of the undersigned filed with the Securities and Exchange
Commission under cover of Schedule 13D, Amendment No. 5, except as
indicated below:
Item 5. Interest in Securities of the Issuer.
(a) At September 29, 1997:
Aggregate number of securities beneficially owned: 351,721*
(including 9,000 shares subject to immediately exercisable
options)
Percentage of Class: 7.3% (based on 4,810,966 shares
outstanding at September 29, 1997 and 9,000 shares subject
to immediately exercisable options)
(b) Number of shares as to which such person has:
(i) sole voting power: 80,750
(ii) shared voting power: 261,971**
(iii) sole dispositive power: 342,721***
(iv) shared dispositive power: 0
* Excludes 331,748 shares owned by Mr. Bodeen's wife but includes
176,220 shares held by trusts created by the will of Mr. Bodeen's
father-in-law, LeRoy A. Lindberg, deceased, and 85,751 shares held by
the Estate of Selma Lindberg, deceased, as to each of which Mr. Bodeen
disclaims beneficial ownership.
** Power to vote over 176,220 shares is shared between Bank of America
Illinois and Mr. Bodeen, as co-trustees of trusts created under the will
of Mr. Bodeen's father-in-law, Leroy A. Lindberg, deceased, and over
85,751 shares is shared between Bank of America Illinois and Mr. Bodeen,
as co-executors of the Estate of Selma Lindberg, deceased.
*** Mr. Bodeen has sole dispositive power over 80,750 shares held for
his own account and 261,971 shares held as, respectively, co-trustee of
trusts created under the will of Mr. Bodeen's father-in-law, LeRoy A.
Lindberg, deceased, and as co-executor of the Estate of Selma Lindberg,
deceased.
(c) The reporting persons have effected certain of the following
transactions in the last 60 days:
<TABLE>
<CAPTION>
Amount Sold or Type of
Date Transferred Price Transaction
-------- ----------- --------- -----------
<S> <C> <C> <C>
11/12/96 7,500 $ 9.875 Open market sales by trust
11/13/96 7,500 $ 9.875 - " -
11/13/96 2,500 $10.000 - " -
11/22/96 1,000 $10.125 - " -
03/17/97 2,600 N/A Transfer of shares from
account of trust to
account of beneficiary
07/31/97 5,000 $11.375 Open market sale by
retirement trust
08/13/97 21,277 N/A Transfer of shares from
account of trust to
account of beneficiary
08/14/97 21,277 N/A - " -
09/02/97 4,000 $11.000 Open market sales by trust
09/04/97 6,000 $11.000 - " -
</TABLE>
<PAGE>
PAGE 4 of 4 Pages
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this Statement is
true, complete and correct.
Dated: September 29, 1997
------------------------
George H. Bodeen
