FORM 5
[ ] Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue. See
Instructions 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
_______________________________________________________________________________
1. Name and Address of Reporting Person
Naify, Robert A.
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(Last) (First) (Middle)
172 Golden Gate Avenue
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(Street)
San Francisco, CA 94102
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(City) (State) (Zip)
_______________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
The Todd-AO Corporation (NASDAQ: TODDA)
_______________________________________________________________________________
3. IRS or Social Security Number of Reporting Person (Voluntary)
_______________________________________________________________________________
4. Statement for Month/Year
August 1997
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5. If Amendment, Date of Original (Month/Year)
_______________________________________________________________________________
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[x] 10% Owner
[x] Director
[x] Officer (give title below)
[ ] Other (specify below)
Co-Chairman of the Board of Directors
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__________________________________________________________________________
<PAGE>
FORM 5 (continued)
<TABLE>
<CAPTION>
TABLE I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------
1. 2. 3. 4. 5. 6. 7.
- --------------------- -------- ---------- ------------------------------ ----------- ---------- ----------
Amount of
Securities
Beneficially Owner-
Owned a t ship
Trans- Trans- Securities Acquired (A) End of Form:
action action or Disposed of (D) Issuer's Direct Nature of
Date Code (Instr. 3, 4 and 5) Fiscal (D) or Indirect
Title of (Month/ (Instr. 8) ---------------------------- Year Indirect Beneficial
Security Day/ ---------- (A) or (Instr. (I) Ownership
(Instr. 3) Year) Code V Amount (D) Price 3 and 4) (Instr. 4) (Instr. 4)
- --------------------- -------- ---- ---- ----------- ------ --------- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Class A
Common Stock 1,113,964 (1) D
Class B
Common Stock 906,290 D
(not publicly traded)
</TABLE>
Note
(1) Includes employee stock options for 98,100 Class A shares exercisable
within 60 days.
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly. (Print or Type Responses)
<PAGE>
FORM 5 (continued)
<TABLE>
<CAPTION>
TABLE II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g. puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------
1. 2. 3. 4. 5. 6. 7. 8. 9.
Title and
Number of Date Exer- Amount of
Derivative cisable and Underlying Number of
Securities Expiration Securities Price Derivative
Conver- Trans- Acquired (A) Date (Month/ (Instr. 3 of Securities
sion or Trans- action or Disposed Day/Year) and 4) Deriv- Benefi-
Exercise action Code of (D) -------------- -------------- ative cially
Title of Price of Date (Instr. (Instr. 3, Date Amount Secur- Owned at
Derivative Deriv- (Month/ 8) 4 and 5) Exer- Expir- or Num- ity End of
Security ative Day/ -------- ---------- cis- ation ber of (Instr. Year
(Instr. 3) Security Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Employee Class A
Stock 12/24 06/23 Common
Option $3.589 1994 1999 Stock 110,000* 110,000*
Employee Class A
Stock 10/19 04/18 Common
Option $4.95 1995 2000 Stock 66,000* 66,000*
Employee Class A
Stock 09/01 01/07 Common
Option $10.50 01/08/97 A A 2000 2002 Stock 11,673* 11,673*
Employee Class A
Stock 01/08 08/31 Common
Option $10.50 01/08/97 A A 1997 2003 Stock 88,327* 88,327*
</TABLE>
<TABLE>
<CAPTION>
TABLE II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g. puts, calls, warrants, options, convertible securities)
CONTINUED
10. 11.
- --------- ----------
Ownership
Form of
Deriv-
ative
Security:
Direct
(D) or Nature of
Indirect Indirect
(I) Beneficial
(Instr. Ownership
4) (Instr. 4)
<S> <C>
D
D
D
D
</TABLE>
Explanation of Responses:
* subject to vesting restrictions
/s/ Robert A. Naify October 15, 1997
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** Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
