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Filed
Pursuant to Rule 424(b)(3) and (c)
File Number 333-47590
PROSPECTUS SUPPLEMENT DATED DECEMBER 12, 2000
to
Prospectus Dated October 19, 2000
ADC TELECOMMUNICATIONS, INC.
38,486,766 Shares
of
Common Stock
($.20 Par Value)
This Prospectus Supplement supplements the Prospectus dated October 19, 2000 (the "Prospectus") of ADC Telecommunications, Inc., a Minnesota corporation (the "Company"), relating to an aggregate of 38,486,766 shares of Common Stock, par value $.20 per share (the "Common Stock"), of the Company that may be sold from time to time by certain shareholders of the Company who received such shares in connection with the Company's acquisition of Broadband Access Systems, Inc., or by donees, pledgees, transferees or other successors-in-interest that receive such shares as a gift, pledge, distribution to members or partners or other non-sale-related transfer (the "Selling Shareholders"). This Prospectus Supplement should be read in conjunction with, and is qualified by reference to, the Prospectus except to the extent that the information herein contained supersedes the information contained in the Prospectus. Capitalized terms used in this Prospectus Supplement and not otherwise defined herein have the meanings specified in the Prospectus.
SELLING SHAREHOLDERS
Recently Norwest Venture Partners VII, L.P. distributed 4,485,356 shares of ADC Common Stock to the partners of such fund, including Itasca VC Partners VII, LLP, which immediately thereafter distributed the shares it received to its partners. PH Ventures VII, LLC distributed 1,886,275 shares of ADC Common Stock to the partners of such fund. Still River Fund, L.P. distributed 3,157,819 shares of ADC Common Stock to the partners of such fund, including Joseph J. Tischler, who gifted 800 shares to New Jewish High School and 2,400 shares to Combined Jewish High School. Matrix Partners V, L.P. may distribute 13,255,264 shares of ADC Common Stock to the partners of such fund. Pirjo Tuomi transferred 310,286 shares of ADC Common Stock to the Pirjo T. Tuomi 1999 Family Trust dtd 9/17/99, and Paul E. Nikolich transferred 400,000 shares of ADC Common Stock to Paul E. Nikolich and Laura L. Nikolich, Trustees of The Nikolich Family GRAT. Additionally, North Bridge Venture Partners II, L.P., North Bridge Venture Partners IV-A, L.P. and North Bridge Venture Partners IV-B, L.P., may distribute up to 7,956,528 shares of ADC Common Stock to the partners of such funds. Except as otherwise noted below, none of such transferees were specifically named in the Prospectus. The following table lists the Selling Shareholders not previously specifically identified in the Prospectus as a selling shareholder, and the number of shares each such Selling Shareholder beneficially owns and may sell, as well as updates the number of shares beneficially owned and available for sale by the Selling Shareholders noted below who were previously listed as a selling shareholder, pursuant to the
1
Prospectus from time to time. The table of Selling Shareholders in the Prospectus is hereby amended to include the persons or entities identified below as Selling Shareholders:
Name |
Number of Shares Beneficially Owned Prior to Offering(1)(2) |
Maximum Number of Shares to be Sold Pursuant to this Prospectus(1)(3) |
||
---|---|---|---|---|
Norwest Limited, LP, LLLP | 3,607,841 | 3,607,841 | ||
Timothy C. DeVries | 3,631 | 3,631 | ||
John L. Thomson | 3,631 | 3,631 | ||
Promod Haque | 146,264 | 146,264 | ||
Haque Family Partners | 95,611 | 95,611 | ||
Lindahl Family Limited Partnership | 2,179 | 2,179 | ||
George J. Still, Jr. | 69,523 | 69,523 | ||
Still Family Partners | 157,253 | 157,253 | ||
Kevin G. Hall | 17,968 | 17,968 | ||
Ernest C. Parizeau | 179,677 | 179,677 | ||
Charles B. Lannin | 1,526 | 1,526 | ||
Lannin Family Limited Partnership | 654 | 654 | ||
John P. Whaley | 47,097 | 47,097 | ||
Blair P. Whitaker | 134,761 | 134,761 | ||
Paul Vabakos | 1,963 | 1,963 | ||
Robert Abbott | 8,957 | 8,957 | ||
Vaibhav Goel | 6,820 | 6,820 | ||
Amos B. Hostetter, Jr. | 1,535,430 | 1,535,430 | ||
Timothy P. Neher | 70,735 | 70,735 | ||
William T. Schleyer | 93,370 | 93,370 | ||
David M. Fellows | 46,685 | 46,685 | ||
Richard A. Hoffstein | 93,370 | 93,370 | ||
Russell H. Stephens | 46,685 | 46,685 | ||
Advest Group, Inc. | 8,816 | 8,816 | ||
Aetna Life Insurance Company | 235,097 | 235,097 | ||
Mark Stuart Ain | 23,510 | 23,510 | ||
Robert L. Birnbaum | 11,755 | 11,755 | ||
Leo R. Chausse | 11,755 | 11,755 | ||
Philip Dascher | 5,877 | 5,877 | ||
Samuel M. Dephilippo | 11,755 | 11,755 | ||
William A.H. Engelse(4) | 1,437,228 | 1,437,228 | ||
Linda M. Frieze | 11,755 | 11,755 | ||
Edward N. Gadsby, Jr. | 5,877 | 5,877 | ||
Ezra Gelb | 5,877 | 5,877 | ||
Germanium Power Devices Corp Profit Trust-Group F | 17,632 | 17,632 | ||
Mr. & Mrs. Peter Halstead | 11,755 | 11,755 | ||
Dr. Michael Hammer | 17,632 | 17,632 | ||
Michael Lieber | 11,755 | 11,755 | ||
David J. McNeff | 11,755 | 11,755 | ||
Massachusetts RJN Corp. | 11,755 | 11,755 | ||
Needham & Company, Inc. | 58,774 | 58,774 | ||
Northern Life Insurance Company | 58,774 | 58,774 | ||
David R. Paolino(4) | 3,050,882 | 2,048,718 | ||
Phoenix Home Life Mutual Insurance | 1,175,486 | 1,175,486 | ||
Jan S. Pirrong | 11,755 | 11,755 |
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William J. Regan | 29,387 | 29,387 | ||
James A. Saalfield(4) | 424,433 | 424,433 | ||
SGL Associates | 20,571 | 20,571 | ||
Fleet Growth Resources | 117,549 | 117,549 | ||
Tucker Anthony, Inc., Custodian Adam Sonnenschein IRA-R | 5,877 | 5,877 | ||
Russell Stravitz | 11,755 | 11,755 | ||
Texas Christian University | 352,646 | 352,646 | ||
Joseph J. Tischler | 226,662 | 226,662 | ||
John J. Clarke, Jr. | 5,877 | 5,877 | ||
Robert P. Keller | 5,877 | 5,877 | ||
Charles A. Ziering | 17,632 | 17,632 | ||
Goulder Investments | 11,755 | 11,755 | ||
George Reiser | 17,632 | 17,632 | ||
FolksAmerica Reinsurance Co. | 176,323 | 176,323 | ||
Still River Partners | 2,932 | 2,932 | ||
Advest Capital | 132,603 | 132,603 | ||
New Jewish High School | 800 | 800 | ||
Combined Jewish High School | 2,400 | 2,400 | ||
Matrix V Management Co., L.L.C. | 3,278,230 | 3,278,230 | ||
Trustees of Amherst College | 117,578 | 117,578 | ||
Bechtle Revocable Trust | 33,590 | 33,590 | ||
Friedrich Bechtle | 33,590 | 33,590 | ||
Berea College | 201,556 | 201,556 | ||
Brinson Trust Company as Trustee of the Brinson Partnership Fund Trust1977 Primary Fund | 201,556 | 201,556 | ||
Evangelical Lutheran Church in America Board of Pensions | 13,434 | 13,434 | ||
Morgan Stanley Trust Company as Custodian to the Brinson Partnership Fund1997 Primary Fund, L.P. | 94,057 | 94,057 | ||
State Street Bank & Trust Company as Custodian for EDS Retirement Plan Trust | 302,334 | 302,334 | ||
State Street Bank & Trust Company as Custodian for the Orange County Employees Retirement System | 100,778 | 100,778 | ||
State Universities Retirement System | 248,590 | 248,590 | ||
The 1996 Brinson Partnership Fund Offshore Series Company Ltd. | 53,745 | 53,745 | ||
Virginia Retirement System | 752,480 | 752,480 | ||
The Church Pension Fund | 839,815 | 839,815 | ||
Crossroads 1997 Asset Allocation I, L.P. | 134,367 | 134,367 | ||
Crossroads 1997 Asset Allocation II, L.P. | 127,655 | 127,655 | ||
Crossroads 1997 Venture Capital I, L.P. | 67,189 | 67,189 | ||
Crossroads 1997 Venture Capital Programme I, L.P. | 107,489 | 107,489 | ||
Trustees Of Dartmouth College | 268,745 | 268,745 | ||
Employees' Retirement Plan of Duke University | 100,778 | 100,778 | ||
Gothic Corporation | 503,890 | 503,890 | ||
Marco F. Hellman Trust "B" | 50,389 | 50,389 | ||
FWH Associates | 50,389 | 50,389 | ||
Harvard Private Capital Holdings, Inc. | 839,815 | 839,815 | ||
HB-PGGM Fund II, L.P. | 268,745 | 268,745 | ||
Horsley Bridge Fund V, L.P. | 1,377,294 | 1,377,294 |
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The Andrew W. Mellon Foundation | 671,858 | 671,858 | ||
Meridian International Investments Limited | 201,556 | 201,556 | ||
The Regents of the University of Michigan | 436,701 | 436,701 | ||
Massachusetts Institute of Technology | 419,912 | 419,912 | ||
Massachusetts Institute of Technology Retirement Plan | 419,912 | 419,912 | ||
Bankers Trust Company as Custodian for New Mexico State Investment Council | 147,811 | 147,811 | ||
Kale & Co. A/C JD85 | 671,858 | 671,858 | ||
Williams College | 117,578 | 117,578 | ||
Pirjo T. Tuomi 1999 Family Trust dtd 9/17/99 | 310,286 | 310,286 | ||
Paul E. Nikolich and Laura L. Nikolich, Trustees of The Nikolich Family GRAT | 400,000 | 400,000 | ||
Accolade Partners, L.P. | 1,938 | 1,938 | ||
Dartmouth College | 3,876 | 3,876 | ||
The Duke Endowment | 290,227 | 290,227 | ||
Endowment Venture Partners III, L.P. | 281,184 | 281,184 | ||
Endowment Venture Partners IV, L.P. | 19,380 | 19,380 | ||
The Ford Foundation | 702,694 | 702,694 | ||
L. Scott Frantz | 110,095 | 110,095 | ||
Harvard Management Private Equity Corporation | 16,796 | 16,796 | ||
Harvard Master Trust | 1,938 | 1,938 | ||
Harvard Yenching Institute | 646 | 646 | ||
Hecht Investments, LLC | 969 | 969 | ||
The William & Flora Hewlett Foundation | 8,398 | 8,398 | ||
The John S. and James L. Knight Foundation | 361,169 | 361,169 | ||
Knightsbridge Venture Capital III, L.P. | 210,888 | 210,888 | ||
Knightsbridge Venture Capital IV, L.P. | 6,460 | 6,460 | ||
Lucent Technologies Inc. Master Pension Trust | 431,882 | 431,882 | ||
JP Morgan Pooled Venture Capital Inst'l Investors LLC | 19,487 | 19,487 | ||
Norwest Equity Capital, LLC | 221,030 | 221,030 | ||
The Sean M. O'Sullivan Revocable Living Trust | 70,942 | 70,942 | ||
PH Investments, LLC | 12,920 | 12,920 | ||
Michael I. & Frances E. Payne Limited Ptrshp. | 129 | 129 | ||
Six Jays, L.P.(4) | 3,050,882 | 1,002,164 | ||
Jennifer P. Stone 1991 Trust | 258 | 258 | ||
Towanda Limited Partnership | 129 | 129 | ||
University of Notre Dame du lac | 437,925 | 437,925 | ||
Whitney Associates | 3,579 | 3,579 | ||
Hassan Ahmed | 97 | 97 | ||
Mark S. Ain | 268 | 268 | ||
Kwabena Akufo | 213 | 213 | ||
Roland F. Anderson | 258 | 258 | ||
Steve Van Beaver | 65 | 65 | ||
Vincent Bisceglia | 65 | 65 | ||
Daniel A. Boudreau | 129 | 129 | ||
Gary Bowen | 28,386 | 28,386 | ||
Lance Boxer | 161 | 161 | ||
Walter M. Cabot | 21,412 | 21,412 |
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Lloyd Carney | 268 | 268 | ||
Arthur Carr | 161 | 161 | ||
R. Stephen Cheheyl | 25,573 | 25,573 | ||
Ashraf M. Dahod | 161 | 161 | ||
Gururaj Deshpande | 3,838 | 3,838 | ||
James A. Dolce, Jr. | 7,676 | 7,676 | ||
Steve Dustan | 129 | 129 | ||
Gregor Ferguson | 323 | 323 | ||
James Geary | 323 | 323 | ||
Abbott Gilman(4) | 1,759,914 | 1,759,914 | ||
Stewart H. Greenfield | 35,600 | 35,600 | ||
Rubin Gruber | 646 | 646 | ||
Peter A. Guglielmi Trust | 1,034 | 1,034 | ||
Paul Gustafson | 129 | 129 | ||
Jeffrey Herrmann | 161 | 161 | ||
Jon Hirschtick | 161 | 161 | ||
Kenneth Jeffers | 323 | 323 | ||
Elliot Katzman | 258 | 258 | ||
Joseph Lassiter | 65 | 65 | ||
Christopher Lawler | 129 | 129 | ||
Timothy Lieto | 213 | 213 | ||
Richard Lifsitz | 268 | 268 | ||
Jeffrey Lindholm | 291 | 291 | ||
Kurt Melden | 517 | 517 | ||
Leon Navickas | 65 | 65 | ||
John O'Hara | 65 | 65 | ||
Christian Outzen | 236 | 236 | ||
David Pensak | 129 | 129 | ||
Leslie Anderson Petrick | 48 | 48 | ||
Micheal Petrick | 161 | 161 | ||
Leonid Raiz | 194 | 194 | ||
Elizabeth G. Riley | 8,968 | 8,968 | ||
Christopher Robert | 36,052 | 36,052 | ||
William Sahlman | 107 | 107 | ||
R. Pito Salas | 97 | 97 | ||
Gregg Savage | 129 | 129 | ||
Paul J. Severino | 36,440 | 36,440 | ||
Chi Kong Shue | 646 | 646 | ||
James K. Sims | 484 | 484 | ||
David Skok | 4,807 | 4,807 | ||
Joseph Speigel | 129 | 129 | ||
Robert G. Stone, Jr. | 646 | 646 | ||
Les Strauss | 161 | 161 | ||
Elliot Swan | 258 | 258 | ||
Kenneth Virgile | 484 | 484 | ||
Allan Wallack | 65 | 65 | ||
Sean Welch | 81 | 81 | ||
Chin-Cheng Wu | 7,191 | 7,191 |
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Albemarle Limited Partnership | 533 | 533 | ||
BD Partnership | 129 | 129 | ||
Berkshire Life Insurance Company | 70,942 | 70,942 | ||
Boston Private Bk & Tr Co as Cust. for David L. Feigenbaum | 3,563 | 3,563 | ||
CW Venture Fund I, LLC | 969 | 969 | ||
California Emerging Ventures | 6,460 | 6,460 | ||
Colby College | 2,584 | 2,584 | ||
Cooperative Insurance Society Ltd. | 214,764 | 214,764 | ||
Greenfield Family Limited Partnership | 323 | 323 | ||
H&D Investments 2000, LLP | 161 | 161 | ||
KnightsbridgeNetherlands II, L.P. | 8,592 | 8,592 | ||
Massachusetts Institute of Technology | 702,694 | 702,694 | ||
JP Morgan Pooled Venture Capital Private Investors LLC | 3,122 | 3,122 | ||
Charles K. Blandin Residuary Trust | 125,602 | 125,602 | ||
Charles K. Blandin Foundation | 17,929 | 17,929 | ||
Pomona College | 249,266 | 249,266 | ||
J.F. Shea Co., Inc. | 92,392 | 92,392 | ||
Sherman Fairchild Foundation | 2,907 | 2,907 | ||
G.S. Rockefeller Tr "C", FBO Marion Stone | 646 | 646 | ||
TH&T Partners Fund 2000, LLC | 161 | 161 | ||
Tucker Anthony Custodian for Gilbert H. Hennessey IRA | 3,647 | 3,647 | ||
Tucker Anthony Custodian for John N. Williams IRA | 15,866 | 15,866 | ||
Wellesley College | 434,049 | 434,049 | ||
Wesleyan University | 4,845 | 4,845 | ||
Neeraj Agarwal | 161 | 161 | ||
James Tyner Anderson | 3,579 | 3,579 | ||
Tom Axbey | 32 | 32 | ||
Randy Battat | 129 | 129 | ||
Jeffrey Beir | 65 | 65 | ||
Woody Benson | 65 | 65 | ||
Paul Bleicher | 65 | 65 | ||
David Blohm | 129 | 129 | ||
Thomas Bogan | 258 | 258 | ||
Raju C. Bopardikar | 65 | 65 | ||
Robert Brennan | 65 | 65 | ||
Burden F. for Dixon Frick | 97 | 97 | ||
Jeff Bussgang | 161 | 161 | ||
Winston Chen | 32,441 | 32,441 | ||
Christopher Covington | 323 | 323 | ||
Robert Cramer | 65 | 65 | ||
Richard Dale | 65 | 65 | ||
Charles Digate | 7,094 | 7,094 | ||
Meny Elany | 97 | 97 | ||
Isaac Elliott | 65 | 65 | ||
Lawrence R. Floryan | 258 | 258 | ||
William T. Frantz | 36,763 | 36,763 | ||
Michael J. Geary | 129 | 129 | ||
Bruns Grayson | 10,919 | 10,919 |
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Frances N. Janis | 3,838 | 3,838 | ||
Cary Johnson | 161 | 161 | ||
Donald G. Jones | 323 | 323 | ||
George Kerns | 65 | 65 | ||
Alan Kirby | 65 | 65 | ||
Kenneth Kuenzel | 97 | 97 | ||
Gordon Large | 129 | 129 | ||
Frederick C. Lee and Connie J. Reid | 7,223 | 7,223 | ||
Dave Lemont | 32 | 32 | ||
Paul Low | 161 | 161 | ||
Chris Lynch | 65 | 65 | ||
Edward Mallen | 65 | 65 | ||
Anthony Mark | 65 | 65 | ||
Larry & Michelle Moore | 129 | 129 | ||
Kenneth P. and Laura Morse | 65 | 65 | ||
Stephen Morss | 129 | 129 | ||
Alexander Neihaus | 32 | 32 | ||
Christopher Noel | 65 | 65 | ||
James Philippou | 65 | 65 | ||
Dennis Rainville | 65 | 65 | ||
Arthur H. Reidel | 7,159 | 7,159 | ||
Gary Rogers | 129 | 129 | ||
Morton H. Rosenthal | 161 | 161 | ||
Michael Rothman | 97 | 97 | ||
Paul Santinelli | 65 | 65 | ||
Dan Schwinn | 549 | 549 | ||
Richard Sculley | 65 | 65 | ||
David Shnaider | 65 | 65 | ||
Arthur C. Spinner | 10,867 | 10,867 | ||
Robert Steinkrauss | 323 | 323 | ||
Christopher Stone | 65 | 65 | ||
James B. Stowe | 65 | 65 | ||
William J. Stuart and Judith L. Stuart(4) | 663,465 | 663,465 | ||
Shiv C. Tasker | 161 | 161 | ||
Mark Tierney | 14,188 | 14,188 | ||
David Tolwinski | 65 | 65 | ||
Win Treese | 65 | 65 | ||
Emily V. Wade | 14,382 | 14,382 | ||
Jeptha H. Wade | 14,382 | 14,382 | ||
Throop Wilder | 97 | 97 | ||
Bing Yang | 7,094 | 7,094 | ||
David Yates | 194 | 194 | ||
The Haebler Company | 62,563 | 62,563 | ||
Haverhill Retirement | 70,296 | 70,296 | ||
Leeway & Company | 258,538 | 258,538 | ||
The Phoenix Insurance Company | 44,286 | 44,286 | ||
The Travelers Indemnity Company | 124,424 | 124,424 | ||
The Travelers Life & Annuity Company | 42,178 | 42,178 |
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Worcester Polytechnic Institute | 70,296 | 70,296 | ||
Robert Carpenter | 17,574 | 17,574 | ||
Virginia L. Carr | 10,544 | 10,544 | ||
Louis A. Goodman | 6,327 | 6,327 | ||
Ronald H. Nordin | 7,030 | 7,030 | ||
William Michael Seifert Trust | 3,515 | 3,515 | ||
Judy B. Fowler-Seifert | 3,515 | 3,515 | ||
Richard A. D'Amore | 548,479 | 548,479 | ||
Deanna D'Amore Trust | 37,814 | 37,814 | ||
Andrew K. Cantella Trust | 420 | 420 | ||
Edward T. Anderson | 593,213 | 593,213 | ||
Noelle Cabot Anderson Trust | 41,304 | 41,304 | ||
Georgianna Cabot Anderson Trust | 40,201 | 40,201 | ||
William J. Geary | 168,749 | 168,749 | ||
William C. Geary Trust | 18,445 | 18,445 | ||
Christopher G. Geary Trust | 18,445 | 18,445 | ||
James C. Geary Trust | 18,445 | 18,445 | ||
Jeffrey P. McCarthy | 30,549 | 30,549 | ||
The Matthew J. McCarthy Trust | 336 | 336 | ||
The Daniel J. McCarthy Trust | 336 | 336 | ||
The Kathryn E. McCarthy Trust | 336 | 336 | ||
Angelo Santinelli | 94,520 | 94,520 | ||
Caroline E. Santinelli Trust | 102 | 102 | ||
Thomas B. Santinelli Trust | 102 | 102 | ||
Margaret A. Santinelli Trust | 102 | 102 | ||
James A. Goldstein | 24,106 | 24,106 | ||
Edward P. Hamilton | 420 | 420 | ||
North Bridge Venture Management Co., Inc. | 11,527 | 11,527 | ||
Robert Carpenter | 7,005 | 7,005 |
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