ANAREN MICROWAVE INC
SC 13D/A, 2000-03-29
SEARCH, DETECTION, NAVAGATION, GUIDANCE, AERONAUTICAL SYS
Previous: AMERICAN VANGUARD CORP, SC 13G, 2000-03-29
Next: ANAREN MICROWAVE INC, 424B1, 2000-03-29




                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549

                                  Schedule 13D

                    Under the Securities Exchange Act of 1934
                               (Amendment No. 6)*

                             Anaren Microwave, Inc.
- --------------------------------------------------------------------------------
                                (Name of Issuer)

                     Common Stock, $.01 par value per share
- --------------------------------------------------------------------------------
                         (Title of Class of Securities)

                                   032744104
- --------------------------------------------------------------------------------
                                 (CUSIP Number)

            Global Securities, Inc., P.O. Box 560, Sudbury, MA 01776
- --------------------------------------------------------------------------------
            (Name, Address and Telephone Number of Person Authorized
                     to Receive Notices and Communications)

                                 March 28, 2000
             -------------------------------------------------------
             (Date of Event which Requires Filing of this Statement)

If the filing person has previously  filed a statement on Schedule 13G to report
the  acquisition  which is the subject of this  Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [_].

Check the following box if a fee is being paid with the statement [_]. (A fee is
not required only if the reporting person:  (1) has a previous statement on file
reporting  beneficial  ownership  of more  than  five  percent  of the  class of
securities  described  in Item 1;  and (2) has  filed  no  amendment  subsequent
thereto reporting  beneficial  ownership of five percent or less of such class.)
(See Rule 13d-7.)

Note: Six copies of this statement, including all exhibits, should be filed with
the  Commission.  See Rule  13d-1(a) for other  parties to whom copies are to be
sent.

* The remainder of this cover page shall be filled out for a reporting  person's
initial filing on this form with respect to the subject class of securities, and
for  any  subsequent   amendment   containing   information  which  would  alter
disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the  Securities  Exchange  Act of
1934 ("Act") or otherwise  subject to the liabilities of that section of the Act
but  shall be  subject  to all other  provisions  of the Act  (however,  see the
Notes).

                        (Continued on following page(s))


                               Page 1 of 3 Pages
<PAGE>

- --------------------------------------------------------------------------------
CUSIP NO.                       SCHEDULE 13D                   Page 2 of 3 Pages
- --------------------------------------------------------------------------------
     1   NAME OF REPORTING PERSON
         S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:

         GLOBAL SECURITIES, INC.
- --------------------------------------------------------------------------------
     2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
                                                          (a)  [_]
                                                          (b)  [_]
- --------------------------------------------------------------------------------
     3   SEC USE ONLY

- --------------------------------------------------------------------------------
     4   SOURCE OF FUNDS*
- --------------------------------------------------------------------------------
     5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
         IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)             [_]
- --------------------------------------------------------------------------------
     6   CITIZENSHIP OR PLACE OF ORGANIZATION
- --------------------------------------------------------------------------------
                       7    SOLE VOTING POWER             362,800
    NUMBER OF         ----------------------------------------------------------
     SHARES            8    SHARED VOTING POWER                 0
  BENEFICIALLY        ----------------------------------------------------------
  OWNED BY EACH        9    SOLE DISPOSITIVE POWER        362,800
    REPORTING         ----------------------------------------------------------
   PERSON WITH        10    SHARED DISPOSITIVE POWER            0
- --------------------------------------------------------------------------------
     11  AGGREGATE AMOUNT BENEFICIALLY OWNED BY
         EACH REPORTING PERSON

         362,800
- --------------------------------------------------------------------------------
     12  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
         EXCLUDES CERTAIN SHARES*                         [_]
- --------------------------------------------------------------------------------
     13  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

         5.2%
- --------------------------------------------------------------------------------
     14  TYPE OF REPORTING PERSON*

         CO
- --------------------------------------------------------------------------------
                     *SEE INSTRUCTIONS BEFORE FILLING OUT!


<PAGE>

                                                                     Page 3 of 3

                                  SCHEDULE 13D

                                AMENDMENT NO. 6

Item  1:    Security and Issuer

            Common Stock, $.01 Par Value

            Anaren Microwave, Inc.
            6635 Kirkville Road
            East Syracuse, NY 13057

Item 2:     Identity and Background

            This statement is being filed by Global Securities, Inc. a Delaware
            corporation, located at P.O. Box 560, Sudbury, Massachusetts 01776.

Item 5:     Interest in Securities of the Issuer

            This item is hereby amended:

                 Global Securities, Inc. sold 55,000 of the Issuer's Common
            Stock in the open market between January 26, 2000 and February
            15, 2000 at an average price of 60.50/share. Global Securities,
            Inc. sold 200,000 shares of the Issuer's Common Stock at a price
            of $76.00/share on March 28, 2000. This sale was in conjunction
            with a Secondary Public Offering held on this date. This Offering
            was underwritten by Bank of America Securities, Oppenheimer &
            Co., Inc., Needham & Company, Inc. and Pacific Growth Equities,
            Inc.

                 Based on the Prospectus dated March 2, 2000 the Issuer had
            6,997,209 shares of common stock outstanding after completion of
            the secondary offering. Global now owns 362,800 shares of such
            common stock, or approximately 5.2% of the total shares
            outstanding.

After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.

                                             Date: March 28, 2000

                                             Signature: /s/ Manfred G. Rudolf
                                                        ------------------------
                                                        Manfred G. Rudolf
                                                        President
                                                        GLOBAL SECURITIES, INC.


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission