<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Mattel Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
4.125% 7/1/2000 Series C, Preferred Stock, Par Value $.01 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
577081706
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ].
(A fee is not required only if the filing person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
CUSIP No. 577081706 13G
________________________________________________________________________________
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D. E. Shaw Investments, L.P.
13-3470777
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5 SOLE VOTING POWER
-0-
SHARES
_________________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
-0-
OWNED BY
_________________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
-0-
REPORTING
_________________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
-0-
WITH
________________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
________________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
________________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0
________________________________________________________________________________
12 TYPE OF REPORTING PERSON*
BD
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
CUSIP No. 577081706 13G
________________________________________________________________________________
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D. E. Shaw Securities, L.P.
13-3497780
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
NUMBER OF 5 SOLE VOTING POWER
-0-
SHARES
_________________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
-0-
OWNED BY
_________________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
-0-
REPORTING
_________________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
-0-
WITH
________________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
________________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
________________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0
________________________________________________________________________________
12 TYPE OF REPORTING PERSON*
BD
_______________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
CUSIP No. 577081706 13G
________________________________________________________________________________
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David E. Shaw
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
NUMBER OF 5 SOLE VOTING POWER
-0-
SHARES
_________________________________________________________________
BENEFICIALLY 6 SHARED VOTING POWER
-0-
OWNED BY
_________________________________________________________________
EACH 7 SOLE DISPOSITIVE POWER
-0-
REPORTING
_________________________________________________________________
PERSON 8 SHARED DISPOSITIVE POWER
-0-
WITH
________________________________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
________________________________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
________________________________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0
________________________________________________________________________________
12 TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
________________________________________________________________________________
Item 1. (a) Name of Issuer:
Mattel Inc. (the "Company")
(b) Address of Issuer's Principal Executive Offices:
333 Continental Blvd.
El Segundo, CA
90245
________________________________________________________________________________
Item 2. (a) Name of Person Filing:
D. E. Shaw Investments, L.P. ("Investments")
D. E. Shaw Securities, L.P. ("Securities")
David E. Shaw ("David Shaw")
(b) Address of Principal Business Office:
120 West 45th Street
39th Floor, Tower 45
New York, NY
10036
(c) Citizenship:
Investments is a limited partnership organized under the laws
of the State of Delaware.
Securities is a limited partnership organized under the laws
of the State of Delaware.
David Shaw is a citizen of the United States
(d) Title of Class of Securities:
4.125% 7/1/2000 Series C, Preferred Stock, Par Value $.01 per
share
(e) CUSIP Number:
577081706
________________________________________________________________________________
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [x] Broker or Dealer registered under Section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of
the Act
(d) [ ] Investment Company registered under section 8 of the
Investment Company Act
(e [ ] Investment Adviser registered under section 203 of
the Investment Advisers Act of 1940
(f) [ ] Employee Benefit Plan, Pension Fund which is subject
to the provisions of the Employee Retirement Income
Security Act of 1974 or Endowment Fund; see Section
240.13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with Section
240.13d-1(b)(1)(ii)(G)
(h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)
<PAGE>
________________________________________________________________________________
Item 4. Ownership.
(a) Amount Beneficially Owned:
Investments: -0-
Securities: -0-
David Shaw: -0-
(b) Percent of Class:
Investments: -0-
Securities: -0-
David Shaw: -0-
(c) Number of Shares as to which such person has:
(i) Sole power to vote or direct the vote
Investments: -0-
Securities: -0-
David Shaw: -0-
(ii) Shared power to vote or direct the vote
Investments: -0-
Securities: -0-
David Shaw: -0-
________________________________________________________________________________
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
________________________________________________________________________________
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
No person other than each respective owner and general partner
referred to herein is known to have the right to receive or the
power to direct the receipt of dividends from, or the proceeds of
the sale of, the Shares.
________________________________________________________________________________
Item 7. Identification and Classification of the Subsidiary which Acquired
the Security Being Reported on By the Parent Holding Company.
Not applicable
________________________________________________________________________________
Item 8. Identification and Classification of Members of the Group.
Not applicable
________________________________________________________________________________
Item 9. Notice of Dissolution of Group.
Not applicable
________________________________________________________________________________
Item 10. Certification.
By signing below D.E. Shaw Investments, L.P., D.E. Shaw Securities,
L.P., and David E. Shaw certify that, to the best of their knowledge
and belief, the securities referred to above were acquired in the
ordinary course of business, and were not acquired for the purpose
of and do not have the effect of changing or influencing the control
of the issuer of such securities and were not acquired in connection
with or as a participant in any transaction having such purpose or
effect.
<PAGE>
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 15, 2000
D.E. SHAW INVESTMENTS, L.P.
By: D.E. SHAW & CO., L.P.
General Partner
By: /s/ Stuart Steckler
-------------------
(Signature)
Stu Steckler/
Managing Director
(Name/Title)
D.E. SHAW SECURITIES, L.P.
By: D.E. SHAW & CO., L.P.
General Partner
By: /s/ Stuart Steckler
-------------------
(Signature)
Stuart Steckler/
Managing Director
(Name/Title)
DAVID E. SHAW
/s/ David E. Shaw
-------------------
(Signature)
<PAGE>
After reasonable inquiry and to the best of their knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete, and correct. A power of attorney, dated January 4, 1997, granted
by David Shaw in favor of Stuart Steckler, is attached hereto.
February 15, 2000
D.E. Shaw Investments, L.P.
By: D.E. Shaw & Co., L.P. as
General Partner
By: /s/ Stuart Steckler
----------------------
Stuart Steckler
Managing Director
D.E. Shaw Securities, L.P.
By: D.E. Shaw & Co., L.P. as
General Partner
By: /s/ Stuart Steckler
----------------------
Stuart Steckler
Managing Director
David E. Shaw
By: /s/ Stuart Steckler
----------------------
Stuart Steckler
Attorney-in-Fact for David E. Shaw
<PAGE>
POWER OF ATTORNEY
FOR CERTAIN FILINGS
UNDER THE SECURITIES EXCHANGE ACT OF 1934
I, DAVID E. SHAW, hereby make, constitute and appoint each of:
Lou Salkind,
Stu Steckler,
Anne Dinning and
Danny Fishbane,
acting individually, as my agent and attorney-in-fact, with full power of
substitution, for the purpose of, from time to time, executing in my name, my
individual capacity and/or my capacity as President of D.E. Shaw & Co., Inc.
(acting for itself or as the general partner of D.E. Shaw & Co., L.P.) all
documents, certificates, instruments, statements, other filings and amendments
to the foregoing (collectively, "documents") determined by such person to be
necessary or appropriate to comply with ownership or control-person reporting
requirements imposed by any United States or non-United States governmental or
regulatory authority, including without limitation Forms 3, 4, 5, 13D, 13F and
13G required to be filed with the Securities and Exchange Commission; and
delivering, furnishing or filing any such documents with the appropriate
governmental or regulatory authority. Any such determination shall be
conclusively evidenced by such person's execution and delivery, furnishing or
filing of the applicable document.
This power of attorney shall be valid from the date hereof.
IN WITHNESS WHEREOF, I have executed this instrument as of the date set forth
below.
Date: January 14, 1997
- ------------------------------------
/s/ David E. Shaw
- ------------------------------------
David E. Shaw
New York, New York
