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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No....)*
Andersen Group, Inc.
(Name of Issuer)
Common Stock, $.01 par value
(Title of Class of Securities)
033 501 107
(CUSIP Number)
June 5, 2000
(Date of Event Which Requires Filing of this Statement)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
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1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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SCHEDULE 13G
CUSIP No. 033 501 107
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(1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons
--- (entities only)
Miles P. Jennings, Jr.
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(2) Check the Appropriate Box if a Member of a Group (See Instructions).......
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(a).............................................................................
(b).............................................................................
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(3) SEC Use Only..............................................................
---
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(4) Citizenship or Place of Organization
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United States of America
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Number of Shares (5) Sole Voting Power 65,000
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Beneficially Owned (6) Shared Voting Power 50,000
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by Each Reporting (7) Sole Dispositive Power 65,000
---
Person With (8) Shared Dispositive Power 50,000
---
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(9) Aggregate Amount Beneficially Owned by Each Reporting Person
---
115,000 1
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(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
---- Instructions) [_]
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(11) Percent of Class Represented by Amount in Row 9
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5.6%
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(12) Type of Reporting Person (See Instructions)
----
IN
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(14) Check the appropriate box to designate the rule pursuant to which this
---- Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
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1 Includes 5,000 shares of Andersen Group, Inc. held by Miles P. Jennings,
Jr. for the benefit of his daughter, Rachel L. Jennings, under the
Connecticut Uniform Transfers to Minors Act. Also includes 50,000 shares
owned by his wife, Carolyn L. Jennings. Miles P. Jennings, Jr. disclaims
beneficial ownership of the aforementioned 55,000 shares.
SCHEDULE 13G
CUSIP No. 033 501 107
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(1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons
--- (entities only)
Carolyn L. Jennings
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(2) Check the Appropriate Box if a Member of a Group (See Instructions).......
---
(a).............................................................................
(b).............................................................................
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(3) SEC Use Only..............................................................
---
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(4) Citizenship or Place of Organization
United States of America
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Number of Shares (5) Sole Voting Power 50,000
---
Beneficially Owned (6) Shared Voting Power 65,000
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by Each Reporting (7) Sole Dispositive Power 50,000
---
Person With (8) Shared Dispositive Power 65,000
---
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(9) Aggregate Amount Beneficially Owned by Each Reporting Person
---
115,000 2
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(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
---- Instructions) [_]
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(11) Percent of Class Represented by Amount in Row 9
----
5.6%
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(12) Type of Reporting Person (See Instructions)
----
IN
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(14) Check the appropriate box to designate the rule pursuant to which this
---- Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
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2 Includes 65,000 shares owned or held by her husband Miles P. Jennings,
Jr. Carolyn L. Jennings disclaims beneficial ownership of the
aforementioned 65,000 shares.
SCHEDULE 13G
CUSIP No. 033 501 107
Item 1
Item 1(a) Name of Issuer:
Andersen Group, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
515 Madison Avenue, Suite 2000, New York NY 10022
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Item 2
2(a) Name of Person Filing: Miles P. Jennings, Jr. and Carolyn L. Jennings
2(b) Address or Principal Business Office or, if none, Residence:
4 Oakland Street, Bristol, Connecticut 06010
2(c) Citizenship:
United States of America
2(d) Title of Class of Securities:
Common Stock, $.01 par value
2(e) CUSIP No.: 033 501 107
Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check
-------- --------
whether the person filing is a:
a. [ ] Broker or Dealer registered under Section 15 of the Act.
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b. [ ] Bank as defined in Section 3(a)(6) of the Act.
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c. [ ] Insurance Company as defined in Section 3(a)(19) of the Act.
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d. [ ] Investment company registered under Section 8 of the Investment
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Company Act of 1940.
e. [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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f. [ ] An employee benefit plan or endowment fund in accordance with Rule
----
13d-1(b)(1)(ii)(F);
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g. [ ] A parent holding company or control person in accordance with Rule
----
13d-1(b)(1)(ii)(G);
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h. [ ] A savings associations as defined in Section 3(b) of the Federal
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Deposit Insurance Act (12 U.S.C. 1813);
i. [ ] A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940;
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j. [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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Item 4. Ownership
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
a. Amount Beneficially Owned: 115,000(3)
b. Percent of class: 5.6%
c. Number of shares as to which such person has:
i. Miles P. Jennings, Jr. has sole power to vote or direct the vote
of 65,000 shares. Carolyn L. Jennings has sole power to vote or
to direct the vote of 50,000 shares.
ii. Miles P. Jennings, Jr. has shared power to vote or to direct the
vote of 50,000 shares. Carolyn L. Jennings has shared power to
vote or to direct the vote of 65,000 shares.
iii. Miles P. Jennings has sole power to dispose or to direct the
disposition of 65,000 shares. Carolyn L. Jennings has sole power
to dispose or to direct the disposition of 50,000 shares.
iv. Miles P. Jennings, Jr. has shared power to dispose or to direct
the disposition of 50,000 shares. Carolyn L. Jennings has shared
power to dispose or to direct the disposition of 65,000 shares.
3 See Footnotes 1 and 2 above
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Item 5.
Ownership of 5 Percent or Less of a Class. If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be
the beneficial owner of more than 5 percent of the class of securities, check
the following [ ].
Item 6. Ownership of More than 5 Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company or Control Person.
Not Applicable
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certifications
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
................................................................................
Dated June 14, 2000
................................................................................
Signature /s/ Miles P. Jennings, Jr. /s/ Carolyn L. Jennings
................................................................................
Name/Title Miles P. Jennings, Jr. Carolyn L. Jennings
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