UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
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Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Countrywide Investments, Inc.
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Address: 312 Walnut Street, 21st Floor
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Cincinnati, Ohio 45202
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Form 13F File Number: 28-4774
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Maryellen Peretzky
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Title: Chief Operations Officer, Secretary
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Phone: (513) 629-2000
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Signature, Place, and Date of Signing:
/s/ Maryellen Peretzky Cincinnati, Ohio 11/15/99
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[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager (s).)
[ ] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
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[Repeat as necessary.]
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 119
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Form 13F Information Table Value Total: $ 265,828
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28- NONE
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[Repeat as necessary.]
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Form 13F INFORMATIONAL TABLE
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<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL ------------------------- See Instr. (SHARES)
VALUE AMOUNT (b) V.
(000's) (a) Shared- (c)
Sole As Defined Shared- (a) (b) (c)
in Instr. V Other Sole Shared None
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AFLAC INC COM 001055 10 2 4,164 99,444 X 40,000 59,444
AES CORP COM 00130H 10 5 4,297 72,825 X 45,000 27,825
AT&T CORP COM 001957 10 9 3,907 89,813 X 45,000 27,825
AMERICA ONLINE COM 02364J 10 4 385 3,700 X 3,700
ABBOTT LABS COM 002824 10 0 2,894 78,800 X 45,000 33,800
ALBERTSONS INC COM 013104 10 4 2,316 58,530 X 30,000 28,530
ALCOA INC COM 013817 10 1 348 5,600 X 5,600
AMERICAN EXPRESS CO COM 025816 10 9 1,027 7,605 X 7,605
AMERICAN HOME PRODS CORP COM 026609 10 7 3,044 73,350 X 25,000 48,350
AMERICAN INTL GROUP INC COM 026874 10 7 4,096 47,120 X 23,125 23,995
AMERICAN WTR WKS INC COM 030411 10 2 2,183 75,450 X 70,000 5,450
AMERITECH CORP NEW COM 030954 10 1 4,203 62,706 X 47,800 14,906
AMGEN INC COM 031162 10 0 258 3,162 X 3,162
ANHEUSER BUSCH COS INC COM 035229 10 3 350 5,000 X 5,000
APACHE CORP COM 037411 10 5 2,140 49,550 X 35,000 14,550
BRITISH PETRO CO ADR 055622 10 4 235 2,117 X 2,117
BANC ONE CORP COM 059438 10 1 672 19,293 X 19,293
BANK NEW YORK CO. INC COM 064057 10 2 7,506 224,475 X 88,000 136,475
BANKAMERICA CORP NEW COM 06605F 10 2 302 5,430 X 5,430
BELL ATLANTIC CORP COM 077853 10 9 4,166 61,888 X 50,000 11,888
BELLSOUTH CORP COM 079860 10 2 7,017 155,938 X 97,000 58,938
BRISTOL MYERS SQUIBB CO COM 110122 10 8 945 14,000 X 14,000
CLECO CORP COM 12561M 10 7 973 30,000 X 30,000
CMS ENERGY CORP COM 125896 10 0 2,036 60,000 X 60,000
CSX CORP COM 126408 10 3 212 5,000 X 5,000
CAMPBELL SOUP CO COM 134429 10 9 203 5,200 X 5,200
CHASE MANHATTAN CORP NEW COM 16161A 10 8 489 6,490 X 6,490
CINCINNATI FINL CORP COM 172062 10 1 618 16,463 X 16,463
CINERGY CORP COM 172474 10 8 2,357 83,251 X 50,000 33,251
CISCO SYS INC COM 17275R 10 2 2,075 30,270 X 30,270
CITIGROUP INC COM 172967 10 1 520 11,807 X 11,807
COCA COLA CO COM 191216 10 0 1,481 30,694 X 30,694
COMMERCE BANCSHARES INC COM 200525 10 3 404 11,419 X 11,419
COMPAQ COMPUTER CORP COM 204493 10 0 3,128 136,649 X 40,000 96,649
CONAGRA INC COM 205887 10 2 521 23,100 X 23,100
CONSTELLATION ENERGY GROUP COM 210371 10 0 1,422 50,550 X 50,050 500
COUNTRYWIDE CREDIT IND. COM 222372 10 4 366 11,350 X 11,350
DPL INC COM 233293 10 9 1,547 87,784 X 75,000 12,784
DIEBOLD INC COM 253651 10 3 889 38,440 X 30,000 8,440
DISNEY WALT CO COM 254687 10 6 3,279 126,305 X 52,294 74,011
DOW CHEMICAL COM 260543 10 3 229 2,019 X 2,019
DU PONT E I DE NEMOURS & CO COM 263534 10 9 3,514 57,921 X 25,000 32,921
DUKE ENERGY CORP COM 264399 10 6 2,733 49,575 X 42,000 7,575
EMERSON ELEC CO COM 291011 10 4 1,521 24,070 X 21,000 3,070
ENRON CORP COM 293561 10 6 4,744 115,310 X 50,000 65,310
EXXON CORP COM 302290 10 1 2,292 30,162 X 30,162
FPL GROUP INC COM 302571 10 4 2,307 45,800 X 45,000 800
FEDERAL HOME LN MTG CORP COM 313400 30 1 5,672 109,086 X 36,000 73,086
FEDERAL NATL MTG ASSN COM 313586 10 9 2,161 34,480 X 34,480
FEDERATED DEPT STORES INC DEL COM 31410H 10 1 415 9,500 X 9,500
FIDELITY FINANCIAL OF OHIO COM 31614P 10 7 311 17,087 X 17,087
FIFTH THIRD BANCORP COM 316773 10 0 6,774 111,332 X 6,750 104,582
FIRST VA BANKS INC COM 337477 10 3 209 4,800 X 4,800
FIRSTAR CORP COM 33763V 10 9 3,452 134,725 X 24,000 110,725
FORD MTR CO DEL COM 345370 10 0 826 16,431 X 16,431
GTE CORP COM 362320 10 3 5,826 75,785 X 45,000 30,785
GANNETT INC COM 364730 10 1 346 5,000 X 5,000
GAP INC DEL COM 364760 10 8 5,185 162,036 X 99,375 62,661
GENERAL ELEC CO COM 369604 10 3 7,347 61,970 X 21,000 40,970
HEWLETT PACKARD CO COM 428236 10 3 5,025 55,135 X 23,100 32,035
HOME DEPOT INC COM 437076 10 2 521 7,594 X 7,594
HORACE MANN EDUCATORS CORP NEW COM 440327 10 4 1,600 61,975 X 40,000 21,975
HUBBELL INC CL B 443510 20 1 206 6,450 X 6,450
HUNTINGTON BANCSHARES INC COM 446150 10 4 414 15,573 X 15,573
INDIANA ENERGY INC COM 454707 10 0 201 9,999 X 9,999
INDYMAC MTG HLDGS INC COM 456607 10 0 1,443 96,205 X 96,205
INTEL CORP COM 458140 10 0 9,883 132,992 X 52,800 80,192
INTERNATIONAL BUSINESS MACHS COM 459200 10 1 1,106 9,139 X 9,139
JOHNSON & JOHNSON COM 478160 10 4 4,309 46,900 X 22,000 24,900
KANSAS CITY PWR & LT CO COM 485134 10 0 1,293 53,450 X 50,000 3,450
KEYCORP NEW COM 493267 10 8 994 38,503 X 38,503
KIMBERLY CLARK CORP COM 494368 10 3 253 4,800 X 4,800
KROGER CO COM 501044 10 1 216 9,800 X 9,800
LILLY ELI & CO COM 532457 10 8 1,049 16,350 X 16,350
LOWES COS INC COM 548661 10 7 1,130 23,175 X 23,175
LUCENT TECHNOLOGIES INC COM 549463 10 7 8,266 127,416 X 55,552 71,864
MCN ENERGY GROUP INC COM 55267J 10 0 1,477 85,950 X 70,000 15,950
MCI WORLDCOM INC COM 55268B 10 6 2,916 40,565 X 26,000 14,565
MATTEL INC COM 577081 10 2 2,099 110,496 X 55,000 55,496
MAY DEPT STORES CO COM 577778 10 3 219 6,000 X 6,000
MCDONALDS CORP COM 580135 10 1 7,172 120,100 X 64,800 101,300
MEDTRONIC INC COM 585055 10 6 3,136 88,300 X 60,000 28,300
MELLON BK CORP COM 585509 10 2 695 20,670 X 20,670
MERCK & CO INC COM 589331 10 7 4,414 68,110 X 20,000 48,110
MERRILL LYNCH & CO INC COM 590188 10 8 263 3,900 X 3,900
MICROSOFT CORP COM 594918 10 4 935 10,320 X 10,320
MINNESOTA MNG & MFG CO COM 604059 10 5 300 3,120 X 3,120
MOBIL CORP COM 607059 10 2 524 5,200 X 5,200
MONSANTO CO COM 611622 10 7 343 9,600 X 9,600
MOTOROLA INC COM 620076 10 9 2,784 31,635 X 11,250 20,385
NEWELL RUBBERMAID CO COM 651192 10 6 2,007 70,250 X 35,000 35,250
NEWS CORP LTD - SPONS ADR 652487 70 3 201 7,525 X 7,525
NORTEL NETWORKS CORP COM 656569 10 0 7,755 152,060 X 85,400 66,660
NORTHN STS PWR CO MINN COM 665772 10 9 1,307 60,600 X 60,000 600
ONEOK INC NEW COM 682680 10 3 758 25,000 X 25,000
PAINE WEBBER GROUP INC COM 695629 10 5 283 7,800 X 7,800
PEPSICO INC COM 713448 10 8 3,337 109,685 X 42,800 66,885
PFIZER INC COM 717081 10 3 10,448 291,150 X 79,800 211,350
PHILIP MORRIS COS INC COM 718154 10 7 513 15,020 X 15,020
PITNEY BOWES INC COM 724479 10 0 439 7,200 X 7,200
PROCTER & GAMBLE CO COM 742718 10 9 9,024 96,261 X 36,200 60,061
PROVIDENT FINL GROUP INC COM 743866 10 5 280 7,669 X 7,669
QUALCOMM INC COM 747525 10 3 435 2,300 X 2,300
RAYTHEON CO CL B 755111 40 8 269 5,415 X 5,415
SBC COMMUNICATIONS INC COM 78387G 10 3 972 19,033 X 19,033
SARA LEE CORP COM 803111 10 3 2,062 88,150 X 41,600 46,550
SCANA CORP COM 805898 10 3 1,451 60,000 X 60,000
SCHERING PLOUGH CORP COM 806605 10 1 1,771 40,600 X 40,600
SHELL TRANSPORT & TR-SP ADR 822703 60 9 218 4,800 X 4,800
SUN MICROSYSTEMS INC COM 866810 10 4 10,667 114,700 X 58,000 56,700
SUNTRUST BANKS INC COM 867914 10 3 380 5,784 X 5,000 784
TJX COMPANIES INC COM 872540 10 9 2,207 78,650 X 46,000 32,650
TORONTO - DOMINION BANK COM 891160 50 9 222 11,400 X 11,400
VODAFONE AIRTOUCH COM 92857T 10 7 622 2,617 X 2,617
WICOR INC COM 929253 10 2 1,453 50,000 X 50,000
WACHOVIA CORP COM 929771 10 3 788 10,019 X 10,019
WAL MART STORES INC COM 931142 10 3 724 15,220 X 15,200
WARNER LAMBERT CO COM 934488 10 7 1,254 18,900 X 18,900
WELLS FARGO & CO NEW COM 949746 10 1 3,956 99,845 X 30,000 69,845
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