14
Registration No.
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Millipore Corporation
(Exact name of registrant as specified in charter)
Massachusetts 04-2170233
(State or other jurisdiction of incorporation or organization)
(IRS Employer Identification Number)
80 Ashby Road, Bedford, Massachusetts 01730
(Address of Principal Executive Offices) (Zip Code)
MILLIPORE CORPORATION
Millipore Corporation 1999 Stock Option Plan for Non-Employee
Directors
(Full title of the plans)
Jeffrey Rudin, Esquire
Millipore Corporation
80 Ashby Road
Bedford, Massachusetts 01730
(781) 533-6000
(Name, address and telephone number of agent for service)
CALCULATION OF REGISTRATION FEE
Title Of Proposed Proposed
Securities Amount To Be Maximum Maximum Amount
To Be Registered Offering Aggregate Registration
Registered Price Per Offering Fee
Share Price
Common 250,000 $30.4688 $7,617,200.00** $2,118.00
Stock Shares
$1.00 Par
Value
** Pursuant to Rule 457(h)(l), the maximum aggregate offering
price and the computation of the registration fee has been
calculated using average of the high and low prices for Millipore
Corporation Common Stock on the New York Stock Exchange as of
October 27, 1999.
Index to Exhibits at Page 8
PART I INFORMATION REQUIRED IN THE
SECTION 10(a) PROSPECTUS
Item 1. Plan Information
Millipore Corporation ("Millipore" or the
"Corporation") shall deliver or cause to be delivered to each
director who is eligible to participate in the Millipore
Corporation 1999 Stock Option Plan for Non-Employee Directors
(the "Plan"), documents containing the information regarding the
Plan and its operations, as specified in Rule 428(b)(1) of the
Securities Act of 1933 (the "Act").
Item 2. Registrant Information and Employee Plan Annual
Information.
The Corporation will, upon written or oral request
directed to the Office of the General Counsel, at Millipore's
executive offices, 80 Ashby Road, Bedford, MA 01730 (781) 533-
6000, furnish promptly and without charge to any director
participating in the Plan a copy of Millipore's Annual Report on
Form 10-K for its last fiscal year as well as any of the other
information referred to under the caption "Incorporation of
Certain Documents by Reference" appearing infra.
PART II INFORMATION REQUIRED IN THE
REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The Corporation hereby incorporates by reference into
this registration statement the documents listed in (a) through
(c). Millipore further states that all documents filed by it
pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities
Exchange Act of 1934 ("Exchange Act"), prior to the filing of a
post-effective amendment which indicates that all securities
offered have been sold or which deregisters all securities then
remaining unsold, shall be deemed to be incorporated by reference
in the registration statement and to be part thereof from the
date of filing of such documents:
(a) Millipore Corporation's latest annual report on
Form 10-K for the fiscal year ended December 31, 1998.
(b) All other reports filed pursuant to Section 13(a)
or 15(d) of the Exchange Act subsequent to the filing of
Millipore's Annual Report on Form 10-K for the fiscal year ended
December 31, 1998.
(c) The description of Millipore's Common Stock set
forth in response to Item 1 of Millipore's Form 8-A Registration
Statement under the Securities Exchange Act of 1934, filed May
13, 1965, as most recently revised by Millipore's Annual Report
on Form 10-K for the fiscal year ended December 31, 1998.
Item 4. Description of Securities. Not applicable
Item 5. Interests of Named Experts and Counsel.
Legal matters in connection with the Shares being
offered under the Millipore Corporation 1999 Stock Option Plan
for Non-Employee Directors have been passed upon for the
Corporation by Jeffrey Rudin, Esquire, Vice President and General
Counsel of the Corporation. As of October 29, 1999, Mr. Rudin
owned 4,543.8728 shares of Millipore Common Stock and held
options to acquire an aggregate of 38,600 shares at an average
per share exercise price of $35.94.
The consolidated financial statements of the
Corporation and its subsidiaries incorporated herein by reference
to the Annual Report on Form 10-K for the year ended December 31,
1998, have been so incorporated in reliance on the report of
PricewaterhouseCoopers LLP, independent accountants, given on the
authority of said firm as experts in auditing and accounting.
Item 6. Indemnification of Directors and Officers.
The Corporation's By-Laws provide that each officer and
director of the Corporation and its subsidiaries shall be
indemnified, to the full extent permitted by law, against all
liabilities and expenses arising out of litigation and other
proceedings in which he or she is involved because of being an
officer or director of the Corporation or a subsidiary so long as
he or she shall have acted in good faith in the reasonable belief
that his or action was in the best interests of the Corporation.
Item 7. Exemption from Registration Claimed. None claimed.
Item 8. Exhibits.
(4) Instruments defining Rights of Security Holders
4.1 Registrant's Restated Articles of Organization,
as amended May 6, 1996 and By Laws incorporated
herein by reference to Exhibit 3 to Registrant's Annual
Report on Form 10-K for Registrant's fiscal year ended
December 31, 1998;
4.2 Common Stock Rights Agreement between Millipore
Corporation and BankBoston, NA, incorporated by
reference to Registrant's Form 8-A filed on
April 15, 1998; restated and amended on
Form 8-A/A filed April 18, 1998;
4.3 The contents of the Registration Statement on
Form S-8 File No. 33-37323 previously filed
with the Securities and Exchange Commission is hereby
incorporated by reference in this Registration
Statement.
(5) Opinion of Jeffrey Rudin, Esq., dated October 29, 1999
as to the legality of shares of Millipore Common Stock
(15) Letter of Independent Accountants
Relating to unaudited interim financial information N/A
(23) Consent of Independent Accountants and
Legal Counsel
(24) Powers of Attorney
Item 9. Undertakings.
(a) The undersigned Millipore Corporation hereby undertakes:
(1) To file during any period in which offers or sales
are being made, a post-effective amendment to this registration
statement:
(iii) To include any material information with
respect to the plan of distribution not previously disclosed in
the registration statement or any material change to such
information in the registration statement.
(2) That, for the purpose of determining any liability
under the Securities Act of 1933, each such post-effective
amendment shall be deemed to be a new registration statement
relating to the securities offered therein, and the offering of
such securities at the time shall be deemed to be the initial
bona fide offering thereof.
(3) To remove from registration by means of a post-
effective amendment any of the securities being registered which
remain unsold at the termination of the offering.
(b) The undersigned Registrant hereby undertakes that, for
purposes of determining any liability under the Securities Act of
1933, each filing of the Registrant's annual report pursuant to
section 13(a) or section 15(d) of the Securities Exchange Act of
1934 (and, where applicable, each filing of an employee benefit
plan's annual report pursuant to section 15(d) of the Securities
Exchange Act of 1934) that is incorporated by reference in the
registration statement shall be deemed to be a new registration
statement relating to the securities offered therein, and the
offering of such securities at that time shall be deemed to be
the initial bona-fide offering thereof.
(h) Insofar as indemnification for liabilities arising under
the Securities Act of 1933 may be permitted to directors,
officers and controlling persons of the Registrant pursuant to
the foregoing provisions, or otherwise, the Registrant has been
advised that in the opinion of the Securities and Exchange
Commission such indemnification is against public policy as
expressed in the Act and is, therefore, unenforceable. In the
event that a claim for indemnification against such liabilities
(other than the payment by the Registrant of expenses incurred or
paid by a director, officer or controlling person of the
Registrant in the successful defense of any action, suit or
proceeding) is asserted by such director, officer or controlling
person in connection with the securities being registered, the
Registrant will, unless in the opinion of its counsel the matter
has been settled by controlling precedent, submit to a court of
appropriate jurisdiction the question whether such
indemnification by it is against public policy as expressed in
the Act and will be governed by the final adjudication of such
issue.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933,
the registrant certifies that it has reasonable ground to believe
that it meets all of the requirements for filing on Form S-8 and
has duly caused this Registration Statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City
of Bedford, Massachusetts on October 29, 1999.
MILLIPORE CORPORATION
By /s/ Jeffrey Rudin
Jeffrey Rudin
Vice President
Pursuant to the requirements of the Securities Act of 1933,
this Registration Statement has been signed by the following
persons in the capacities and on the date indicated:
/s/ C. William Zadel Chairman, President, October 29, 1999
C. William Zadel Chief Executive Officer
and Director
/s/ Francis J. Lunger Vice President, Chief October 29, 1999
Francis J. Lunger Financial Officer
/s/ Kathleen B. Allen Corporate Controller October 29, 1999
Kathleen B. Allen
DIRECTORS
* *
Robert C. Bishop Robert E. Caldwell
October 29, 1999 October 29, 1999
* *
Samuel C. Butler Elaine L. Chao
October 29, 1999 October 29, 1999
* *
Maureen A. Hendricks Thomas O. Pyle
October 29, 1999 October 29, 1999
* *
Mark Hoffman John F. Reno
October 29, 1999 October 29, 1999
*By /s/ Jeffrey Rudin
Jeffrey Rudin, Attorney in Fact
INDEX TO EXHIBITS
The following Exhibits are filed as a part of this Registration
Statement:
Exhibit No. Description Found at
Page No.
(4) Instruments defining Rights of Security Holders
4.1 Registrant's Restated Articles of Organization,
as amended May 6, 1996 and By Laws incorporated
herein by reference to Exhibit 3 to Registrant's Annual
Report on Form 10-K for Registrant's fiscal year ended
December 31, 1998;
4.3 Common Stock Rights Agreement between Millipore
Corporation and BankBoston, NA, incorporated by
reference to Registrant's Form 8-A filed on
April 15, 1998; restated and amended on
Form 8-A/A filed April 18, 1998
(5) Opinion of Jeffrey Rudin, Esq., dated October 29, 1999 9
as to the legality of shares of Millipore Common Stock
(15) Letter of Independent Public Accountants N/A
Relating to unaudited interim financial information
(23) Consent of Independent Certified Public Accountants and 10-11
Legal Counsel
(24) Powers of Attorney 6-7
October 29, 1999
Securities and Exchange Commission
500 North Capitol Street, NW
Washington, DC 20549
Dear Sirs:
In connection with the proposed offer and sale of 250,000
shares of Common Stock $1.00 par value per share (the "Stock") of
Millipore Corporation (the "Company") as set forth in the
attached Registration Statement on Form S-8, I have examined and
relied upon documents, records, certificates and other
instruments of the Company's corporate proceedings as I deemed
material, the Registration Statement and such other certificates,
records and documents as I deemed necessary for purposes of this
opinion. Based on the foregoing, I am of the opinion that:
1. The Company is a duly organized and existing
corporation under the laws of the Commonwealth of
Massachusetts.
2. The 250,000 shares covered by the Registration Statement
which are reserved for issue to employees of the Company pursuant
to the
Issuance of shares under the Millipore Corporation 1999
Stock Option Plan for Non-Employee Directors, have
been duly authorized and will be, when issued, sold and
delivered in the manner described in the
Registration Statement validly issued, fully paid and non-
assessable.
3. The Plan is not subject to the provisions of the
Employees' Retirement Income Security Act of 1974 ("ERISA").
I am an officer and stockholder of the Company.
Very truly yours,
/s/ Jeffrey Rudin
Jeffrey Rudin
Vice President and
General Counsel
CONSENT OF INDEPENDENT ACCOUNTANTS
We hereby consent to the incorporation by reference in this
Registration Statement on Form S-8 for the Millipore Corporation
1999 Stock Option Plan for Non-Employee Directors of our report,
dated January 20, 1999, except for Note B, for which the date is
February 5, 1999 relating to the consolidated financial
statements which appears in Millipore Corporation's Annual Report
on Form 10-K for the year ended December 31, 1998. We also
consent to the reference to us under the heading "Interests of
Named Experts and Counsel" in such Registration Statement.
PRICEWATERHOUSECOOPERS LLP
Boston, Massachusetts
October 28, 1999
CONSENT OF LEGAL COUNSEL
I hereby consent to the inclusion in the Registration
Statement of Millipore Corporation on Form S-8 of my opinion
dated October 29, 1999, as to the due authorization and validity
of the shares to which this Registration Statement relates.
/s/ Jeffrey Rudin
Jeffrey Rudin, Esquire
Vice President and
General Counsel
Millipore Corporation
Bedford, Massachusetts
October 29, 1999
