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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-KA
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 1996 Omission file
number 2-22997
MILLS MUSIC TRUST
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(Exact name of registrant as specified in its charter)
New York 13-6183792
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
c/o Marine Midland Bank, N.A., 140 Broadway, New York, NY 10015
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(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code (212) 658-6014
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Securities Registered Pursuant to Section 12(b) of the Act:
NONE
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(Title of Class)
Securities Registered Pursuant to Section 12(g) of the Act:
UNITS OF BENEFICIAL INTEREST
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(Title of Class)
Indicate by check-mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such report), and (2) has been subject to such
filing requirements for at least the past 90 days.
YES X NO
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As of March 20, 1997, 277,712 Trust Units were outstanding. The aggregate
market value of the Units of Mills Music Trust held by nonaffiliates was
$11,663,904
DOCUMENTS INCORPORATED BY REFERENCE
NONE
PART I
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2
Page 2.
The purpose of this amended filing is to submit a Financial Data Schedule
as required per item 601(c) of Regulation S-K and Regulation S-B and Rule 401 of
Regulation S-T. The Financial Data Schedule (Ex-27) was missing from the
original 10-K filing.
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3
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
MILLS MUSIC TRUST
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(Registrant)
By: BERNARD D. FISCHMAN
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Bernard D. Fischman,
Trustee
By: MARINE MIDLAND BANK
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Marine Midland Bank
Corporate Trustee
Dated as of May 22, 1997
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates
<TABLE> <S> <C>
<ARTICLE> 5
<MULTIPLIER> 1
<CURRENCY> 1
<S> <C>
<PERIOD-TYPE> YEAR
<FISCAL-YEAR-END> DEC-31-1996
<PERIOD-START> JAN-01-1996
<PERIOD-END> DEC-31-1996
<EXCHANGE-RATE> 1
<CASH> 0
<SECURITIES> 0
<RECEIVABLES> 0
<ALLOWANCES> 0
<INVENTORY> 0
<CURRENT-ASSETS> 0
<PP&E> 0
<DEPRECIATION> 0
<TOTAL-ASSETS> 0
<CURRENT-LIABILITIES> 0
<BONDS> 0
0
0
<COMMON> 0
<OTHER-SE> 0
<TOTAL-LIABILITY-AND-EQUITY> 0
<SALES> 1,175,543
<TOTAL-REVENUES> 1,175,543
<CGS> 27,267
<TOTAL-COSTS> 27,267
<OTHER-EXPENSES> 1,148,285
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 0
<INCOME-PRETAX> 0
<INCOME-TAX> 0
<INCOME-CONTINUING> (9)
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> (9)
<EPS-PRIMARY> 0
<EPS-DILUTED> 0
</TABLE>
