SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 7)
First Mid-Illinois Bancshares, Inc.
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(Name of Issuer)
Common Stock, par value $4.00 per share
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(Title of Class of Securities)
320866 106
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(CUSIP Number)
Richard A. Lumpkin
121 South 17th Street
Mattoon, Illinois 61938
(217) 235-3366
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 21, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or
13d-1(g), check the following box [ ].
NOTE. Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See
Rule 13d-7(b) for other parties to whom copies are to be sent.
(Continued on following pages)
Page 1 of 6 Pages
CUSIP No. 320866 106 13D Page 2 of 6 Pages
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Richard Anthony Lumpkin
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [x]
3 SEC USE ONLY
4 SOURCE OF FUNDS
PF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF 7 SOLE VOTING POWER
SHARES 367,458 Shares
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 87,957 Shares
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 367,458 Shares
PERSON 10 SHARED DISPOSITIVE POWER
WITH 10 87,957 Shares
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
455,415 Shares
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.2%
14 TYPE OF REPORTING PERSON
IN
ITEM 1. SECURITY AND ISSUER.
This statement relates to the common stock, par value $4.00 per
share (the "Common Stock"), of First Mid-Illinois Bancshares, Inc, a
Delaware corporation (the "Company"), whose principal executive
offices are located at 1515 Charleston Avenue, Mattoon, Illinois
61938.
ITEM 2. IDENTITY AND BACKGROUND.
This statement is being filed by Richard Anthony Lumpkin,
individually and as trustee of the various trusts described in Item 5
below. Mr. Lumpkin is a citizen of the United States of America. His
principal occupation is serving as the Chief Executive Officer of
Illinois Consolidated Telephone Company and Vice Chairman of McLeodUSA
Incorporated. His business address is as follows: Illinois
Consolidated Telephone Company, 121 South 17th Street, Mattoon,
Illinois 61938.
During the last five years, Mr. Lumpkin (i) has not been
convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) and (ii) has not been a party to a civil
proceeding of a judicial or administrative body of competent
jurisdiction resulting in a judgment, decree or final order finding
any violation with respect to federal or state securities laws or
enjoining future violations of, or prohibiting or mandating activities
subject to, such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Since Mr. Lumpkin's most recently filed amendment to this
statement on August 2, 1995, shares of Common Stock for which Mr.
Lumpkin is reporting beneficial ownership herein have been acquired in
the following manner: (i) 6,605 shares have been acquired pursuant to
the deferral of director fees under the Company's Deferred
Compensation Plan; (ii) 31,899 shares have been acquired pursuant to
dividend reinvestment under the Company's Dividend Reinvestment Plan;
(iii) 2000 shares have been awarded in the form of stock options under
the Company's Stock Incentive Plan; (iv) 21,000 shares were purchased
by The Lumpkin Foundation (see Item 5 below) using internal funds and
12,654 shares were acquired by gift by The Lumpkin Foundation; (v)
20,210 shares were acquired by the Richard A. Lumpkin Trust (see Item
5 below), 20,210 shares were acquired by the Mary Lee Sparks Trust
(see Item 5 below) and 20,210 shares were acquired by the Gail Lumpkin
Trust (see Item 5 below), all upon the conversion of the Company's
Series A Preferred Stock on November 15, 1999 and (vi) 43,740 shares
were acquired by SKL Investment Group, LLC (see Item 5 below). In
addition to these acquisitions, Mr. Lumpkin has disposed of shares
since his last filed amended statement on Schedule 13D, which shares
are no longer reported herein, and Mr. Lumpkin is no longer reporting
beneficial ownership of certain shares held by other persons because
Page 3 of 6 Pages
he no longer holds voting or investment power over such shares. No
borrowed funds were used for any of the above-listed acquisitions.
ITEM 4. PURPOSE OF TRANSACTION.
Purchases of shares of Common Stock by Mr. Lumpkin have been for
investment purposes. Mr. Lumpkin may purchase additional shares from
time to time depending upon price, market conditions, availability of
funds, evaluation of other investment opportunities, and other
factors. Although Mr. Lumpkin has no present intention to sell any
shares, he could determine from time to time, based upon the same
factors listed above for purchases, to sell some or all of the shares
held by him.
Except as set forth above, Mr. Lumpkin does not have any plan or
proposal which relates to any of the following matters:
(a) The acquisition by any person of additional securities of
the issuer, or the disposition of securities of the issuer;
(b) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the issuer or any of its
subsidiaries;
(c) A sale or transfer of a material amount of assets of the
issuer or of any of its subsidiaries;
(d) Any change in the present board of directors or management
of the issuer, including any plans or proposals to change the number
or term of directors or to fill any existing vacancies on the board;
(e) Any material change in the present capitalization or
dividend policy of the issuer;
(f) Any other material change in the issuer's business or
corporate structure;
(g) Changes in the issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede the
acquisition of control of the issuer by any person;
(h) Causing a class of securities of the issuer to be delisted
from a national securities exchange or to cease to be authorized to be
quoted in an inter-dealer quotation system of a registered national
securities association;
(i) A class of equity securities of the issuer becoming eligible
for termination of registration pursuant to Section 12(g)(4) of the
Exchange Act; or
(j) Any action similar to any of those enumerated above.
Page 4 of 6 Pages
ITEM 5. INTEREST IN SECURITIES OF ISSUER.
(a) & (b) Mr. Lumpkin holds sole voting and investment power
over the following shares of Common Stock: (i) 310 shares held
individually; (ii) 11,130 shares held for the account of Mr. Lumpkin
under the Company's Deferred Compensation Plan; (iii) 142,889 shares
held by the Richard A. Lumpkin Trust, under which Mr. Lumpkin serves
as trustee; (iv) 142,889 shares held by the Mary Lee Sparks Trust,
under which Mr. Lumpkin serves as trustee; and (v) 68,240 shares held
by the Gail Lumpkin Trust, under which Mr. Lumpkin serves as trustee.
In his capacity as a director of The Lumpkin Foundation, Mr. Lumpkin
is reporting shared voting and investment power over the 44,217 shares
held by The Lumpkin Foundation; however, Mr. Lumpkin disclaims
beneficial ownership of these 44,217 shares. Mr. Lumpkin's beneficial
ownership reported herein includes 43,740 shares held by SKL
Investment Group, LLC over which shares Mr. Lumpkin has shared voting
and investment power. Mr. Lumpkin's beneficial ownership reported
herein also includes 2000 shares which Mr. Lumpkin has the right to
acquire by exercise of outstanding stock options under the Company's
Stock Incentive Plan. Mr. Lumpkin's total beneficial ownership
amounts to 455,415 shares of Common Stock, or 20.2% of the outstanding
shares.
(c) During the past 60 days, Mr. Lumpkin has effected no
transactions in the Common Stock other than (i) a purchase of 9,865
shares at $28.25 per share on August 22, 2000 by SKL Investment Group,
LLC and (ii) a purchase of 33,875 shares at $28.125 per share on
August 30, 2000 by SKL Investment Group, LLC.
(d) Other than the entities described in sub-items (a) & (b)
above, to the knowledge of Mr. Lumpkin, no other person has the right
to receive or the power to direct the receipt of dividends from, or
proceeds from the sale of, the shares of Common Stock beneficially
owned by Mr. Lumpkin.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
There are no contracts, arrangements, understandings or
relationships (legal or otherwise) between Mr. Lumpkin and any person
with respect to any securities of the issuer.
ITEM 7. MATERIALS TO BE FILED AS EXHIBITS.
None.
Page 5 of 6 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: September 21, 2000
/s/ Richard Anthony Lumpkin
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Richard Anthony Lumpkin
Page 6 of 6 Pages
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