UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
-----------------
SCHEDULE 13G
(Rule 13d-102)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. )*
Castle & Cooke, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
148433105
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement |X|. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
- ----------
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of
1934 ('Act') or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(CONTINUED ON FOLLOWING PAGE(S))
<PAGE>
CUSIP No. 148433105 Page 2 of 7 Pages
- ------------------- -----------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
The Hartford Investment Management Company
06-1051282
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group* a. |_|
b. |_|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Citizenship or Place of Organization
Connecticut
- --------------------------------------------------------------------------------
5 Sole Voting Power
NUMBER OF --------------------------------------------------------
SHARES 6 Shared Voting Power
BENEFICIALLY
OWNED AS OF 1,009,300
DECEMBER 31, --------------------------------------------------------
1996 BY EACH 7 Sole Dispositive Power
REPORTING
PERSON WITH
--------------------------------------------------------
8 Shared Dispositive Power
1,009,300
- --------------------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned by Each Reporting Person
1,009,300
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_|
- --------------------------------------------------------------------------------
11 Percent of Class Represented By Amount in Row (9)
5.05%
- --------------------------------------------------------------------------------
12 Type of Reporting Person*
IA
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 148433105 Page 3 of 7 Pages
- ------------------- -----------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
The Hartford Capital Appreciation Fund, Inc.
22-2481744
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group* a. |_|
b. |_|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Citizenship or Place of Organization
Maryland
- --------------------------------------------------------------------------------
5 Sole Voting Power
NUMBER OF --------------------------------------------------------
SHARES 6 Shared Voting Power
BENEFICIALLY
OWNED AS OF 986,400
DECEMBER 31, --------------------------------------------------------
1996 BY EACH 7 Sole Dispositive Power
REPORTING
PERSON WITH
--------------------------------------------------------
8 Shared Dispositive Power
986,400
- --------------------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned by Each Reporting Person
986,400
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_|
- --------------------------------------------------------------------------------
11 Percent of Class Represented By Amount in Row (9)
4.94%
- --------------------------------------------------------------------------------
12 Type of Reporting Person*
IV
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 148433105 Page 4 of 7 Pages
- ------------------- -----------------
Item 1(a) Name of Issuer:
Castle & Cooke, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
10900 Wilshire Boulevard
Los Angeles, CA 90024
Item 2(a) Name of Person Filing:
The Hartford Investment Management Company
Hartford Capital Appreciation Fund, Inc.
Item 2(b) Address of Principal Business Office:
200 Hopmeadow Street
Simsbury, CT 06070
Item 2(c) Citizenship:
The Hartford Investment Management Company-Connecticut
Hartford Capital Appreciation Fund, Inc. - Maryland
Item 2(d) Title of Class of Securities:
Common Stock
Item 2 (e) CUSIP Number:
148433105
Item 3. Type of Reporting Person:
The Hartford Investment Management Company, as a management
investment adviser.
Hartford Capital Appreciation Fund, Inc.
as a registered management investment company.
<PAGE>
CUSIP No. 148433105 Page 5 of 7 Pages
- ------------------- -----------------
Item 4. Ownership as of December 31, 1996:
(a) Amount Beneficially Owned:
1,009,300 shares of common stock beneficially owned including:
Number of Shares
----------------
The Hartford Investment Management Company 1,009,300
Hartford Capital Appreciation Fund, Inc. 986,400
Hartford Small Company Fund, Inc. 20,200
ITT Hartford Small Company Fund 2,700
(b) Percent of Class: 5.05%
(c) For information on voting and dispositive power with respect to
the above listed shares, see items 5-8 of cover pages.
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following: ( )
Item 6. Ownership of More than Five Percent on behalf of Another Person: N/A
Item. 7 Identification and Classification of the Subsidiary which
Acquired the Security being Reported on by the Parent
Holding Company: N/A
Item 8. Identification and Classification of Members of the Group:
N/A
Item 9. Notice of Dissolution of Group: N/A
Item 10. Certification:
By signing below I certify that to the best of my knowledge and
<PAGE>
CUSIP No. 148433105 Page 6 of 7 Pages
- ------------------- -----------------
belief, the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any transaction having
such purposes or effect.
<PAGE>
CUSIP No. 148433105 Page 7 of 7 Pages
- ------------------- -----------------
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: 2/10/97 The Hartford Investment Management Company*
/s/ Michael O'Halloran
--------------------------------
Michael O'Halloran
General Counsel and Secretary
*Pursuant to the Joint Filing Agreement with respect to Schedule 13G attached
hereto as Exhibit I, between The Hartford Investment Management Company and
Hartford Capital Appreciation Fund, Inc., this Schedule 13G is filed on behalf
of each of them.
<PAGE>
EXHIBIT I
JOINT FILING AGREEMENT
Each of the undersigned hereby agrees that the Schedule 13G filed herewith
is filed jointly, pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of
1934, as amended, on behalf of each of them.
Dated: February 10, 1997
The Hartford Investment Management Company
By: /s/ Michael O'Halloran
-------------------------------
Michael O'Halloran
General Counsel and Secretary
Hartford Capital Appreciation Fund, Inc.
By: /s/ Michael O'Halloran
-------------------------------
Michael O'Halloran
Vice President, Secretary and General Counsel
