UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13G
(Rule 13d-102)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Odwalla, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
676111107
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(CUSIP Number)
Check the following box if a fee is being paid with this statement |X|. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
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* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of
1934 ('Act') or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(CONTINUED ON FOLLOWING PAGE(S))
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CUSIP No. 676111107 Page 2 of 7 Pages
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
The Hartford Investment Management Company
06-1051282
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2 Check the Appropriate Box If a Member of a Group* a. |_|
b. |_|
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3 SEC Use Only
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4 Citizenship or Place of Organization
Connecticut
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5 Sole Voting Power
NUMBER OF --------------------------------------------------------
SHARES 6 Shared Voting Power
BENEFICIALLY
OWNED AS OF -0-
DECEMBER 31, --------------------------------------------------------
1996 BY EACH 7 Sole Dispositive Power
REPORTING
PERSON WITH
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8 Shared Dispositive Power
-0-
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
(Not to be construed as an admission of beneficial ownership)
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10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_|
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11 Percent of Class Represented By Amount in Row (9)
0.00%
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12 Type of Reporting Person*
IA
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CUSIP No. 676111107 Page 3 of 7 Pages
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Hartford Capital Appreciation Fund, Inc.
22-2481744
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2 Check the Appropriate Box If a Member of a Group* a. |_|
b. |_|
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3 SEC Use Only
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4 Citizenship or Place of Organization
Connecticut
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5 Sole Voting Power
NUMBER OF --------------------------------------------------------
SHARES 6 Shared Voting Power
BENEFICIALLY
OWNED AS OF -0-
DECEMBER 31, --------------------------------------------------------
1996 BY EACH 7 Sole Dispositive Power
REPORTING
PERSON WITH
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8 Shared Dispositive Power
-0-
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
(Not to be construed as an admission of beneficial ownership)
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10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_|
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11 Percent of Class Represented By Amount in Row (9)
0.00%
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12 Type of Reporting Person*
IV
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CUSIP No. 676111107 Page 4 of 7 Pages
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Item 1(a) Name of Issuer:
Odawalla, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
3500 Coast Highway One
Drawer O
Davenport, CA 95017
Item 2(a) Name of Person Filing:
The Hartford Investment Management Company
Hartford Capital Appreciation Fund, Inc.
Item 2(b) Address of Principal Business Office:
200 Hopmeadow Street
Simsbury, CT 06070
Item 2(c) Citizenship:
The Hartford Investment Management Company-Connecticut
Hartford Capital Appreciation Fund, Inc. - Maryland
Item 2(d) Title of Class of Securities:
Common Stock
Item 2 (e) CUSIP Number:
676111107
Item 3. Type of Reporting Person:
The Hartford Investment Management Company, as a management
investment adviser.
Hartford Capital Appreciation Fund, Inc.
as a registered management investment company.
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CUSIP No. 676111107 Page 5 of 7 Pages
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Item 4. Ownership as of December 31, 1996:
(a) Amount Beneficially Owned:
-0- shares of common stock beneficially owned
including:
Number of Shares
----------------
The Hartford Investment Management Company -0-
Hartford Capital Appreciation Fund, Inc. -0-
(b) Percent of Class: 0.00%
(c) For information on voting and dispositive power with respect
to the above listed shares, see items 5-8 of cover pages.
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to
be the beneficial owner of more than five percent of the
class of securities, check the following: (X)
Item 6. Ownership of More than Five Percent on behalf of Another
Person: N/A
Item. 7 Identification and Classification of the Subsidiary which
Acquired the Security being Reported on by the Parent
Holding Company: N/A
Item 8. Identification and Classification of Members of the Group:
N/A
Item 9. Notice of Dissolution of Group: N/A
Item 10. Certification:
By signing below I certify that to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary
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CUSIP No. 676111107 Page 6 of 7 Pages
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course of business and were not acquired for the purpose of and do not have the
effect of changing or influencing the control of the issuer of such securities
and were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
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CUSIP No. 676111107 Page 7 of 7 Pages
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: 2/10/97 The Hartford Investment Management Company*
/s/ Michael O'Halloran
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Michael O'Halloran
General Counsel and Secretary
*Pursuant to the Joint Filing Agreement with respect to Schedule 13G attached
hereto as Exhibit I, between The Hartford Investment Management Company and
Hartford Capital Appreciation Fund, Inc., this Schedule 13G is filed on behalf
of each of them.
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EXHIBIT I
JOINT FILING AGREEMENT
Each of the undersigned hereby agrees that the Schedule 13G filed
herewith is filed jointly, pursuant to Rule 13d-1(f)(1) of the Securities
Exchange Act of 1934, as amended, on behalf of each of them.
Dated: February 10, 1997
The Hartford Investment Management Company
By: /s/ Michael O'Halloran
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Michael O'Halloran
General Counsel and Secretary
Hartford Capital Appreciation Fund, Inc.
By: /s/ Michael O'Halloran
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Michael O'Halloran
Vice President, Secretary and General Counsel
