<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
TCA Cable TV, Inc.
- --------------------------------------------------------------------------------
(NAME OF ISSUER)
Common Stock, par value $0.10 per share
- --------------------------------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
872241-10-4
-------------------------------------------------------
(CUSIP NUMBER)
James S. Ryan, III
901 Main Street, Suite 6000
Dallas, Texas 75202
(214) 953-6000
- --------------------------------------------------------------------------------
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON
AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS)
May 11, 1999
(DATE OF EVENT WHICH REQUIRES FILING
OF THIS STATEMENT)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box [ ].
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 50 Pages
<PAGE> 2
CUSIP NO. 872241-10-4 13D Page 2 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Louise H. Rogers ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ---------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING 10,970,496 (includes 5,542,810 shares owned directly
PERSON by Ms. Louise Rogers, 1,400,000 shares owned
WITH directly by Rogers Venture Enterprises, Inc. which
may be deemed to be indirectly owned by Ms. Louise
Rogers due to her relationship as a director and
owner of 50% of the voting stock of Rogers Venture
Enterprises, Inc., and 4,027,686 shares that may be
deemed to be owned by Ms. Louise Rogers pursuant to
the Voting Agreement described under Item 4 of this
Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
5,542,810
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,400,000 (these shares are owned directly by
Rogers Venture Enterprises, Inc. of which Ms. Louise
Rogers is a director and owner of 50% of the voting
stock of Rogers Venture Enterprises, Inc.)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 3
CUSIP NO. 872241-10-4 13D Page 3 of 50 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Fred R. Nichols
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ---------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING 10,970,496 (includes 73,326 shares owned directly by
PERSON Mr. Nichols, 5,250 shares held pursuant to the terms
WITH of a cash or deferred arrangement intended to be
qualified under Section 401(k) of the Internal
Revenue Code, as amended, 495,000 shares purchasable
pursuant to options granted under the Issuer's
Amended and Restated Incentive Stock Option Plan and
10,396,920 shares that may be deemed to be
beneficially owned by Mr. Nichol, pursuant to the
Voting Agreement described in Item 4 to this
Statement.)
-----------------------------------------------------------
9 SOLE DISPOSITIVE POWER
573,576
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 4
CUSIP NO. 872241-10-4 13D Page 4 of 50 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Darrell L. Campbell
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING 10,970,496 (includes 46,377 shares owned directly by
PERSON Mr. Campbell, 404 shares issued pursuant to the
WITH terms of a cash or deferred arrangement intended to
be qualified under Section 401(k) of the Internal
Revenue Code, as amended, and 10,923,715 shares that
may be deemed to be beneficially owned by Mr.
Campbell pursuant to the Voting Agreement described
in Item 4 to this Statement.)
-----------------------------------------------------------
9 SOLE DISPOSITIVE POWER
46,781
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 5
CUSIP NO. 872241-10-4 13D Page 5 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ben R. Fisch, M. D.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING 10,970,496 (includes 1,222,542 shares owned directly
PERSON by Dr. Fisch, 26,000 shares purchasable pursuant to
WITH options granted under the Issuer's Non-Employee
Director Stock Option Plan and 9,721,954 shares that
may be deemed to be beneficially owned by Dr. Fisch
pursuant to the Voting Agreement described in Item 4
to this Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
1,248,542
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 6
CUSIP NO. 872241-10-4 13D Page 6 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wayne J. McKinney
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING 10,970,496 (includes 206,580 shares owned directly
PERSON by Mr. McKinney, 11,000 shares purchasable pursuant
WITH to options granted under the Issuer's Non-employee
Directors Stock Option Plan and 10,752,916 shares
that may be deemed to be owned by Mr. McKinney
pursuant to the Voting Agreement described in Item 4
to this Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
217,580
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 7
CUSIP NO. 872241-10-4 13D Page 7 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Joanne McKinney, as trustee for the Wayne J. McKinney Children Trust,
Susan Ann Pippin Trust and UADTD 12/26/89 Judy Carol Hill Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 121,991 shares deemed to be
WITH beneficially owned by Ms. McKinney pursuant to her
role as trustee to the Wayne J. McKinney Children
Trust, Susan Ann Pippin Trust and UADTD 12/26/89
Judy Carol Hill Trust and 10,848,505 shares that may
be deemed to be beneficially owned by Ms. McKinney
pursuant to the terms of the Voting Agreement
described in Item 4 to this Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
121,991
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 8
CUSIP NO. 872241-10-4 13D Page 8 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
A. W. Riter, Jr., individually, as co-trustee for the Alysia
Elizabeth Kerr No.1 Trust, Andrew Cameron Kerr No.1 Trust, Kaylyn
Kelsey Kerr No.1 Trust, Walter Riter Kerr No. 1 Trust, William Caleb
Kerr No. 1 Trust, Paxton Whitted Riter No. 1 Trust, Alysia Elizabeth
Kerr `89 Trust, Andrew Cameron Kerr `89 Trust, Kaylyn Kelsey Kerr `89
Trust, Walter Riter Kerr `89 Trust, William Caleb Kerr `89 Trust,
Paxton Whitted Riter `89 Trust and the, A. W. Riter, Jr. and B. J.
Riter Charitable Trust and as sole general partner of the Riter
Family Limited Partnership, L. P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY ----------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 10,970,496 (includes 793,972 shares owned directly
REPORTING by Mr. Riter, Jr., 26,000 shares purchasable
PERSON pursuant to options granted under the Issuer's
WITH Non-Employee Director Stock Option Plan, 82,680
shares which Mr. A.W. Riter Jr. may be deemed to
beneficially own pursuant to his capacity as
co-trustee to the Alysia Elizabeth Kerr No.1 Trust,
Andrew Cameron Kerr No.1 Trust, Kaylyn Kelsey Kerr
No.1 Trust, Walter Riter Kerr No. 1 Trust, William
Caleb Kerr No. 1 Trust, Paxton Whitted Riter No. 1
Trust, Alysia Elizabeth Kerr `89 Trust, Andrew
Cameron Kerr `89 Trust, Kaylyn Kelsey Kerr `89
Trust, Walter Riter Kerr `89 Trust, William Caleb
Kerr `89 Trust, Paxton Whitted Riter `89 Trust
,41,250 shares which Mr. A. W. Riter, Jr. may be
deemed to beneficially own as sole trustee to the
Mr. A. W. Riter, Jr. and B. J. Riter Charitable
Trust, 333,648 shares which Mr. A. W. Riter, Jr. may
be deemed to beneficially own as the sole general
partner of the Riter Family Limited Partnership, L.
P., and 9,692,946 shares that may be deemed to be
beneficially owned by Mr. Riter pursuant to the
Voting Agreement described in Item 4 of this
Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
1,194,870
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
82,680
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 9
CUSIP NO. 872241-10-4 13D Page 9 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
A. W. Riter, III, as co-trustee for the Alysia Elizabeth Kerr No.1
Trust, Andrew Cameron Kerr No.1 Trust, Kaylyn Kelsey Kerr No.1 Trust,
Walter Riter Kerr No. 1 Trust, William Caleb Kerr No. 1 Trust, Paxton
Whitted Riter No. 1 Trust, Alysia Elizabeth Kerr `89 Trust, Andrew
Cameron Kerr `89 Trust, Kaylyn Kelsey Kerr `89 Trust, Walter Riter
Kerr `89 Trust, William Caleb Kerr `89 Trust, and Paxton Whitted
Riter `89 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 63,400
OWNED BY ----------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 82,680 shares which Mr. Riter,
WITH III is deemed to beneficially own pursuant to his
capacity as a co-trustee to Alysia Elizabeth Kerr
No.1 Trust, Andrew Cameron Kerr No.1 Trust, Kaylyn
Kelsey Kerr No.1 Trust, Walter Riter Kerr No. 1
Trust, William Caleb Kerr No. 1 Trust, Paxton
Whitted Riter No. 1 Trust, Alysia Elizabeth Kerr `89
Trust, Andrew Cameron Kerr `89 Trust, Kaylyn Kelsey
Kerr `89 Trust, Walter Riter Kerr `89 Trust, William
Caleb Kerr `89 Trust and Paxton Whitted Riter `89
Trust, and 10,887,816 shares may be deemed to be
beneficially owned by Mr. Riter pursuant to the
Voting Agreement described in Item 4 to this
Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
63,400
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
82,680
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,033,896
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 10
CUSIP NO. 872241-10-4 13D Page 10 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Randall K. Rogers, individually and as trustee for the Rogers Family
Trust, Ryan McDonald Rogers UGMA Trust and the Austin Michael Rogers
UGMA Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING 10,970,496 (includes 135,380 shares owned directly
PERSON by Mr. Randall Rogers, 1,748 shares held pursuant to
WITH the terms of a cash or deferred arrangement intended
to qualified under Section 401(k) of the Internal
Revenue Code, as amended, 36,000 shares purchasable
pursuant to options granted under the Issuer's
Amended and Restated Incentive Stock Option Plan,
122,400 shares which Mr. Randall Rogers may be
deemed to beneficially own pursuant to his capacity
as a trustee to the Rogers Family Trust, Ryan
McDonald Rogers UGMA Trust and the Austin Michael
Rogers UGMA Trust, 1,400,000 shares owned directly
by Rogers Venture Enterprises, Inc. which may be
deemed to be indirectly owned by Mr. Randall Rogers
due to his relationship as President, a director and
owner of 12.5% of the voting stock of Rogers Venture
Enterprises, Inc., and 9,274,968 shares that Mr.
Randall Rogers may be deemed to beneficially own
pursuant to the Voting Agreement described in Item 4
of this Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
295,528
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,400,000 (these shares are owned directly by Rogers
Venture Enterprises, Inc. of which Mr. Randall
Rogers is President, a director and owns 12.5% of
the voting stock of Rogers Venture Enterprises,
Inc.)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 11
CUSIP NO. 872241-10-4 13D Page 11 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Melvin R. Jenschke
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY -----------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING 10,970,496 (includes 45,260 shares owned directly by
PERSON Mr. Jenschke, 2,760 shares held pursuant to the
WITH terms of a cash or deferred arrangement intended to
be qualified pursuant to Section 401(k) of the
Internal Revenue Code, as amended, 36,000 shares
purchasable pursuant to option granted under the
Issuer's Amended and Restated Incentive Stock Option
Plan, and 10,886,476 shares may be deemed to be
beneficially owned by Mr. Jenschke pursuant to the
Voting Agreement described in Item 4 to this
Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
84,020
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 12
CUSIP NO. 872241-10-4 13D Page 12 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Russell B. Rogers
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (included 88,520 shares owned directly by
WITH Mr. Rogers and 10,881,976 shares that may be deemed
to be beneficially owned by Mr. Rogers pursuant to
the terms of the Voting Agreement described in Item
4 of this Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
88,520
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 13
CUSIP NO. 872241-10-4 13D Page 13 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rebecca Rogers Wangner
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 82,598 shares owned directly by
WITH Ms. Wangner and 10,887,898 shares that may be deemed
to be beneficially owned by Ms. Wangner pursuant to
the terms of the Voting Agreement described in Item
4 to this Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
82,598
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 14
CUSIP NO. 872241-10-4 13D Page 14 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rogers Venture Enterprises, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 1,400,000 shares owned directly
WITH by Rogers Venture Enterprises, Inc. and 9,570,496
shares that may be deemed to be beneficially owned
by Rogers Venture Enterprises, Inc. pursuant to the
terms of the Voting Agreement described in Item 4 to
this Statement.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 15
CUSIP NO. 872241-10-4 13D Page 15 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wayne J. McKinney Children Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 101,907 shares owned by the
WITH Wayne J. McKinney Children Trust and 10,868,589 that
may be deemed to be beneficially owned by the Wayne
J. McKinney Trust pursuant to the Voting Agreement
described in Item 4 of this Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 16
CUSIP NO. 872241-10-4 13D Page 16 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Susan Ann Pippin Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 8,542 shares owned by the Susan
WITH Ann Pippin Trust and 10,961,954 shares that may be
deemed to be beneficially owned by the Susan Ann
Pippin Trust.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 17
CUSIP NO. 872241-10-4 13D Page 17 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
UADTD 12/26/89 Judy Carol Hill Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 11,542 shares owned directly by
WITH the UADTD 12/26/89 Judy Carol Hill Trust and
10,958,954 shares that may be deemed to be
beneficially owned by the UADTD 12/26/89 Judy Carol
Hill Trust pursuant to the Voting Agreement
described in Item 4 of this Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
O
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 18
CUSIP NO. 872241-10-4 13D Page 18 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alysia Elizabeth Kerr No. 1 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 4,840 shares owned directly by
WITH the Alysia Elizabeth Kerr No. 1 Trust and 10,965,656
shares that may be deemed to be beneficially owned
by the Alysia Elizabeth Kerr No. 1 Trust pursuant to
the Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 19
CUSIP NO. 872241-10-4 13D Page 19 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Andrew Cameron Kerr No. 1 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 14,730 shares owned directly by
WITH Andrew Cameron Kerr No. 1 Trust and 10,955,766
shares that may be deemed to be beneficially owned
by the Andrew Cameron Kerr No. 1 Trust pursuant to
the Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 20
CUSIP NO. 872241-10-4 13D Page 20 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Kaylyn Kelsey Kerr No. 1 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 13,230 shares owned directly by
WITH the Kaylyn Kelsey Kerr No. 1 Trust and 10,957,266
shares that may be deemed to be beneficially owned
by the Kaylyn Kelsey Kerr No. 1 Trust pursuant to
the Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 21
CUSIP NO. 872241-10-4 13D Page 21 of 50 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Walter Riter Kerr No. 1 Trust
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY -----------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 8,420 shares owned directly by
WITH the Walter Riter Kerr No. 1 Trust and 10,962,076
shares that may be deemed to be beneficially owned
by the Walter Riter Kerr No. 1 Trust pursuant to the
Voting Agreement described in Item 4 of this
Schedule.)
-----------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 22
CUSIP NO. 872241-10-4 13D Page 22 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William Caleb Kerr No. 1 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 14,730 shares owned directly by
WITH the William Caleb Kerr No. 1 Trust and 10,955,766
shares that may be deemed to be beneficially owned
by the William Caleb Kerr No. 1 Trust pursuant to
the Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 23
CUSIP NO. 872241-10-4 13D Page 23 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alysia Elizabeth Kerr `89 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 2,000 shares owned directly by
WITH the Alysia Elizabeth Kerr `89 Trust and 10,968,496
shares that may be deemed to be beneficially owned
by the Alysia Elizabeth Kerr `89 Trust pursuant to
the Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 24
CUSIP NO. 872241-10-4 13D Page 24 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Andrew Cameron Kerr `89 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 2,000 shares owned directly by
WITH the Andrew Cameron Kerr `89 Trust and 10,968,496
shares that may be deemed to be beneficially owned
by the Andrew Cameron Kerr `89 Trust pursuant to the
Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 25
CUSIP NO. 872241-10-4 13D Page 25 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Kaylyn Kelsey Kerr `89 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 2,000 shares owned directly by
WITH the Kaylyn Kelsey Kerr `89 Trust and 10,968,496
shares that may be deemed to be beneficially owned
by the Kaylyn Kelsey Kerr `89 Trust pursuant to the
Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 26
CUSIP NO. 872241-10-4 13D Page 26 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Walter Riter Kerr `89 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 2,000 shares owned directly by
WITH the Walter Riter Kerr `89 Trust and 10,968,496
shares that may be deemed to be beneficially owned
by the Walter Riter Kerr `89 Trust pursuant to the
Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 27
CUSIP NO. 872241-10-4 13D Page 27 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William Caleb Kerr `89 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 2,000 shares owned directly by
WITH the William Caleb Kerr `89 Trust and 10,968,496
shares that may be deemed to be beneficially owned
by the William Caleb Kerr `89 Trust pursuant to the
Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 28
CUSIP NO. 872241-10-4 13D Page 28 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Paxton Whitted Riter `89 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 2,000 shares owned directly by
WITH the Paxton Whitted Riter `89 Trust and 10,968,496
shares that may be deemed to be beneficially owned
by the Paxton Whitted Riter `89 Trust pursuant to
the Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 29
CUSIP NO. 872241-10-4 13D Page 29 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Paxton Whitted Riter No. 1 Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 14,730 shares owned directly by
WITH the Paxton Whitted Riter No. 1 Trust and 10,955,766
shares that may be deemed to be beneficially owned
by the Paxton Whitted Riter No. 1 Trust pursuant to
the Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 30
CUSIP NO. 872241-10-4 13D Page 30 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Riter Family Limited Partnership, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 333,648 shares owned directly
WITH by the Riter Family Limited Partnership, L.P. and
10,636,848 shares that may be deemed to be
beneficially owned by the Riter Family Limited
Partnership, L.P. pursuant to the Voting Agreement
described in Item 4 of this Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 31
CUSIP NO. 872241-10-4 13D Page 31 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
A. W. Riter, Jr. and B. J. Riter Charitable Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 41,250 shares owned directly by
WITH the A. W. Riter, Jr. and B. J. Riter Charitable
Trust and 10,929,246 shares that may be deemed to be
beneficially owned by the A. W. Riter, Jr. and B. J.
Riter Charitable Trust pursuant to the Voting
Agreement described in Item 4 of this Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 32
CUSIP NO. 872241-10-4 13D Page 32 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rogers Family Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 118,400 shares owned directly
WITH by the Rogers Family Trust and 10,852,096 shares
that may be deemed to be beneficially owned by the
Rogers Family Trust pursuant to the Voting Agreement
described in Item 4 of this Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 33
CUSIP NO. 872241-10-4 13D Page 33 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ryan McDonald Rogers - UGMA Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 2,000 shares owned directly by
WITH the Ryan McDonald Rogers - UGMA Trust and 10,968,496
shares that may be deemed to be beneficially owned
by the Ryan McDonald Rogers - UGMA Trust pursuant to
the Voting Agreement described in Item 4 of this
Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 34
CUSIP NO. 872241-10-4 13D Page 34 of 50 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Austin Michael Rogers - UGMA Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(a) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 10,970,496 (includes 2,000 shares owned directly by
WITH the Austin Michael Rogers - UGMA Trust and
10,968,496 shares that may be deemed to be
beneficially owned by the Austin Michael Rogers -
UGMA Trust pursuant to the Voting Agreement
described in Item 4 of this Schedule.)
------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,970,496
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 35
CUSIP NO. 872241-10-4 13D Page 35 of 50 Pages
The summary descriptions contained in this report of certain agreements
and documents are qualified in their entirety by reference to the complete texts
of those agreements and documents filed as Exhibits to this Statement and
incorporated herein by reference.
ITEM 1. SECURITY AND ISSUER. Item 1 is hereby amended and restated in its
entirety to read as follows:
The title and class of equity securities to which this Statement
relates is the common stock, $.10 par value per share, (the "Common Stock") of
TCA Cable TV, Inc., a Texas corporation ("TCA"), which is covered by that
certain Voting Agreement, dated as of May 11, 1999 (the "Voting Agreement"), by
and among Louise H. Rogers; Fred R. Nichols; Darrell L. Campbell; Ben R. Fisch,
M.D.; Wayne J. McKinney; Joanne McKinney, as trustee for the following trusts:
Wayne J. McKinney Children Trust, Susan Ann Pippin Trust, UADTD 12/26/89 Judy
Carol Hill Trust; A.W. Riter, Jr. and A.W. Riter, III, as co-trustees for the
following trusts: Alysia Elizabeth Kerr No.1 Trust, Andrew Cameron Kerr No.1
Trust, Kaylyn Kelsey Kerr No.1 Trust, Walter Riter Kerr No. 1 Trust, William
Caleb Kerr No. 1 Trust, Paxton Whitted Riter No. 1 Trust, Alysia Elizabeth Kerr
`89 Trust, Andrew Cameron Kerr `89 Trust, Kaylyn Kelsey Kerr `89 Trust, Walter
Riter Kerr `89 Trust, William Caleb Kerr `89 Trust and Paxton Whitted Riter `89
Trust; Randall K. Rogers, individually and as trustee for the following trusts:
Rogers Family Trust, Ryan McDonald Rogers UGMA Trust and the Austin Michael
Rogers UGMA Trust; A. W. Riter, Jr., individually and as trustee for the A.W.
Riter, Jr. and B.J. Riter Charitable Trust and as the general partner of Riter
Family Limited Partnership, L.P.; Melvin R. Jenschke; Russell B. Rogers; Rebecca
Rogers Wangner; and Rogers Venture Enterprises, Inc. (collectively, the
"Reporting Persons"), TCA and Cox Communications, Inc., a Delaware corporation
("Cox"). The Voting Agreement was entered into in connection with, and as an
inducement to Cox to enter into, that certain Agreement and Plan of Merger,
dated as of May 11, 1999, by and between TCA, Cox and a wholly-owned subsidiary
of Cox ("Merger Sub") whereby TCA will be merged with and into Merger Sub. The
Merger Agreement and the Voting Agreement are more fully described in Item 4 to
this Statement.
The address of the principal executive offices of TCA is 3015 S.S.E.
Loop 323, Tyler, Texas 75701.
ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended and restated in its
entirety to read as follows:
As parties to the Voting Agreement, the Reporting Persons may be deemed
to beneficially own all of the Common Stock covered by the Voting Agreement.
This Statement, therefore, constitutes the joint filing by the Reporting Persons
to report the transactions covered by the Voting Agreement.
The name, residence or business address and principal occupation of
each of the Reporting Persons is set forth below. None of the Reporting Persons
has been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) in the past five years. In the past
<PAGE> 36
CUSIP NO. 872241-10-4 13D Page 36 of 50 Pages
five years, none of the Reporting Persons was a party to a civil proceeding of a
judicial or administrative body of a competent jurisdiction which resulted in
such person being subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws. All of
the natural persons who are Reporting Persons are citizens of the United States.
Rogers Venture Enterprises, Inc. is a Texas corporation. All of the trusts are
Texas trusts. Riter Family Limited Partnership, L.P. is a Texas limited
partnership.
<TABLE>
<CAPTION>
- ------------------------------------ ----------------------------- -------------------------------------------------
REPORTING PERSON PRINCIPAL ADDRESS PRINCIPAL OCCUPATION/BUSINESS
- ------------------------------------ ----------------------------- -------------------------------------------------
<S> <C> <C>
Louise H. Rogers (individually, 2512 Alta Mira Private investments
and as a director of Rogers Tyler, Texas 75701
Venture Enterprises, Inc.)
- ------------------------------------ ----------------------------- -------------------------------------------------
Fred R. Nichols 3015 S.S.E. Loop 323 President, Chief Executive Officer and Chairman
Tyler, Texas 75701 of the Board of TCA
- ------------------------------------ ----------------------------- -------------------------------------------------
Darrell L. Campbell 3015 S.S.E. Loop 323 President of VPI Communications, Inc., a
Tyler, Texas 75701 wholly-owned subsidiary of TCA
- ------------------------------------ ----------------------------- -------------------------------------------------
Ben R. Fisch, M.D. 3715 Wynnwood Private Investments
Tyler, Texas 75701
- ------------------------------------ ----------------------------- -------------------------------------------------
Wayne J. McKinney 2123 Parkway Place Chairman of the Board and Chief Executive
Tyler, Texas 75701 Officer of B & W Finance
- ------------------------------------ ----------------------------- -------------------------------------------------
Joanne McKinney, as trustee for 2123 Parkway Place Homemaker
Wayne J. McKinney Children Trust, Tyler, Texas 75701
Susan Ann Pippin Trust and UADTD
12/26/89 Judy Carol Hill Trust
- ------------------------------------ ----------------------------- -------------------------------------------------
</TABLE>
<PAGE> 37
CUSIP NO. 872241-10-4 13D Page 37 of 50 Pages
<TABLE>
<CAPTION>
- ------------------------------------ ----------------------------- -------------------------------------------------
REPORTING PERSON PRINCIPAL ADDRESS PRINCIPAL OCCUPATION/BUSINESS
- ------------------------------------ ----------------------------- -------------------------------------------------
<S> <C> <C>
A.W. Riter, Jr., individually and 1406 Plaza Tower Private Investments
as co-trustee for the following 110 North College
trusts: Alysia Elizabeth Kerr No.1 Tyler, Texas 75702
Trust, Andrew Cameron Kerr No.1
Trust, Kaylyn Kelsey Kerr No.1
Trust, Walter Riter Kerr No. 1
Trust, William Caleb Kerr No. 1
Trust, Paxton Whitted Riter No. 1
Trust, Alysia Elizabeth Kerr `89
Trust, Andrew Cameron Kerr `89
Trust, Kaylyn Kelsey Kerr `89
Trust, Walter Riter Kerr `89
Trust, William Caleb Kerr `89
Trust, Paxton Whitted Riter `89
Trust, as sole trustee for the A. W. Riter, Jr.
and B. J. Riter Charitable Trust
and as sole general partner of the
Riter Family Limited Partnership,
L. P.
- ------------------------------------ ----------------------------- -------------------------------------------------
A.W. Riter, III , as co-trustee 1717 South College Banker
for the following trusts: Alysia Tyler, Texas 75701
Elizabeth Kerr No.1 Trust, Andrew
Cameron Kerr No.1 Trust, Kaylyn
Kelsey Kerr No.1 Trust, Walter
Riter Kerr No. 1 Trust, William
Caleb Kerr No. 1 Trust, Paxton
Whitted Riter No. 1 Trust, Alysia
Elizabeth Kerr `89 Trust, Andrew
Cameron Kerr `89 Trust, Kaylyn
Kelsey Kerr `89 Trust, Walter
Riter Kerr `89 Trust, William
Caleb Kerr `89 Trust and Paxton
Whitted Riter `89 Trust
- ------------------------------------ ----------------------------- -------------------------------------------------
</TABLE>
<PAGE> 38
CUSIP NO. 872241-10-4 13D Page 38 of 50 Pages
<TABLE>
<CAPTION>
- ------------------------------------ ----------------------------- -------------------------------------------------
REPORTING PERSON PRINCIPAL ADDRESS PRINCIPAL OCCUPATION/BUSINESS
- ------------------------------------ ----------------------------- -------------------------------------------------
<S> <C> <C>
Randall K. Rogers (individually, 3015 S.S.E. Loop 323 Senior Vice President of Operations of TCA
and as an executive officer and Tyler, Texas 75701
director of Rogers Venture
Enterprises, Inc. and as trustee
for Rogers Family Trust, Ryan
McDonald Rogers UGMA Trust and the
Austin Michael Rogers UGMA Trust )
- ------------------------------------ ----------------------------- -------------------------------------------------
Melvin R. Jenschke 3015 S.S.E. Loop 323 Vice President of Engineering for TCA
Tyler, Texas 75701
- ------------------------------------ ----------------------------- -------------------------------------------------
Russell B. Rogers 3015 S.S.E. Loop 323 Vice President of Operations of TCA Management
Tyler, Texas 75701 Company, Inc., a wholly-owned subsidiary of TCA
- ------------------------------------ ----------------------------- -------------------------------------------------
Rebecca Rogers Wangner 19718 Copper Oaks Homemaker
Tyler, Texas 75703
- ------------------------------------ ----------------------------- -------------------------------------------------
Rogers Venture Enterprises, Inc. 3015 S.S.E. Loop 323 Real Estate
(for the information required to Tyler, Texas 75701
be furnished for this Reporting
Person's executive officers and
directors, see the information
supplied herein for Ms. Louise H.
Rogers and Mr. Randall K. Rogers
who are the only directors of
Rogers Venture Enterprises, Inc.
Mr. Randall K. Rogers is the only
executive officer of Rogers
Venture Enterprises, Inc.
- ------------------------------------ ----------------------------- -------------------------------------------------
</TABLE>
<PAGE> 39
CUSIP NO. 872241-10-4 13D Page 39 of 50 Pages
<TABLE>
<CAPTION>
- ------------------------------------ ----------------------------- -------------------------------------------------
REPORTING PERSON PRINCIPAL ADDRESS PRINCIPAL OCCUPATION/BUSINESS
- ------------------------------------ ----------------------------- -------------------------------------------------
<S> <C> <C>
Wayne J. McKinney Children Trust, 2123 Parkway Place
Susan Ann Pippin Trust, UADTD Tyler, Texas 75701
12/26/89 Judy Carol Hill Trust
(for the information supplied by
these Reporting Persons' trustee,
see the information supplied herein
by Joanne McKinney).
- ------------------------------------ ----------------------------- -------------------------------------------------
Alysia Elizabeth Kerr No.1 Trust, 1406 Plaza Tower
Andrew Cameron Kerr No.1 Trust, 110 North College
Kaylyn Kelsey Kerr No.1 Trust, Tyler, Texas 75702
Walter Riter Kerr No. 1 Trust,
William Caleb Kerr No. 1 Trust,
Paxton Whitted Riter No. 1 Trust,
Alysia Elizabeth Kerr `89 Trust,
Andrew Cameron Kerr `89 Trust,
Kaylyn Kelsey Kerr `89 Trust,
Walter Riter Kerr `89 Trust,
William Caleb Kerr `89 Trust, and
Paxton Whitted Riter `89 Trust,
(for the information supplied by
these Reporting Persons' co-trustees
see the information supplied herein
by Mr. A. W. Riter, Jr. and Mr. A. W.
Riter, III)
- ------------------------------------ ----------------------------- -------------------------------------------------
A.W. Riter, Jr. and B.J. Riter 1406 Plaza Tower
Charitable Trust (for the 110 North College
information supplied by this Tyler, Texas 75702
Reporting Persons' trustee see the
information supplied herein by Mr.
A.W. Riter, Jr.
</TABLE>
<PAGE> 40
CUSIP NO. 872241-10-4 13D Page 40 of 50 Pages
<TABLE>
<CAPTION>
- ------------------------------------ ----------------------------- -------------------------------------------------
REPORTING PERSON PRINCIPAL ADDRESS PRINCIPAL OCCUPATION/BUSINESS
- ------------------------------------ ----------------------------- -------------------------------------------------
<S> <C> <C>
Rogers Family Trust, Ryan McDonald 3015 S.S.E. Loop 323
Rogers UGMA Trust, Austin Michael Tyler, Texas 75701
Rogers UGMA Trust (for the
information supplied by these
Reporting Persons' trustees see
the information supplied herein by
Mr. Randall R. Rogers)
- ------------------------------------ ----------------------------- -------------------------------------------------
Riter Family Limited Partnership, 1406 Plaza Tower
L.P. (for information supplied by 110 North College
this Reporting Person's sole Tyler, Texas 75702
general partner, see the
information supplied herein by Mr.
A.W. Riter, Jr.).
- ------------------------------------ ----------------------------- -------------------------------------------------
</TABLE>
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 is hereby
amended and restated in its entirety to read as follows:
This Statement is filed pursuant to the Voting Agreement described in
Item 4 of this Statement. No funds were used by the Reporting Persons in
connection with entering into the Voting Agreement.
ITEM 4. PURPOSE OF TRANSACTION. Item 4 is hereby amended and restated in its
entirety to read as follows:
This Statement is being jointly filed by the Reporting Persons to
report the transactions contemplated by the Merger Agreement and the Voting
Agreement which contemplate the merger of TCA with and into Merger Sub which
will result in a change in control of TCA.
In accordance with the Merger Agreement, TCA will be merged with and
into Merger Sub, with Merger Sub as the sole surviving entity (the "Merger").
The Merger Agreement provides that each outstanding share of Common Stock will
be canceled in the Merger and converted into the right to receive Consideration
(as defined in the Merger Agreement). The Merger Agreement is incorporated
herein as Exhibit A by reference to Exhibit 2.1 to TCA's Current Report on Form
8-K dated May 11, 1999 as filed with the Commission on May 12, 1999 and any
description of the Merger or the Merger Agreement is qualified in its entirety
by reference thereto.
<PAGE> 41
CUSIP NO. 872241-10-4 13D Page 41 of 50 Pages
Concurrently with the execution and delivery of the Merger Agreement,
TCA, Cox and the Reporting Persons entered into the Voting Agreement. Under the
Voting Agreement, the Reporting Persons committed to vote for the approval of
the Merger and against any competing acquisition proposals until the Voting
Agreement terminates. The Voting Agreement provides that the Reporting Persons
will not contract to sell, sell or otherwise pledge, encumber, transfer or
dispose of any shares of Common Stock beneficially owned by them except pursuant
to the Merger or with Cox's consent The Voting Agreement is incorporated herein
as Exhibit B by reference to Exhibit 2.2 to TCA's Current Report on Form 8-K
dated May 11, 199 as filed with the Commission on May 12, 1999 and any
description of the Voting Agreement is qualified in its entirety by reference
thereto.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended and
restated in its entirety to read as follows:
The contents of the cover pages of this Statement are incorporated by
reference into this Item 5 for each Reporting Person. Additionally, the
following is a list of transactions in TCA Common Stock during the 60 days prior
to May 11, 1999 (the date of event which requires filing this Statement) for
each Reporting Person that had any transactions:
Mr. A. W. Riter, Jr.:
<TABLE>
<CAPTION>
- ------------------------------ ---------------------------- ------------------ ----------------------------
DATE OF AMOUNT OF PRICE PER WHERE AND HOW EFFECTED
TRANSACTION COMMON STOCK SHARE
- ------------------------------ ------------------- ------------------ -------------------------------------
<S> <C> <C> <C>
3/25/99 5,000 $45.00 Broker's transaction on Nasdaq
- ------------------------------ ------------------- ------------------ -------------------------------------
3/26/99 5,000 $45.375 Broker's transaction on Nasdaq
- ------------------------------ ------------------- ------------------ -------------------------------------
4/9/99 500 $45.00 Broker's transaction on Nasdaq
- ------------------------------ ------------------- ------------------ -------------------------------------
4/12/99 1,380 $45.00 Broker's transaction on Nasdaq
- ------------------------------ ------------------- ------------------ -------------------------------------
4/22/99 10,000 Distributed as a gift to the Riter
Family Limited Partnership, L.P.
- ------------------------------ ------------------- ------------------ -------------------------------------
</TABLE>
Riter Family Limited Partnership, L.P.:
<TABLE>
<CAPTION>
- ------------------------------ ---------------------------- ------------------ ----------------------------
DATE OF AMOUNT OF PRICE PER WHERE AND HOW EFFECTED
TRANSACTION COMMON STOCK SHARE
- ------------------------------ ------------------- ------------------ -------------------------------------
<S> <C> <C> <C>
- ------------------------------ ------------------- ------------------ -------------------------------------
4/22/99 10,000 Received as a gift
- ------------------------------ ------------------- ------------------ -------------------------------------
4/22/99 10,000 $48.7813 Broker's transaction on Nasdaq
- ------------------------------ ------------------- ------------------ -------------------------------------
</TABLE>
<PAGE> 42
CUSIP NO. 872241-10-4 13D Page 42 of 50 Pages
Mr. A. W. Riter, III:
<TABLE>
<CAPTION>
- ------------------------------ --------------------- ------------------ -------------------------------------
DATE OF AMOUNT OF PRICE PER WHERE AND HOW EFFECTED
TRANSACTION COMMON STOCK SHARE
- ------------------------------ --------------------- ------------------ -------------------------------------
<S> <C> <C> <C>
4/23/99 4,910 $49.75 Broker's transaction on Nasdaq
- ------------------------------ --------------------- ------------------ -------------------------------------
4/23/99 3,910 $49.75 Broker's transaction on Nasdaq
- ------------------------------ --------------------- ------------------ -------------------------------------
4/23/99 1,000 $49.875 Broker's transaction on Nasdaq
- ------------------------------ --------------------- ------------------ -------------------------------------
</TABLE>
Mr. Russell B. Rogers:
<TABLE>
<CAPTION>
- ------------------------------ ---------------------------- ------------------ -------------------------------------
DATE OF AMOUNT OF PRICE PER WHERE AND HOW EFFECTED
TRANSACTION COMMON STOCK SHARE
- ------------------------------ ---------------------------- ------------------ -------------------------------------
<S> <C> <C> <C>
4/13/99 5,300 $47.00 Broker's transaction on Nasdaq
- ------------------------------ ---------------------------- ------------------ -------------------------------------
</TABLE>
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER. Item 6 is hereby amended and restated in its entirety
to read as follows:
Except as set forth herein, to the knowledge of the Reporting Persons
there are no contracts, arrangements, understandings or relationships (legal or
otherwise) among any Reporting Persons and any other person with respect to any
securities of TCA.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
The following documents are filed as exhibits:
Exhibit A: Agreement and Plan of Merger, dated as of May 11,
1999, by and among Cox Communications, Inc., Cox
Classic Cable, Inc. and TCA Cable TV, Inc.
(incorporated by reference as Exhibit 2.1 of TCA's
Form 8-K, as filed with the Commission on May 12,
1999).
Exhibit B: Voting Agreement, dated as of May 11, 1999, by and
among TCA Cable TV, Inc., Cox Communications, Inc.
and certain Stockholders of TCA Cable TV, Inc.
(incorporated by reference as Exhibit 4.1 of TCA's
Form 8-K, as filed with the Commission on May 12,
1999).
Exhibit C: Agreement Regarding Joint Filing of Schedule 13D/A.
<PAGE> 43
CUSIP NO. 872241-10-4 13D Page 43 of 50 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
Date: May 20, 1999 /s/ LOUISE H. ROGERS
-----------------------------------------
Louise H. Rogers
/s/ FRED R. NICHOLS
-----------------------------------------
Fred R. Nichols
/s/ DARRELL L. CAMPBELL
-----------------------------------------
Darrell L. Campbell
/s/ BEN R. FISCH, M.D.
-----------------------------------------
Ben R. Fisch, M.D.
/s/ WAYNE J. MCKINNEY
-----------------------------------------
Wayne J. McKinney
/s/ A.W. RITER, JR.
-----------------------------------------
A.W. Riter, Jr.
/s/ RANDALL K. ROGERS
-----------------------------------------
Randall K. Rogers
/s/ MELVIN R. JENSCHKE
-----------------------------------------
Melvin R. Jenschke
/s/ RUSSELL B. ROGERS
-----------------------------------------
Russell B. Rogers
/s/ REBECCA ROGERS WANGNER
-----------------------------------------
Rebecca Rogers Wangner
ROGERS VENTURE ENTERPRISES, INC.
/s/ RANDALL K. ROGERS
-----------------------------------------
Randall K. Rogers, President
<PAGE> 44
CUSIP NO. 872241-10-4 13D Page 44 of 50 Pages
ROGERS VENTURE ENTERPRISES, INC.
/s/ RANDALL K. ROGERS
-----------------------------------------
Randall K. Rogers, President
RITER FAMILY LIMITED PARTNERSHIP, L.P.
/s/ A.W. RITER, JR.
-----------------------------------------
A.W. Riter, Jr., sole general partner
WAYNE J. MCKINNEY CHILDREN TRUST
SUSAN ANN PIPPIN TRUST
UADTD 12/26/89 JUDY CAROL HILL TRUST
/s/ JOANNE MCKINNEY
-----------------------------------------
Joanne McKinney, as Trustee for each of
the foregoing trusts
ALYSIA ELIZABETH KERR NO.1 TRUST
ANDREW CAMERON KERR NO.1 TRUST
KAYLYN KELSEY KERR NO.1 TRUST
WALTER RITER KERR NO. 1 TRUST
WILLIAM CALEB KERR NO. 1 TRUST
PAXTON WHITTED RITER NO. 1 TRUST
ALYSIA ELIZABETH KERR `89 TRUST
ANDREW CAMERON KERR `89 TRUST
KAYLYN KELSEY KERR `89 TRUST
WALTER RITER KERR `89 TRUST
WILLIAM CALEB KERR `89 TRUST
PAXTON WHITTED RITER `89 TRUST
A.W. RITER, JR. AND B.J. RITER CHARITABLE
TRUST
/s/ A.W. RITER JR.
-----------------------------------------
A.W. Riter, Jr., as Trustee for each of
the foregoing trusts
<PAGE> 45
CUSIP NO. 872241-10-4 13D Page 45 of 50 Pages
ROGERS FAMILY TRUST
RYAN MCDONALD ROGERS UGMA TRUST
AUSTIN MICHAEL ROGERS UGMA TRUST
/s/ RANDALL K. ROGERS
-----------------------------------------
Randall K. Rogers, as Trustee for each
of the foregoing trusts
<PAGE> 46
CUSIP NO. 872241-10-4 13D Page 46 of 50 Pages
Exhibit A
Agreement and Plan of Merger, dated as of May 11, 1999, by and among Cox
Communications, Inc., Cox Classic Cable, Inc. and TCA Cable TV, Inc.
(incorporated by reference as Exhibit 2.1 of TCA's Form 8-K, as filed with the
Commission on May 12, 1999).
<PAGE> 47
CUSIP NO. 872241-10-4 13D Page 47 of 50 Pages
Exhibit B
Voting Agreement, dated as of May 11, 1999, by and among TCA Cable TV, Inc., Cox
Communications, Inc. and certain Stockholders of TCA Cable TV, Inc.
(incorporated by reference as Exhibit 4.1 of TCA's Form 8-K, as filed with the
Commission on May 12, 1999).
<PAGE> 48
CUSIP NO. 872241-10-4 13D Page 48 of 50 Pages
Exhibit C
Agreement Regarding Joint Filing of Schedule 13D/A.
<PAGE> 49
CUSIP NO. 872241-10-4 13D Page 49 of 50 Pages
Agreement
Joint Filing of Schedule 13D/A
The undersigned hereby agree to jointly prepare and file a Schedule 13D/A and
any future amendments thereto reporting each of the undersigned's ownership of
securities of TCA Cable TV, Inc. and hereby affirm that such Schedule 13D/A is
being filed on behalf of each of the undersigned. Each party will only be
responsible for the accuracy of the information pertaining to that party and
will be responsible for that party's filing fees.
Date: May 20, 1999 /s/ LOUISE H. ROGERS
-----------------------------------------
Louise H. Rogers
/s/ FRED R. NICHOLS
-----------------------------------------
Fred R. Nichols
/s/ DARRELL L. CAMPBELL
-----------------------------------------
Darrell L. Campbell
/s/ BEN R. FISCH, M.D.
-----------------------------------------
Ben R. Fisch, M.D.
/s/ WAYNE J. MCKINNEY
-----------------------------------------
Wayne J. McKinney
/s/ A.W. RITER, JR.
-----------------------------------------
A.W. Riter, Jr.
/s/ RANDALL K. ROGERS
-----------------------------------------
Randall K. Rogers
/s/ MELVIN R. JENSCHKE
-----------------------------------------
Melvin R. Jenschke
/s/ RUSSELL B. ROGERS
-----------------------------------------
Russell B. Rogers
/s/ REBECCA ROGERS WANGNER
-----------------------------------------
Rebecca Rogers Wangner
<PAGE> 50
CUSIP NO. 872241-10-4 13D Page 50 of 50 Pages
RITER FAMILY LIMITED PARTNERSHIP, L.P.
/s/ A.W. RITER, JR.
-----------------------------------------
A.W. Riter, Jr., sole general partner
WAYNE J. MCKINNEY CHILDREN TRUST
SUSAN ANN PIPPIN TRUST
UADTD 12/26/89 JUDY CAROL HILL TRUST
/s/ JOANNE MCKINNEY
-----------------------------------------
Joanne McKinney, as Trustee for each of
the foregoing trusts
ALYSIA ELIZABETH KERR NO. 1 TRUST
ANDREW CAMERON KERR NO. 1 TRUST
KAYLYN KELSEY KERR NO. 1 TRUST
WALTER RITER KERR NO. 1 TRUST
WILLIAM CALEB KERR NO. 1 TRUST
PAXTON WHITTED RITER NO. 1 TRUST
ALYSIA ELIZABETH KERR `89 TRUST
ANDREW CAMERON KERR `89 TRUST
KAYLYN KELSEY KERR `89 TRUST
WALTER RITER KERR `89 TRUST
WILLIAM CALEB KERR `89 TRUST
PAXTON WHITTED RITER `89 TRUST
A.W. RITER, JR. AND B.J. RITER CHARITABLE
TRUST
/s/ A.W. RITER, JR.
-----------------------------------------
A.W. Riter, Jr., as Trustee for each of
the foregoing trusts
ROGERS FAMILY TRUST
RYAN MCDONALD ROGERS UGMA TRUST
AUSTIN MICHAEL ROGERS UGMA TRUST
/s/ RANDALL K. ROGERS
-----------------------------------------
Randall K. Rogers, as Trustee for each
of the foregoing trusts
