<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO 13D-1(a) AND AMENDMENTS THERETO
FILED PURSUANT TO 13D-2(a)
(AMENDMENT NO. 18)*
Premier Parks Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $.05 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
740540-20-8
----------------------------------------------
(CUSIP Number)
Mr. Robert J. Gellert Jason K. Horowitz, Esq.
Windcrest Partners Baer Marks & Upham LLP
122 East 42nd Street 805 Third Avenue
New York, New York 10168 New York, New York 10022
(212) 599-3030 (212) 702-5966
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
April 1, 1998
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
/ /.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. SEE Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934, as amended (the "Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
(Page 1 of 6 Pages)
<PAGE>
SCHEDULE 13D
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CUSIP No. 740540-20-8 Page 2 of 6 Pages
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- --------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
The reporting persons are listed on Appendix A (the "Stockholders")
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / /
(b) / /
- --------------------------------------------------------------------------------
3. SEC USE ONLY
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4. SOURCE OF FUNDS N/A
- --------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) / /
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION See Appendix A
- --------------------------------------------------------------------------------
7. SOLE VOTING POWER See Appendix B
NUMBER OF ------------------------------------------------------------
SHARES 8. SHARED VOTING POWER See Appendix B
BENEFICIALLY
OWNED BY ------------------------------------------------------------
EACH 9. SOLE DISPOSITIVE POWER See Appendix B
REPORTING
PERSON WITH ------------------------------------------------------------
10. SHARED DISPOSITIVE POWER See Appendix B
------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Appendix B
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
- --------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.2%
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14. TYPE OF REPORTING PERSON See Appendix A
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<PAGE>
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CUSIP No. 740540-20-8 Page 3 of 6 Pages
- --------------------- -----------------
The statement on Schedule 13D, dated May 30, 1980, as amended, with respect
to the shares of common stock, par value $0.05 per share (the "Common Stock") of
Premier Parks Inc., a Delaware corporation, filed on behalf of the undersigned
is hereby amended as follows:
ITEM 1 SECURITY AND ISSUER
This Statement on Schedule 13D (the "Statement") relates to common stock,
par value $.05 per share (the "Common Stock"), of Premier Parks Inc., a Delaware
corporation (the "Company"). The address of the principal executive offices of
the Company is 11501 Northeast Expressway, Oklahoma City, Oklahoma 63131.
ITEM 2 IDENTITY AND BACKGROUND
This statement is filed by the thirty-four individuals, one partnership
(the "Partnership"), one corporation ("Lexfor") and twelve trusts listed on
Appendix A (collectively, the "Stockholders"), which sets forth the following
information with respect to each Stockholder, the partners of the Partnership
and the executive officers and directors of Lexfor: (i) name; (ii) residence or
business address; (iii) present principal occupation, employment or business and
the name, principal business and address of any corporation or other
organization in which such employment is conducted; and (iv) citizenship or
jurisdiction of organization.
The circumstances of the transactions through which the Stockholders
acquired their Shares are such that some or all of the Stockholders may be
deemed to constitute a "group" with respect to the Shares under Section 13(d)(3)
of the Act. Neither the filing of this statement nor any of its contents shall
be deemed to constitute an admission that any Stockholder is a member of any
such group, either for purposes of Section 13(d) of the Exchange Act or for any
other purpose, and each Stockholder expressly disclaims membership in any such
group. No Stockholder shall be responsible for the completeness or accuracy of
any information contained in this statement with respect to any other
Stockholder.
None of the Stockholders, the partners of the Partnership or the executive
officers or directors of Lexfor (a) has been convicted during the last five
years in any criminal proceeding (excluding traffic violations or similar
misdemeanors) or (b) has been a party during the last five years to a civil
proceeding of a judicial or administrative body of competent jurisdiction and as
a result of such proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with
respect to such laws.
ITEM 3 SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
N/A
ITEM 4 Purpose of Transaction
N/A
ITEM 5 Interest in Securities of the Issuer
The following information is based on a total of 37,497,566 shares of
Common Stock outstanding as of May 9, 1998 as reported in the Company's
Quarterly Report on Form 10-Q for the quarter ended March 31, 1998. Share
numbers have been adjusted to reflect the one-for-five reverse split of the
Common Stock on May 30, 1996.
(a) The Stockholders "beneficially own," as defined in Rule 13d-3 under the
Securities Exchange Act of 1934, an aggregate of 1,591,332 shares of Common
Stock, which constitutes 4.2% of the 37,492,566 shares outstanding. Appendix B
to the statement sets forth information with respect to the number of shares and
percentage of Common Stock beneficially owned by each Stockholder, which
Appendix is incorporated herein by reference.
(b) See Appendix B.
(c) None of the Stockholders, the partners of the Partnership or the
executive officers or directors of Lexfor have engaged in any transactions
involving shares of Common Stock of the Company during the past 60 days.
(d) See Appendix B.
<PAGE>
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CUSIP No. 740540-20-8 Page 4 of 6 Pages
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(e) On April 1, 1998, the Company sold 18,400,000 shares of Common Stock in
a public offering. As a result of this transaction, each Stockholder who
previously beneficially owned greater than five percent of the Common Stock of
the Company ceased to be a beneficial owner of more than five percent of the
Common Stock of the Company. Accordingly, this Amendment No. 18 is the final
amendment to the Statement.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
No material change
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The following exhibits have been previously filed:
9. Agreement dated May 30, 1980 among all the Stockholders with respect
to filing this statement on behalf of all of them.
10. Powers of Attorney given to Robert J. Gellert by each of the other
Stockholders.
11. Agreement dated June 11, 1981 among the Stockholders with respect to
filing a statement on Schedule 13D and amendments thereto.
12. Powers of attorney given to Robert J. Gellert by certain of the new
Stockholders.
13. Agreement dated November 9, 1981, among the Stockholders with respect
to filing a statement on Schedule 13D and amendments thereto.
14. Agreement dated December 2, 1982, among the Stockholders with respect
to filing a statement on Schedule 13D and amendments thereto.
15. Agreement dated June 8, 1984 among the Stockholders with respect to
filing a statement on Schedule 13D and amendments thereto.
16. Powers of attorney given to Robert J. Gellert by certain of the
Stockholders.
17. Agreement dated December 10, 1984 among the Stockholders with respect
to filing a statement on Schedule 13D and amendments thereto.
19. Agreement dated February ___, 1989 among the Stockholders with respect
to filing a statement on Schedule 13D and amendments thereto.
20. Powers of attorney given to Robert J. Gellert by certain of the
Stockholders.
22. Agreement dated April 4, 1989 among the Stockholders with respect to
filing a statement on Schedule 13D and amendments thereto.
26. Agreement dated April 26, 1989 among the Stockholders with respect to
filing a statement on Schedule 13D and amendments thereto.
30. Power of Attorney given by Catherine A. Gellert to Robert J. Gellert.
31. Agreement dated October 31, 1989 among the Stockholders with respect
to filing a statement on Schedule 13D and amendments thereto.
32. Agreement dated December 11, 1989 among the Stockholders with respect
to filing a statement on Schedule 13D and amendments thereto.
34. Agreement dated December 28, 1989 among the Stockholders with respect
to filing a statement on Schedule 13D and amendments thereto.
36. Agreement dated May 24, 1990 among the Stockholders with respect to
filing a statement on Schedule 13D and amendments thereto.
<PAGE>
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CUSIP No. 740540-20-8 Page 5 of 6 Pages
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38. Power of Attorney given by Anthony E. Gellert to Robert J. Gellert.
39. Agreement dated February 6, 1991 among the Stockholders with respect
to filing a statement on Schedule 13D and amendments thereto.
51. Power of Attorney given by Victoria E.M. Gellert to Robert J. Gellert.
54. Power of Attorney given by Alexandra Petschek to Robert J. Gellert.
<PAGE>
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CUSIP No. 740540-20-8 Page 6 of 6 Pages
- --------------------- -----------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1998
/s/ Robert J. Gellert /s/ Robert J. Gellert
- -------------------------------- -----------------------------
Robert J. Gellert Robert J. Gellert
as Trustee for Catherine Ross
/s/ Robert J. Gellert /s/ Robert J. Gellert
- -------------------------------- -----------------------------
Robert J. Gellert, as Trustee under Robert J. Gellert, as Trustee for the
Article VIII of the Will of children of Michael E. Gellert
Natalie Gellert
/s/ Peter J. Gellert
- -------------------------------- WINDCREST PARTNERS
Peter J. Gellert, as Trustee for
Michael E. Gellert
Charitable Annuity Lead Trust By: /s/ Robert J. Gellert,
for Harvard University --------------------------
Robert J. Gellert,
as General Partner
/s/ Peter J. Gellert
- -------------------------------- LEXFOR CORPORATION
Peter J. Gellert, as Trustee for The
Second Michael E. Gellert By: /s/ Robert J. Gellert
Charitable Annuity Lead Trust --------------------------
for Harvard University Robert J. Gellert, President
/s/ Peter J. Gellert /s/ Robert J. Gellert
- -------------------------------- -----------------------------
Peter J. Gellert, Robert J. Gellert, as attorney-in-fact
as Trustee for Rodolfo Petschek for each of the other Stockholders
listed in Appendix A to the
Schedule 13D, as amended(1) (other
than Marion P. Smith, deceased)
/s/ Robert J. Gellert /s/ Peter J. Gellert
- -------------------------------- -----------------------------
Robert J. Gellert, Peter J. Gellert,
as Trustee for Rita Kafka as Executor of the Estate of Marion
P. Smith
- -----------------------
1 Powers of attorney for such persons have been filed with the Securities and
Exchange Commission as Exhibit 10 to the original statement on Schedule 13D,
Exhibit 12 to Amendment No. 1 to Schedule 13D, Exhibit 16 to Amendment No. 4 to
Schedule 13D, Exhibit 20 to Amendment No. 6 to Schedule 13D, Exhibit 30 to
Amendment No. 9 to Schedule 13D, Exhibit 38 to Amendment No. 12 to Schedule 13D
and Exhibit 54 to Amendment No. 15 to Schedule 13D and such powers are
incorporated herein by reference.
<PAGE>
APPENDIX A
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NAME, PRINCIPAL BUSINESS AND
PRINCIPAL ADDRESS OF ANY CORPORATION OR
OCCUPATION, OTHER ORGANIZATION (IF ANY)
NAME OF RESIDENCE OR EMPLOYMENT OR IN WHICH SUCH EMPLOYMENT IS
BUSINESS ADDRESS BUSINESS CONDUCTED
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1. Robert J. Gellert Executive United Continental Corporation
21 Kerry Lane (bookkeeping, taxes and other
Chappaqua, NY 10415 personal financial services)
122 East 42nd Street
New York, NY 10168
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2. Harry E. Petschek Consultant
1314 Massachusetts Ave.
Lexington, MA 02173-3809
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3. Estate of Marion P. Smith Executive See No. 11
(deceased)
Peter J. Gellert, Executor
122 East 42nd Street
New York, NY 10168
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4. Alfred E. Petschek Vice President United Continental Corporation
Southlawn (bookkeeping, taxes and other
Birchall Drive personal financial services)
Scarsdale, NY 10583 122 East 42nd Street
New York, NY 10168
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5. Elinor G. Barber Education Office of the Provost
115 Central Park West Columbia University
New York, NY 10023 New York, NY 10027
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6. Bridget G. Lyons Teacher Rutgers-State University
30 West 60th Street New Brunswick, NJ
New York, NY 10023
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7. Donald N. Gellert Lawyer Otterbourg, Steindler, Houston
110 Riverside Drive & Rosen
New York, NY 10024 230 Park Avenue
New York, NY 10169
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8. Ina Schlesinger Retired/Teacher ---
1385 York Avenue
New York, NY 10021
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<PAGE>
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9. Eric Petscheck Investor ---
87 Talmadge Hill Rd.
New Canaan, CT 06840
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10. Ruth Stein Housewife ---
49 Sheldrake Road
Scarsdale, NY 10583
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11. Peter J. Gellert Executive United Continental Corporation
1049 Park Avenue (bookkeeping, taxes and other
New York, NY 10028 personal financial services)
122 East 42nd Street
New York, NY 10168
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12. Martin F. Gellert Bio-Chemist National Institute of Health
4108 Dresden Street Dept. of Health and Human
Kensington, MD 20895 Services
Bethesda, MD 20014
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13. Hubert J. Gellert Real Estate Continental Land Investments
12831 Tracy Way Ltd.
Anchorage, AK 99516 715 L Street
Anchorage, AK 99501
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14. Michael E. Gellert General Partner Windcrest Partners
75 Round Hill Road 122 East 42nd Street
Greenwich, CT 06831 New York, NY 10168
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15. Albert G. Petschek Retired/Consultant ---
122 Piedra Loop
White Rock, NM 87544-3828
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16. Max E. Gellert Retired ---
2301 Fairview Ave., East
Seattle, WA 98102
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17. Glenn P. Gellert Real Estate Continental Land Investments
2221 Belmont Drive Ltd.
Anchorage, AK 99517 715 L Street
Anchorage, AK 99501
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18. Tracy G. Dunn Lawyer/Housewife ---
(Nee Gellert)
1703 Laurence Court
Anchorage, AK 99501
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19. Midori G. Shaw Lawyer Stone Jenicek & Budzinski
(Nee Gellert) 733 N Street
2110 Belmont Drive Anchorage, AK 99501
Anchorage, AK 99517
- --------------------------------------------------------------------------------
<PAGE>
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20. Dell I. Salza Housewife ---
513 Iana Street
Kailua, HI 96734
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21. Kim Petschek Housewife ---
16848 Northeast 143rd St.
Woodinville, WA 98072
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22. Tristram H. Smith Psychologist Department of Psychology
210 North Van Buren Street Washington State University
Moscow, ID 83843 Pullman, WA 99164-4820
- --------------------------------------------------------------------------------
23. Lisa M. Smith Public ---
50 West 67th Street Relations/
New York, NY 10023-6227 Self Employed
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24. Rebecca Smith Waddell Computer ---
1074 Feylers Corner Road Processor/
Waldoboro, ME 04572-5710 Self
Employed
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25. Windcrest Partners Investing ---
122 East 42nd Street
New York, NY 10168
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26. Peter J. Gellert See no. 11 ---
Trustee for Rodolfo Petschek
122 East 42nd Street
New York, NY 10168
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27. Robert J. Gellert See no. 1 ---
Trustee for Rita Kafka
122 East 42nd Street
New York, NY 10168
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28. Robert J. Gellert See no. 1 ---
Trustee for Catherine Ross
122 East 42nd Street
New York, NY 10168
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29. Peter J. Gellert See no. 11 ---
Trustee for Heriberto
Petschek
122 East 42nd Street
New York, NY 10168
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30. Peter J. Gellert See no. 11 ---
Trustee for Egon Petschek
122 East 42nd Street
New York, NY 10168
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<PAGE>
- --------------------------------------------------------------------------------
31. Robert J. Gellert See no. 1 ---
Trustee for the children of
Michael E. Gellert
122 East 42nd Street
New York, NY 10168
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32. Peter J. Gellert See no. 11 ---
Trustee for
Michael E. Gellert
Charitable Annuity Lead
Trust for Harvard University
122 East 42nd Street
New York, NY 10168
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33. Peter J. Gellert See no. 11 ---
Trustee for The Second
Michael E. Gellert
Charitable Annuity Lead
Trust for Harvard University
122 East 42nd Street
New York, NY 10168
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34. Robert J. Gellert See no. 1 ---
Trustee under Article VIII
of the Will of
Natalie S. Gellert
FBO Max E. Gellert
122 East 42nd Street
New York, NY 10168
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35. Philip E. Petschek Teacher Greater Lowell Regional Voc.
5 Moore Street Tech. School District
Chelmsford, MA 01824 Pawtucket Blvd.
Tyngsboro, MA 01879
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36. Marion C. S. Letvin Doctor Massachusetts General Hospital
36 Brackett Road Boston, MA
Newton, MA 02158
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37. Peter J. Gellert See no. 11 ---
Trustee U/I 5/2/75
FBO Vivien S. Reuter
122 East 42nd Street
New York, NY 10168
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<PAGE>
- --------------------------------------------------------------------------------
38. Peter J. Gellert See no. 11 ---
Trustee U/I 1/2/81
FBO Diana L. Stein
122 East 42nd Street
New York, NY 10168
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39. Peter J. Gellert See no. 11 ---
Trustee U/I 11/30/82
FBO Sylvia S. Phillips
122 East 42nd Street
New York, NY 10168
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40. Jennifer R. Montgomery Lawyer ---
(Nee Ross)
1840 Robin Whipple Way
Belmont CA 94002
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41. Barbara C. Ross Doctor ---
121 West Montgomery Street
Baltimore, MD 21230
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42. John M. Gellert Shipping SCF Corp.
18, rue Barbett 1370 Avenue of the Americas
75003 Paris New York, NY 10019
France
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43. Catherine A. Gellert Student
45 West 67th Street
New York, NY 10023
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44. Anthony E. Gellert Investments Kingdom Capital Management
668 Greenwich Street Corp.
New York, NY 10014 152 West 57th Street
New York, NY 10019
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45. Jennifer S. Petschek Wine Merchant Honig Vineyard and Cellars
2081 Starkey Lane 850 Rutherford Road
Yountville, CA 94599 P.O. Box 406
Rutherford CA 94573
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46. Victoria E.M. Gellert --- ---
12175 Glacier Highway C-1
Juneau, AK 99801
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47. Alexandra Petschek Publishing Harry N. Abrams
149 Church Street, Apt. 2E 100 Fifth Avenue
New York, NY 10007 New York, NY 10011
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<PAGE>
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48. Lexfor Corporation Investing ---
122 East 42nd Street
New York, NY 10168
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49. Executive Officers and Investing ---
Directors of Lexfor
Corporation:
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(a) Robert J. Gellert See no. 1 ---
(President, Treasurer
and a Director)
- --------------------------------------------------------------------------------
(b) David B. Spohn Treasurer United Continental Corporation
Gellert (bookkeeping, taxes and other
5 Riverside Drive personal financial services)
New York, NY 10023 122 East 42nd Street
(Vice President, New York, NY 10168-0127
Secretary and a
Director)
- --------------------------------------------------------------------------------
(c) William R. Peters Vice President United Continental Corporation
49 Carnegie Drive (bookkeeping, taxes and other
Smithtown, NY 11787 personal financial services)
(Vice President, 122 East 42nd Street
Assistant Secretary, New York, NY 10168-0127
Assistant Treasurer
and a Director)
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<PAGE>
APPENDIX B
(1) The following table sets forth information with respect to the Common
Stock beneficially owned by each Stockholder:
<TABLE>
<CAPTION>
Number of
Shares Voting Power Dispositive Power Percent
Beneficially -------------------------- ------------------------- of Shares
Stockholder Owned Sole Shared Sole Shared Outstanding(1)
- ----------- ----- ---- ------ ---- ------ -------------
<S> <C> <C> <C> <C> <C> <C>
Robert J. Gellert 2,514 2,514 2,514 **
Robert J. Gellert, as agent(2) for:
- -Harry E. Petschek 4,277 4,277 4,277 **
- -Estate of Marion P. Smith
(deceased)
Peter J. Gellert, Executor 1,382 1,382 1,382 **
- -Alfred E. Petschek 4,077 4,077 4,077 **
- -Elinor G. Barber 2,187 2,187 2,187 **
- -Bridget G. Lyons 2,185 2,185 2,185 **
- -Donald N. Gellert 2,185 2,185 2,185 **
- -Peter J. Gellert, Trustee
for Rodolfo Petschek 9,686 9,686 9,686 **
- -Ina Schlesinger 1,854 1,854 1,854 **
- -Eric Petschek 3,466 3,466 3,466 **
- -Ruth Stein 1,082 1,082 1,082 **
- -Albert G. Petschek 116 116 116 **
- -Dell I. Salza 1,480 1,480 1,480 **
- -Kim Petschek 1,480 1,480 1,480 **
- -Tristram H. Smith 200 200 200 **
- -Lisa M. Smith 800 800 800 **
- -Philip E. Petschek 600 600 600 **
- -Marion C.S. Letvin 600 600 600 **
- -Peter J. Gellert, Trustee
for Vivien S. Reuter 600 600 600 **
- -Rebecca Smith 800 800 800 **
- -Jennifer S. Petschek 8 8 8 **
- -Alexandra Petschek 8 8 8 **
- -Max Gellert 18 18 18 **
- -Peter J. Gellert, Trustee
for Heriberto Petschek 30 30 30 **
- -Peter J. Gellert, Trustee
for Egon Petschek 30 30 30 **
- -Peter J. Gellert, Trustee
for Diana L. Stein 600 600 600 **
B-1
<PAGE>
Number of
Shares Voting Power Dispositive Power Percent
Beneficially -------------------------- ------------------------- of Shares
Stockholder Owned Sole Shared Sole Shared Outstanding(1)
- ----------- ----- ---- ------ ---- ------ -------------
- -Peter J. Gellert, Trustee
for Sylvia S. Philips 600 600 600 **
Robert J. Gellert, Trustee
for the children of
Michael E. Gellert 4,169 4,169 4,169 **
Peter J. Gellert 274 274 274 **
Peter J. Gellert, as
Agent(3) for:
- -Martin F. Gellert 2,167 2,167 2,167 **
- -Robert J. Gellert, Trustee
for Catherine Ross 2,168 2,168 2,168 **
- -Hubert J. Gellert 27,629 27,629 27,629 0.1
- -Glenn P. Gellert 1,320 1,320 1,320 **
- -Tracy G. Dunn 1,320 1,320 1,320 **
- -Midori G. Shaw 1,320 1,320 1,320 **
- -Victoria E. M. Gellert 1,320 1,320 1,320 **
Michael E. Gellert 232,936 232,936 232,936 0.6
Robert J. Gellert, Trustee
U/I 12/30/47 FBO Rita Kafka 1,854 1,854 1,854 **
Martin F. Gellert 400 400 400 **
Windcrest Partners(4) 1,136,025 1,136,025 1,136,025 3.0
Anthony E. Gellert 400 400 400 **
Michael E. Gellert
Charitable Annuity Lead
Trust for Harvard University
Peter J. Gellert, Trustee 175 175 175 **
The Second Michael E. Gellert
Charitable Annuity Lead
Trust for Harvard University
Peter J. Gellert, Trustee 280 280 280 **
Robert J. Gellert, Trustee
Under Article VIII of the
will of Natalie S. Gellert
FBO Max E. Gellert 1,083 1,083 1,083 **
Jennifer A. Ross 560 560 560 **
Barbara C. Ross 560 560 560 **
John M. Gellert 36,507 36,507 36,507 0.1
Dell I. Salza 400 400 400 **
Bruce I. Petschek 400 400 400 **
Kim Petschek 400 400 400 **
B-2
<PAGE>
Number of
Shares Voting Power Dispositive Power Percent
Beneficially -------------------------- ------------------------- of Shares
Stockholder Owned Sole Shared Sole Shared Outstanding(1)
- ----------- ----- ---- ------ ---- ------ -------------
Max E. Gellert 28,717 28,717 28,717 0.1
Lexfor Corporation 65,000 65,000 65,000 0.2
</TABLE>
(1) Based upon 37,497,566 shares outstanding as of May 9, 1998, as reported in
the Corporation's Quarterly Report on Form 10-Q for the quarter ended
March 31, 1998
(2) Each principal shares voting and dispositive power with Robert J. Gellert,
agent and shareholder of record, with respect to the indicated number of
shares.
(3) Each principal shares voting and dispositive power with Peter J. Gellert,
agent and shareholder of record, with respect to the indicated number of
shares.
(4) The principal, a New York limited partnership, shares voting and investment
power with its general partners, Michael E. Gellert and Robert J. Gellert.
The limited partners of Windcrest Partners disclaim beneficial ownership of
these shares.
** Less than 0.1%.
B-3
<PAGE>
(2) The following table sets forth information with respect to the total
number of shares of Common Stock beneficially owned by each Stockholder with
multiple entries under (1) above:
<TABLE>
<CAPTION>
Number of
Shares Voting Power Dispositive Power Percent
Beneficially -------------------------- ------------------------- of Shares
Stockholder Owned Sole Shared Sole Shared Outstanding(1)
- ----------- ----- ---- ------ ---- ------ -------------
<S> <C> <C> <C> <C> <C> <C>
Michael E. Gellert(2) 1,368.961 232,936 1,136,025 232,936 1,136,025 3.7
Robert J. Gellert(3) 1,253,164 9,620 1,243,544 9,620 1,243,544 3.3
Peter J. Gellert 50,901 729 50,172 729 50,172 **
Dell I. Salza 1,880 400 1,480 400 1,480 **
Kim Petschek 1,880 400 1,480 400 1,480 **
Max E. Gellert 1,101 1,083 18 1,083 18 **
Martin F. Gellert 2,567 400 2,167 400 2,167 **
</TABLE>
_____________________
(1) Based upon 37,497,566 shares outstanding as of May 9, 1998, as reported in
the Corporation's Quarterly Report on Form 10-Q for the quarter ended March
31, 1998.
(2) Includes 1,136,025 shares of Common Stock beneficially held by Windcrest
Partners, of which Mr. Gellert is a general partner.
(3) Includes 1,136,025 shares of Common Stock beneficially held by Windcrest
Partners, of which Mr. Gellert is a general partner, and shares of Common
Stock as to which Mr. Gellert acts as agent or trustee as specified in this
Appendix C. Also includes 65,000 shares beneficially owned by Lexfor
Corporation, of which Mr. Gellert is President and a director, and as to
which Mr. Gellert disclaims beneficial ownership.
** Less than 0.1%.
B-4
<PAGE>
(3) The following table sets forth information with respect to the total
number of shares of Common Stock beneficially owned by each Stockholder whose
beneficial ownership was reduced from in excess of five percent to below five
percent of the shares outstanding:
Total Number of Shares Percent of Shares
Stockholder Beneficially Owned Outstanding*
- ----------- ------------------ ------------
Michael E. Gellert 1,368,961 3.7
Robert J. Gellert 1,253,164 3.3
Windcrest Partners 1,136,025 3.0
_____________________
* Based upon 37,497,566 shares outstanding as of May 9, 1998, as reported in
the Corporation's Quarterly Report on Form 10-Q for the quarter ended March
31, 1998.
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