File Number: 074-00027
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM U-9C-3/A
AMENDMENT NO. 1 TO
QUARTERLY REPORT PURSUANT TO RULE 58
For the Quarterly Period Ending June 30, 1998
By
NATIONAL FUEL GAS COMPANY
10 Lafayette Square, Buffalo, New York 14203
This Amendment No. 1 to National Fuel Gas Company's Form U-9C-3
Quarterly Report for the period ended June 30, 1998 is being filed as a result
of the following: In May of 1998, Seneca Resources Corporation, a direct
wholly-owned subsidiary of National Fuel Gas Company, acquired HarCor Energy,
Inc. ("HarCor") under the authority of Rule 58 (17 CFR Sec. 250.58). National
Fuel Gas Company inadvertently failed to include information regarding HarCor in
its Form U-9C-3 Quarterly Report for the periods ended June 30, 1998 and
September 30, 1998. Accordingly, this report amends National Fuel Gas Company's
original Form U-9C-3 Quarterly Report for the period ended June 30, 1998 as set
forth below.
1. "Item 1 - Organization Chart" is amended to include:
Energy or Date of State of
Name of Reporting Co. Gas Related Organization Organization
--------------------- ----------- ------------ ------------
a. Seneca Resources Holding 1913 Pennsylvania
Corporation
b. HarCor Energy, Inc. Gas 1976 Delaware
Percentage of Voting
Securities Held Nature of Business
-------------------- ------------------
a. 100% An oil and gas exploration and production company
listed here solely because it holds a 100% interest
in HarCor Energy, Inc. which was acquired
pursuant to Rule 58.
b. 100% An oil and gas company which produces natural gas
and higher gravity oil.
2. The Narrative Description to "Item 1 - Organization Chart" is amended to
include:
In May of 1998, Seneca Resources Corporation ("Seneca"), a wholly-owned
subsidiary of National Fuel Gas Company, acquired a 100% interest in
HarCor Energy, Inc. ("HarCor"), an oil and gas exploration and
production company which qualifies as a "gas-related company" for
purposes of Rule 58. Seneca is not a "reporting company" but is
included in this Item 1 because it directly holds voting securities
issued by HarCor, a reporting company.
3. Part 2 of "Item 3 - Associate Transactions" is amended to include:
Associate Co. Reporting Co. Types of
Rendering Receiving Services
Services Services Rendered
------------- ------------- --------
Seneca HarCor Managerial, financial,
Resources Energy, Inc. legal and other
Corporation similar services
Direct Indirect Total
Costs Costs Cost of Amount
Charged Charged Capital Billed
------- -------- ------- ------
-0- -0- -0- -0-
4. That portion of "Item 4 - Summary of Aggregate Investment" concerning
"Investments in Gas-Related Companies" is restated as follows:
Investments in Gas-Related Companies:
Total Current Aggregate Investment:
Pipeline activities $ 5,601,000
Marketing activities 1,101,000
Exploration and Production activities 32,277,034
-----------
Total Current Aggregate Investment $38,979,034***
*** Reflects principal loan balances at 6/30/98 plus
money paid for common stock in previous quarters.
5. "Item 6 - Financial Statements and Exhibits" is amended to include:
A. Financial Statements:
Balance Sheet for HarCor Energy, Inc. ("HarCor") -- Confidential
treatment requested pursuant to Rule 104(b)
Income Statement for HarCor -- Confidential treatment requested pursuant
to Rule 104(b)
B. Exhibits:
Exhibit A - Certificate of National Fuel Gas Company
SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act
of 1935, National Fuel Gas Company has duly caused this amended report to be
signed and authorized on its behalf by the undersigned.
Dated: April 16, 1999
NATIONAL FUEL GAS COMPANY
By /s/ James R. Peterson
-----------------------------------
James R. Peterson
Assistant Secretary
EXHIBIT A
NATIONAL FUEL GAS COMPANY
CERTIFICATE
The undersigned certifies that he is the duly designated and acting
Assistant Secretary of National Fuel Gas Company, a New Jersey Corporation, and
that the report on Form U-9C-3 for the previous quarter was filed with National
Fuel Gas Company's interested State Commissions whose names and addresses are
listed below:
State of New York Public Service Commission
3 Empire State Plaza
Albany, New York 12223-1350
Pennsylvania Public Utility Commission
P.O. Box 3265
North Office Building
Harrisburg, Pennsylvania 17120
IN WITNESS WHEREOF, I have hereunto set my hand as of the 16th day of April,
1999.
/s/ James R. Peterson
-------------------------------------
James R. Peterson
Assistant Secretary
