Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Philip C. Ackerman
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
National Fuel Gas Supply Corporation (subsidiary)
Data-Track Account Services, Inc. (subsidiary)
Horizon Energy Development, Inc. (subsidiary)
Horizon Energy Holdings, Inc. (subsidiary)
Highland Land & Minerals, Inc. (subsidiary)
Seneca Resources Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the President of National Fuel Gas Company, Director
of National Fuel Gas Distribution Corporation, Executive Vice President of
National Fuel Gas Supply Corporation, President of Data-Track Account Services,
Inc., President of Horizon Energy Development, Inc., President of Horizon Energy
Holdings, Inc., Director of Highland Land & Minerals, Inc., and Director of
Seneca Resources Corporation. He will represent National Fuel Gas system
companies, as and when appropriate, in connection with various matters before
the Securities and Exchange Commission, the Federal Energy Regulatory
Commission, Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Philip C. Ackerman National Fuel Gas Company
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 5, 2000 (Signed) /s/ Philip C. Ackerman
--------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Paula M. Ciprich
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the General Counsel and Assistant Secretary of
National Fuel Gas Distribution Corporation. She will represent National Fuel Gas
system companies, as and when appropriate, in connection with various matters
before the Securities and Exchange Commission, the Federal Energy Regulatory
Commission, Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Paula M. Ciprich National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: $4,204.33
---------
(b) Itemized list of all other expenses: No other expenses.
Date: June 7, 2000 (Signed) /s/ Paula M. Ciprich
-------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Julie A. Coppola
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Manager of Corporate Communications for National
Fuel Gas Distribution Corporation. She will represent National Fuel Gas system
companies, as and when appropriate, in connection with various matters before
the Securities and Exchange Commission, the Federal Energy Regulatory
Commission, Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Julie A. Coppola National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 8, 2000 (Signed) /s/ Julie A. Coppola
---------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Alice A. Curtiss
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Senior Regulatory Attorney for National Fuel Gas
Distribution Corporation. She will represent National Fuel Gas system companies,
as and when appropriate, in connection with various matters before the
Securities and Exchange Commission, the Federal Energy Regulatory Commission,
Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Alice A. Curtiss National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 6, 2000 (Signed) /s/ Alice A. Curtiss
-------------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Jon T. Gallinger
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Manager of Government Affairs for National Fuel
Gas Distribution Corporation. He will represent National Fuel Gas system
companies, as and when appropriate, in connection with various matters before
the Securities and Exchange Commission, the Federal Energy Regulatory
Commission, Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Jon T. Gallinger National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: $14,700
-------
(b) Itemized list of all other expenses: No other expenses.
Date: June 20, 2000 (Signed) /s/ Jon T. Gallinger
----------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Kenneth M. Gossel
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is a Senior Attorney for National Fuel Gas Distribution
Corporation. He will represent National Fuel Gas system companies, as and when
appropriate, in connection with various matters before the Securities and
Exchange Commission, the Federal Energy Regulatory Commission, Congress, and the
staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Kenneth M. Gossel National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 Not Applicable 2000 *
1998 Not Applicable 2001 *
1999 Not Applicable 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 5, 2000 (Signed) /s/ Kenneth M. Gossel
--------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Ronald C. Kraemer
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Supply Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the General Manager of Interstate Marketing for
National Fuel Gas Supply Corporation. He will represent National Fuel Gas system
companies, as and when appropriate, in connection with various matters before
the Securities and Exchange Commission, the Federal Energy Regulatory
Commission, Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Ronald C. Kraemer National Fuel Gas Supply Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 15, 2000 (Signed) /s/ Ronald C. Kraemer
---------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Gary L. Morrison
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the General Manager of Government Affairs for
National Fuel Gas Distribution Corporation. He will represent National Fuel Gas
system companies, as and when appropriate, in connection with various matters
before the Securities and Exchange Commission, the Federal Energy Regulatory
Commission, Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Gary L. Morrison National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 16, 2000 (Signed) /s/ Gary L. Morrison
-------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Sarah J. Mugel
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Manager of Human Resources and was formerly
In-House Attorney for National Fuel Gas Distribution Corporation. She
represented National Fuel Gas system companies, as and when appropriate, in
connection with various matters before the Securities and Exchange Commission,
the Federal Energy Regulatory Commission, Congress, and the staffs, members or
subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Sarah J. Mugel National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 Not Applicable
1998 * 2001 Not Applicable
1999 * 2002 Not Applicable
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 14, 2000 (Signed) /s/ Sarah J. Mugel
--------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
James R. Peterson
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Supply Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Assistant Secretary of National Fuel Gas Company
and General Counsel of National Fuel Gas Supply Corporation. He will represent
National Fuel Gas system companies, as and when appropriate, in connection with
various matters before the Securities and Exchange Commission, the Federal
Energy Regulatory Commission, Congress, and the staffs, members or subcommittees
thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
James R. Peterson National Fuel Gas Supply Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 13, 2000 (Signed) /s/ James R. Peterson
-------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
John R. Pustulka
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Supply Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is a Vice President of National Fuel Gas Supply
Corporation. He will represent National Fuel Gas system companies, as and when
appropriate, in connection with various matters before the Securities and
Exchange Commission, the Federal Energy Regulatory Commission, Congress, and the
staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
John R. Pustulka National Fuel Gas Supply Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 5, 2000 (Signed) /s/ John R. Pustulka
----------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
David W. Reitz
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Supply Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Assistant General Counsel of National Fuel Gas
Supply Corporation. He will represent National Fuel Gas system companies, as and
when appropriate, in connection with various matters before the Securities and
Exchange Commission, the Federal Energy Regulatory Commission, Congress, and the
staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
David W. Reitz National Fuel Gas Supply Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: $1,515.20
---------
(b) Itemized list of all other expenses: No other expenses.
Date: June 7, 2000 (Signed) /s/ David W. Reitz
---------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12 (i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
William A. Ross
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Supply Corporation (subsidiary)
Niagara Independence Marketing Company (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Vice President of National Fuel Gas Supply
Corporation; and Director of Niagara Independence Marketing Company. He will
represent National Fuel Gas system companies, as and when appropriate, in
connection with various matters before the Securities and Exchange Commission,
the Federal Energy Regulatory Commission, Congress, and the staffs, members or
subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
William A. Ross National Fuel Gas Supply Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 7, 2000 (Signed) /s/ William A. Ross
----------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Dennis J. Seeley
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Supply Corporation (subsidiary)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the President of National Fuel Gas Supply
Corporation and Senior Vice President of National Fuel Gas Distribution
Corporation. He will represent National Fuel Gas system companies, as and when
appropriate, in connection with various matters before the Securities and
Exchange Commission, the Federal Energy Regulatory Commission, Congress, and the
staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Dennis J. Seeley National Fuel Gas Supply Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 7, 2000 (Signed) /s/ Dennis J. Seeley
----------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
David F. Smith
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
Seneca Resources Corporation (subsidiary)
Data-Track Account Services, Inc. (subsidiary)
National Fuel Resources, Inc. (subsidiary
NFR Power, Inc. (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the President of National Fuel Gas Distribution
Corporation, and a Director of Seneca Resources Corporation, Data-Track Account
Services, Inc., National Fuel Resources, Inc. and NFR Power, Inc.. He will
represent National Fuel Gas system companies, as and when appropriate, in
connection with various matters before the Securities and Exchange Commission,
the Federal Energy Regulatory Commission, Congress, and the staffs, members or
subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
David F. Smith National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 7, 2000 (Signed) /s/ David F. Smith
------------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
James S. Smyczynski
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the General Manager of Financial Accounting for
National Fuel Gas Distribution Corporation. He will represent National Fuel Gas
system companies, as and when appropriate, in connection with various matters
before the Securities and Exchange Commission, the Federal Energy Regulatory
Commission, Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
James S. Smyczynski National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 7, 2000 (Signed) /s/ James S. Smyczynski
-----------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
John Solomon
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Supply Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Deputy General Counsel of National Fuel Gas
Supply Corporation. He will represent National Fuel Gas system companies, as and
when appropriate, in connection with various matters before the Securities and
Exchange Commission, the Federal Energy Regulatory Commission, Congress, and the
staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
John Solomon National Fuel Gas Supply Corporation
Salary or other compensations
received to be received
a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: 0
-----
(b) Itemized list of all other expenses: No other expenses.
Date: June 9, 2000 (Signed) /s/ John Solomon
---------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of
Public Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Ronald J. Tanski
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
National Fuel Gas Supply Corporation (subsidiary)
Horizon Energy Development, Inc. (subsidiary)
Horizon Energy Holdings, Inc. (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Vice President and Controller of National Fuel
Gas Distribution Corporation; and Secretary/Treasurer of Horizon Energy
Development, Inc. and Horizon Energy Holdings, Inc. He will represent National
Fuel Gas system companies, as and when appropriate, in connection with various
matters before the Securities and Exchange Commission, the Federal Energy
Regulatory Commission, Congress, and the staffs, members or subcommittees
thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Ronald J. Tanski National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: $3,830.99
---------
(b) Itemized list of all other expenses: No other expenses.
Date: June 5, 2000 (Signed) /s/ Ronald J. Tanski
------------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
Form U-12(I)-B
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2002
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of Public
Utility Holding Company Act of 1935
by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as
Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate.)
1. Name and business address of person filing statement.
Steven Wagner
10 Lafayette Square
Buffalo, New York 14203
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule U-71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
National Fuel Gas Company (registered holding company)
National Fuel Gas Distribution Corporation (subsidiary)
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
The undersigned is the Assistant Treasurer of National Fuel Gas
Distribution Corporation. He will represent National Fuel Gas system companies,
as and when appropriate, in connection with various matters before the
Securities and Exchange Commission, the Federal Energy Regulatory Commission,
Congress, and the staffs, members or subcommittees thereof.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others, directly
or indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as supplementary statement
only.)
Steven Wagner National Fuel Gas Distribution Corporation
Salary or other compensations
received to be received
(a) (b)
1997 * 2000 *
1998 * 2001 *
1999 * 2002 *
* Filed Under Confidential Treatment Pursuant to Rule 104(b)
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client: $1,158.00
---------
(b) Itemized list of all other expenses: No other expenses.
Date: June 5, 2000 (Signed) /s/ Steven Wagner
-----------------------------------------
Section 12(i) of the Public Utility Holding Company Act of 1935 provides that it
shall be unlawful for any person employed or retained by any registered holding
company, or any subsidiary company thereof, to present, advocate, or oppose any
matter affecting any registered holding company or any subsidiary company
thereof, before the Congress or any Member or committee thereof, or before the
Commission or Federal Power Commission, or any member, officer, or employee of
either such Commission, unless appropriate reports are filed as the Commission
may prescribe.
Rule U-71. Statements to be filed pursuant to Section 12(i) of the Act.
(a) Ten-day statement - Any person who engages in any activity within the
scope of Section 12 (i) of the Act, shall file with the Commission within 10
days after the date of such activity a statement on Form U-12(I)-A, except as to
activity within the scope of any advance statement on Form U-12(I)-B, which is
duly filed in accordance with paragraph (b).
(b) Advance statement - An advance statement, covering anticipated activity
for the remainder of the present calendar year and the next two calendar years,
may be filed on Form U-12(I)-B by any person (whether or not the compensation of
such person has been fixed in advance) who is a salaried officer or employee or
an attorney, accountant or other expert regularly retained by any company or by
companies in the same holding company system, or any person specially retained
in connection with a particular proceeding or enterprise which is expected to
involve a series of appearances or activities, if such employment or retainer
does not contemplate any expenses other than ordinary personal, traveling or
sustenance expenses, stationery, postage, telephone, telecopier and telegraphic
service, stenographic and clerical assistance, expenditures for the printing of
briefs or other documents to be submitted to any agencies specified in section
12(i) of the Act, and similar items. [Amended in Release No. 35-26031 (P.
85.337) effective May 31, 1994. 59 F.R. 21922.]
(c) Supplemental statement - Any person filing an advance statement on Form
U-12(I)-B shall file a supplement to such advance statement within 30 days after
the end of the period covered thereby, and in no event later than January 30th
of the following year, giving the information specified in Items 5 and 6
thereof. Any such person renewing such advance statement may combine the renewal
and supplement in the same statement.
