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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Dallas Gold & Silver Exchange Inc.
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(Name of Issuer)
Common Stock, $.01 par value
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(Title of Class of Securities)
235-077104
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(Cusip Number)
Karl E. May, 1375 E. 9th St., Ste. 1700, Cleveland, OH 44114 (216) 621-5300
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and communications)
May 29, 1996
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(Date of Event which Requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with this statement / /. (A
fee is not required only if the reporting person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class
of securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
RAYMOND L. BERGMAN - S.S.N. 269 32 4232
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(2) Check the Appropriate Box if a Member (a) / /
of a Group (See Instructions) (b) / /
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(3) SEC Use Only
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(4) Source of Funds (See Instructions)
OO
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) N/A
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(6) Citizenship or Place of Organization
United States citizen
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Number of Shares (7) Sole Voting
Beneficially Owned Power 21,847
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 0
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(9) Sole Dispositive
Power 21,847
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(10) Shared Dispositive
Power 0
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
21,847
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
N/A
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(13) Percent of Class Represented by Amount in Row (11)
.37%
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(14) Type of Reporting Person*
IN
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ITEM 1. SECURITY AND ISSUER
Dallas Gold & Silver Exchange Inc. Common Stock, par value of one cent ($.01)
each.
The principal executive office is located at 2817 Forest Lane, Dallas,
Texas 75234
ITEM 2. IDENTITY AND BACKGROUND
(a) The Reporting Person is Raymond L. Bergman
(b) The Reporting Person's address is 24 N. Sewalle Pt. Rd., Stuart,
FL 34996-0080
(c) The Reporting Person's present principal occupation is: retired.
(d) The Reporting Person has not, during the last five years, been convicted in
a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) The Reporting Person has not, during the past five years, been a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction
which as a result of such proceeding was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any violation
with respect to such laws.
(f) The Reporting Person is a United States citizen.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Not applicable. 580,000 of the securities were sold.
ITEM 4. PURPOSE OF TRANSACTION
580,000 of the securities were sold.
The Reporting Person does not have any plans or proposals which relate to or
would result in: (b) an extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the issuer or any of its subsidiaries;
(c) a sale or transfer of a material amount of assets of the issuer or any of
its subsidiaries; (d) any change in the present board of directors or management
of the issuer, including any plans or proposals to change the number or term of
directors or to file any existing vacancies on the board; (e) any material
change in the present capitalization or dividend policy of the issuer; (f) any
other material change in the issuer's business or corporate structure,
including but not limited to, if the issuer is a registered closed-
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end investment company, any plans or proposals to make any changes in its
investment policy for which a vote is required by section 13 of the Investment
Company Act of 1940; (g) changes in the issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede the acquisition or
control of the issuer by any person; (h) causing a class of securities of the
issuer to be delisted from a national securities exchange or to cease to be
authorized to be quoted in an inter-dealer quotation system of a registered
national securities association; (i) a class of equity securities or the issuer
becoming eligible for termination of registration pursuant to Section 12(g)(4)
of the Act; or (j) any action similar to any of those enumerated above.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) The Reporting Person beneficially owns 21,847 shares of the Common Stock,
$.01 par value of Dallas Gold & Silver Exchange Inc., which is .37% of the class
of securities.
(b) The Reporting Person has the sole power to vote or to direct the vote and
the sole power to dispose or to direct the disposition of the 21,847 shares
referenced in paragraph (a) above.
(c) The Reporting Person sold 580,000 shares of the securities during the past
sixty days.
(d) Reporting Person's Counsel received a portion of the proceeds from the sale
of such securities.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
Not applicable. 580,000 shares have been sold.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The Reporting Person has no materials to be filed as exhibits.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
31 May 96
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Date
/s/ Raymond L. Bergman
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Signature
/s/ Raymond L. Bergman
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Name/Title
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