Form 10-K/A
AMENDMENT NO. 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the fiscal year ended December 31, 1997
Commission file number 0 - 13442
MENTOR GRAPHICS CORPORATION
(Exact name of registrant as specified in its charter)
Oregon 93-0786033
(State or other jurisdiction of (IRS Employer
incorporation or organization) Identification No.)
8005 SW Boeckman Road 97070-7777
Wilsonville, Oregon (Zip Code)
(Address of principal executive offices)
Registrant's telephone number, including area code (503) 685-7000
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, without par value
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding twelve months (or for such shorter period that the Registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes [X] No [ ]
The aggregate market value of the voting stock held by non-affiliates of the
Registrant was approximately $675,067,106 on March 12, 1998, based upon the last
price of the Common Stock on that date reported in the Nasdaq National Market.
On March 12, 1998, there were 64,677,088 shares of the Registrant's Common Stock
outstanding.
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of Registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or in any amendment to
this Form 10-K. [X]
DOCUMENTS INCORPORATED BY REFERENCE
Document Part of Form 10-K into
which incorporated
- ------------------------------------ ----------------------
Portions of the 1998 Proxy Statement Part III
<PAGE>
This Form 10-K/A is filed solely for the purpose of refiling Exhibit 27.1, the
Financial Data Schedule, which as originally filed on March 31, 1998 omitted one
line item.
SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized, on April 2, 1998.
MENTOR GRAPHICS CORPORATION
By /s/ DEAN M. FREED
-------------------------------------------
Dean M. Freed
Vice President, General Counsel
and Secretary
<TABLE> <S> <C>
<ARTICLE> 5
<RESTATED>
<MULTIPLIER> 1,000
<S> <C> <C> <C>
<PERIOD-TYPE> YEAR YEAR YEAR
<FISCAL-YEAR-END> DEC-31-1995 DEC-31-1996 DEC-31-1997
<PERIOD-END> DEC-31-1995 DEC-31-1996 DEC-31-1997
<CASH> 186,676 165,406 84,402
<SECURITIES> 25,320 31,673 52,658
<RECEIVABLES> 96,962 108,957 106,010
<ALLOWANCES> 3,291 3,163 2,426
<INVENTORY> 0 0 0
<CURRENT-ASSETS> 327,583 338,192 272,339
<PP&E> 99,605 102,253 103,452
<DEPRECIATION> 25,955 21,472 27,516
<TOTAL-ASSETS> 495,372 513,359 402,302
<CURRENT-LIABILITIES> 114,092 137,344 124,148
<BONDS> 0 0 0
0 0 0
0 0 0
<COMMON> 294,917 297,756 291,263
<OTHER-SE> 31,309 21,884 (13,726)
<TOTAL-LIABILITY-AND-EQUITY> 495,372 513,359 402,302
<SALES> 432,517 447,886 454,727
<TOTAL-REVENUES> 432,517 447,886 454,727
<CGS> 117,204 133,816 159,033
<TOTAL-COSTS> 117,204 133,816 159,033
<OTHER-EXPENSES> 262,759 323,919 332,064
<LOSS-PROVISION> 308 1,168 1,220
<INTEREST-EXPENSE> 2,585 2,423 555
<INCOME-PRETAX> 59,048 (1,438) (33,051)
<INCOME-TAX> 8,542 3,540 (1,744)
<INCOME-CONTINUING> 50,506 (4,978) (31,307)
<DISCONTINUED> 0 0 0
<EXTRAORDINARY> 0 0 0
<CHANGES> 0 0 0
<NET-INCOME> 50,506 (4,978) (31,307)
<EPS-PRIMARY> .79 (.08) (.48)
<EPS-DILUTED> .78 (.08) (.48)
</TABLE>
