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Previous: LA TEKO RESOURCES LTD, 10-Q/A, 1997-10-03 |
Next: NORFOLK SOUTHERN CORP, SC 13E3/A, 1997-10-03 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTO-
BER 3, 1997
==============================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------------------
SCHEDULE 13D
OF CSX CORPORATION AND
CSX TRANSPORTATION, INC.
(AMENDMENT NO. 13 -- FINAL AMENDMENT)
(PURSUANT TO SECTION 13(d) OF THE
SECURITIES EXCHANGE ACT OF 1934)
SCHEDULE 13D
OF NORFOLK SOUTHERN CORPORATION
(AMENDMENT NO. 11 -- FINAL AMENDMENT)
(PURSUANT TO SECTION 13(d) OF THE
SECURITIES EXCHANGE ACT OF 1934)
SCHEDULE 13D
OF WALTER G. RICH
(AMENDMENT NO. 12 -- FINAL AMENDMENT)
(PURSUANT TO SECTION 13(d) OF THE
SECURITIES EXCHANGE ACT OF 1934)
DELAWARE OTSEGO CORPORATION
(NAME OF ISSUER)
DOCP ACQUISITION LLC
CSX CORPORATION
NORFOLK SOUTHERN CORPORATION
WALTER G. RICH
(NAME OF PERSONS FILING STATEMENT)
COMMON STOCK, PAR VALUE $0.125 PER SHARE
(TITLE OF CLASS OF SECURITIES)
246244 10 7
(CUSIP NUMBER OF CLASS OF SECURITIES)
PETER J. SHUDTZ
GENERAL COUNSEL<PAGE>
CSX CORPORATION
ONE JAMES CENTER
901 EAST CARY STREET
RICHMOND, VIRGINIA 23219-4031
(804) 782-1400
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON
AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS
ON BEHALF OF PERSONS FILING STATEMENT)
WITH A COPY TO:
PAMELA S. SEYMON RONALD B. RISDON
WACHTELL, LIPTON, ROSEN & KATZ KELLEY DRYE & WARREN LLP
51 WEST 52ND STREET 101 PARK AVENUE
NEW YORK, NEW YORK 10019 NEW YORK, NEW YORK 10178
TELEPHONE: (212) 403-1000 TELEPHONE: (212) 808-7800
J. GARY LANE ERIC J. FRIEDMAN
GENERAL COUNSEL CORPORATE SKADDEN, ARPS, SLATE,
NORFOLK SOUTHERN CORPORATION MEAGHER & FLOM LLP
THREE COMMERCIAL PLACE 919 THIRD AVENUE
NORFOLK, VIRGINIA 23510-9241 NEW YORK, NEW YORK 10022
TELEPHONE: (757) 629-2600 TELEPHONE: (212) 735-3000<PAGE>
CUSIP No. 246244 10 7
+-----+----------------------------------------------------------------------+
| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
| | |
| | DOCP ACQUISITION LLC |
+-----+----------------------------------------------------------------------+
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
| | |
| | (a) |
| | |
| | |
| | (b) |
| | x |
| | |
+-----+----------------------------------------------------------------------+
| 3 | SEC USE ONLY |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) |
| | |
| | |
| | AF |
+-----+----------------------------------------------------------------------+
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO |
| | ITEMS 2(d) or 2(e) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | |
| | |
| | STATE OF NEW YORK |
+-----+----------------------------------------------------------------------+
| 7 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | |
| | 2,041,141 1 |
+-----+----------------------------------------------------------------------+
| 8 | CHECK IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES (SEE|
| | INSTRUCTIONS) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 9 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) |
| | |
| | |
| | 90.6% 1 |
+-----+----------------------------------------------------------------------+
| 10 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | |
| | 00 |
+-----+----------------------------------------------------------------------+
1 These numbers are provided as of immediately prior to the
Merger, after which DOCP Acquisition LLC will own all of the
issued and outstanding shares.<PAGE>
CUSIP No. 246244 10 7
+-----+----------------------------------------------------------------------+
| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
| | |
| | CSX CORPORATION |
| | 62-1051971 |
+-----+----------------------------------------------------------------------+
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
| | |
| | (a) |
| | |
| | |
| | (b) |
| | x |
| | |
+-----+----------------------------------------------------------------------+
| 3 | SEC USE ONLY |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) |
| | |
| | |
| | WC |
+-----+----------------------------------------------------------------------+
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO |
| | ITEMS 2(d) or 2(e) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | |
| | |
| | COMMONWEALTH OF VIRGINIA |
+-----+----------------------------------------------------------------------+
| 7 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | |
| | 2,041,141 1 |
+-----+----------------------------------------------------------------------+
| 8 | CHECK IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES (SEE|
| | INSTRUCTIONS) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 9 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) |
| | |
| | |
| | 90.6% 1 |
+-----+----------------------------------------------------------------------+
| 10 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | |
| | HC, CO |
+-----+----------------------------------------------------------------------+
1 Only to the extent of its indirect ownership of 10% of the
Common Interests of DOCP Acquisition LLC. These numbers are
provided as of immediately prior to the Merger, after which
DOCP Acquisition LLC will own all of the issued and outstanding
shares.<PAGE>
CUSIP No. 246244 10 7
+-----+----------------------------------------------------------------------+
| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
| | |
| | CSX TRANSPORTATION, INC. |
| | 54-6000720 |
+-----+----------------------------------------------------------------------+
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
| | |
| | (a) |
| | |
| | |
| | (b) |
| | x |
| | |
+-----+----------------------------------------------------------------------+
| 3 | SEC USE ONLY |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) |
| | |
| | |
| | WC |
+-----+----------------------------------------------------------------------+
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO |
| | ITEMS 2(d) or 2(e) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | |
| | |
| | COMMONWEALTH OF VIRGINIA |
+-----+----------------------------------------------------------------------+
| 7 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | |
| | 2,041,141 1 |
+-----+----------------------------------------------------------------------+
| 8 | CHECK IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES (SEE|
| | INSTRUCTIONS) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 9 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) |
| | |
| | |
| | 90.6% 1 |
+-----+----------------------------------------------------------------------+
| 10 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | |
| | HC, CO |
+-----+----------------------------------------------------------------------+
1 Only to the extent of its ownership of 10% of the Common
Interests of DOCP Acquisition LLC. These numbers are provided
as of immediately prior to the Merger, after which DOCP
Acquisition LLC will own all of the issued and outstanding
shares.<PAGE>
CUSIP No. 246244 10 7
+-----+----------------------------------------------------------------------+
| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
| | |
| | NORFOLK SOUTHERN CORPORATION |
| | 52-1188014 |
+-----+----------------------------------------------------------------------+
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
| | |
| | (a) |
| | |
| | |
| | (b) |
| | x |
| | |
+-----+----------------------------------------------------------------------+
| 3 | SEC USE ONLY |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) |
| | |
| | |
| | WC |
+-----+----------------------------------------------------------------------+
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO |
| | ITEMS 2(d) or 2(e) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | |
| | |
| | COMMONWEALTH OF VIRGINIA |
+-----+----------------------------------------------------------------------+
| 7 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | |
| | 2,041,141 1 |
+-----+----------------------------------------------------------------------+
| 8 | CHECK IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES (SEE|
| | INSTRUCTIONS) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 9 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) |
| | |
| | |
| | 90.6% 1 |
+-----+----------------------------------------------------------------------+
| 10 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | |
| | HC, CO |
+-----+----------------------------------------------------------------------+
1 Only to the extent of its ownership of 10% of the Common
Interests of DOCP Acquisition LLC. These numbers are provided
as of immediately prior to the Merger, after which DOCP
Acquisition LLC will own all of the issued and outstanding
shares.<PAGE>
CUSIP No. 246244 10 7
+-----+----------------------------------------------------------------------+
| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
| | |
| | WALTER G. RICH |
| | ###-##-#### |
+-----+----------------------------------------------------------------------+
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
| | |
| | (a) |
| | |
| | |
| | (b) |
| | x |
| | |
+-----+----------------------------------------------------------------------+
| 3 | SEC USE ONLY |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) |
| | |
| | |
| | PF |
+-----+----------------------------------------------------------------------+
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO |
| | ITEMS 2(d) or 2(e) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | |
| | |
| | STATE OF NEW YORK |
+-----+----------------------------------------------------------------------+
| 7 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | |
| | 2,041,141 1 |
+-----+----------------------------------------------------------------------+
| 8 | CHECK IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES (SEE|
| | INSTRUCTIONS) |
| | |
| | |
+-----+----------------------------------------------------------------------+
| 9 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) |
| | |
| | |
| | 90.6% 1 |
+-----+----------------------------------------------------------------------+
| 10 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | |
| | IN |
+-----+----------------------------------------------------------------------+
1 Only to the extent of his ownership of 80% of the Common
Interests of DOCP Acquisition LLC. These numbers are provided
as of immediately prior to the Merger, after which DOCP
Acquisition LLC will own all of the issued and outstanding
shares.<PAGE>
This Amendment No. 13 to the Schedule 13D of CSX Cor-
poration, a Virginia corporation ("CSX"), and CSX Transpor-
tation, Inc., a Virginia corporation and wholly owned subsid-
iary of CSX ("CSXT"), Amendment No. 11 to the Schedule 13D of
Norfolk Southern Corporation, a Virginia corporation ("NSC"),
and Amendment No. 12 to the Schedule 13D of Walter G. Rich
(collectively, as amended, the "Statement") relates to the of-
fer by DOCP Acquisition LLC, a New York limited liability com-
pany ("Purchaser") formed by CSX, NSC and Mr. Rich to purchase
all outstanding shares of common stock, par value $0.125 per
share (the "Shares"), of Delaware Otsego Corporation, a New
York corporation (the "Company"). This Amendment amends and
supplements all such Schedules 13D filed prior hereto.
ITEM 10. ADDITIONAL INFORMATION
Item 10 of the Statement is hereby amended by the
addition of the following:
On October 3, 1997, Purchaser completed the
short-form merger of the Company with a wholly-owned
subsidiary in which Purchaser became the owner of all
shares of capital stock of the Company and each Share
(other than certain Shares to be cancelled) existing
immediately prior to the Merger was converted into
the right to receive $22.00 in cash.
The Company, by letter dated October 1, 1997 in-
formed representatives of The Nasdaq National Market
of its desire to delist from The Nasdaq National Mar-
ket as of the close of business on October 1, 1997.
The Company has indicated that on October 3, 1997 it
will file a Certification of Notice of Termination of
Registration under Section 12(g) of the Securities
Exchange Act of 1934 (the "Exchange Act") on Form 15
relating to the common stock of the Company. The
Company's obligation, pursuant to Section 15(d) of
the Exchange Act, to file reports pursuant to Section
13(a) of the Exchange Act, will be immediately
suspended upon filing of the above-referenced Form
15.
A copy of the press release relating to the
actions outlined above has been filed with the
Commission as an exhibit hereto and is incorporated
herein by reference.
-2-<PAGE>
ITEM 11. MATERIAL TO BE FILED AS EXHIBITS
Item 11 of the Statement is hereby amended by addi-
tion of the following:
(a)(13) Press Release issued on October 3, 1997.
-3-<PAGE>
SIGNATURES
After due inquiry, and to the best of my knowledge, I
certify that the information set forth in this statement is
true, complete and correct.
October 3, 1997
DOCP ACQUISITION LLC
By: /s/ MARK G. ARON
------------------------------
Name: Mark G. Aron
Title: Authorized Person
By: /s/ JAMES C. BISHOP, JR.
------------------------------
Name: James C. Bishop, Jr.
Title: Authorized Person
CSX CORPORATION
By: /s/ MARK G. ARON
------------------------------
Name: Mark G. Aron
Title: Executive Vice
President -- Law and
Public Affairs
NORFOLK SOUTHERN CORPORATION
By: /s/ JAMES C. BISHOP, JR.
------------------------------
Name: James C. Bishop, Jr.
Title: Executive Vice
President -- Law
/s/ WALTER G. RICH
---------------------------------
WALTER G. RICH
-4-<PAGE>
SIGNATURE
(SOLELY WITH RESPECT TO THE SCHEDULE 13D OF
CSX TRANSPORTATION, INC.)
After reasonable inquiry and to the best of my knowl-
edge and belief, I certify that the information set forth in
this statement is true, complete and correct.
October 3, 1997
CSX TRANSPORTATION, INC.
By: /s/ WILLIAM M. HART
------------------------
Name: William M. Hart
Title: Vice President --
Corridor Development
-5-<PAGE>
EXHIBIT INDEX
(a)(13) Press Release issued on October 3, 1997.
-6-
EXHIBIT (d)(13)
NEWS RELEASE MACKENZIE PARTNERS, INC. [logo]
156 FIFTH AVENUE
NEW YORK, NY 10010
212 929-5500
FAX 929-0308
CONTACT:
Daniel Burch
MacKenzie Partners, Inc.
(212) 929-5748
FOR IMMEDIATE RELEASE:
DOCP ACQUISITION LLC COMPLETES
MERGER OF DELAWARE OTSEGO CORPORATION
COOPERSTOWN, New York, October 3, 1997: DOCP
Acquisition LLC announced it had completed the short-form
merger of Delaware Otsego Corporation (NASDAQ: DOCP) with a
wholly owned subsidiary. As previously announced, DOCP
Acquisition LLC accepted shares for payment under its tender
offer for DOCP common shares upon expiration of the offer at
5:00 p.m. on Friday, September 26. All DOCP common shares not
acquired in the tender offer or in connection therewith were
converted, at the effective time of the merger, into the right
to receive $22 per share in cash, subject to the terms set
forth in the agreement and plan of merger relating thereto. It
is expected that documents required to receive cash for shares
converted in the merger will be distributed promptly to those
DOCP shareholders who did not participate in the offer. As
a result of the pendency of the merger, the DOCP common shares
ceased being publicly listed on The Nasdaq National Market from
the close of business on October 1.
Delaware Otsego Corporation, a New York corporation,
is a railroad holding company, with headquarters in
Cooperstown, New York.
# # #
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